SURG

SEC source: 0001493152-24-026258 · ownership.xml · nonDerivative · entry 2

Evers Anthony George · CIK 0001828251 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 174,006

F3 · kind: The purpose of the sale is solely to cover taxes with vesting of restricted share awards.

F4 · price: Based upon shares sold at a high price of $3.08, a low price of $2.96, and an average of $3.0088. The full breakdown of the prices for all shares sold will be provided at the request of the SEC.

SEC source: 0001493152-24-026214 · ownership.xml · nonDerivative · entry 2

Cox Kevin Brian · CIK 0001784994 · Director · CEO and Chairman of Board

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 5,688,046

F3 · kind: The purpose of the sale is solely to cover taxes with vesting of restricted share awards.

F4 · price: Based upon shares sold at a high price of $3.11, a low price of $3.00, and an average of $3.0517. The full breakdown of the prices for all shares sold will be provided at the request of the SEC.

SEC source: 0001493152-24-026258 · ownership.xml · nonDerivative · entry 1

Evers Anthony George · CIK 0001828251 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 210,673

F1 · shares: Represents a restricted stock award vesting as to 66,667 RSAs on September 1, 2024.

F2 · balance_after: Includes restricted stock awards in the amount of (i) 66,667 vested on July 1, 2024, and (ii) 66,667 vesting on August 1, 2024.

SEC source: 0001493152-24-026214 · ownership.xml · nonDerivative · entry 1

Cox Kevin Brian · CIK 0001784994 · Director · CEO and Chairman of Board

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 5,708,961

F1 · shares: Consists of an RSA grant in the amount of 83,333 set to vest on September 1, 2024.

F2 · balance_after: Includes (i) 83,334 RSAs that vested on July 1, 2024, and (ii) 83,334 RSAs that are set to vest on each of August 1, and September 1, 2024.

SEC source: 0001493152-24-022464 · ownership.xml · nonDerivative · entry 1

Evers Anthony George · CIK 0001828251 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 144,006

F1 · shares: Represents a restricted stock award granted to the Reporting Person pursuant to the Issuer's 2022 Omnibus Securities and Incentive Plan. The award will vest as to 66,667 RSAs on July 1, 2024, 66,667 RSAs on August 1, 2024, 66,667 RSAs on September 1, 2024, 66,667 RSAs on October 1, 2024, 66,666 RSAs on November 1, 2024, 66,666 RSAs on December 1, 2024, and 200,000 RSAs on December 31, 2025, in each case, subject to Executive's continued employment with the Company through the applicable vesting date.

F2 · shares: In connection with the vesting schedule above, the vesting due July 1, 2024, is within sixty days of today's date and is thereby considered to be beneficially owned.

F3 · balance_after: Includes 7,271 shares of Common Stock (held in Mr. Evers' IRA) and options that are currently exercisable, and 66,667 RSAs considered beneficially owned for RSAs set to vest on July 1, 2024 .

SEC source: 0001493152-24-022461 · ownership.xml · nonDerivative · entry 1

Cox Kevin Brian · CIK 0001784994 · Director · CEO and Chairman of Board

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,620,428

F1 · shares: Each year of the Initial Term or any Renewal Term thereafter for a minimum of five (5) years, the Company shall grant Executive 500,000 (Five Hundred Thousand) Restricted Shares ("RSAs" and each grant, an "RSA Grant") pursuant to the SurgePays, Inc. 2022 Omnibus Securities and Incentive Plan (the "Plan"). The RSA Grants shall be fully vested on each grant date, in each case subject to Executive's continued employment with the Company through the applicable grant date. Pursuant to this Section 3.03, the Company shall make the following RSA Grants to Executive: 83,334 RSAs on July 1, 2024, 83,334 RSAs on August 1, 2024, 83,333 RSAs on September 1, 2024, 83,333 RSAs on October 1, 2024, 83,333 RSAs on November 1, 2024, 83,333 RSAs on December 1, 2024, 500,000 RSAs on June 1, 2025, 500,000 RSAs on June 1, 2026, 500,000 RSAs on June 1, 2027, 500,000 RSAs on June 1, 2028.

