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SXT

SENSIENT TECHNOLOGIES CORP

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3822
SEC CIK
0000310142
Parsed reports
536

Last 12 months

Inside the activity.

2 purchase rows · 7 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202521
Dec 202501
Jan 202600
Feb 202600
Mar 202600
Apr 202602
May 202602
Jun 202600
Jul 202600
Aug 202601
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
April 22, 2021 Filed Apr 26, 2021 21:07 UTC Tax withholdingCommon Stock 649 $81.51 $52,899.99
Disclosure

SEC source: 0001127602-21-014459 · form4.xml · nonDerivative · entry 2

WEDRAL ELAINE R · CIK 0001267533 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,361.967

F3 · kind: Shares were withheld to cover tax withholding in connection with the vesting of a prior restricted stock grant.

F2 · balance_after: Includes shares of restricted stock held under Issuer's 2012 Non-Employee Directors Stock Plan, and shares held in a dividend reinvestment plan.

Read SEC document
April 22, 2021 Filed Apr 26, 2021 21:07 UTC GrantCommon Stock 1,105 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-014459 · form4.xml · nonDerivative · entry 1

WEDRAL ELAINE R · CIK 0001267533 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,010.967

F1 · kind: Represents grant of restricted stock under Issuer's 2012 Non-Employee Directors Stock Plan.

F2 · balance_after: Includes shares of restricted stock held under Issuer's 2012 Non-Employee Directors Stock Plan, and shares held in a dividend reinvestment plan.

Read SEC document
April 22, 2021 Filed Apr 26, 2021 21:04 UTC GrantCommon Stock 1,105 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-014457 · form4.xml · nonDerivative · entry 1

MORRISON SCOTT C · CIK 0001205945 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,550.409

F1 · kind: Represents grant of restricted stock under Issuer's 2012 Non-Employee Directors Stock Plan.

F2 · balance_after: Includes shares of restricted stock held under Issuer's 2012 Non-Employee Directors Stock Plan, and shares held in a dividend reinvestment plan.

Read SEC document
April 22, 2021 Filed Apr 26, 2021 21:02 UTC Tax withholdingCommon Stock 541 $81.51 $44,096.91
Disclosure

SEC source: 0001127602-21-014455 · form4.xml · nonDerivative · entry 2

McKeithan Gebhardt Deborah · CIK 0001616603 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,715.373

F3 · kind: Shares were withheld to cover tax withholding in connection with the vesting of a prior restricted stock grant.

F2 · balance_after: Includes shares of restricted stock held under Issuer's 2012 Non-Employee Directors Stock Plan, and shares held in a dividend reinvestment plan.

Read SEC document
April 22, 2021 Filed Apr 26, 2021 21:02 UTC GrantCommon Stock 1,105 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-014455 · form4.xml · nonDerivative · entry 1

McKeithan Gebhardt Deborah · CIK 0001616603 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,256.373

F1 · kind: Represents grant of restricted stock under Issuer's 2012 Non-Employee Directors Stock Plan.

F2 · balance_after: Includes shares of restricted stock held under Issuer's 2012 Non-Employee Directors Stock Plan, and shares held in a dividend reinvestment plan.

Read SEC document
April 22, 2021 Filed Apr 26, 2021 20:58 UTC Tax withholdingCommon Stock 772 $81.51 $62,925.72
Disclosure

SEC source: 0001127602-21-014452 · form4.xml · nonDerivative · entry 2

LANDRY DONALD W · CIK 0001563616 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,272.996

F3 · kind: Shares were withheld to cover tax withholding in connection with the vesting of prior restricted stock grant.

F2 · balance_after: Includes shares of restricted stock held under Issuer's 2012 Non-Employee Directors Stock Plan, and shares held in a dividend reinvestment plan.

Read SEC document
April 22, 2021 Filed Apr 26, 2021 20:58 UTC GrantCommon Stock 1,105 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-014452 · form4.xml · nonDerivative · entry 1

LANDRY DONALD W · CIK 0001563616 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,044.996

F1 · kind: Represents grant of restricted stock under Issuer's 2012 Non-Employee Directors Stock Plan.

F2 · balance_after: Includes shares of restricted stock held under Issuer's 2012 Non-Employee Directors Stock Plan, and shares held in a dividend reinvestment plan.

Read SEC document
April 22, 2021 Filed Apr 26, 2021 20:55 UTC Tax withholdingCommon Stock 307 $81.51 $25,023.57
Disclosure

SEC source: 0001127602-21-014449 · form4.xml · nonDerivative · entry 2

Jackson Carol R · CIK 0001793449 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,886.708

F3 · kind: Shares were withheld to cover tax withholding in connection with the vesting of a prior restricted stock grant.

F2 · balance_after: Includes shares of restricted stock held under Issuer's 2012 Non-Employee Directors Stock Plan.

Read SEC document
April 22, 2021 Filed Apr 26, 2021 20:55 UTC GrantCommon Stock 1,105 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-014449 · form4.xml · nonDerivative · entry 1

Jackson Carol R · CIK 0001793449 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,193.708

F1 · kind: Represents grant of restricted stock under Issuer's 2012 Non-Employee Directors Stock Plan.

F2 · balance_after: Includes shares of restricted stock held under Issuer's 2012 Non-Employee Directors Stock Plan.

