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NYSE · USD

SXC

SunCoke Energy, Inc.

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Tapewire entity
5055
SEC CIK
0001514705
Parsed reports
399

Last 12 months

Inside the activity.

9 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202540
Dec 202500
Jan 202600
Feb 202650
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
September 22, 2021 Filed Sep 23, 2021 21:50 UTC GrantDeferred Share Units · Derivative 4,337 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-025761 · form4.xml · derivative · entry 1

Lewis Michael Ward · CIK 0001835969 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,322.26

Underlying: Common Stock · 4,337 shares

Expires not disclosed

F1 · derivative.exercise_price: Conversion rate is 1 for 1.

F2 · shares: Total of 4,337 Deferred Share Units deferred under the SunCoke Energy, Inc. Directors' Deferred Compensation Plan, a transaction exempt under Rule 16b-3(d).

F3 · derivative.exercise_date: Not applicable.

F3 · derivative.expiration_date: Not applicable.

Read SEC document
August 13, 2021 Filed Aug 16, 2021 18:48 UTC
Gates Katherine TSVP, Chief Legal Officer & Chi
Exercise / conversionPerformance Options (02.17.2016) · Derivative 9,941 $0.00 Strike: $3.80 $0.00
Disclosure

SEC source: 0001127602-21-023807 · form4.xml · derivative · entry 6

Gates Katherine T · CIK 0001656488 · SVP, Chief Legal Officer & Chi

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 9,941 shares

Expires 2026-02-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: Broker-assisted cashless exercise of 9,941 performance options granted February 17, 2016 pursuant to SunCoke Energy, Inc. Long-Term Performance Enhancement Plan in a transaction exempt under Rule 16b-3.

Read SEC document
August 13, 2021 Filed Aug 16, 2021 18:48 UTC
Gates Katherine TSVP, Chief Legal Officer & Chi
Exercise / conversionStock Options (02.17.2016) · Derivative 9,942 $0.00 Strike: $3.80 $0.00
Disclosure

SEC source: 0001127602-21-023807 · form4.xml · derivative · entry 5

Gates Katherine T · CIK 0001656488 · SVP, Chief Legal Officer & Chi

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 9,942 shares

Expires 2026-02-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Broker-assisted cashless exercise of 9,942 market options granted February 17, 2016 pursuant to SunCoke Energy, Inc. Long-Term Performance Enhancement Plan in a transaction exempt under Rule 16b-3.

Read SEC document
August 13, 2021 Filed Aug 16, 2021 18:48 UTC
Gates Katherine TSVP, Chief Legal Officer & Chi
SaleCommon Stock 9,941 $7.39 $73,463.99
Disclosure

SEC source: 0001127602-21-023807 · form4.xml · nonDerivative · entry 4

Gates Katherine T · CIK 0001656488 · SVP, Chief Legal Officer & Chi

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,367

Read SEC document
August 13, 2021 Filed Aug 16, 2021 18:48 UTC
Gates Katherine TSVP, Chief Legal Officer & Chi
Exercise / conversionCommon Stock 9,941 $3.80 $37,775.80
Disclosure

SEC source: 0001127602-21-023807 · form4.xml · nonDerivative · entry 3

Gates Katherine T · CIK 0001656488 · SVP, Chief Legal Officer & Chi

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,308

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 13, 2021 Filed Aug 16, 2021 18:48 UTC
Gates Katherine TSVP, Chief Legal Officer & Chi
SaleCommon Stock 9,942 $7.40 $73,570.80
Disclosure

SEC source: 0001127602-21-023807 · form4.xml · nonDerivative · entry 2

Gates Katherine T · CIK 0001656488 · SVP, Chief Legal Officer & Chi

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,367

Read SEC document
August 13, 2021 Filed Aug 16, 2021 18:48 UTC
Gates Katherine TSVP, Chief Legal Officer & Chi
Exercise / conversionCommon Stock 9,942 $3.80 $37,779.60
Disclosure

SEC source: 0001127602-21-023807 · form4.xml · nonDerivative · entry 1

Gates Katherine T · CIK 0001656488 · SVP, Chief Legal Officer & Chi

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,309

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 23, 2021 Filed Jun 24, 2021 18:14 UTC OtherDeferred Share Units · Derivative 565.27 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-020636 · form4.xml · derivative · entry 2

Landahl Susan R. · CIK 0001715919 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,477.81

Underlying: Common Stock · 565.27 shares

Expires not disclosed

F1 · derivative.exercise_price: Conversion rate is 1 for 1.

