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CONSTELLATION BRANDS, INC.

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3227
SEC CIK
0000016918
Parsed reports
669

Last 12 months

Inside the activity.

0 purchase rows · 3 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202601
Mar 202600
Apr 202601
May 202601
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
May 01, 2020 Filed May 5, 2020 20:44 UTC
Bourdeau James O.EVP & Gen. Counsel
Exercise / conversionRestricted Stock Units · Derivative 141 $0.00 $0.00
Disclosure

SEC source: 0000016918-20-000122 · wf-form4_158871144767803.xml · derivative · entry 5

Bourdeau James O. · CIK 0001721796 · EVP & Gen. Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 141 shares

Expires 2020-05-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Constellation Brands, Inc. Class A Common Stock.

F5 · derivative.exercise_date: The restricted stock units disposed of in the reported transaction vested on May 1, 2020. Vested shares are delivered to the reporting person net of shares withheld to satisfy taxes.

F5 · derivative.expiration_date: The restricted stock units disposed of in the reported transaction vested on May 1, 2020. Vested shares are delivered to the reporting person net of shares withheld to satisfy taxes.

Read SEC document
May 01, 2020 Filed May 5, 2020 20:44 UTC
Bourdeau James O.EVP & Gen. Counsel
Exercise / conversionPerformance Share Units · Derivative 502 $0.00 $0.00
Disclosure

SEC source: 0000016918-20-000122 · wf-form4_158871144767803.xml · derivative · entry 4

Bourdeau James O. · CIK 0001721796 · EVP & Gen. Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 502 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each performance share unit represents a contingent right to receive one share of Constellation Brands, Inc. Class A Common Stock.

F4 · derivative.exercise_date: The performance share units disposed of in the reported transaction vested on May 1, 2020. Vested shares are delivered to the reporting person net of shares withheld to satisfy taxes.

F4 · derivative.expiration_date: The performance share units disposed of in the reported transaction vested on May 1, 2020. Vested shares are delivered to the reporting person net of shares withheld to satisfy taxes.

Read SEC document
May 01, 2020 Filed May 5, 2020 20:44 UTC
Bourdeau James O.EVP & Gen. Counsel
Tax withholdingClass A Common Stock 452 $161.57 $73,029.64
Disclosure

SEC source: 0000016918-20-000122 · wf-form4_158871144767803.xml · nonDerivative · entry 3

Bourdeau James O. · CIK 0001721796 · EVP & Gen. Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,035

Read SEC document
May 01, 2020 Filed May 5, 2020 20:44 UTC
Bourdeau James O.EVP & Gen. Counsel
Exercise / conversionClass A Common Stock 931 $0.00 $0.00
Disclosure

SEC source: 0000016918-20-000122 · wf-form4_158871144767803.xml · nonDerivative · entry 2

Bourdeau James O. · CIK 0001721796 · EVP & Gen. Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,487

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · price: Each restricted stock unit represents a contingent right to receive one share of Constellation Brands, Inc. Class A Common Stock.

Read SEC document
May 01, 2020 Filed May 5, 2020 20:44 UTC
Bourdeau James O.EVP & Gen. Counsel
Exercise / conversionClass A Common Stock 502 $0.00 $0.00
Disclosure

SEC source: 0000016918-20-000122 · wf-form4_158871144767803.xml · nonDerivative · entry 1

Bourdeau James O. · CIK 0001721796 · EVP & Gen. Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,556

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each performance share unit represents a contingent right to receive one share of Constellation Brands, Inc. Class A Common Stock.

F2 · balance_after: Includes shares of Class A Common Stock acquired in July 2019 and January 2020 under the Constellation Brands, Inc. 1989 Employee Stock Purchase Plan.

Read SEC document
April 21, 2020 Filed Apr 23, 2020 20:22 UTC
Sabia James A. Jr.EVP & Chief Marketing Officer
GrantRestricted Stock Units · Derivative 1,634 $0.00 $0.00
Disclosure

SEC source: 0000016918-20-000101 · wf-form4_158767334350514.xml · derivative · entry 2

Sabia James A. Jr. · CIK 0001742352 · EVP & Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,634

Underlying: Class A Common Stock · 1,634 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Constellation Brands, Inc. Class A Common Stock.

F3 · derivative.exercise_date: These restricted stock units vest in four equal annual installments beginning on the date specified. Vested shares will be delivered to the reporting person as of each vesting date net of shares withheld to satisfy taxes.

F3 · derivative.expiration_date: These restricted stock units vest in four equal annual installments beginning on the date specified. Vested shares will be delivered to the reporting person as of each vesting date net of shares withheld to satisfy taxes.

