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Nasdaq · USD

SWKS

SKYWORKS SOLUTIONS, INC.

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3526
SEC CIK
0000004127
Parsed reports
461

Last 12 months

Inside the activity.

0 purchase rows · 4 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
Nov 202504
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
November 09, 2017 Filed Nov 15, 2017 00:12 UTC
ALDRICH DAVID JDirector · Executive Chairman
Tax withholdingCommon Stock 2,180 $111.12 $242,241.60
Disclosure

SEC source: 0001209191-17-060740 · doc4.xml · nonDerivative · entry 2

ALDRICH DAVID J · CIK 0001025092 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 131,516

F2 · shares: Transfer of stock to the Issuer of the number of common shares determined to be sufficient to satisfy tax withholding obligations related to the issuance of unrestricted stock to the Reporting Person.

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November 09, 2017 Filed Nov 15, 2017 00:12 UTC
ALDRICH DAVID JDirector · Executive Chairman
GrantCommon Stock 4,612 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-060740 · doc4.xml · nonDerivative · entry 1

ALDRICH DAVID J · CIK 0001025092 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 133,696

F1 · shares: Represents 4,612 shares of common stock issued to the Reporting Person pursuant to a performance share award dated 11/9/2015. Such performance share award contained both a continued employment condition and a performance condition related to the achievement by the Issuer of certain pre-established performance metrics for fiscal year 2016.

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November 07, 2017 Filed Nov 10, 2017 00:04 UTC
TERRY ROBERT JOHNSVP, Gen. Counsel & Secretary
GrantRestricted Stock Units · Derivative 5,396 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-060080 · doc4.xml · derivative · entry 1

TERRY ROBERT JOHN · CIK 0001689676 · SVP, Gen. Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,396

Underlying: Common Stock · 5,396 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents the contingent right to receive one (1) share of common stock upon vesting of the unit.

F2 · derivative.exercise_date: The restricted stock units vest in four (4) equal installments, beginning on 11/7/2018 and ending on 11/7/2021.

F2 · derivative.expiration_date: The restricted stock units vest in four (4) equal installments, beginning on 11/7/2018 and ending on 11/7/2021.

Read SEC document
November 07, 2017 Filed Nov 10, 2017 00:03 UTC
Sennesael KrisSVP & Chief Financial Officer
GrantRestricted Stock Units · Derivative 8,634 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-060079 · doc4.xml · derivative · entry 1

Sennesael Kris · CIK 0001452383 · SVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,634

Underlying: Common Stock · 8,634 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents the contingent right to receive one (1) share of common stock upon vesting of the unit.

F2 · derivative.exercise_date: The restricted stock units vest in four (4) equal installments, beginning on 11/7/2018 and ending on 11/7/2021.

F2 · derivative.expiration_date: The restricted stock units vest in four (4) equal installments, beginning on 11/7/2018 and ending on 11/7/2021.

Read SEC document
November 07, 2017 Filed Nov 10, 2017 00:02 UTC
GASPARINI LAURA AVP, Human Resources
GrantRestricted Stock Units · Derivative 2,698 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-060077 · doc4.xml · derivative · entry 1

GASPARINI LAURA A · CIK 0001675032 · VP, Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,698

Underlying: Common Stock · 2,698 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents the contingent right to receive one (1) share of common stock upon vesting of the unit.

F2 · derivative.exercise_date: The restricted stock units vest in four (4) equal installments, beginning on 11/7/2018 and ending on 11/7/2021.

F2 · derivative.expiration_date: The restricted stock units vest in four (4) equal installments, beginning on 11/7/2018 and ending on 11/7/2021.

Read SEC document
November 07, 2017 Filed Nov 10, 2017 00:03 UTC
GRIFFIN LIAMDirector · President and CEO
GrantRestricted Stock Units · Derivative 24,775 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-060078 · doc4.xml · derivative · entry 1

GRIFFIN LIAM · CIK 0001215432 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,775

Underlying: Common Stock · 24,775 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents the contingent right to receive one (1) share of common stock upon vesting of the unit.

F2 · derivative.exercise_date: The restricted stock units vest in four (4) equal installments, beginning on 11/7/2018 and ending on 11/7/2021.