F4 · shares: Reflects quarterly crediting of dividend equivalents as additional deferred share units pursuant to the SunCoke Energy, Inc. Directors' Deferred Compensation Plan.

F3 · derivative.exercise_date: Not applicable.

F3 · derivative.expiration_date: Not applicable.

Read SEC document
June 23, 2021 Filed Jun 24, 2021 18:14 UTC GrantDeferred Share Units · Derivative 3,950 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-020636 · form4.xml · derivative · entry 1

Landahl Susan R. · CIK 0001715919 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,912.54

Underlying: Common Stock · 3,950 shares

Expires not disclosed

F1 · derivative.exercise_price: Conversion rate is 1 for 1.

F2 · shares: Total of 3,950 Share Units deferred under the SunCoke Energy, Inc. Directors' Deferred Compensation Plan in a transaction exempt under Rule 16b-3(d).

F3 · derivative.exercise_date: Not applicable.

F3 · derivative.expiration_date: Not applicable.

Read SEC document
June 23, 2021 Filed Jun 24, 2021 22:09 UTC OtherDeferred Share Units · Derivative 315.08 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-020633 · form4.xml · derivative · entry 2

Carnes Martha Z. · CIK 0001678397 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,704.84

Underlying: Common Stock · 315.08 shares

Expires not disclosed

F1 · derivative.exercise_price: Conversion rate is 1 for 1.

F4 · shares: Reflects quarterly crediting of dividend equivalents as additional deffered share units pursuant to the SunCoke Energy, Inc. Directors' Deferred Compensation Plan.

F3 · derivative.exercise_date: Not applicable.

F3 · derivative.expiration_date: Not applicable.

Read SEC document
June 23, 2021 Filed Jun 24, 2021 22:09 UTC GrantDeferred Share Units · Derivative 3,950 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-020633 · form4.xml · derivative · entry 1

Carnes Martha Z. · CIK 0001678397 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,389.76

Underlying: Common Stock · 3,950 shares

Expires not disclosed

F1 · derivative.exercise_price: Conversion rate is 1 for 1.

F2 · shares: Total of 3,950 Deferred Share Units deferred under the SunCoke Energy, Inc. Directors' Deferred Compensation Plan, in a transaction exempt under Rule 16b-3(d).

F3 · derivative.exercise_date: Not applicable.

F3 · derivative.expiration_date: Not applicable.

Read SEC document
June 23, 2021 Filed Jun 24, 2021 17:34 UTC OtherDeferred Share Units · Derivative 205.84 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-020604 · form4.xml · derivative · entry 2

Anton Arthur F · CIK 0001358902 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,318.1

Underlying: Common Stock · 205.84 shares

Expires not disclosed

F2 · derivative.exercise_price: Conversion rate is 1 for 1.

F3 · shares: Reflects quarterly crediting of dividend equivalents as additional deferred share units pursuant to SunCoke Energy, Inc. Directors' Deferred Compensation Plan.

F4 · derivative.exercise_date: Not applicable.

F4 · derivative.expiration_date: Not applicable.

Read SEC document
June 23, 2021 Filed Jun 24, 2021 17:34 UTC GrantCommon Stock 3,950 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-020604 · form4.xml · nonDerivative · entry 1

Anton Arthur F · CIK 0001358902 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,058

F1 · shares: Shares granted pursuant to SunCoke Energy, Inc. Retainer Stock Plan for Outside Directors, in a transaction exempt under Rule 16b-3(d).