Read SEC document
April 21, 2020 Filed Apr 23, 2020 20:22 UTC
Sabia James A. Jr.EVP & Chief Marketing Officer
GrantNon-Qualified Stock Option (right to buy) · Derivative 16,065 $0.00 Strike: $153.02 $0.00
Disclosure

SEC source: 0000016918-20-000101 · wf-form4_158767334350514.xml · derivative · entry 1

Sabia James A. Jr. · CIK 0001742352 · EVP & Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,065

Underlying: Class 1 (convertible) Common Stock · 16,065 shares

Expires 2030-04-21

F1 · derivative.exercise_date: This option becomes exercisable at the rate of 25% per year beginning on the date specified.

Read SEC document
April 21, 2020 Filed Apr 23, 2020 20:22 UTC
Monteiro MallikaEVP, Chief Growth&Strategy Off
GrantRestricted Stock Units · Derivative 766 $0.00 $0.00
Disclosure

SEC source: 0000016918-20-000100 · wf-form4_158767332228138.xml · derivative · entry 2

Monteiro Mallika · CIK 0001790492 · EVP, Chief Growth&Strategy Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 766

Underlying: Class A Common Stock · 766 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Constellation Brands, Inc. Class A Common Stock.

F3 · derivative.exercise_date: These restricted stock units vest in four equal annual installments beginning on the date specified. Vested shares will be delivered to the reporting person as of each vesting date net of shares withheld to satisfy taxes.

F3 · derivative.expiration_date: These restricted stock units vest in four equal annual installments beginning on the date specified. Vested shares will be delivered to the reporting person as of each vesting date net of shares withheld to satisfy taxes.

Read SEC document
April 21, 2020 Filed Apr 23, 2020 20:22 UTC
Monteiro MallikaEVP, Chief Growth&Strategy Off
GrantNon-Qualified Stock Option (right to buy) · Derivative 7,531 $0.00 Strike: $153.02 $0.00
Disclosure

SEC source: 0000016918-20-000100 · wf-form4_158767332228138.xml · derivative · entry 1

Monteiro Mallika · CIK 0001790492 · EVP, Chief Growth&Strategy Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,531

Underlying: Class 1 (convertible) Common Stock · 7,531 shares

Expires 2030-04-21

F1 · derivative.exercise_date: This option becomes exercisable at the rate of 25% per year beginning on the date specified.

Read SEC document
April 21, 2020 Filed Apr 23, 2020 20:21 UTC
McGrew MichaelEVP, Chief Comm & CSR Officer
GrantRestricted Stock Units · Derivative 766 $0.00 $0.00
Disclosure

SEC source: 0000016918-20-000099 · wf-form4_158767329831747.xml · derivative · entry 2

McGrew Michael · CIK 0001808594 · EVP, Chief Comm & CSR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 766

Underlying: Class A Common Stock · 766 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Constellation Brands, Inc. Class A Common Stock.

F3 · derivative.exercise_date: These restricted stock units vest in four equal annual installments beginning on the date specified. Vested shares will be delivered to the reporting person as of each vesting date net of shares withheld to satisfy taxes.

F3 · derivative.expiration_date: These restricted stock units vest in four equal annual installments beginning on the date specified. Vested shares will be delivered to the reporting person as of each vesting date net of shares withheld to satisfy taxes.

Read SEC document
April 21, 2020 Filed Apr 23, 2020 20:21 UTC
McGrew MichaelEVP, Chief Comm & CSR Officer
GrantNon-Qualified Stock Option (right to buy) · Derivative 7,531 $0.00 Strike: $153.02 $0.00
Disclosure

SEC source: 0000016918-20-000099 · wf-form4_158767329831747.xml · derivative · entry 1

McGrew Michael · CIK 0001808594 · EVP, Chief Comm & CSR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,531

Underlying: Class 1 (convertible) Common Stock · 7,531 shares

Expires 2030-04-21

F1 · derivative.exercise_date: This option becomes exercisable at the rate of 25% per year beginning on the date specified.

Read SEC document
April 21, 2020 Filed Apr 23, 2020 20:21 UTC
Kane Thomas MichaelEVP & Chief HR Officer
GrantRestricted Stock Units · Derivative 2,010 $0.00 $0.00
Disclosure

SEC source: 0000016918-20-000098 · wf-form4_158767327430941.xml · derivative · entry 2

Kane Thomas Michael · CIK 0001499935 · EVP & Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,010

Underlying: Class A Common Stock · 2,010 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Constellation Brands, Inc. Class A Common Stock.

F3 · derivative.exercise_date: These restricted stock units vest in four equal annual installments beginning on the date specified. Vested shares will be delivered to the reporting person as of each vesting date net of shares withheld to satisfy taxes.