Read SEC document
April 22, 2021 Filed Apr 26, 2021 20:51 UTC Tax withholdingCommon Stock 618 $81.51 $50,373.18
Disclosure

SEC source: 0001127602-21-014445 · form4.xml · nonDerivative · entry 2

CICHURSKI EDWARD H · CIK 0001237814 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,178.719

F3 · kind: Shares were withheld to cover tax withholding in connection with the vesting of a prior restricted stock grant.

F2 · balance_after: Includes shares of restricted stock held under Issuer's 2012 Non-Employee Directors Stock Plan, and shares held in a dividend reinvestment plan.

Read SEC document
April 22, 2021 Filed Apr 26, 2021 20:51 UTC GrantCommon Stock 1,105 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-014445 · form4.xml · nonDerivative · entry 1

CICHURSKI EDWARD H · CIK 0001237814 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,796.719

F1 · kind: Represents grant of restricted stock under Issuer's 2012 Non-Employee Directors Stock Plan.

F2 · balance_after: Includes shares of restricted stock held under Issuer's 2012 Non-Employee Directors Stock Plan, and shares held in a dividend reinvestment plan.

Read SEC document
April 22, 2021 Filed Apr 26, 2021 20:53 UTC Tax withholdingCommon Stock 695 $81.51 $56,649.45
Disclosure

SEC source: 0001127602-21-014447 · form4.xml · nonDerivative · entry 2

Ferruzzi Mario · CIK 0001659317 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,412.037

F3 · kind: Shares were withheld to cover tax withholding in connection with the vesting of prior restricted stock grant.

F2 · balance_after: Includes shares of restricted stock held under Issuer's 2012 Non-Employee Directors Stock Plan, and shares held in a dividend reinvestment plan.

Read SEC document
April 22, 2021 Filed Apr 26, 2021 20:53 UTC GrantCommon Stock 1,105 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-014447 · form4.xml · nonDerivative · entry 1

Ferruzzi Mario · CIK 0001659317 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,107.037

F1 · kind: Represents grant of restricted stock under Issuer's 2012 Non-Employee Directors Stock Plan.

F2 · balance_after: Includes shares of restricted stock held under Issuer's 2012 Non-Employee Directors Stock Plan, and shares held in a dividend reinvestment plan.

Read SEC document
April 22, 2021 Filed Apr 26, 2021 20:48 UTC GrantCommon Stock 1,105 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-014443 · form4.xml · nonDerivative · entry 1

CARLEONE JOSEPH · CIK 0001212515 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,113.317

F1 · kind: Represents grant of restricted stock under Issuer's 2012 Non-Employee Directors Stock Plan.

F2 · balance_after: Includes shares of restricted stock held under Issuer's 2012 Non-Employee Directors Stock Plan, and shares held in a dividend reinvestment plan.

Read SEC document
March 31, 2021 Filed Apr 1, 2021 22:01 UTC GrantDeferred Stock · Derivative 423.397 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-012640 · form4.xml · derivative · entry 2

CARLEONE JOSEPH · CIK 0001212515 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,759.505

Underlying: Common Stock · 423.397 shares

Expires not disclosed

F2 · derivative.exercise_price: Deferred stock converts to common stock on a one-for-one basis.

F3 · kind: Deferral of director fees under Issuer's Directors' Deferred Compensation Plan.

F4 · derivative.exercise_date: Shares of common stock will be issued upon termination of reporting person's service as a director of the Issuer.

F4 · derivative.expiration_date: Shares of common stock will be issued upon termination of reporting person's service as a director of the Issuer.

Read SEC document
March 31, 2021 Filed Apr 1, 2021 21:59 UTC GrantDeferred Stock · Derivative 64.487 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-012638 · form4.xml · derivative · entry 3

Ferruzzi Mario · CIK 0001659317 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,711.364

Underlying: Common Stock · 64.487 shares

Expires not disclosed

F2 · derivative.exercise_price: Deferred stock converts to common stock on a one-for-one basis.

F3 · kind: Deferral of director fees under Issuer's Directors' Deferred Compensation Plan.

F4 · derivative.exercise_date: Shares of common stock will be issued upon termination of reporting person's service as a director of the Issuer.

F4 · derivative.expiration_date: Shares of common stock will be issued upon termination of reporting person's service as a director of the Issuer.

Read SEC document
March 31, 2021 Filed Apr 1, 2021 21:57 UTC GrantDeferred Stock · Derivative 102.981 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-012636 · form4.xml · derivative · entry 3

McKeithan Gebhardt Deborah · CIK 0001616603 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,271.587

Underlying: Common Stock · 102.981 shares

Expires not disclosed

F2 · derivative.exercise_price: Deferred stock converts to common stock on a one-for-one basis.

F3 · kind: Deferral of director fees under Issuer's Directors' Deferred Compensation Plan.

F4 · derivative.exercise_date: Shares of common stock will be issued upon termination of reporting person's service as a director of the Issuer.

F4 · derivative.expiration_date: Shares of common stock will be issued upon termination of reporting person's service as a director of the Issuer.

Read SEC document
March 08, 2021 Filed Mar 10, 2021 20:24 UTC SaleCommon Stock 2,000 $78.55 $157,090.00
Disclosure

SEC source: 0001127602-21-010059 · form4.xml · nonDerivative · entry 1

WEDRAL ELAINE R · CIK 0001267533 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,905.967

F1 · balance_after: Includes shares of restricted stock held under Issuer's 2012 Non-Employee Directors Stock Plan, and shares held in a dividend reinvestment plan.