Read SEC document
June 23, 2021 Filed Jun 24, 2021 22:16 UTC OtherDeferred Share Units · Derivative 49.07 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-020638 · form4.xml · derivative · entry 2

Lewis Michael Ward · CIK 0001835969 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,985.26

Underlying: Common Stock · 49.07 shares

Expires not disclosed

F1 · derivative.exercise_price: Conversion rate is 1 for 1.

F4 · shares: Reflects quarterly crediting of dividend equivalents as additional deferred share units pursuant to SunCoke Energy, Inc. Directors Deferred Compensation Plan.

F3 · derivative.exercise_date: Not applicable.

F3 · derivative.expiration_date: Not applicable.

Read SEC document
June 23, 2021 Filed Jun 24, 2021 22:16 UTC GrantDeferred Share Units · Derivative 3,950 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-020638 · form4.xml · derivative · entry 1

Lewis Michael Ward · CIK 0001835969 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,936.19

Underlying: Common Stock · 3,950 shares

Expires not disclosed

F1 · derivative.exercise_price: Conversion rate is 1 for 1.

F2 · shares: Total of 3,950 Deferred Share Units deferred under the SunCoke Energy, Inc. Directors' Deferred Compensation Plan, a transaction exempt under Rule 16b-3(d).

F3 · derivative.exercise_date: Not applicable.

F3 · derivative.expiration_date: Not applicable.

Read SEC document
June 23, 2021 Filed Jun 25, 2021 15:16 UTC GrantCommon Stock 5,752 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-020659 · form4.xml · nonDerivative · entry 1

Della Ratta Ralph M Jr · CIK 0001289395 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,315

F1 · shares: Shares granted pursuant to the SunCoke Energy, Inc. Retainer Stock Plan for Outside Directors, in a transaction exempt under Rule 16b-3(d).

Read SEC document
May 13, 2021 Filed May 14, 2021 20:28 UTC
Lausas Allison SDirector · Vice President & Controller
GrantRSU's (05.13.2021) · Derivative 41,958 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-016859 · form4.xml · derivative · entry 1

Lausas Allison S · CIK 0001623870 · Director · Vice President & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,958

Underlying: Common Stock · 41,958 shares

Expires 2024-05-13

F1 · security: Grant of restricted share units, awarded pursuant to the SunCoke Energy, Inc. Long-Term Performance Enhancement Plan in a transaction exempt under Rule 16b-3. These restricted share units vest and become payable in the form of common stock, conditioned only upon the reporting person's continued employment with the Company through the end of a three-year performance period.

F2 · derivative.exercise_price: Conversion rate is 1 for 1.

Read SEC document
April 29, 2021 Filed Apr 30, 2021 14:09 UTC PurchaseCommon Stock 7,200 $6.95 $50,040.00
Disclosure

SEC source: 0001127602-21-014737 · form4.xml · nonDerivative · entry 1

Della Ratta Ralph M Jr · CIK 0001289395 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,563

Read SEC document
March 24, 2021 Filed Mar 25, 2021 15:16 UTC OtherDeferred Share Units · Derivative 593.72 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-012006 · form4.xml · derivative · entry 2

Landahl Susan R. · CIK 0001715919 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,962.54

Underlying: Common Stock · 593.72 shares

Expires not disclosed

F1 · derivative.exercise_price: Conversion rate is 1 for 1.

F4 · shares: Reflects quarterly crediting of dividend equivalents as additional deferred share units pursuant to the SunCoke Energy, Inc. Directors' Deferred Compensation Plan.

F3 · derivative.exercise_date: Not applicable.

F3 · derivative.expiration_date: Not applicable.

Read SEC document
March 24, 2021 Filed Mar 25, 2021 15:16 UTC GrantDeferred Share Units · Derivative 4,108 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-012006 · form4.xml · derivative · entry 1

Landahl Susan R. · CIK 0001715919 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,368.82

Underlying: Common Stock · 4,108 shares

Expires not disclosed

F1 · derivative.exercise_price: Conversion rate is 1 for 1.