F3 · derivative.expiration_date: These restricted stock units vest in four equal annual installments beginning on the date specified. Vested shares will be delivered to the reporting person as of each vesting date net of shares withheld to satisfy taxes.

Read SEC document
April 21, 2020 Filed Apr 23, 2020 20:21 UTC
Kane Thomas MichaelEVP & Chief HR Officer
GrantNon-Qualified Stock Option (right to buy) · Derivative 19,760 $0.00 Strike: $153.02 $0.00
Disclosure

SEC source: 0000016918-20-000098 · wf-form4_158767327430941.xml · derivative · entry 1

Kane Thomas Michael · CIK 0001499935 · EVP & Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,760

Underlying: Class 1 (convertible) Common Stock · 19,760 shares

Expires 2030-04-21

F1 · derivative.exercise_date: This option becomes exercisable at the rate of 25% per year beginning on the date specified.

Read SEC document
April 21, 2020 Filed Apr 23, 2020 20:21 UTC
Hanson Robert LeeEVP & Pres. Wine and Spirits
GrantRestricted Stock Units · Derivative 3,460 $0.00 $0.00
Disclosure

SEC source: 0000016918-20-000097 · wf-form4_158767324895674.xml · derivative · entry 2

Hanson Robert Lee · CIK 0001540516 · EVP & Pres. Wine and Spirits

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,460

Underlying: Class A Common Stock · 3,460 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Constellation Brands, Inc. Class A Common Stock.

F3 · derivative.exercise_date: These restricted stock units vest in four equal annual installments beginning on the date specified. Vested shares will be delivered to the reporting person as of each vesting date net of shares withheld to satisfy taxes.

F3 · derivative.expiration_date: These restricted stock units vest in four equal annual installments beginning on the date specified. Vested shares will be delivered to the reporting person as of each vesting date net of shares withheld to satisfy taxes.

Read SEC document
April 21, 2020 Filed Apr 23, 2020 20:21 UTC
Hanson Robert LeeEVP & Pres. Wine and Spirits
GrantNon-Qualified Stock Option (right to buy) · Derivative 34,017 $0.00 Strike: $153.02 $0.00
Disclosure

SEC source: 0000016918-20-000097 · wf-form4_158767324895674.xml · derivative · entry 1

Hanson Robert Lee · CIK 0001540516 · EVP & Pres. Wine and Spirits

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,017

Underlying: Class 1 (convertible) Common Stock · 34,017 shares

Expires 2030-04-21

F1 · derivative.exercise_date: This option becomes exercisable at the rate of 25% per year beginning on the date specified.

Read SEC document
April 21, 2020 Filed Apr 23, 2020 20:20 UTC
HETTERICH F PAULEVP & Pres. Beer
GrantRestricted Stock Units · Derivative 3,685 $0.00 $0.00
Disclosure

SEC source: 0000016918-20-000095 · wf-form4_158767320378795.xml · derivative · entry 2

HETTERICH F PAUL · CIK 0001245573 · EVP & Pres. Beer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,685

Underlying: Class A Common Stock · 3,685 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Constellation Brands, Inc. Class A Common Stock.

F3 · derivative.exercise_date: These restricted stock units vest in four equal annual installments beginning on the date specified. Vested shares will be delivered to the reporting person as of each vesting date net of shares withheld to satisfy taxes.

F3 · derivative.expiration_date: These restricted stock units vest in four equal annual installments beginning on the date specified. Vested shares will be delivered to the reporting person as of each vesting date net of shares withheld to satisfy taxes.

Read SEC document
April 21, 2020 Filed Apr 23, 2020 20:20 UTC
HETTERICH F PAULEVP & Pres. Beer
GrantNon-Qualified Stock Option (right to buy) · Derivative 36,226 $0.00 Strike: $153.02 $0.00
Disclosure

SEC source: 0000016918-20-000095 · wf-form4_158767320378795.xml · derivative · entry 1

HETTERICH F PAUL · CIK 0001245573 · EVP & Pres. Beer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,226

Underlying: Class 1 (convertible) Common Stock · 36,226 shares

Expires 2030-04-21

F1 · derivative.exercise_date: This option becomes exercisable at the rate of 25% per year beginning on the date specified.

Read SEC document
April 21, 2020 Filed Apr 23, 2020 20:20 UTC GrantRestricted Stock Units · Derivative 2,255 $0.00 $0.00
Disclosure

SEC source: 0000016918-20-000096 · wf-form4_158767322648900.xml · derivative · entry 2

Hankinson Garth · CIK 0001797763 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,255

Underlying: Class A Common Stock · 2,255 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Constellation Brands, Inc. Class A Common Stock.

F3 · derivative.exercise_date: These restricted stock units vest in four equal annual installments beginning on the date specified. Vested shares will be delivered to the reporting person as of each vesting date net of shares withheld to satisfy taxes.