Read SEC document
March 05, 2021 Filed Mar 8, 2021 21:59 UTC SaleCommon Stock 1,000 $77.05 $77,049.30
Disclosure

SEC source: 0001127602-21-009716 · form4.xml · nonDerivative · entry 2

WEDRAL ELAINE R · CIK 0001267533 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,905.967

F1 · balance_after: Includes shares of restricted stock held under Issuer's 2012 Non-Employee Directors Stock Plan, and shares held in a dividend reinvestment plan.

Read SEC document
March 04, 2021 Filed Mar 8, 2021 21:59 UTC SaleCommon Stock 3,000 $75.31 $225,915.00
Disclosure

SEC source: 0001127602-21-009716 · form4.xml · nonDerivative · entry 1

WEDRAL ELAINE R · CIK 0001267533 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,905.967

F1 · balance_after: Includes shares of restricted stock held under Issuer's 2012 Non-Employee Directors Stock Plan, and shares held in a dividend reinvestment plan.

Read SEC document
February 11, 2021 Filed Feb 16, 2021 23:20 UTC
ROLFS STEPHEN JSenior VP & CFO
Exercise / conversionPerformance Stock Unit · Derivative 11,700 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-005970 · form4.xml · derivative · entry 6

ROLFS STEPHEN J · CIK 0001199084 · Senior VP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 11,700 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: Each performance stock unit represents a contingent right to receive one share of Issuer's Common Stock.

F7 · derivative.exercise_date: Performance stock units vested at 0% of the target award amount upon the Issuer's achievement of certain performance criteria based on EBIT growth and return on invested capital during a three-year performance period.

F7 · derivative.expiration_date: Performance stock units vested at 0% of the target award amount upon the Issuer's achievement of certain performance criteria based on EBIT growth and return on invested capital during a three-year performance period.

Read SEC document
February 11, 2021 Filed Feb 16, 2021 22:57 UTC
Manning PaulDirector · Chairman, President & CEO
Exercise / conversionPerformance Stock Unit · Derivative 39,100 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-005958 · form4.xml · derivative · entry 5

Manning Paul · CIK 0001497125 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 39,100 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each performance stock unit represents a contingent right to receive one share of Issuer's Common Stock.

F5 · derivative.exercise_date: Performance stock units vested at 0% of the target award amount upon the Issuer's achievement of certain performance criteria based on EBIT growth and return on invested capital during a three-year performance period.

F5 · derivative.expiration_date: Performance stock units vested at 0% of the target award amount upon the Issuer's achievement of certain performance criteria based on EBIT growth and return on invested capital during a three-year performance period.

Read SEC document
February 11, 2021 Filed Feb 16, 2021 22:51 UTC
Manning John JSVP, GC & Secretary
Exercise / conversionPerformance Stock Unit · Derivative 4,900 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-005954 · form4.xml · derivative · entry 5

Manning John J · CIK 0001564468 · SVP, GC & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,900 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each performance stock unit represents a contingent right to receive one share of Issuer's Common Stock.

F5 · derivative.exercise_date: Performance stock units vested at 0% of the target award amount upon the Issuer's achievement of certain performance criteria based on EBIT growth and return on invested capital during a three-year performance period.

F5 · derivative.expiration_date: Performance stock units vested at 0% of the target award amount upon the Issuer's achievement of certain performance criteria based on EBIT growth and return on invested capital during a three-year performance period.

Read SEC document
February 11, 2021 Filed Feb 16, 2021 22:42 UTC
Jones Amy SchmidtVP, HR and Senior Counsel
Exercise / conversionPerformance Stock Unit · Derivative 4,400 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-005942 · form4.xml · derivative · entry 3

Jones Amy Schmidt · CIK 0001734371 · VP, HR and Senior Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,400 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each performance stock unit represents a contingent right to receive one share of Issuer's Common Stock.

F4 · derivative.exercise_date: Performance stock units vested at 0% of the target award amount upon the Issuer's achievement of certain performance criteria based on EBIT growth and return on invested capital during a three-year performance period.

F4 · derivative.expiration_date: Performance stock units vested at 0% of the target award amount upon the Issuer's achievement of certain performance criteria based on EBIT growth and return on invested capital during a three-year performance period.

Read SEC document
February 11, 2021 Filed Feb 16, 2021 22:36 UTC
Geraghty Michael CPresident, Color Group
Exercise / conversionPerformance Stock Unit · Derivative 7,800 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-005933 · form4.xml · derivative · entry 5

Geraghty Michael C · CIK 0001559812 · President, Color Group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 7,800 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each performance stock unit represents a contingent right to receive one share of Issuer's Common Stock.

F5 · derivative.exercise_date: Performance stock units vested at 0% of the target award amount upon the Issuer's achievement of certain performance criteria based on EBIT growth and return on invested capital during a three-year performance period.

F5 · derivative.expiration_date: Performance stock units vested at 0% of the target award amount upon the Issuer's achievement of certain performance criteria based on EBIT growth and return on invested capital during a three-year performance period.

Read SEC document
February 08, 2021 Filed Feb 10, 2021 17:18 UTC
Tornehl TobinVP Controller & CAO
Tax withholdingCommon Stock 72 $75.08 $5,405.76
Disclosure

SEC source: 0001127602-21-004847 · form4.xml · nonDerivative · entry 1

Tornehl Tobin · CIK 0001756766 · VP Controller & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,130.948

F1 · kind: Shares were withheld to cover tax withholding in connection with the vesting of prior restricted stock grant.