F2 · shares: Total of 4,108 Share Units deferred under the SunCoke Energy, Inc. Directors' Deferred Compensation Plan in a transaction exempt under Rule 16b-3(d).

F3 · derivative.exercise_date: Not applicable.

F3 · derivative.expiration_date: Not applicable.

Read SEC document
March 24, 2021 Filed Mar 25, 2021 19:11 UTC OtherDeferred Share Units · Derivative 314.3 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-012001 · form4.xml · derivative · entry 2

Carnes Martha Z. · CIK 0001678397 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,439.76

Underlying: Common Stock · 314.3 shares

Expires not disclosed

F1 · derivative.exercise_price: Conversion rate is 1 for 1.

F4 · shares: Reflects quarterly crediting of dividend equivalents as additional deffered share units pursuant to the SunCoke Energy, Inc. Directors' Deferred Compensation Plan.

F3 · derivative.exercise_date: Not applicable.

F3 · derivative.expiration_date: Not applicable.

Read SEC document
March 24, 2021 Filed Mar 25, 2021 19:11 UTC GrantDeferred Share Units · Derivative 4,108 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-012001 · form4.xml · derivative · entry 1

Carnes Martha Z. · CIK 0001678397 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,125.46

Underlying: Common Stock · 4,108 shares

Expires not disclosed

F1 · derivative.exercise_price: Conversion rate is 1 for 1.

F2 · shares: Total of 4,108 Deferred Share Units deferred under the SunCoke Energy, Inc. Directors' Deferred Compensation Plan, in a transaction exempt under Rule 16b-3(d).

F3 · derivative.exercise_date: Not applicable.

F3 · derivative.expiration_date: Not applicable.

Read SEC document
March 24, 2021 Filed Mar 25, 2021 15:09 UTC OtherDeferred Share Units · Derivative 1,120.57 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-011999 · form4.xml · derivative · entry 2

Bledsoe Alvin · CIK 0001408213 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 122,403.73

Underlying: Common Stock · 1,120.57 shares

Expires not disclosed

F2 · derivative.exercise_price: Conversion rate is 1 for 1.

F3 · shares: Reflects quarterly crediting of dividend equivalents as additional deferred share units pursuant to the SunCoke Energy, Inc. Directors' Deferred Compensation Plan.

F4 · derivative.exercise_date: Not applicable.

F4 · derivative.expiration_date: Not applicable.

Read SEC document
March 24, 2021 Filed Mar 25, 2021 15:09 UTC GrantCommon Stock 4,108 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-011999 · form4.xml · nonDerivative · entry 1

Bledsoe Alvin · CIK 0001408213 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,477

F1 · shares: Shares granted pursuant to SunCoke Energy, Inc. Retainer Stock Plan for Outside Directors in a transaction exempt under Rule 16b-3(d).

Read SEC document
March 24, 2021 Filed Mar 25, 2021 15:13 UTC GrantCommon Stock 5,804 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-012004 · form4.xml · nonDerivative · entry 1

Della Ratta Ralph M Jr · CIK 0001289395 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,363

F1 · shares: Shares granted pursuant to the SunCoke Energy, Inc. Retainer Stock Plan for Outside Directors, in a transaction exempt under Rule 16b-3(d).

Read SEC document
March 24, 2021 Filed Mar 25, 2021 19:20 UTC OtherDeferred Share Units · Derivative 1,161.04 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-012011 · form4.xml · derivative · entry 2

SWEETNAM JAMES E · CIK 0001188600 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 130,932.61

Underlying: Common Stock · 1,161.04 shares

Expires not disclosed

F1 · derivative.exercise_price: Conversion rate is 1 for 1.

F4 · shares: Reflects quarterly crediting of dividend equivalents as additional deferred share units pursuant to the SunCoke Energy, Inc. Directors' Deferred Compensation Plan.