F3 · derivative.expiration_date: These restricted stock units vest in four equal annual installments beginning on the date specified. Vested shares will be delivered to the reporting person as of each vesting date net of shares withheld to satisfy taxes.

Read SEC document
April 21, 2020 Filed Apr 23, 2020 20:20 UTC GrantNon-Qualified Stock Option (right to buy) · Derivative 22,170 $0.00 Strike: $153.02 $0.00
Disclosure

SEC source: 0000016918-20-000096 · wf-form4_158767322648900.xml · derivative · entry 1

Hankinson Garth · CIK 0001797763 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,170

Underlying: Class 1 (convertible) Common Stock · 22,170 shares

Expires 2030-04-21

F1 · derivative.exercise_date: This option becomes exercisable at the rate of 25% per year beginning on the date specified.

Read SEC document
April 21, 2020 Filed Apr 23, 2020 20:19 UTC
Bourdeau James O.EVP & Gen. Counsel
GrantRestricted Stock Units · Derivative 2,255 $0.00 $0.00
Disclosure

SEC source: 0000016918-20-000094 · wf-form4_158767317921015.xml · derivative · entry 2

Bourdeau James O. · CIK 0001721796 · EVP & Gen. Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,255

Underlying: Class A Common Stock · 2,255 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Constellation Brands, Inc. Class A Common Stock.

F3 · derivative.exercise_date: These restricted stock units vest in four equal annual installments beginning on the date specified. Vested shares will be delivered to the reporting person as of each vesting date net of shares withheld to satisfy taxes.

F3 · derivative.expiration_date: These restricted stock units vest in four equal annual installments beginning on the date specified. Vested shares will be delivered to the reporting person as of each vesting date net of shares withheld to satisfy taxes.

Read SEC document
April 21, 2020 Filed Apr 23, 2020 20:19 UTC
Bourdeau James O.EVP & Gen. Counsel
GrantNon-Qualified Stock Option (right to buy) · Derivative 22,170 $0.00 Strike: $153.02 $0.00
Disclosure

SEC source: 0000016918-20-000094 · wf-form4_158767317921015.xml · derivative · entry 1

Bourdeau James O. · CIK 0001721796 · EVP & Gen. Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,170

Underlying: Class 1 (convertible) Common Stock · 22,170 shares

Expires 2030-04-21

F1 · derivative.exercise_date: This option becomes exercisable at the rate of 25% per year beginning on the date specified.

Read SEC document
April 21, 2020 Filed Apr 23, 2020 20:19 UTC
SANDS RICHARDDirector · Vice Chairman of the Board · 10% owner
GrantNon-Qualified Stock Option (right to buy) · Derivative 111,425 $0.00 Strike: $153.02 $0.00
Disclosure

SEC source: 0000016918-20-000093 · wf-form4_158767315598804.xml · derivative · entry 1

SANDS RICHARD · CIK 0001245563 · Director · Vice Chairman of the Board · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 111,425

Underlying: Class 1 (convertible) Common Stock · 111,425 shares

Expires 2030-04-21

F1 · derivative.exercise_date: This option becomes exercisable at the rate of 25% per year beginning on the date specified.

Read SEC document
April 21, 2020 Filed Apr 23, 2020 20:19 UTC
SANDS ROBERTDirector · Chairman of the Board · 10% owner
GrantNon-Qualified Stock Option (right to buy) · Derivative 131,088 $0.00 Strike: $153.02 $0.00
Disclosure

SEC source: 0000016918-20-000092 · wf-form4_158767313351091.xml · derivative · entry 1

SANDS ROBERT · CIK 0001245564 · Director · Chairman of the Board · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 131,088

Underlying: Class 1 (convertible) Common Stock · 131,088 shares

Expires 2030-04-21

F1 · derivative.exercise_date: This option becomes exercisable at the rate of 25% per year beginning on the date specified.

Read SEC document
April 21, 2020 Filed Apr 23, 2020 20:18 UTC
Newlands William ADirector · President & CEO
GrantRestricted Stock Units · Derivative 10,293 $0.00 $0.00
Disclosure

SEC source: 0000016918-20-000091 · wf-form4_158767309119457.xml · derivative · entry 2

Newlands William A · CIK 0001531376 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,293

Underlying: Class A Common Stock · 10,293 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Constellation Brands, Inc. Class A Common Stock.

F3 · derivative.exercise_date: These restricted stock units vest in four equal annual installments beginning on the date specified. Vested shares will be delivered to the reporting person as of each vesting date net of shares withheld to satisfy taxes.

F3 · derivative.expiration_date: These restricted stock units vest in four equal annual installments beginning on the date specified. Vested shares will be delivered to the reporting person as of each vesting date net of shares withheld to satisfy taxes.