F2 · derivative.expiration_date: The restricted stock units vest in four (4) equal installments, beginning on 11/7/2018 and ending on 11/7/2021.

Read SEC document
November 07, 2017 Filed Nov 10, 2017 00:01 UTC
BORI CARLOS SSVP, Sales & Marketing
GrantRestricted Stock Units · Derivative 8,634 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-060075 · doc4.xml · derivative · entry 1

BORI CARLOS S · CIK 0001713763 · SVP, Sales & Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,634

Underlying: Common Stock · 8,634 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents the contingent right to receive one (1) share of common stock upon vesting of the unit.

F2 · derivative.exercise_date: The restricted stock units vest in four (4) equal installments, beginning on 11/7/2018 and ending on 11/7/2021.

F2 · derivative.expiration_date: The restricted stock units vest in four (4) equal installments, beginning on 11/7/2018 and ending on 11/7/2021.

Read SEC document
November 07, 2017 Filed Nov 10, 2017 00:01 UTC
GAMMEL PETER LChief Technology Officer
GrantRestricted Stock Units · Derivative 4,317 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-060076 · doc4.xml · derivative · entry 1

GAMMEL PETER L · CIK 0001343323 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,317

Underlying: Common Stock · 4,317 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents the contingent right to receive one (1) share of common stock upon vesting of the unit.

F2 · derivative.exercise_date: The restricted stock units vest in four (4) equal installments, beginning on 11/7/2018 and ending on 11/7/2021.

F2 · derivative.expiration_date: The restricted stock units vest in four (4) equal installments, beginning on 11/7/2018 and ending on 11/7/2021.

Read SEC document
November 07, 2017 Filed Nov 10, 2017 00:00 UTC
ALDRICH DAVID JDirector · Executive Chairman
GrantRestricted Stock Units · Derivative 22,297 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-060074 · doc4.xml · derivative · entry 1

ALDRICH DAVID J · CIK 0001025092 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,297

Underlying: Common Stock · 22,297 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents the contingent right to receive one (1) share of common stock upon vesting of the unit.

F2 · derivative.exercise_date: The restricted stock units vest in four (4) equal installments, beginning on 11/7/2018 and ending on 11/7/2021.

F2 · derivative.expiration_date: The restricted stock units vest in four (4) equal installments, beginning on 11/7/2018 and ending on 11/7/2021.

Read SEC document
October 02, 2017 Filed Oct 4, 2017 22:58 UTC
GRIFFIN LIAMDirector · President and CEO
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 10,750 $0.00 Strike: $84.89 $0.00
Disclosure

SEC source: 0001209191-17-056001 · doc4.xml · derivative · entry 5

GRIFFIN LIAM · CIK 0001215432 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,250

Underlying: Common Stock · 10,750 shares

Expires 2022-11-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on 8/15/2017.

F5 · derivative.exercise_date: This stock option vests in four (4) equal installments, beginning on 11/9/2016 and ending on 11/9/2019.

Read SEC document
October 02, 2017 Filed Oct 4, 2017 22:58 UTC
GRIFFIN LIAMDirector · President and CEO
SaleCommon Stock 3,108 $102.16 $317,513.28
Disclosure

SEC source: 0001209191-17-056001 · doc4.xml · nonDerivative · entry 3

GRIFFIN LIAM · CIK 0001215432 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,300

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on 8/15/2017.

F3 · price: The price reflects the average selling price of the shares sold. Actual sale prices ranged from $101.73 per share to $102.49 per share.

Read SEC document
October 02, 2017 Filed Oct 4, 2017 22:58 UTC
GRIFFIN LIAMDirector · President and CEO
SaleCommon Stock 10,750 $102.18 $1,098,435.00
Disclosure

SEC source: 0001209191-17-056001 · doc4.xml · nonDerivative · entry 2

GRIFFIN LIAM · CIK 0001215432 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,408

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on 8/15/2017.

F2 · price: The price reflects the average selling price of the shares sold. Actual sale prices ranged from $101.68 per share to $102.35 per share.