F3 · derivative.exercise_date: Not applicable.

F3 · derivative.expiration_date: Not applicable.

Read SEC document
March 24, 2021 Filed Mar 25, 2021 19:20 UTC GrantDeferred Share Units · Derivative 4,108 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-012011 · form4.xml · derivative · entry 1

SWEETNAM JAMES E · CIK 0001188600 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 129,771.57

Underlying: Common Stock · 4,108 shares

Expires not disclosed

F1 · derivative.exercise_price: Conversion rate is 1 for 1.

F2 · shares: Total of 4,108 Deferred Share Units deferred under the SunCoke Energy, Inc. Directors' Deferred Compensation Plan, in a transaction exempt under Rule 16b-3(d).

F3 · derivative.exercise_date: Not applicable.

F3 · derivative.expiration_date: Not applicable.

Read SEC document
March 24, 2021 Filed Mar 25, 2021 15:07 UTC OtherDeferred Share Units · Derivative 229.9 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-011996 · form4.xml · derivative · entry 2

Anton Arthur F · CIK 0001358902 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,112.26

Underlying: Common Stock · 229.9 shares

Expires not disclosed

F2 · derivative.exercise_price: Conversion rate is 1 for 1.

F3 · shares: Reflects quarterly crediting of dividend equivalents as additional deferred share units pursuant to SunCoke Energy, Inc. Directors' Deferred Compensation Plan.

F4 · derivative.exercise_date: Not applicable.

F4 · derivative.expiration_date: Not applicable.

Read SEC document
March 24, 2021 Filed Mar 25, 2021 15:07 UTC GrantCommon Stock 4,108 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-011996 · form4.xml · nonDerivative · entry 1

Anton Arthur F · CIK 0001358902 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,108

F1 · shares: Shares granted pursuant to SunCoke Energy, Inc. Retainer Stock Plan for Outside Directors, in a transaction exempt under Rule 16b-3(d).

Read SEC document
March 24, 2021 Filed Mar 25, 2021 19:17 UTC OtherDeferred Share Units · Derivative 17.19 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-012009 · form4.xml · derivative · entry 2

Lewis Michael Ward · CIK 0001835969 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,986.19

Underlying: Common Stock · 17.19 shares

Expires not disclosed

F1 · derivative.exercise_price: Conversion rate is 1 for 1.

F4 · shares: Reflects quarterly crediting of dividend equivalents as additional deferred share units pursuant to SunCoke Energy, Inc. Directors Deferred Compensation Plan.

F3 · derivative.exercise_date: Not applicable.

F3 · derivative.expiration_date: Not applicable.

Read SEC document
March 24, 2021 Filed Mar 25, 2021 19:17 UTC GrantDeferred Share Units · Derivative 4,108 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-012009 · form4.xml · derivative · entry 1

Lewis Michael Ward · CIK 0001835969 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,969

Underlying: Common Stock · 4,108 shares

Expires not disclosed

F1 · derivative.exercise_price: Conversion rate is 1 for 1.

F2 · shares: Total of 4,108 Deferred Share Units deferred under the SunCoke Energy, Inc. Directors' Deferred Compensation Plan, a transaction exempt under Rule 16b-3(d).

F3 · derivative.exercise_date: Not applicable.

F3 · derivative.expiration_date: Not applicable.

Read SEC document
February 25, 2021 Filed Mar 1, 2021 17:05 UTC
Quanci John FChief Technology Officer
GrantRSU's (02.25.2021) · Derivative 20,624 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-21-008421 · form4.xml · derivative · entry 1

Quanci John F · CIK 0001777050 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,624

Underlying: Common Stock · 20,624 shares

Expires 2024-02-25

F1 · security: Grant of restricted share units awarded pursuant to SunCoke Energy, Inc. Long-Term Performance Enhancement Plan in a transaction exempt under Rule 16b-3. The restricted share units vest in three equal annual installments on the first, second and third anniversary of the grant date.

F2 · derivative.exercise_price: Conversion rate is 1 for 1.