F2 · balance_after: Includes shares of restricted stock held under Issuer's 2017 Stock Plan, and shares held in a dividend reinvestment plan.

Read SEC document
February 08, 2021 Filed Feb 10, 2021 17:15 UTC
Hoang ThierryVP, Asia Pacific Group
Tax withholdingCommon Stock 50 $75.08 $3,754.00
Disclosure

SEC source: 0001127602-21-004841 · form4.xml · nonDerivative · entry 1

Hoang Thierry · CIK 0001774209 · VP, Asia Pacific Group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,684

F1 · kind: Shares were withheld to cover tax withholding in connection with the vesting of prior restricted stock unit grants.

F2 · balance_after: Includes restricted stock units held under Issuer's 2017 Stock Plan. Each restricted stock unit represents a contingent right to receive one share of Issuer's Common Stock and vests three years after the grant date.

Read SEC document
December 31, 2020 Filed Jan 4, 2021 22:24 UTC GrantDeferred Stock · Derivative 447.675 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-000223 · form4.xml · derivative · entry 2

CARLEONE JOSEPH · CIK 0001212515 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,274.883

Underlying: Common Stock · 447.675 shares

Expires not disclosed

F2 · derivative.exercise_price: Deferred stock converts to common stock on a one-for-one basis.

F3 · kind: Deferral of director fees under Issuer's Directors' Deferred Compensation Plan.

F4 · derivative.exercise_date: Shares of common stock will be issued upon termination of reporting person's service as a director of the Issuer.

F4 · derivative.expiration_date: Shares of common stock will be issued upon termination of reporting person's service as a director of the Issuer.

Read SEC document
December 31, 2020 Filed Jan 4, 2021 22:20 UTC GrantDeferred Stock · Derivative 68.185 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-000220 · form4.xml · derivative · entry 3

Ferruzzi Mario · CIK 0001659317 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,638.703

Underlying: Common Stock · 68.185 shares

Expires not disclosed

F2 · derivative.exercise_price: Deferred stock converts to common stock on a one-for-one basis.

F3 · kind: Deferral of director fees under Issuer's Directors' Deferred Compensation Plan.

F4 · derivative.exercise_date: Shares of common stock will be issued upon termination of reporting person's service as a director of the Issuer.

F4 · derivative.expiration_date: Shares of common stock will be issued upon termination of reporting person's service as a director of the Issuer.

Read SEC document
December 31, 2020 Filed Jan 4, 2021 22:16 UTC GrantDeferred Stock · Derivative 108.886 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-000217 · form4.xml · derivative · entry 3

McKeithan Gebhardt Deborah · CIK 0001616603 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,152.88

Underlying: Common Stock · 108.886 shares

Expires not disclosed

F2 · derivative.exercise_price: Deferred stock converts to common stock on a one-for-one basis.

F3 · kind: Deferral of director fees under Issuer's Directors' Deferred Compensation Plan.

F4 · derivative.exercise_date: Shares of common stock will be issued upon termination of reporting person's service as a director of the Issuer.

F4 · derivative.expiration_date: Shares of common stock will be issued upon termination of reporting person's service as a director of the Issuer.

Read SEC document
December 10, 2020 Filed Dec 14, 2020 22:08 UTC
Tornehl TobinVP Controller & CAO
GrantPerformance Stock Unit · Derivative 1,556 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-031294 · form4.xml · derivative · entry 3

Tornehl Tobin · CIK 0001756766 · VP Controller & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,556

Underlying: Common Stock · 1,556 shares

Expires not disclosed

F4 · derivative.exercise_price: Each performance stock unit represents a contingent right to receive one share of Issuer's Common Stock.

F5 · derivative.exercise_date: Represents grant of performance stock units under Issuer's 2017 Stock Plan. The award is eligible to vest following a three-year performance period (from January 1, 2021 through December 31, 2023) as follows: (1) 70% of the award is eligible to vest upon achievement of certain performance criteria based on EBITDA growth, and (2) 30% of the award is eligible to vest upon achievement of certain performance criteria based on return on invested capital. Subject to certain continued employment conditions and subject to accelerated vesting in certain circumstances, the actual number of shares earned will be determined and vest following the three-year performance period. The number of shares reflected is at the target award amount. No performance stock units will vest below a minimum level of performance. At or above the minimum level of performance, the actual number of shares earned may range from 0% to 200% of the target award amount.

F5 · derivative.expiration_date: Represents grant of performance stock units under Issuer's 2017 Stock Plan. The award is eligible to vest following a three-year performance period (from January 1, 2021 through December 31, 2023) as follows: (1) 70% of the award is eligible to vest upon achievement of certain performance criteria based on EBITDA growth, and (2) 30% of the award is eligible to vest upon achievement of certain performance criteria based on return on invested capital. Subject to certain continued employment conditions and subject to accelerated vesting in certain circumstances, the actual number of shares earned will be determined and vest following the three-year performance period. The number of shares reflected is at the target award amount. No performance stock units will vest below a minimum level of performance. At or above the minimum level of performance, the actual number of shares earned may range from 0% to 200% of the target award amount.

Read SEC document
December 10, 2020 Filed Dec 14, 2020 22:08 UTC
Tornehl TobinVP Controller & CAO
GrantCommon Stock 1,037 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-031294 · form4.xml · nonDerivative · entry 1

Tornehl Tobin · CIK 0001756766 · VP Controller & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,202.948

F1 · shares: Represents a grant of restricted stock under the Issuer's 2017 Stock Plan. The shares are restricted for three years following the grant date.