Read SEC document
October 02, 2017 Filed Oct 4, 2017 22:58 UTC
GRIFFIN LIAMDirector · President and CEO
Exercise / conversionCommon Stock 10,750 $84.89 $912,567.50
Disclosure

SEC source: 0001209191-17-056001 · doc4.xml · nonDerivative · entry 1

GRIFFIN LIAM · CIK 0001215432 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,158

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on 8/15/2017.

Read SEC document
September 06, 2017 Filed Sep 8, 2017 23:00 UTC Exercise / conversionStock Option (right to buy) · Derivative 3,705 $0.00 Strike: $28.44 $0.00
Disclosure

SEC source: 0001209191-17-052153 · doc4.xml · derivative · entry 3

KING CHRISTINE · CIK 0001251723 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,401

Underlying: Common Stock · 3,705 shares

Expires 2024-01-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: This stock option vests in four (4) equal installments, beginning on 1/13/2015 and ending on 1/13/2018.

Read SEC document
September 06, 2017 Filed Sep 8, 2017 23:00 UTC SaleCommon Stock 3,705 $106.82 $395,768.10
Disclosure

SEC source: 0001209191-17-052153 · doc4.xml · nonDerivative · entry 2

KING CHRISTINE · CIK 0001251723 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,936

Read SEC document
September 06, 2017 Filed Sep 8, 2017 23:00 UTC Exercise / conversionCommon Stock 3,705 $28.44 $105,370.20
Disclosure

SEC source: 0001209191-17-052153 · doc4.xml · nonDerivative · entry 1

KING CHRISTINE · CIK 0001251723 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,641

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 29, 2017 Filed Aug 31, 2017 23:08 UTC
Sennesael KrisSVP & Chief Financial Officer
Exercise / conversionRestricted Stock Units · Derivative 6,250 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-050956 · doc4.xml · derivative · entry 3

Sennesael Kris · CIK 0001452383 · SVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,750

Underlying: Common Stock · 6,250 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into shares of common stock on a one-for-one basis.

F3 · derivative.exercise_date: The restricted stock units vest in four (4) equal installments, beginning on 8/29/2017 and ending on 8/29/2020.

F3 · derivative.expiration_date: The restricted stock units vest in four (4) equal installments, beginning on 8/29/2017 and ending on 8/29/2020.

Read SEC document
August 29, 2017 Filed Aug 31, 2017 23:08 UTC
Sennesael KrisSVP & Chief Financial Officer
Tax withholdingCommon Stock 2,349 $101.52 $238,470.48
Disclosure

SEC source: 0001209191-17-050956 · doc4.xml · nonDerivative · entry 2

Sennesael Kris · CIK 0001452383 · SVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,173

Read SEC document
August 29, 2017 Filed Aug 31, 2017 23:08 UTC
Sennesael KrisSVP & Chief Financial Officer
Exercise / conversionCommon Stock 6,250 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-17-050956 · doc4.xml · nonDerivative · entry 1

Sennesael Kris · CIK 0001452383 · SVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,522

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into shares of common stock on a one-for-one basis.

F2 · balance_after: This total includes 272 shares purchased on 7/31/2017 through the Skyworks Solutions, Inc. 2002 Employee Stock Purchase Plan.

Read SEC document
August 29, 2017 Filed Aug 31, 2017 23:07 UTC
GRIFFIN LIAMDirector · President and CEO
SaleCommon Stock 2,610 $99.98 $260,947.80
Disclosure

SEC source: 0001209191-17-050955 · doc4.xml · nonDerivative · entry 1

GRIFFIN LIAM · CIK 0001215432 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,408

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on 6/2/2017.

Read SEC document
August 11, 2017 Filed Nov 9, 2017 00:08 UTC GiftCommon Stock 1,900 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-059841 · doc5.xml · nonDerivative · entry 2

MCLACHLAN DAVID J · CIK 0001021026 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,096

Read SEC document
July 25, 2017 Filed Jul 27, 2017 23:00 UTC
GRIFFIN LIAMDirector · President and CEO
SaleCommon Stock 1,292 $106.21 $137,223.32
Disclosure

SEC source: 0001209191-17-046480 · doc4.xml · nonDerivative · entry 2

GRIFFIN LIAM · CIK 0001215432 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,018

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on 6/2/2017.