F2 · price: Conversion rate is 1 for 1.

Read SEC document
February 25, 2021 Filed Mar 1, 2021 16:43 UTC
Gates Katherine TSVP, Chief Legal Officer & Chi
OtherCommon Stock 8,113 $6.68 $54,194.84
Disclosure

SEC source: 0001127602-21-008382 · form4.xml · nonDerivative · entry 1

Gates Katherine T · CIK 0001656488 · SVP, Chief Legal Officer & Chi

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,367

F1 · security: Represent settlement of Performance Share Unit ("PSU") award granted February 14, 2018 pursuant to SunCoke Energy, Inc. ("SXC") Long Term Performance Plan in a transaction exempt under Rule 16b-3. PSU award settled, at the end of applicable three-year vesting period, in shares of SXC common stock, (net of shares withheld by Registrant to satisfy minimum statutory withholding requirements).

Read SEC document
February 25, 2021 Filed Mar 1, 2021 16:41 UTC
Gates Katherine TSVP, Chief Legal Officer & Chi
GrantRSU's (02.25.2021) · Derivative 40,072 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-21-008378 · form4.xml · derivative · entry 1

Gates Katherine T · CIK 0001656488 · SVP, Chief Legal Officer & Chi

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,072

Underlying: Common Stock · 40,072 shares

Expires 2024-02-25

F1 · security: Grant of restricted share units awarded pursuant to the SunCoke Energy, Inc. Long-Term Performance Enhancement Plan in a transaction exempt under Rule 16b-3. The restricted share units vest in three equal annual installments on the first, second and third anniversary of the grant date.

F2 · derivative.exercise_price: Conversion rate is 1 for 1.

F2 · price: Conversion rate is 1 for 1.

Read SEC document
February 25, 2021 Filed Mar 1, 2021 16:38 UTC
Rippey Michael GDirector · President and CEO
GrantRSU's (02.25.2021) · Derivative 278,960 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-21-008374 · form4.xml · derivative · entry 1

Rippey Michael G · CIK 0001640635 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 278,960

Underlying: Common Stock · 278,960 shares

Expires 2024-02-25

F1 · security: Grant of restricted share units awarded pursuant to the SunCoke Energy, Inc. Long-Term Performance Enhancement Plan in a transaction exempt under Rule 16b-3. The restricted share units vest in three equal annual installments on the first, second and third anniversary of the grant date.

F2 · derivative.exercise_price: Conversion rate is 1 for 1.

F2 · price: Conversion rate is 1 for 1.

Read SEC document
February 25, 2021 Filed Mar 1, 2021 16:36 UTC
Rippey Michael GDirector · President and CEO
OtherCommon Stock 53,416 $6.68 $356,818.88
Disclosure

SEC source: 0001127602-21-008366 · form4.xml · nonDerivative · entry 1

Rippey Michael G · CIK 0001640635 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 128,234

F1 · security: Represent settlement of Performance Share Unit ("PSU") award granted December 6, 2017 pursuant to SunCoke Energy, Inc. ("SXC") Long Term Performance Plan in a transaction exempt under Rule 16b-3. PSU award settled, at the end of applicable three-year vesting period, in shares of SXC common stock, (net of shares withheld by Registrant to satisfy minimum statutory withholding requirements).

Read SEC document
February 25, 2021 Filed Mar 1, 2021 16:33 UTC
Hardesty Phillip MichaelSenior Vice President
OtherCommon Stock 8,120 $6.68 $54,241.60
Disclosure

SEC source: 0001127602-21-008360 · form4.xml · nonDerivative · entry 1

Hardesty Phillip Michael · CIK 0001329538 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 161,920

F1 · security: Represents settlement of Performance Share Unit ("PSU") award granted February 14, 2018 pursuant to the SunCoke Energy, Inc. ("SXC") Long Term Performance Enhancement Plan in a transaction exempt under Rule 16b-3. PSU award settled, at the end of applicable three-year vesting period, in shares of SXC common stock, (net of shares withheld by Registrant to satisfy minimum statutory withholding requirements).