F2 · shares: In connection with the vesting schedule above, the vesting due July 1, 2024, is within sixty days of today's date and is thereby considered to be beneficially owned.

F3 · balance_after: Includes (i) 4,569,384 shares owned by BLC Family Investments, (ii) 561,758 shares owned by SMDMM, LLC, a Tennessee liability company, (iii) 270,745 shares owned by BC Family Holdings. Mr. Cox is a beneficial owner of all three entities, and (iv) 83,334 RSAs beneficially owned for RSAs set to vest on July 1, 2024.

SEC source: 0001493152-24-017718 · ownership.xml · nonDerivative · entry 1

Cox Kevin Brian · CIK 0001784994 · Director · CEO and Chairman

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,537,094

F1 · shares: Each year of the Initial Term or any Renewal Term thereafter for a minimum of five (5) years, the Company shall grant Executive 500,000 (Five Hundred Thousand) Restricted Shares ("RSAs" and each grant, an "RSA Grant") pursuant to the SurgePays, Inc. 2022 Omnibus Securities and Incentive Plan (the "Plan"). The RSA Grants shall be fully vested on each grant date, in each case subject to Executive's continued employment with the Company through the applicable grant date. Pursuant to this Section 3.03, the Company shall make the following RSA Grants to Executive: 83,334 RSAs on July 1, 2024, 83,334 RSAs on August 1, 2024, 83,333 RSAs on September 1, 2024, 83,333 RSAs on October 1, 2024, 83,333 RSAs on November 1, 2024, 83,333 RSAs on December 1, 2024, 500,000 RSAs on June 1, 2025, 500,000 RSAs on June 1, 2026, 500,000 RSAs on June 1, 2027, 500,000 RSAs on June 1, 2028.

F2 · shares: In connection with the vesting schedule above, the vesting due July 1, 2024, is within sixty days of today's date and is thereby considered to be beneficially owned.

F3 · balance_after: Includes (i) 4,569,384 shares owned by BLC Family Investments, (ii) 561,758 shares owned by SMDMM, LLC, a Tennessee liability company and (iii) 270,745 shares owned by BC Family Holdings. Mr. Cox is a beneficial owner of all three entities.

SEC source: 0001493152-24-017721 · ownership.xml · nonDerivative · entry 1

Evers Anthony George · CIK 0001828251 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 77,339

F1 · shares: Represents a restricted stock award granted to the Reporting Person pursuant to the Issuer's 2022 Omnibus Securities and Incentive Plan. The award will vest as to 66,667 RSAs on July 1, 2024, 66,667 RSAs on August 1, 2024, 66,667 RSAs on September 1, 2024, 66,667 RSAs on October 1, 2024, 66,666 RSAs on November 1, 2024, 66,666 RSAs on December 1, 2024, and 200,000 RSAs on December 31, 2025, in each case, subject to Executive's continued employment with the Company through the applicable vesting date.

F2 · shares: In connection with the vesting schedule above, the vesting due July 1, 2024, is within sixty days of today's date and is thereby considered to be beneficially owned.

F3 · balance_after: Includes 7,271 shares of Common Stock (held in Mr. Evers' IRA) and options that are currently exercisable.

SEC source: 0001493152-24-016569 · ownership.xml · nonDerivative · entry 1

Schurfeld Richard Earl · CIK 0001960401 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 57,081

F1 · shares: These shares were issued pursuant to the provisions of the SurgePays, Inc. 2022 Omnibus Securities and Incentive Plan (the "2022 Plan") and a Restricted Share Award Agreement, dated April 25, 2024, by and between SurgePays, Inc. (the "Company") and Mr. Schurfeld (the "RSA Agreement"). The RSA Agreement provides that the shares will not vest until the earliest to occur of (a) the director no longer serves as a director of the Company for any reason (including, but not limited to, upon death or disability that renders the director incapable of providing services to the Company) other than a Termination of Service for Cause (as defined in the RSA Agreement); (b) upon the occurrence of a Change in Control (as defined in the 2022 Plan); or (c) the fourth anniversary of the award date.