F3 · price: The price reflects the average selling price of the shares sold. Actual sale prices ranged from $105.43 per share to $106.39 per share.

Read SEC document
July 25, 2017 Filed Jul 27, 2017 23:00 UTC
GRIFFIN LIAMDirector · President and CEO
SaleCommon Stock 6,764 $105.14 $711,166.96
Disclosure

SEC source: 0001209191-17-046480 · doc4.xml · nonDerivative · entry 1

GRIFFIN LIAM · CIK 0001215432 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,310

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on 6/2/2017.

F2 · price: The price reflects the average selling price of the shares sold. Actual sale prices ranged from $105.00 per share to $105.37 per share.

Read SEC document
July 24, 2017 Filed Jul 26, 2017 22:53 UTC
GASPARINI LAURA AVP, Human Resources
Exercise / conversionRestricted Stock Units · Derivative 1,129 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-046363 · doc4.xml · derivative · entry 5

GASPARINI LAURA A · CIK 0001675032 · VP, Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,258

Underlying: Common Stock · 1,129 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into shares of common stock on a one-for-one basis.

F4 · derivative.exercise_date: The restricted stock units vest in four (4) equal installments beginning on 7/22/2016 and ending on 7/22/2019.

F4 · derivative.expiration_date: The restricted stock units vest in four (4) equal installments beginning on 7/22/2016 and ending on 7/22/2019.

Read SEC document
July 24, 2017 Filed Jul 26, 2017 22:53 UTC
GASPARINI LAURA AVP, Human Resources
Tax withholdingCommon Stock 369 $105.86 $39,062.34
Disclosure

SEC source: 0001209191-17-046363 · doc4.xml · nonDerivative · entry 2

GASPARINI LAURA A · CIK 0001675032 · VP, Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,400

Read SEC document
July 24, 2017 Filed Jul 26, 2017 22:53 UTC
GASPARINI LAURA AVP, Human Resources
Exercise / conversionCommon Stock 1,129 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-17-046363 · doc4.xml · nonDerivative · entry 1

GASPARINI LAURA A · CIK 0001675032 · VP, Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,769

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into shares of common stock on a one-for-one basis.

Read SEC document
June 05, 2017 Filed Jun 7, 2017 23:03 UTC Exercise / conversionStock Option (right to buy) · Derivative 3,500 $0.00 Strike: $28.44 $0.00
Disclosure

SEC source: 0001209191-17-038424 · doc4.xml · derivative · entry 3

KING CHRISTINE · CIK 0001251723 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,106

Underlying: Common Stock · 3,500 shares

Expires 2024-01-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: This stock option vests in four (4) equal installments, beginning on 1/13/2015 and ending on 1/13/2018.

Read SEC document
June 05, 2017 Filed Jun 7, 2017 23:03 UTC SaleCommon Stock 3,500 $108.84 $380,940.00
Disclosure

SEC source: 0001209191-17-038424 · doc4.xml · nonDerivative · entry 2

KING CHRISTINE · CIK 0001251723 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,936

Read SEC document
June 05, 2017 Filed Jun 7, 2017 23:03 UTC Exercise / conversionCommon Stock 3,500 $28.44 $99,540.00
Disclosure

SEC source: 0001209191-17-038424 · doc4.xml · nonDerivative · entry 1

KING CHRISTINE · CIK 0001251723 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,436

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 11, 2017 Filed May 12, 2017 22:50 UTC Exercise / conversionRestricted Stock Units · Derivative 2,775 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-032171 · doc4.xml · derivative · entry 3

FUREY TIMOTHY R · CIK 0001061427 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,775 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into shares of common stock on a one-for-one basis.

F4 · derivative.exercise_date: The restricted stock units vested on May 11, 2017.

F4 · derivative.expiration_date: The restricted stock units vested on May 11, 2017.

Read SEC document
May 11, 2017 Filed May 12, 2017 22:50 UTC Exercise / conversionCommon Stock 2,775 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-17-032171 · doc4.xml · nonDerivative · entry 1

FUREY TIMOTHY R · CIK 0001061427 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,722

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into shares of common stock on a one-for-one basis.