F2 · balance_after: Includes shares of restricted stock held under Issuer's 2007 Stock Plan and 2017 Stock Plan, and shares held in a dividend reinvestment plan.

Read SEC document
December 10, 2020 Filed Dec 14, 2020 22:00 UTC
ROLFS STEPHEN JSenior VP & CFO
GrantPerformance Stock Unit · Derivative 8,186 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-031288 · form4.xml · derivative · entry 7

ROLFS STEPHEN J · CIK 0001199084 · Senior VP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,186

Underlying: Common Stock · 8,186 shares

Expires not disclosed

F6 · derivative.exercise_price: Each performance stock unit represents a contingent right to receive one share of Issuer's Common Stock.

F7 · derivative.exercise_date: Represents grant of performance stock units under Issuer's 2017 Stock Plan. The award is eligible to vest following a three-year performance period (from January 1, 2021 through December 31, 2023) as follows: (1) 70% of the award is eligible to vest upon achievement of certain performance criteria based on EBITDA growth, and (2) 30% of the award is eligible to vest upon achievement of certain performance criteria based on return on invested capital. Subject to certain continued employment conditions and subject to accelerated vesting in certain circumstances, the actual number of shares earned will be determined and vest following the three-year performance period. The number of shares reflected is at the target award amount. No performance stock units will vest below a minimum level of performance. At or above the minimum level of performance, the actual number of shares earned may range from 0% to 200% of the target award amount.

F7 · derivative.expiration_date: Represents grant of performance stock units under Issuer's 2017 Stock Plan. The award is eligible to vest following a three-year performance period (from January 1, 2021 through December 31, 2023) as follows: (1) 70% of the award is eligible to vest upon achievement of certain performance criteria based on EBITDA growth, and (2) 30% of the award is eligible to vest upon achievement of certain performance criteria based on return on invested capital. Subject to certain continued employment conditions and subject to accelerated vesting in certain circumstances, the actual number of shares earned will be determined and vest following the three-year performance period. The number of shares reflected is at the target award amount. No performance stock units will vest below a minimum level of performance. At or above the minimum level of performance, the actual number of shares earned may range from 0% to 200% of the target award amount.

Read SEC document
December 10, 2020 Filed Dec 14, 2020 22:00 UTC
ROLFS STEPHEN JSenior VP & CFO
GrantCommon Stock 5,457 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-031288 · form4.xml · nonDerivative · entry 3

ROLFS STEPHEN J · CIK 0001199084 · Senior VP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,298

F2 · shares: Represents a grant of restricted stock under the Issuer's 2017 Stock Plan. The shares are restricted for three years following the grant date.

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December 10, 2020 Filed Dec 14, 2020 21:44 UTC
Mitchell E. CraigPresident, Flavors Group
GrantPerformance Stock Unit · Derivative 5,198 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-031284 · form4.xml · derivative · entry 4

Mitchell E. Craig · CIK 0001751760 · President, Flavors Group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,198

Underlying: Common Stock · 5,198 shares

Expires not disclosed

F4 · derivative.exercise_price: Each performance stock unit represents a contingent right to receive one share of Issuer's Common Stock.

F5 · derivative.exercise_date: Represents grant of performance stock units under Issuer's 2017 Stock Plan. The award is eligible to vest following a three-year performance period (from January 1, 2021 through December 31, 2023) as follows: (1) 70% of the award is eligible to vest upon achievement of certain performance criteria based on EBITDA growth, and (2) 30% of the award is eligible to vest upon achievement of certain performance criteria based on return on invested capital. Subject to certain continued employment conditions and subject to accelerated vesting in certain circumstances, the actual number of shares earned will be determined and vest following the three-year performance period. The number of shares reflected is at the target award amount. No performance stock units will vest below a minimum level of performance. At or above the minimum level of performance, the actual number of shares earned may range from 0% to 200% of the target award amount.

F5 · derivative.expiration_date: Represents grant of performance stock units under Issuer's 2017 Stock Plan. The award is eligible to vest following a three-year performance period (from January 1, 2021 through December 31, 2023) as follows: (1) 70% of the award is eligible to vest upon achievement of certain performance criteria based on EBITDA growth, and (2) 30% of the award is eligible to vest upon achievement of certain performance criteria based on return on invested capital. Subject to certain continued employment conditions and subject to accelerated vesting in certain circumstances, the actual number of shares earned will be determined and vest following the three-year performance period. The number of shares reflected is at the target award amount. No performance stock units will vest below a minimum level of performance. At or above the minimum level of performance, the actual number of shares earned may range from 0% to 200% of the target award amount.

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December 10, 2020 Filed Dec 14, 2020 21:44 UTC
Mitchell E. CraigPresident, Flavors Group
GrantCommon Stock 3,466 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-031284 · form4.xml · nonDerivative · entry 1

Mitchell E. Craig · CIK 0001751760 · President, Flavors Group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,466

F1 · shares: Represents a grant of restricted stock under the Issuer's 2017 Stock Plan. The shares are restricted for three years following the grant date.

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December 10, 2020 Filed Dec 14, 2020 21:38 UTC
Manning PaulDirector · Chairman, President & CEO
GrantPerformance Stock Unit · Derivative 29,059 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-031278 · form4.xml · derivative · entry 5

Manning Paul · CIK 0001497125 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,059

Underlying: Common Stock · 29,059 shares

Expires not disclosed

F4 · derivative.exercise_price: Each performance stock unit represents a contingent right to receive one share of Issuer's Common Stock.