Read SEC document
February 25, 2021 Filed Mar 1, 2021 16:31 UTC
Hardesty Phillip MichaelSenior Vice President
GrantRSU's (02.25.2021) · Derivative 38,770 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-21-008357 · form4.xml · derivative · entry 1

Hardesty Phillip Michael · CIK 0001329538 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,770

Underlying: Common Stock · 38,770 shares

Expires 2024-02-25

F1 · security: Grant of restricted share units awarded pursuant to the SunCoke Energy, Inc. Long-Term Performance Enhancement Plan in a transaction exempt under Rule 16b-3. The restricted share units vest in three equal annual installments on the first, second and third anniversary of the grant date.

F2 · derivative.exercise_price: Conversion rate is 1 for 1.

F2 · price: Conversion rate is 1 for 1.

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February 25, 2021 Filed Mar 1, 2021 22:01 UTC
Lausas Allison SDirector · Vice President & Controller
GrantRSU's (02.25.2021) · Derivative 13,136 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-21-008407 · form4.xml · derivative · entry 1

Lausas Allison S · CIK 0001623870 · Director · Vice President & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,136

Underlying: Common Stock · 13,136 shares

Expires 2024-02-25

F1 · security: Grant of restricted share units awarded pursuant to the SunCoke Energy, Inc. Long-Term Performance Enhancement Plan in a transaction exempt under Rule 16b-3. The restricted share units vest in three equal annual installments on the first, second and third anniversary of the grant date.

F2 · derivative.exercise_price: Conversion rate is 1 for 1.

F2 · price: Conversion rate is 1 for 1.

Read SEC document
February 25, 2021 Filed Mar 1, 2021 21:57 UTC
West FayDirector · Senior Vice President & CFO
GrantRSU's (02.25.2021) · Derivative 63,716 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-21-008398 · form4.xml · derivative · entry 1

West Fay · CIK 0001524598 · Director · Senior Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,716

Underlying: Common Stock · 63,716 shares

Expires 2024-02-25

F1 · security: Grant of restricted share units awarded pursuant to the SunCoke Energy, Inc. Long-Term Performance Enhancement Plan in a transaction exempt under Rule 16b-3. The restricted share units vest in three equal annual installments on the first, second and third anniversary of the grant date.

F2 · derivative.exercise_price: Conversion rate is 1 for 1.

F2 · price: Conversion rate is 1 for 1.

Read SEC document
February 25, 2021 Filed Mar 1, 2021 21:55 UTC
West FayDirector · Senior Vice President & CFO
OtherCommon Stock 13,703 $6.68 $91,536.04
Disclosure

SEC source: 0001127602-21-008394 · form4.xml · nonDerivative · entry 1

West Fay · CIK 0001524598 · Director · Senior Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 158,924

F1 · security: Represents settlement of Performance Share Unit ("PSU") award granted February 14, 2018 pursuant to SunCoke Energy, Inc. ("SXC") Long Term Performance Enhancement Plan in a transaction exempt under Rule 16b-3. PSU award settled, at the end of applicable three-year vesting period, in shares of SXC common stock, (net of shares withheld by Registrant to satisfy minimum statutory withholding requirements).

Read SEC document
February 19, 2021 Filed Feb 22, 2021 19:22 UTC
Quanci John FChief Technology Officer
Exercise / conversionRSU's (02.19.2020) · Derivative 7,603 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-007178 · form4.xml · derivative · entry 9

Quanci John F · CIK 0001777050 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,206

Underlying: Common Stock · 7,603 shares

Expires 2023-02-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Conversion rate is 1 for 1.