Read SEC document
May 11, 2017 Filed May 12, 2017 23:01 UTC
GRIFFIN LIAMDirector · President and CEO
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 18,250 $0.00 Strike: $64.59 $0.00
Disclosure

SEC source: 0001209191-17-032188 · doc4.xml · derivative · entry 8

GRIFFIN LIAM · CIK 0001215432 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,750

Underlying: Common Stock · 18,250 shares

Expires 2023-05-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on 2/10/2017.

F7 · derivative.exercise_date: This stock option vests in four (4) equal installments, beginning on 5/11/2017 and ending on 5/11/2020.

Read SEC document
May 11, 2017 Filed May 12, 2017 23:01 UTC
GRIFFIN LIAMDirector · President and CEO
Exercise / conversionRestricted Stock Units · Derivative 6,500 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-032188 · doc4.xml · derivative · entry 7

GRIFFIN LIAM · CIK 0001215432 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,500

Underlying: Common Stock · 6,500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into shares of common stock on a one-for-one basis.

F6 · derivative.exercise_date: The restricted stock units vest in four (4) equal installments, beginning on 5/11/2017 and ending on 5/11/2020.

F6 · derivative.expiration_date: The restricted stock units vest in four (4) equal installments, beginning on 5/11/2017 and ending on 5/11/2020.

Read SEC document
May 11, 2017 Filed May 12, 2017 23:01 UTC
GRIFFIN LIAMDirector · President and CEO
SaleCommon Stock 12,950 $102.01 $1,321,029.50
Disclosure

SEC source: 0001209191-17-032188 · doc4.xml · nonDerivative · entry 5

GRIFFIN LIAM · CIK 0001215432 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,074

F2 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on 2/10/2017.

F4 · price: The price reflects the average selling price of the shares sold. Actual sale prices ranged from $101.64 per share to $102.63 per share.

Read SEC document
May 11, 2017 Filed May 12, 2017 23:01 UTC
GRIFFIN LIAMDirector · President and CEO
SaleCommon Stock 5,300 $101.57 $538,321.00
Disclosure

SEC source: 0001209191-17-032188 · doc4.xml · nonDerivative · entry 4

GRIFFIN LIAM · CIK 0001215432 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,024

F2 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on 2/10/2017.

F3 · price: The price reflects the average selling price of the shares sold. Actual sale prices ranged from $101.50 per share to $101.63 per share.

Read SEC document
May 11, 2017 Filed May 12, 2017 23:01 UTC
GRIFFIN LIAMDirector · President and CEO
Exercise / conversionCommon Stock 18,250 $64.59 $1,178,767.50
Disclosure

SEC source: 0001209191-17-032188 · doc4.xml · nonDerivative · entry 3

GRIFFIN LIAM · CIK 0001215432 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,324

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on 2/10/2017.

Read SEC document
May 11, 2017 Filed May 12, 2017 23:01 UTC
GRIFFIN LIAMDirector · President and CEO
Tax withholdingCommon Stock 3,392 $102.61 $348,053.12
Disclosure

SEC source: 0001209191-17-032188 · doc4.xml · nonDerivative · entry 2

GRIFFIN LIAM · CIK 0001215432 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,074

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May 11, 2017 Filed May 12, 2017 23:01 UTC
GRIFFIN LIAMDirector · President and CEO
Exercise / conversionCommon Stock 6,500 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-17-032188 · doc4.xml · nonDerivative · entry 1

GRIFFIN LIAM · CIK 0001215432 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,466

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into shares of common stock on a one-for-one basis.

Read SEC document
May 11, 2017 Filed May 12, 2017 22:59 UTC Exercise / conversionRestricted Stock Units · Derivative 2,775 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-032184 · doc4.xml · derivative · entry 3

SCHRIESHEIM ROBERT A · CIK 0001281910 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,775 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into shares of common stock on a one-for-one basis.

F5 · derivative.exercise_date: The restricted stock units vested on May 11, 2017.

F5 · derivative.expiration_date: The restricted stock units vested on May 11, 2017.

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May 11, 2017 Filed May 12, 2017 22:59 UTC Exercise / conversionCommon Stock 2,775 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-17-032184 · doc4.xml · nonDerivative · entry 1

SCHRIESHEIM ROBERT A · CIK 0001281910 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,422

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into shares of common stock on a one-for-one basis.