F5 · derivative.exercise_date: Represents grant of performance stock units under Issuer's 2017 Stock Plan. The award is eligible to vest following a three-year performance period (from January 1, 2021 through December 31, 2023) as follows: (1) 70% of the award is eligible to vest upon achievement of certain performance criteria based on EBITDA growth, and (2) 30% of the award is eligible to vest upon achievement of certain performance criteria based on return on invested capital. Subject to certain continued employment conditions and subject to accelerated vesting in certain circumstances, the actual number of shares earned will be determined and vest following the three-year performance period. The number of shares reflected is at the target award amount. No performance stock units will vest below a minimum level of performance. At or above the minimum level of performance, the actual number of shares earned may range from 0% to 200% of the target award amount.

F5 · derivative.expiration_date: Represents grant of performance stock units under Issuer's 2017 Stock Plan. The award is eligible to vest following a three-year performance period (from January 1, 2021 through December 31, 2023) as follows: (1) 70% of the award is eligible to vest upon achievement of certain performance criteria based on EBITDA growth, and (2) 30% of the award is eligible to vest upon achievement of certain performance criteria based on return on invested capital. Subject to certain continued employment conditions and subject to accelerated vesting in certain circumstances, the actual number of shares earned will be determined and vest following the three-year performance period. The number of shares reflected is at the target award amount. No performance stock units will vest below a minimum level of performance. At or above the minimum level of performance, the actual number of shares earned may range from 0% to 200% of the target award amount.

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December 10, 2020 Filed Dec 14, 2020 21:38 UTC
Manning PaulDirector · Chairman, President & CEO
GrantCommon Stock 19,373 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-031278 · form4.xml · nonDerivative · entry 1

Manning Paul · CIK 0001497125 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 88,636

F1 · shares: Represents a grant of restricted stock under the Issuer's 2017 Stock Plan. The shares are restricted for three years following the grant date.

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December 10, 2020 Filed Dec 14, 2020 21:16 UTC
Jones Amy SchmidtVP, HR and Senior Counsel
GrantPerformance Stock Unit · Derivative 3,602 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-031259 · form4.xml · derivative · entry 3

Jones Amy Schmidt · CIK 0001734371 · VP, HR and Senior Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,602

Underlying: Common Stock · 3,602 shares

Expires not disclosed

F3 · derivative.exercise_price: Each performance stock unit represents a contingent right to receive one share of Issuer's Common Stock.

F4 · derivative.exercise_date: Represents grant of performance stock units under Issuer's 2017 Stock Plan. The award is eligible to vest following a three-year performance period (from January 1, 2021 through December 31, 2023) as follows: (1) 70% of the award is eligible to vest upon achievement of certain performance criteria based on EBITDA growth, and (2) 30% of the award is eligible to vest upon achievement of certain performance criteria based on return on invested capital. Subject to certain continued employment conditions and subject to accelerated vesting in certain circumstances, the actual number of shares earned will be determined and vest following the three-year performance period. The number of shares reflected is at the target award amount. No performance stock units will vest below a minimum level of performance. At or above the minimum level of performance, the actual number of shares earned may range from 0% to 200% of the target award amount.

F4 · derivative.expiration_date: Represents grant of performance stock units under Issuer's 2017 Stock Plan. The award is eligible to vest following a three-year performance period (from January 1, 2021 through December 31, 2023) as follows: (1) 70% of the award is eligible to vest upon achievement of certain performance criteria based on EBITDA growth, and (2) 30% of the award is eligible to vest upon achievement of certain performance criteria based on return on invested capital. Subject to certain continued employment conditions and subject to accelerated vesting in certain circumstances, the actual number of shares earned will be determined and vest following the three-year performance period. The number of shares reflected is at the target award amount. No performance stock units will vest below a minimum level of performance. At or above the minimum level of performance, the actual number of shares earned may range from 0% to 200% of the target award amount.

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December 10, 2020 Filed Dec 14, 2020 21:16 UTC
Jones Amy SchmidtVP, HR and Senior Counsel
GrantCommon Stock 2,401 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-031259 · form4.xml · nonDerivative · entry 1

Jones Amy Schmidt · CIK 0001734371 · VP, HR and Senior Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,401

F1 · shares: Represents a grant of restricted stock under the Issuer's 2017 Stock Plan. The shares are restricted for three years following the grant date.

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December 10, 2020 Filed Dec 14, 2020 21:32 UTC
Manning John JSVP, GC & Secretary
GrantPerformance Stock Unit · Derivative 4,052 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-031270 · form4.xml · derivative · entry 5

Manning John J · CIK 0001564468 · SVP, GC & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,052

Underlying: Common Stock · 4,052 shares

Expires not disclosed

F4 · derivative.exercise_price: Each performance stock unit represents a contingent right to receive one share of Issuer's Common Stock.

F5 · derivative.exercise_date: Represents grant of performance stock units under Issuer's 2017 Stock Plan. The award is eligible to vest following a three-year performance period (from January 1, 2021 through December 31, 2023) as follows: (1) 70% of the award is eligible to vest upon achievement of certain performance criteria based on EBITDA growth, and (2) 30% of the award is eligible to vest upon achievement of certain performance criteria based on return on invested capital. Subject to certain continued employment conditions and subject to accelerated vesting in certain circumstances, the actual number of shares earned will be determined and vest following the three-year performance period. The number of shares reflected is at the target award amount. No performance stock units will vest below a minimum level of performance. At or above the minimum level of performance, the actual number of shares earned may range from 0% to 200% of the target award amount.