SEC source: 0001493152-24-016570 · ownership.xml · nonDerivative · entry 1

KEYS DAVID N · CIK 0001267667 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 31,923

F1 · shares: These shares were issued pursuant to the provisions of the SurgePays, Inc. 2022 Omnibus Securities and Incentive Plan (the "2022 Plan") and a Restricted Share Award Agreement, dated April 25, 2024, by and between SurgePays, Inc. (the "Company") and Mr. Keys (the "RSA Agreement"). The RSA Agreement provides that the shares will not vest until the earliest to occur of (a) the director no longer serves as a director of the Company for any reason (including, but not limited to, upon death or disability that renders the director incapable of providing services to the Company) other than a Termination of Service for Cause (as defined in the RSA Agreement); (b) upon the occurrence of a Change in Control (as defined in the 2022 Plan); or (c) the fourth anniversary of the award date.

F2 · balance_after: Includes (i) 1,666 shares held in an IRA owned by Mr. Keys' wife, however, Mr. Keys shares investing and dipositive power over these holdings, (ii) 5,377 shares in total held by two different IRAs owned by Mr. Keys; and (iii) 10,000 shares are held by PCC Holdings LLC. Mr. Keys shares investing and dipositive power over these holdings.

SEC source: 0001493152-24-016565 · ownership.xml · nonDerivative · entry 1

Weisberg Laurie · CIK 0001820954 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,880

F1 · shares: These shares were issued pursuant to the provisions of the SurgePays, Inc. 2022 Omnibus Securities and Incentive Plan (the "2022 Plan") and a Restricted Share Award Agreement, dated April 25, 2024, by and between SurgePays, Inc. (the "Company") and Ms. Weisberg (the "RSA Agreement"). The RSA Agreement provides that the shares will not vest until the earliest to occur of (a) the director no longer serves as a director of the Company for any reason (including, but not limited to, upon death or disability that renders the director incapable of providing services to the Company) other than a Termination of Service for Cause (as defined in the RSA Agreement); (b) upon the occurrence of a Change in Control (as defined in the 2022 Plan); or (c) the fourth anniversary of the award date.

SEC source: 0001493152-23-029828 · ownership.xml · nonDerivative · entry 1

May David Allen · CIK 0001879053 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,000

F1 · kind: These shares were issued to Mr. May pursuant to the provisions of the SurgePays, Inc. 2022 Omnibus Securities and Incentive Plan (the "2022 Plan") and a Restricted Share Award Agreement (the "RSA Agreement"), dated August 18, 2023, by and between SurgePays, Inc. (the "Company") and Mr. May. The RSA Agreement provides that the shares will become fully vested upon the earliest to occur of (a) the director no longer serves as a director of the Company for any reason (including, but not limited to, upon death or disability that renders the director incapable of providing services to the Company) other than a Termination of Service for Cause (as defined in the RSA Agreement), (b) upon the occurrence of a Change in Control (as defined in the 2022 Plan), or (c) the fifth anniversary of the award date.

SEC source: 0001493152-23-029083 · ownership.xml · nonDerivative · entry 1

Cox Kevin Brian · CIK 0001784994 · Director · CHIEF EXECUTIVE OFFICER · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,507,894

SEC source: 0001493152-23-028976 · ownership.xml · nonDerivative · entry 1

Schurfeld Richard Earl · CIK 0001960401 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 24,000

F1 · kind: These shares were issued to Mr. Schurfeld pursuant to the provisions of the SurgePays, Inc. 2022 Omnibus Securities and Incentive Plan (the "2022 Plan") and a Restricted Share Award Agreement, dated August 8, 2023, by and between SurgePays, Inc. (the "Company") and Mr. Schurfeld (the "RSA Agreement"). The RSA Agreement provides that the shares will not vest until the earliest to occur of (a) the director no longer serves as a director of the Company for any reason (including, but not limited to, upon death or disability that renders the director incapable of providing services to the Company) other than a Termination of Service for Cause (as defined in the RSA Agreement); (b) upon the occurrence of a Change in Control (as defined in the 2022 Plan); or (c) the fifth anniversary of the award date.