Read SEC document
April 21, 2020 Filed Apr 23, 2020 20:18 UTC
Newlands William ADirector · President & CEO
GrantNon-Qualified Stock Option (right to buy) · Derivative 101,208 $0.00 Strike: $153.02 $0.00
Disclosure

SEC source: 0000016918-20-000091 · wf-form4_158767309119457.xml · derivative · entry 1

Newlands William A · CIK 0001531376 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 101,208

Underlying: Class 1 (convertible) Common Stock · 101,208 shares

Expires 2030-04-21

F1 · derivative.exercise_date: This option becomes exercisable at the rate of 25% per year beginning on the date specified.

Read SEC document
April 02, 2020 Filed Apr 6, 2020 20:33 UTC
SANDS ROBERTDirector · Chairman of the Board · 10% owner
GrantPerformance Share Units · Derivative 7,251 $0.00 $0.00
Disclosure

SEC source: 0000016918-20-000062 · wf-form4_158620522048861.xml · derivative · entry 1

SANDS ROBERT · CIK 0001245564 · Director · Chairman of the Board · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,251

Underlying: Class A Common Stock · 7,251 shares

Expires not disclosed

F1 · derivative.exercise_price: Each performance share unit represents a contingent right to receive one share of Constellation Brands, Inc. Class A Common Stock.

F2 · date: Represents the date that the performance criteria with respect to the performance share units was satisfied.

F3 · derivative.exercise_date: The performance share units vest on May 1, 2020 if the reporting person remains an employee through such date. Vested shares will be delivered to the reporting person on the vesting date net of shares withheld to satisfy taxes.

F3 · derivative.expiration_date: The performance share units vest on May 1, 2020 if the reporting person remains an employee through such date. Vested shares will be delivered to the reporting person on the vesting date net of shares withheld to satisfy taxes.

Read SEC document
April 02, 2020 Filed Apr 6, 2020 20:20 UTC
Newlands William ADirector · President & CEO
GrantPerformance Share Units · Derivative 2,577 $0.00 $0.00
Disclosure

SEC source: 0000016918-20-000060 · wf-form4_158620443897007.xml · derivative · entry 1

Newlands William A · CIK 0001531376 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,577

Underlying: Class A Common Stock · 2,577 shares

Expires not disclosed

F1 · derivative.exercise_price: Each performance share unit represents a contingent right to receive one share of Constellation Brands, Inc. Class A Common Stock.

F2 · date: Represents the date that the performance criteria with respect to the performance share units was satisfied.

F3 · derivative.exercise_date: The performance share units vest on May 1, 2020 if the reporting person remains an employee through such date. Vested shares will be delivered to the reporting person on the vesting date net of shares withheld to satisfy taxes.

F3 · derivative.expiration_date: The performance share units vest on May 1, 2020 if the reporting person remains an employee through such date. Vested shares will be delivered to the reporting person on the vesting date net of shares withheld to satisfy taxes.

Read SEC document
April 02, 2020 Filed Apr 6, 2020 20:21 UTC
Sabia James A. Jr.EVP & Chief Marketing Officer
GrantPerformance Share Units · Derivative 751 $0.00 $0.00
Disclosure

SEC source: 0000016918-20-000061 · wf-form4_158620449814952.xml · derivative · entry 1

Sabia James A. Jr. · CIK 0001742352 · EVP & Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 751

Underlying: Class A Common Stock · 751 shares

Expires not disclosed

F1 · derivative.exercise_price: Each performance share unit represents a contingent right to receive one share of Constellation Brands, Inc. Class A Common Stock.

F2 · date: Represents the date that the performance criteria with respect to the performance share units was satisfied.

F3 · derivative.exercise_date: The performance share units vest on May 1, 2020 if the reporting person remains an employee through such date. Vested shares will be delivered to the reporting person on the vesting date net of shares withheld to satisfy taxes.

F3 · derivative.expiration_date: The performance share units vest on May 1, 2020 if the reporting person remains an employee through such date. Vested shares will be delivered to the reporting person on the vesting date net of shares withheld to satisfy taxes.

Read SEC document
April 02, 2020 Filed Apr 6, 2020 20:18 UTC
Kane Thomas MichaelEVP & Chief HR Officer
GrantPerformance Share Units · Derivative 1,511 $0.00 $0.00
Disclosure

SEC source: 0000016918-20-000059 · wf-form4_158620431519249.xml · derivative · entry 1

Kane Thomas Michael · CIK 0001499935 · EVP & Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,511

Underlying: Class A Common Stock · 1,511 shares

Expires not disclosed

F1 · derivative.exercise_price: Each performance share unit represents a contingent right to receive one share of Constellation Brands, Inc. Class A Common Stock.