F2 · balance_after: Includes 217 shares of common stock acquired on 6/3/2016, 231 shares of common stock acquired on 8/26/2016, 221 shares of common stock acquired on 12/9/2016, and 184 shares of common stock acquired on 2/24/2017 through automatic dividend reinvestment.

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May 11, 2017 Filed May 12, 2017 22:57 UTC Exercise / conversionRestricted Stock Units · Derivative 2,775 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-032181 · doc4.xml · derivative · entry 3

MCLACHLAN DAVID J · CIK 0001021026 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,775 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into shares of common stock on a one-for-one basis.

F4 · derivative.exercise_date: The restricted stock units vested on May 11, 2017.

F4 · derivative.expiration_date: The restricted stock units vested on May 11, 2017.

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May 11, 2017 Filed May 12, 2017 22:57 UTC Exercise / conversionCommon Stock 2,775 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-17-032181 · doc4.xml · nonDerivative · entry 1

MCLACHLAN DAVID J · CIK 0001021026 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,996

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into shares of common stock on a one-for-one basis.

Read SEC document
May 11, 2017 Filed May 12, 2017 22:56 UTC Exercise / conversionRestricted Stock Units · Derivative 2,775 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-032179 · doc4.xml · derivative · entry 3

David P McGlade · CIK 0001316564 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,775 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into shares of common stock on a one-for-one basis.

F4 · derivative.exercise_date: The restricted stock units vested on May 11, 2017.

F4 · derivative.expiration_date: The restricted stock units vested on May 11, 2017.

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May 11, 2017 Filed May 12, 2017 22:56 UTC Exercise / conversionCommon Stock 2,775 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-17-032179 · doc4.xml · nonDerivative · entry 1

David P McGlade · CIK 0001316564 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,696

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into shares of common stock on a one-for-one basis.

Read SEC document
May 11, 2017 Filed May 12, 2017 22:55 UTC Exercise / conversionRestricted Stock Units · Derivative 2,775 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-032176 · doc4.xml · derivative · entry 3

KING CHRISTINE · CIK 0001251723 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,775 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into shares of common stock on a one-for-one basis.

F4 · derivative.exercise_date: The restricted stock units vested on May 11, 2017.

F4 · derivative.expiration_date: The restricted stock units vested on May 11, 2017.

Read SEC document
May 11, 2017 Filed May 12, 2017 22:55 UTC Exercise / conversionCommon Stock 2,775 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-17-032176 · doc4.xml · nonDerivative · entry 1

KING CHRISTINE · CIK 0001251723 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,936

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into shares of common stock on a one-for-one basis.

Read SEC document
May 11, 2017 Filed May 12, 2017 22:53 UTC Exercise / conversionRestricted Stock Units · Derivative 2,775 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-032174 · doc4.xml · derivative · entry 3

IYER BALAKRISHNAN S · CIK 0001185812 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,775 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into shares of common stock on a one-for-one basis.

F4 · derivative.exercise_date: The restricted stock units vested on May 11, 2017.

F4 · derivative.expiration_date: The restricted stock units vested on May 11, 2017.

Read SEC document
May 11, 2017 Filed May 12, 2017 22:53 UTC Exercise / conversionCommon Stock 2,775 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-17-032174 · doc4.xml · nonDerivative · entry 1

IYER BALAKRISHNAN S · CIK 0001185812 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,330

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into shares of common stock on a one-for-one basis.

Read SEC document
May 11, 2017 Filed May 12, 2017 22:47 UTC Exercise / conversionRestricted Stock Units · Derivative 2,775 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-032167 · doc4.xml · derivative · entry 3

BEEBE KEVIN L · CIK 0001187378 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,775 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into shares of common stock on a one-for-one basis.

F4 · derivative.exercise_date: The restricted stock units vested on May 11, 2017.

F4 · derivative.expiration_date: The restricted stock units vested on May 11, 2017.

Read SEC document
May 11, 2017 Filed May 12, 2017 22:47 UTC Exercise / conversionCommon Stock 2,775 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-17-032167 · doc4.xml · nonDerivative · entry 1

BEEBE KEVIN L · CIK 0001187378 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,821

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into shares of common stock on a one-for-one basis.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.