SEC source: 0001493152-23-028977 · ownership.xml · nonDerivative · entry 1

KEYS DAVID N · CIK 0001267667 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 32,000

F1 · kind: These shares were issued to David N. Keys pursuant to the provisions of the SurgePays, Inc. 2022 Omnibus Securities and Incentive Plan (the "2022 Plan") and a Restricted Share Award Agreement, dated August 8, 2023, by and between SurgePays, Inc. (the "Company") and Mr. Keys (the "RSA Agreement"). The RSA Agreement provides that the shares will not vest until the earliest to occur of (a) the director no longer serves as a director of the Company for any reason (including, but not limited to, upon death or disability that renders the director incapable of providing services to the Company) other than a Termination of Service for Cause (as defined in the RSA Agreement); (b) upon the occurrence of a Change in Control (as defined in the 2022 Plan); or (c) the fifth anniversary of the award date.

SEC source: 0001493152-23-028975 · ownership.xml · nonDerivative · entry 1

Weisberg Laurie · CIK 0001820954 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 24,000

F1 · kind: These shares were issued to Ms. Weisberg pursuant to the provisions of the SurgePays, Inc. 2022 Omnibus Securities and Incentive Plan (the "2022 Plan") and a Restricted Share Award Agreement, dated August 8, 2023, by and between SurgePays, Inc. (the "Company") and Ms. Weisberg (the "RSA Agreement"). The RSA Agreement provides that the shares will not vest until the earliest to occur of (a) the director no longer serves as a director of the Company for any reason (including, but not limited to, upon death or disability that renders the director incapable of providing services to the Company) other than a Termination of Service for Cause (as defined in the RSA Agreement); (b) upon the occurrence of a Change in Control (as defined in the 2022 Plan); or (c) the fifth anniversary of the award date.

SEC source: 0001493152-22-037135 · ownership.xml · derivative · entry 2

Cox Kevin Brian · CIK 0001784994 · Director · CHIEF EXECUTIVE OFFICER · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · BLC Family Investments LLC

Disclosed balance after: 0

Underlying: Common Stock · 1,050,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Each ten shares of Series A Preferred Stock are convertible into one share of Common Stock of the Issuer. The Series A Preferred Stock does not have an expiration date on convertibility. The shares of Series A Preferred Stock are convertible for no additional consideration at the election of the holder.

F1 · shares: Each ten shares of Series A Preferred Stock are convertible into one share of Common Stock of the Issuer. The Series A Preferred Stock does not have an expiration date on convertibility. The shares of Series A Preferred Stock are convertible for no additional consideration at the election of the holder.

F1 · derivative.expiration_date: Each ten shares of Series A Preferred Stock are convertible into one share of Common Stock of the Issuer. The Series A Preferred Stock does not have an expiration date on convertibility. The shares of Series A Preferred Stock are convertible for no additional consideration at the election of the holder.

F2 · ownership.nature: Kevin Brian Cox is the beneficial owner of BLC Family Investments LLC.

SEC source: 0001493152-22-037135 · ownership.xml · nonDerivative · entry 1

Cox Kevin Brian · CIK 0001784994 · Director · CHIEF EXECUTIVE OFFICER · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,502,694

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Each ten shares of Series A Preferred Stock are convertible into one share of Common Stock of the Issuer. The Series A Preferred Stock does not have an expiration date on convertibility. The shares of Series A Preferred Stock are convertible for no additional consideration at the election of the holder.