F5 · derivative.expiration_date: Represents grant of performance stock units under Issuer's 2017 Stock Plan. The award is eligible to vest following a three-year performance period (from January 1, 2021 through December 31, 2023) as follows: (1) 70% of the award is eligible to vest upon achievement of certain performance criteria based on EBITDA growth, and (2) 30% of the award is eligible to vest upon achievement of certain performance criteria based on return on invested capital. Subject to certain continued employment conditions and subject to accelerated vesting in certain circumstances, the actual number of shares earned will be determined and vest following the three-year performance period. The number of shares reflected is at the target award amount. No performance stock units will vest below a minimum level of performance. At or above the minimum level of performance, the actual number of shares earned may range from 0% to 200% of the target award amount.

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December 10, 2020 Filed Dec 14, 2020 21:32 UTC
Manning John JSVP, GC & Secretary
GrantCommon Stock 2,702 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-031270 · form4.xml · nonDerivative · entry 1

Manning John J · CIK 0001564468 · SVP, GC & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,208.056

F1 · shares: Represents a grant of restricted stock under the Issuer's 2017 Stock Plan. The shares are restricted for three years following the grant date.

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December 10, 2020 Filed Dec 14, 2020 20:58 UTC
Hoang ThierryVP, Asia Pacific Group
GrantPerformance Stock Unit · Derivative 1,310 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-031256 · form4.xml · derivative · entry 2

Hoang Thierry · CIK 0001774209 · VP, Asia Pacific Group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,310

Underlying: Common Stock · 1,310 shares

Expires not disclosed

F3 · derivative.exercise_price: Each performance stock unit represents a contingent right to receive one share of Issuer's Common Stock.

F4 · derivative.exercise_date: Represents grant of performance stock units under Issuer's 2017 Stock Plan. The award is eligible to vest following a three-year performance period (from January 1, 2021 through December 31, 2023) as follows: (1) 70% of the award is eligible to vest upon achievement of certain performance criteria based on EBITDA growth, and (2) 30% of the award is eligible to vest upon achievement of certain performance criteria based on return on invested capital. Subject to certain continued employment conditions and subject to accelerated vesting in certain circumstances, the actual number of shares earned will be determined and vest following the three-year performance period. The number of shares reflected is at the target award amount. No performance stock units will vest below a minimum level of performance. At or above the minimum level of performance, the actual number of shares earned may range from 0% to 200% of the target award amount.

F4 · derivative.expiration_date: Represents grant of performance stock units under Issuer's 2017 Stock Plan. The award is eligible to vest following a three-year performance period (from January 1, 2021 through December 31, 2023) as follows: (1) 70% of the award is eligible to vest upon achievement of certain performance criteria based on EBITDA growth, and (2) 30% of the award is eligible to vest upon achievement of certain performance criteria based on return on invested capital. Subject to certain continued employment conditions and subject to accelerated vesting in certain circumstances, the actual number of shares earned will be determined and vest following the three-year performance period. The number of shares reflected is at the target award amount. No performance stock units will vest below a minimum level of performance. At or above the minimum level of performance, the actual number of shares earned may range from 0% to 200% of the target award amount.

Read SEC document
December 10, 2020 Filed Dec 14, 2020 20:58 UTC
Hoang ThierryVP, Asia Pacific Group
GrantCommon Stock 873 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-031256 · form4.xml · nonDerivative · entry 1

Hoang Thierry · CIK 0001774209 · VP, Asia Pacific Group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,734

F1 · shares: Represents a grant of restricted stock units under the Issuer's 2017 Stock Plan. Each restricted stock unit represents a contingent right to receive one share of Issuer's Common Stock and vests three years after the grant date.

F2 · balance_after: Includes restricted stock units held under Issuer's 2007 Stock Plan and 2017 Stock Plan. Each restricted stock unit represents a contingent right to receive one share of Issuer's Common Stock and vests three years after the grant date.

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December 10, 2020 Filed Dec 14, 2020 20:48 UTC
Geraghty Michael CPresident, Color Group
GrantPerformance Stock Unit · Derivative 5,198 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-031254 · form4.xml · derivative · entry 5

Geraghty Michael C · CIK 0001559812 · President, Color Group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,198

Underlying: Common Stock · 5,198 shares

Expires not disclosed

F4 · derivative.exercise_price: Each performance stock unit represents a contingent right to receive one share of Issuer's Common Stock.

F5 · derivative.exercise_date: Represents grant of performance stock units under Issuer's 2017 Stock Plan. The award is eligible to vest following a three-year performance period (from January 1, 2021 through December 31, 2023) as follows: (1) 70% of the award is eligible to vest upon achievement of certain performance criteria based on EBITDA growth, and (2) 30% of the award is eligible to vest upon achievement of certain performance criteria based on return on invested capital. Subject to certain continued employment conditions and subject to accelerated vesting in certain circumstances, the actual number of shares earned will be determined and vest following the three-year performance period. The number of shares reflected is at the target award amount. No performance stock units will vest below a minimum level of performance. At or above the minimum level of performance, the actual number of shares earned may range from 0% to 200% of the target award amount.