F2 · date: Represents the date that the performance criteria with respect to the performance share units was satisfied.

F3 · derivative.exercise_date: The performance share units vest on May 1, 2020 if the reporting person remains an employee through such date. Vested shares will be delivered to the reporting person on the vesting date net of shares withheld to satisfy taxes.

F3 · derivative.expiration_date: The performance share units vest on May 1, 2020 if the reporting person remains an employee through such date. Vested shares will be delivered to the reporting person on the vesting date net of shares withheld to satisfy taxes.

Read SEC document
April 02, 2020 Filed Apr 6, 2020 20:18 UTC GrantPerformance Share Units · Derivative 276 $0.00 $0.00
Disclosure

SEC source: 0000016918-20-000058 · wf-form4_158620426646140.xml · derivative · entry 1

Hankinson Garth · CIK 0001797763 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 276

Underlying: Class A Common Stock · 276 shares

Expires not disclosed

F1 · derivative.exercise_price: Each performance share unit represents a contingent right to receive one share of Constellation Brands, Inc. Class A Common Stock.

F2 · date: Represents the date that the performance criteria with respect to the performance share units was satisfied.

F3 · derivative.exercise_date: The performance share units vest on May 1, 2020 if the reporting person remains an employee through such date. Vested shares will be delivered to the reporting person on the vesting date net of shares withheld to satisfy taxes.

F3 · derivative.expiration_date: The performance share units vest on May 1, 2020 if the reporting person remains an employee through such date. Vested shares will be delivered to the reporting person on the vesting date net of shares withheld to satisfy taxes.

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April 02, 2020 Filed Apr 6, 2020 20:16 UTC
HETTERICH F PAULEVP & Pres. Beer
GrantPerformance Share Units · Derivative 2,405 $0.00 $0.00
Disclosure

SEC source: 0000016918-20-000057 · wf-form4_158620419055963.xml · derivative · entry 1

HETTERICH F PAUL · CIK 0001245573 · EVP & Pres. Beer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,405

Underlying: Class A Common Stock · 2,405 shares

Expires not disclosed

F1 · derivative.exercise_price: Each performance share unit represents a contingent right to receive one share of Constellation Brands, Inc. Class A Common Stock.

F2 · date: Represents the date that the performance criteria with respect to the performance share units was satisfied.

F3 · derivative.exercise_date: The performance share units vest on May 1, 2020 if the reporting person remains an employee through such date. Vested shares will be delivered to the reporting person on the vesting date net of shares withheld to satisfy taxes.

F3 · derivative.expiration_date: The performance share units vest on May 1, 2020 if the reporting person remains an employee through such date. Vested shares will be delivered to the reporting person on the vesting date net of shares withheld to satisfy taxes.

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April 02, 2020 Filed Apr 6, 2020 20:15 UTC
Bourdeau James O.EVP & Gen. Counsel
GrantPerformance Share Units · Derivative 502 $0.00 $0.00
Disclosure

SEC source: 0000016918-20-000056 · wf-form4_158620413430141.xml · derivative · entry 1

Bourdeau James O. · CIK 0001721796 · EVP & Gen. Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 502

Underlying: Class A Common Stock · 502 shares

Expires not disclosed

F1 · derivative.exercise_price: Each performance share unit represents a contingent right to receive one share of Constellation Brands, Inc. Class A Common Stock.

F2 · date: Represents the date that the performance criteria with respect to the performance share units was satisfied.

F3 · derivative.exercise_date: The performance share units vest on May 1, 2020 if the reporting person remains an employee through such date. Vested shares will be delivered to the reporting person on the vesting date net of shares withheld to satisfy taxes.

F3 · derivative.expiration_date: The performance share units vest on May 1, 2020 if the reporting person remains an employee through such date. Vested shares will be delivered to the reporting person on the vesting date net of shares withheld to satisfy taxes.

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February 24, 2020 Filed Feb 26, 2020 21:21 UTC
SANDS ROBERTDirector · Chairman of the Board · 10% owner
Exercise / conversionClass 1 (convertible) Common Stock · Derivative 330,330 $16.67 $5,506,601.10
Disclosure

SEC source: 0000016918-20-000031 · wf-form4_158275207871303.xml · derivative · entry 2

SANDS ROBERT · CIK 0001245564 · Director · Chairman of the Board · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 718,352

Underlying: Class A Common Stock · 330,330 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Shares of Class 1 Common Stock are convertible to shares of Class A Common Stock of the Issuer on a one-to-one basis in connection with the holders' sale of the shares of Class A Common Stock received upon the conversion. Class 1 Common Stock is not traded on any stock exchange.