SEC source: 0001493152-22-024810 · ownership.xml · nonDerivative · entry 1

Cox Kevin Brian · CIK 0001784994 · Director · CHIEF EXECUTIVE OFFICER · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,452,694

SEC source: 0001493152-22-023521 · ownership.xml · nonDerivative · entry 2

Cox Kevin Brian · CIK 0001784994 · Director · CHIEF EXECUTIVE OFFICER · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,449,694

SEC source: 0001493152-22-023521 · ownership.xml · nonDerivative · entry 1

Cox Kevin Brian · CIK 0001784994 · Director · CHIEF EXECUTIVE OFFICER · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,447,694

SEC source: 0001493152-22-015958 · ownership.xml · nonDerivative · entry 1

Mott John · CIK 0001846423 · Director · CHIEF TECHNOLOGY OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,788

SEC source: 0001493152-22-015787 · ownership.xml · nonDerivative · entry 3

Cox Kevin Brian · CIK 0001784994 · Director · CHIEF EXECUTIVE OFFICER · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,442,694

F4 · price: The shares acquired were purchased at various prices throughout the day. The price reflected is an average of the per share price from the trading day.

SEC source: 0001493152-22-011360 · ownership.xml · nonDerivative · entry 1

May David Allen · CIK 0001879053 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 136,344

F1 · price: The shares were acquired at various prices throughout the day ranging from $3.49 to $3.62 per share.

SEC source: 0001493152-22-001439 · ownership.xml · nonDerivative · entry 2

May David Allen · CIK 0001879053 · Director · DIRECTOR

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 106,344

F2 · price: The shares were acquired at various prices throughout the day. The price reflected is an average of the per share price from the trading day.

F3 · ownership.direct: Purchased by an IRA of the reporting person

F3 · ownership.nature: Purchased by an IRA of the reporting person

SEC source: 0001493152-22-001439 · ownership.xml · nonDerivative · entry 1

May David Allen · CIK 0001879053 · Director · DIRECTOR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,954

F1 · price: The shares were acquired at various prices throughout the day. The price reflected is an average of the per share price from the trading day.

SEC source: 0001493152-21-032366 · ownership.xml · nonDerivative · entry 1

Mott John · CIK 0001846423 · CHIEF TECHNOLOGY OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,288

SEC source: 0001493152-21-031673 · ownership.xml · nonDerivative · entry 1

Mott John · CIK 0001846423 · CHIEF TECHNOLOGY OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,188

SEC source: 0001493152-21-029735 · ownership.xml · nonDerivative · entry 2

Mott John · CIK 0001846423 · CHIEF TECHNOLOGY OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,188

SEC source: 0001493152-21-029735 · ownership.xml · nonDerivative · entry 1

Mott John · CIK 0001846423 · CHIEF TECHNOLOGY OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,188

SEC source: 0001493152-21-028869 · ownership.xml · nonDerivative · entry 1

Mott John · CIK 0001846423 · CHIEF TECHNOLOGY OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,188

SEC source: 0001493152-22-015787 · ownership.xml · derivative · entry 4

Cox Kevin Brian · CIK 0001784994 · Director · CHIEF EXECUTIVE OFFICER · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,016,820 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: On November 4, 2021, SurgePays, Inc. (the "Company"), closed on its firm commitment underwritten public offering (the "Offering") of shares of the Company's common stock, par value $0.001 per share (the "Common Stock"), and warrants to purchase shares of Common Stock. As disclosed in the final prospectus filed in connection with the Offering, following the closing of the Offering, on November 11, 2021 the Company issued (i) 3,016,820 shares of Common Stock to Mr. Cox pursuant to the conversion of shares of Series C Preferred Stock held by Mr. Cox and (ii) 561,758 shares of Common Stock to SMDMM Funding, LLC ("SMDMM"), an entity solely controlled by Mr. Cox, as the result of the conversion of $2,415,560 in principal and accrued interest owed to SMDMM. In addition to the final prospectus, the foregoing issuances were previously disclosed in the Company's Current Report on Form 8-K filed on November 17, 2021.