F5 · derivative.expiration_date: Represents grant of performance stock units under Issuer's 2017 Stock Plan. The award is eligible to vest following a three-year performance period (from January 1, 2021 through December 31, 2023) as follows: (1) 70% of the award is eligible to vest upon achievement of certain performance criteria based on EBITDA growth, and (2) 30% of the award is eligible to vest upon achievement of certain performance criteria based on return on invested capital. Subject to certain continued employment conditions and subject to accelerated vesting in certain circumstances, the actual number of shares earned will be determined and vest following the three-year performance period. The number of shares reflected is at the target award amount. No performance stock units will vest below a minimum level of performance. At or above the minimum level of performance, the actual number of shares earned may range from 0% to 200% of the target award amount.

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December 10, 2020 Filed Dec 14, 2020 20:48 UTC
Geraghty Michael CPresident, Color Group
GrantCommon Stock 3,466 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-031254 · form4.xml · nonDerivative · entry 1

Geraghty Michael C · CIK 0001559812 · President, Color Group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,246

F1 · shares: Represents a grant of restricted stock under the Issuer's 2017 Stock Plan. The shares are restricted for three years following the grant date.

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December 10, 2020 Filed Dec 14, 2020 20:42 UTC
Agallar Amy MVP and Treasurer
GrantPerformance Stock Unit · Derivative 1,146 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-031252 · form4.xml · derivative · entry 3

Agallar Amy M · CIK 0001764259 · VP and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,146

Underlying: Common Stock · 1,146 shares

Expires not disclosed

F3 · derivative.exercise_price: Each performance stock unit represents a contingent right to receive one share of Issuer's Common Stock.

F4 · derivative.exercise_date: Represents grant of performance stock units under Issuer's 2017 Stock Plan. The award is eligible to vest following a three-year performance period (from January 1, 2021 through December 31, 2023) as follows: (1) 70% of the award is eligible to vest upon achievement of certain performance criteria based on EBITDA growth, and (2) 30% of the award is eligible to vest upon achievement of certain performance criteria based on return on invested capital. Subject to certain continued employment conditions and subject to accelerated vesting in certain circumstances, the actual number of shares earned will be determined and vest following the three-year performance period. The number of shares reflected is at the target award amount. No performance stock units will vest below a minimum level of performance. At or above the minimum level of performance, the actual number of shares earned may range from 0% to 200% of the target award amount.

F4 · derivative.expiration_date: Represents grant of performance stock units under Issuer's 2017 Stock Plan. The award is eligible to vest following a three-year performance period (from January 1, 2021 through December 31, 2023) as follows: (1) 70% of the award is eligible to vest upon achievement of certain performance criteria based on EBITDA growth, and (2) 30% of the award is eligible to vest upon achievement of certain performance criteria based on return on invested capital. Subject to certain continued employment conditions and subject to accelerated vesting in certain circumstances, the actual number of shares earned will be determined and vest following the three-year performance period. The number of shares reflected is at the target award amount. No performance stock units will vest below a minimum level of performance. At or above the minimum level of performance, the actual number of shares earned may range from 0% to 200% of the target award amount.

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December 10, 2020 Filed Dec 14, 2020 20:42 UTC
Agallar Amy MVP and Treasurer
GrantCommon Stock 764 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-031252 · form4.xml · nonDerivative · entry 1

Agallar Amy M · CIK 0001764259 · VP and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 764

F1 · shares: Represents a grant of restricted stock under the Issuer's 2017 Stock Plan. The shares are restricted for three years following the grant date.

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November 10, 2020 Filed Dec 14, 2020 22:00 UTC
ROLFS STEPHEN JSenior VP & CFO
GiftCommon Stock 40,569 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-031288 · form4.xml · nonDerivative · entry 2

ROLFS STEPHEN J · CIK 0001199084 · Senior VP & CFO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 40,569

F1 · kind: Mr. Rolfs gifted these securities to the Stephen J. Rolfs Family Endowment Trust, a trust for the benefit of Mr. Rolfs's children and spouse. Mr. Rolfs's spouse is the sole trustee of the trust. Mr. Rolfs disclaims beneficial ownership of these securities, and the filing of this report is not an admission that Mr. Rolfs is the beneficial owner of these securities for purposes of Section 16 or any other purpose.

F1 · ownership.nature: Mr. Rolfs gifted these securities to the Stephen J. Rolfs Family Endowment Trust, a trust for the benefit of Mr. Rolfs's children and spouse. Mr. Rolfs's spouse is the sole trustee of the trust. Mr. Rolfs disclaims beneficial ownership of these securities, and the filing of this report is not an admission that Mr. Rolfs is the beneficial owner of these securities for purposes of Section 16 or any other purpose.

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November 10, 2020 Filed Dec 14, 2020 22:00 UTC
ROLFS STEPHEN JSenior VP & CFO
GiftCommon Stock 40,569 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-031288 · form4.xml · nonDerivative · entry 1

ROLFS STEPHEN J · CIK 0001199084 · Senior VP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,841

F1 · kind: Mr. Rolfs gifted these securities to the Stephen J. Rolfs Family Endowment Trust, a trust for the benefit of Mr. Rolfs's children and spouse. Mr. Rolfs's spouse is the sole trustee of the trust. Mr. Rolfs disclaims beneficial ownership of these securities, and the filing of this report is not an admission that Mr. Rolfs is the beneficial owner of these securities for purposes of Section 16 or any other purpose.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.