Read SEC document
February 19, 2021 Filed Feb 22, 2021 19:22 UTC
Quanci John FChief Technology Officer
Disposition to issuerCommon Stock 7,603 $6.36 $48,355.08
Disclosure

SEC source: 0001127602-21-007178 · form4.xml · nonDerivative · entry 6

Quanci John F · CIK 0001777050 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,922

Read SEC document
February 19, 2021 Filed Feb 22, 2021 19:22 UTC
Quanci John FChief Technology Officer
Exercise / conversionCommon Stock 7,603 $6.36 $48,355.08
Disclosure

SEC source: 0001127602-21-007178 · form4.xml · nonDerivative · entry 5

Quanci John F · CIK 0001777050 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,525

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Vesting and settlement in cash of previously granted restricted stock units.

Read SEC document
February 19, 2021 Filed Feb 22, 2021 19:04 UTC
Gates Katherine TSVP, Chief Legal Officer & Chi
Exercise / conversionRSU's (02.19.2020) · Derivative 9,934 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-21-007165 · form4.xml · derivative · entry 9

Gates Katherine T · CIK 0001656488 · SVP, Chief Legal Officer & Chi

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,867

Underlying: Common Stock · 9,934 shares

Expires 2023-02-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · security: Grant of restricted share units awarded pursuant to the SunCoke Energy, Inc. Long-Term Performance Enhancement Plan in a transaction exempt under Rule 16b-3. The restricted share units vest in three equal annual installments on the first, second and third anniversary of the grant date.

F1 · derivative.exercise_price: Conversion rate is 1 for 1.

F1 · price: Conversion rate is 1 for 1.

Read SEC document
February 19, 2021 Filed Feb 22, 2021 19:04 UTC
Gates Katherine TSVP, Chief Legal Officer & Chi
Tax withholdingCommon Stock 3,083 $6.36 $19,607.88
Disclosure

SEC source: 0001127602-21-007165 · form4.xml · nonDerivative · entry 6

Gates Katherine T · CIK 0001656488 · SVP, Chief Legal Officer & Chi

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,254

F2 · security: Shares withheld by Registrant to satisfy minimum statutory withholding requirements on vesting of RSUs.

Read SEC document
February 19, 2021 Filed Feb 22, 2021 19:04 UTC
Gates Katherine TSVP, Chief Legal Officer & Chi
Exercise / conversionCommon Stock 9,934 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-21-007165 · form4.xml · nonDerivative · entry 5

Gates Katherine T · CIK 0001656488 · SVP, Chief Legal Officer & Chi

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,337

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Conversion rate is 1 for 1.

Read SEC document
February 19, 2021 Filed Feb 22, 2021 19:14 UTC
Rippey Michael GDirector · President and CEO
Exercise / conversionRSU's (02.19.2020) · Derivative 66,363 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-21-007173 · form4.xml · derivative · entry 6

Rippey Michael G · CIK 0001640635 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 132,726

Underlying: Common Stock · 66,363 shares

Expires 2023-02-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · security: Grant of restricted share units awarded pursuant to the SunCoke Energy, Inc. Long-Term Performance Enhancement Plan in a transaction exempt under Rule 16b-3. The restricted share units vest in three equal annual installments on the first, second and third anniversary of the grant date.

F1 · derivative.exercise_price: Conversion rate is 1 for 1.

F1 · price: Conversion rate is 1 for 1.

Read SEC document
February 19, 2021 Filed Feb 22, 2021 19:14 UTC
Rippey Michael GDirector · President and CEO
Tax withholdingCommon Stock 32,386 $6.36 $205,974.96
Disclosure

SEC source: 0001127602-21-007173 · form4.xml · nonDerivative · entry 4

Rippey Michael G · CIK 0001640635 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,818

F2 · security: Shares withheld by Registrant to satisfy minimum statutory withholding requirements on vesting of restricted common stock units.

Read SEC document
February 19, 2021 Filed Feb 22, 2021 19:14 UTC
Rippey Michael GDirector · President and CEO
Exercise / conversionCommon Stock 66,363 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-21-007173 · form4.xml · nonDerivative · entry 3

Rippey Michael G · CIK 0001640635 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 107,204

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Conversion rate is 1 for 1.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.