F2 · derivative.exercise_price: Note 1 continued - The ownership of these shares is also disclosed in Item 12 of the Company's Form 10-K filed on March 24, 2022.

F1 · price: On November 4, 2021, SurgePays, Inc. (the "Company"), closed on its firm commitment underwritten public offering (the "Offering") of shares of the Company's common stock, par value $0.001 per share (the "Common Stock"), and warrants to purchase shares of Common Stock. As disclosed in the final prospectus filed in connection with the Offering, following the closing of the Offering, on November 11, 2021 the Company issued (i) 3,016,820 shares of Common Stock to Mr. Cox pursuant to the conversion of shares of Series C Preferred Stock held by Mr. Cox and (ii) 561,758 shares of Common Stock to SMDMM Funding, LLC ("SMDMM"), an entity solely controlled by Mr. Cox, as the result of the conversion of $2,415,560 in principal and accrued interest owed to SMDMM. In addition to the final prospectus, the foregoing issuances were previously disclosed in the Company's Current Report on Form 8-K filed on November 17, 2021.

F2 · price: Note 1 continued - The ownership of these shares is also disclosed in Item 12 of the Company's Form 10-K filed on March 24, 2022.

F5 · derivative.expiration_date: The Series C Preferred Stock shares had no expiration date. Following the conversions on November 11, 2021, there are no longer any shares of Series C Preferred Stock outstanding.

SEC source: 0001493152-22-015787 · ownership.xml · nonDerivative · entry 2

Cox Kevin Brian · CIK 0001784994 · Director · CHIEF EXECUTIVE OFFICER · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · SMDMM Funding, LLC

Disclosed balance after: 561,758

F1 · kind: On November 4, 2021, SurgePays, Inc. (the "Company"), closed on its firm commitment underwritten public offering (the "Offering") of shares of the Company's common stock, par value $0.001 per share (the "Common Stock"), and warrants to purchase shares of Common Stock. As disclosed in the final prospectus filed in connection with the Offering, following the closing of the Offering, on November 11, 2021 the Company issued (i) 3,016,820 shares of Common Stock to Mr. Cox pursuant to the conversion of shares of Series C Preferred Stock held by Mr. Cox and (ii) 561,758 shares of Common Stock to SMDMM Funding, LLC ("SMDMM"), an entity solely controlled by Mr. Cox, as the result of the conversion of $2,415,560 in principal and accrued interest owed to SMDMM. In addition to the final prospectus, the foregoing issuances were previously disclosed in the Company's Current Report on Form 8-K filed on November 17, 2021.

F2 · kind: Note 1 continued - The ownership of these shares is also disclosed in Item 12 of the Company's Form 10-K filed on March 24, 2022.

F1 · shares: On November 4, 2021, SurgePays, Inc. (the "Company"), closed on its firm commitment underwritten public offering (the "Offering") of shares of the Company's common stock, par value $0.001 per share (the "Common Stock"), and warrants to purchase shares of Common Stock. As disclosed in the final prospectus filed in connection with the Offering, following the closing of the Offering, on November 11, 2021 the Company issued (i) 3,016,820 shares of Common Stock to Mr. Cox pursuant to the conversion of shares of Series C Preferred Stock held by Mr. Cox and (ii) 561,758 shares of Common Stock to SMDMM Funding, LLC ("SMDMM"), an entity solely controlled by Mr. Cox, as the result of the conversion of $2,415,560 in principal and accrued interest owed to SMDMM. In addition to the final prospectus, the foregoing issuances were previously disclosed in the Company's Current Report on Form 8-K filed on November 17, 2021.

F2 · shares: Note 1 continued - The ownership of these shares is also disclosed in Item 12 of the Company's Form 10-K filed on March 24, 2022.