F2 · derivative.exercise_date: Shares of Class 1 Common Stock are convertible to shares of Class A Common Stock of the Issuer on a one-to-one basis in connection with the holders' sale of the shares of Class A Common Stock received upon the conversion. Class 1 Common Stock is not traded on any stock exchange.

F2 · derivative.expiration_date: Shares of Class 1 Common Stock are convertible to shares of Class A Common Stock of the Issuer on a one-to-one basis in connection with the holders' sale of the shares of Class A Common Stock received upon the conversion. Class 1 Common Stock is not traded on any stock exchange.

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February 24, 2020 Filed Feb 26, 2020 21:21 UTC
SANDS ROBERTDirector · Chairman of the Board · 10% owner
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 330,330 $0.00 Strike: $16.67 $0.00
Disclosure

SEC source: 0000016918-20-000031 · wf-form4_158275207871303.xml · derivative · entry 1

SANDS ROBERT · CIK 0001245564 · Director · Chairman of the Board · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class 1 (convertible) Common Stock · 330,330 shares

Expires 2020-04-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: 100% of this option has become exercisable.

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February 24, 2020 Filed Feb 26, 2020 21:20 UTC
SANDS RICHARDDirector · Vice Chairman of the Board · 10% owner
Exercise / conversionClass 1 (convertible) Common Stock · Derivative 538,520 $16.67 $8,977,128.40
Disclosure

SEC source: 0000016918-20-000030 · wf-form4_158275201123239.xml · derivative · entry 2

SANDS RICHARD · CIK 0001245563 · Director · Vice Chairman of the Board · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 947,442

Underlying: Class A Common Stock · 538,520 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Shares of Class 1 Common Stock are convertible to shares of Class A Common Stock of the Issuer on a one-to-one basis in connection with the holders' sale of the shares of Class A Common Stock received upon the conversion. Class 1 Common Stock is not traded on any stock exchange.

F2 · derivative.exercise_date: Shares of Class 1 Common Stock are convertible to shares of Class A Common Stock of the Issuer on a one-to-one basis in connection with the holders' sale of the shares of Class A Common Stock received upon the conversion. Class 1 Common Stock is not traded on any stock exchange.

F2 · derivative.expiration_date: Shares of Class 1 Common Stock are convertible to shares of Class A Common Stock of the Issuer on a one-to-one basis in connection with the holders' sale of the shares of Class A Common Stock received upon the conversion. Class 1 Common Stock is not traded on any stock exchange.

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February 24, 2020 Filed Feb 26, 2020 21:20 UTC
SANDS RICHARDDirector · Vice Chairman of the Board · 10% owner
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 538,520 $0.00 Strike: $16.67 $0.00
Disclosure

SEC source: 0000016918-20-000030 · wf-form4_158275201123239.xml · derivative · entry 1

SANDS RICHARD · CIK 0001245563 · Director · Vice Chairman of the Board · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class 1 (convertible) Common Stock · 538,520 shares

Expires 2020-04-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: 100% of this option has become exercisable.

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February 18, 2020 Filed Feb 19, 2020 21:19 UTC
HETTERICH F PAULEVP & Pres. Beer
SaleClass A Common Stock 9,375 $203.52 $1,907,990.63
Disclosure

SEC source: 0000016918-20-000025 · wf-form4_158214716000999.xml · nonDerivative · entry 3

HETTERICH F PAUL · CIK 0001245573 · EVP & Pres. Beer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,548

F4 · price: Represents the weighted average sale price. These shares were sold in multiple transactions at prices ranging from $203.0100 to $203.8900, inclusive. Upon request by the Commission staff, the issuer, or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price.

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February 14, 2020 Filed Feb 18, 2020 11:45 UTC ConversionClass 1 (convertible) Common Stock · Derivative 8,298 $0.00 $0.00
Disclosure

SEC source: 0000016918-20-000023 · wf-form4_158202632521115.xml · derivative · entry 5

LOCKE JAMES A III · CIK 0001245565 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,447

Underlying: Class A Common Stock · 8,298 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Shares of Class 1 Common Stock are convertible to shares of Class A Common Stock of the Issuer on a one-to-one basis in connection with the holders' sale of the shares of Class A Common Stock received upon the conversion. Class 1 Common Stock is not traded on any stock exchange.

F3 · derivative.exercise_date: Shares of Class 1 Common Stock are convertible to shares of Class A Common Stock of the Issuer on a one-to-one basis in connection with the holders' sale of the shares of Class A Common Stock received upon the conversion. Class 1 Common Stock is not traded on any stock exchange.

F3 · derivative.expiration_date: Shares of Class 1 Common Stock are convertible to shares of Class A Common Stock of the Issuer on a one-to-one basis in connection with the holders' sale of the shares of Class A Common Stock received upon the conversion. Class 1 Common Stock is not traded on any stock exchange.