F1 · price: On November 4, 2021, SurgePays, Inc. (the "Company"), closed on its firm commitment underwritten public offering (the "Offering") of shares of the Company's common stock, par value $0.001 per share (the "Common Stock"), and warrants to purchase shares of Common Stock. As disclosed in the final prospectus filed in connection with the Offering, following the closing of the Offering, on November 11, 2021 the Company issued (i) 3,016,820 shares of Common Stock to Mr. Cox pursuant to the conversion of shares of Series C Preferred Stock held by Mr. Cox and (ii) 561,758 shares of Common Stock to SMDMM Funding, LLC ("SMDMM"), an entity solely controlled by Mr. Cox, as the result of the conversion of $2,415,560 in principal and accrued interest owed to SMDMM. In addition to the final prospectus, the foregoing issuances were previously disclosed in the Company's Current Report on Form 8-K filed on November 17, 2021.

F2 · price: Note 1 continued - The ownership of these shares is also disclosed in Item 12 of the Company's Form 10-K filed on March 24, 2022.

SEC source: 0001493152-22-015787 · ownership.xml · nonDerivative · entry 1

Cox Kevin Brian · CIK 0001784994 · Director · CHIEF EXECUTIVE OFFICER · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,437,794

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: On November 4, 2021, SurgePays, Inc. (the "Company"), closed on its firm commitment underwritten public offering (the "Offering") of shares of the Company's common stock, par value $0.001 per share (the "Common Stock"), and warrants to purchase shares of Common Stock. As disclosed in the final prospectus filed in connection with the Offering, following the closing of the Offering, on November 11, 2021 the Company issued (i) 3,016,820 shares of Common Stock to Mr. Cox pursuant to the conversion of shares of Series C Preferred Stock held by Mr. Cox and (ii) 561,758 shares of Common Stock to SMDMM Funding, LLC ("SMDMM"), an entity solely controlled by Mr. Cox, as the result of the conversion of $2,415,560 in principal and accrued interest owed to SMDMM. In addition to the final prospectus, the foregoing issuances were previously disclosed in the Company's Current Report on Form 8-K filed on November 17, 2021.

F2 · kind: Note 1 continued - The ownership of these shares is also disclosed in Item 12 of the Company's Form 10-K filed on March 24, 2022.

F1 · shares: On November 4, 2021, SurgePays, Inc. (the "Company"), closed on its firm commitment underwritten public offering (the "Offering") of shares of the Company's common stock, par value $0.001 per share (the "Common Stock"), and warrants to purchase shares of Common Stock. As disclosed in the final prospectus filed in connection with the Offering, following the closing of the Offering, on November 11, 2021 the Company issued (i) 3,016,820 shares of Common Stock to Mr. Cox pursuant to the conversion of shares of Series C Preferred Stock held by Mr. Cox and (ii) 561,758 shares of Common Stock to SMDMM Funding, LLC ("SMDMM"), an entity solely controlled by Mr. Cox, as the result of the conversion of $2,415,560 in principal and accrued interest owed to SMDMM. In addition to the final prospectus, the foregoing issuances were previously disclosed in the Company's Current Report on Form 8-K filed on November 17, 2021.

F2 · shares: Note 1 continued - The ownership of these shares is also disclosed in Item 12 of the Company's Form 10-K filed on March 24, 2022.

F1 · price: On November 4, 2021, SurgePays, Inc. (the "Company"), closed on its firm commitment underwritten public offering (the "Offering") of shares of the Company's common stock, par value $0.001 per share (the "Common Stock"), and warrants to purchase shares of Common Stock. As disclosed in the final prospectus filed in connection with the Offering, following the closing of the Offering, on November 11, 2021 the Company issued (i) 3,016,820 shares of Common Stock to Mr. Cox pursuant to the conversion of shares of Series C Preferred Stock held by Mr. Cox and (ii) 561,758 shares of Common Stock to SMDMM Funding, LLC ("SMDMM"), an entity solely controlled by Mr. Cox, as the result of the conversion of $2,415,560 in principal and accrued interest owed to SMDMM. In addition to the final prospectus, the foregoing issuances were previously disclosed in the Company's Current Report on Form 8-K filed on November 17, 2021.

F2 · price: Note 1 continued - The ownership of these shares is also disclosed in Item 12 of the Company's Form 10-K filed on March 24, 2022.

F3 · balance_after: The Company effected a reverse stock split at a ratio of 1-for-50 on November 2, 2021. The 3,437,794 share amount reported in this Item 6 is the sum of (i) the 21,048,724 shares directly owned by Mr. Cox as reported in his last Form 4 filed on September 14, 2021 divided by 50 which equals 420,974 shares plus the 3,016,820 shares issued pursuant to the conversion of the Series C Preferred Stock.

SEC source: 0001493152-21-022654 · ownership.xml · nonDerivative · entry 2

Nuzzo Anthony P. JR · CIK 0001811494 · Director · PRESIDENT · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,740,759

SEC source: 0001493152-21-022654 · ownership.xml · nonDerivative · entry 1

Nuzzo Anthony P. JR · CIK 0001811494 · Director · PRESIDENT · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,735,859

SEC source: 0001493152-21-022627 · ownership.xml · nonDerivative · entry 1

Cox Kevin Brian · CIK 0001784994 · Director · CHIEF EXECUTIVE OFFICER · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,048,724

SEC source: 0001493152-21-021534 · ownership.xml · nonDerivative · entry 1

Mott John · CIK 0001846423 · CHIEF TECHNOLOGY OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 208,123

SEC source: 0001493152-21-021790 · ownership.xml · nonDerivative · entry 1

Mott John · CIK 0001846423 · CHIEF TECHNOLOGY OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 209,373

SEC source: 0001493152-21-021186 · ownership.xml · nonDerivative · entry 1

Mott John · CIK 0001846423 · CHIEF TECHNOLOGY OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 199,373

SEC source: 0001493152-21-020395 · ownership.xml · nonDerivative · entry 1

Mott John · CIK 0001846423 · CHIEF TECHNOLOGY OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 189,373

SEC source: 0001493152-21-017020 · ownership.xml · nonDerivative · entry 1

Mott John · CIK 0001846423 · CHIEF TECHNOLOGY OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 179,373

SEC source: 0001493152-21-005059 · ownership.xml · nonDerivative · entry 1

Cox Kevin Brian · CIK 0001784994 · Director · CHIEF EXECUTIVE OFFICER · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,548,724

SEC source: 0001493152-21-004114 · ownership.xml · nonDerivative · entry 1

Mott John · CIK 0001846423 · CHIEF TECHNOLOGY OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 169,373

SEC source: 0001493152-21-000796 · ownership.xml · nonDerivative · entry 2

Cox Kevin Brian · CIK 0001784994 · Director · CHIEF EXECUTIVE OFFICER · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,450,022

F1 · price: The shares acquired were purchased at various prices throughout the day. The Price reflected is an average of the per share price from the trading day.

SEC source: 0001493152-21-000796 · ownership.xml · nonDerivative · entry 1

Cox Kevin Brian · CIK 0001784994 · Director · CHIEF EXECUTIVE OFFICER · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,428,724

SEC source: 0001493152-20-023077 · ownership.xml · nonDerivative · entry 1

Cox Kevin Brian · CIK 0001784994 · Director · CHIEF EXECUTIVE OFFICER · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,308,724

SEC source: 0001493152-20-022510 · ownership.xml · nonDerivative · entry 1

Nuzzo Anthony P. JR · CIK 0001811494 · Director · PRESIDENT · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,699,059

SEC source: 0001493152-20-021353 · ownership.xml · nonDerivative · entry 1

Cox Kevin Brian · CIK 0001784994 · Director · CHIEF EXECUTIVE OFFICER · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,208,724

SEC source: 0001493152-20-020617 · ownership.xml · nonDerivative · entry 1

Cox Kevin Brian · CIK 0001784994 · Director · CHIEF EXECUTIVE OFFICER · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,046,670