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February 14, 2020 Filed Feb 18, 2020 11:45 UTC Exercise / conversionClass 1 (convertible) Common Stock · Derivative 8,298 $16.87 $139,987.26
Disclosure

SEC source: 0000016918-20-000023 · wf-form4_158202632521115.xml · derivative · entry 4

LOCKE JAMES A III · CIK 0001245565 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,745

Underlying: Class A Common Stock · 8,298 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Shares of Class 1 Common Stock are convertible to shares of Class A Common Stock of the Issuer on a one-to-one basis in connection with the holders' sale of the shares of Class A Common Stock received upon the conversion. Class 1 Common Stock is not traded on any stock exchange.

F3 · derivative.exercise_date: Shares of Class 1 Common Stock are convertible to shares of Class A Common Stock of the Issuer on a one-to-one basis in connection with the holders' sale of the shares of Class A Common Stock received upon the conversion. Class 1 Common Stock is not traded on any stock exchange.

F3 · derivative.expiration_date: Shares of Class 1 Common Stock are convertible to shares of Class A Common Stock of the Issuer on a one-to-one basis in connection with the holders' sale of the shares of Class A Common Stock received upon the conversion. Class 1 Common Stock is not traded on any stock exchange.

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February 14, 2020 Filed Feb 18, 2020 11:45 UTC Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 8,298 $0.00 Strike: $16.87 $0.00
Disclosure

SEC source: 0000016918-20-000023 · wf-form4_158202632521115.xml · derivative · entry 3

LOCKE JAMES A III · CIK 0001245565 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class 1 (convertible) Common Stock · 8,298 shares

Expires 2020-07-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 14, 2020 Filed Feb 18, 2020 11:45 UTC SaleClass A Common Stock 8,298 $204.50 $1,696,968.38
Disclosure

SEC source: 0000016918-20-000023 · wf-form4_158202632521115.xml · nonDerivative · entry 2

LOCKE JAMES A III · CIK 0001245565 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,000

F2 · price: Represents the weighted average sale price. These shares were sold in multiple transactions at prices ranging from $204.5000 to $204.5700, inclusive. Upon request by the Commission staff, the issuer, or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price.

Read SEC document
February 14, 2020 Filed Feb 18, 2020 11:45 UTC ConversionClass A Common Stock 8,298 Not disclosed Not disclosed
Disclosure

SEC source: 0000016918-20-000023 · wf-form4_158202632521115.xml · nonDerivative · entry 1

LOCKE JAMES A III · CIK 0001245565 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,298

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The reported shares of Class A Common Stock were received upon the conversion of shares of Class 1 Common Stock on a one-to-one basis.

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February 14, 2020 Filed Feb 19, 2020 21:19 UTC
HETTERICH F PAULEVP & Pres. Beer
ConversionClass 1 (convertible) Common Stock · Derivative 35,000 $0.00 $0.00
Disclosure

SEC source: 0000016918-20-000025 · wf-form4_158214716000999.xml · derivative · entry 6

HETTERICH F PAUL · CIK 0001245573 · EVP & Pres. Beer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 35,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: Shares of Class 1 Common Stock are convertible to shares of Class A Common Stock of the Issuer on a one-to-one basis in connection with the holders' sale of the shares of Class A Common Stock received upon the conversion. Class 1 Common Stock is not traded on any stock exchange.

F6 · derivative.exercise_date: Shares of Class 1 Common Stock are convertible to shares of Class A Common Stock of the Issuer on a one-to-one basis in connection with the holders' sale of the shares of Class A Common Stock received upon the conversion. Class 1 Common Stock is not traded on any stock exchange.

F6 · derivative.expiration_date: Shares of Class 1 Common Stock are convertible to shares of Class A Common Stock of the Issuer on a one-to-one basis in connection with the holders' sale of the shares of Class A Common Stock received upon the conversion. Class 1 Common Stock is not traded on any stock exchange.

Read SEC document
February 14, 2020 Filed Feb 19, 2020 21:19 UTC
HETTERICH F PAULEVP & Pres. Beer
Exercise / conversionClass 1 (convertible) Common Stock · Derivative 35,000 $24.50 $857,500.00
Disclosure

SEC source: 0000016918-20-000025 · wf-form4_158214716000999.xml · derivative · entry 5

HETTERICH F PAUL · CIK 0001245573 · EVP & Pres. Beer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,000

Underlying: Class A Common Stock · 35,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: Shares of Class 1 Common Stock are convertible to shares of Class A Common Stock of the Issuer on a one-to-one basis in connection with the holders' sale of the shares of Class A Common Stock received upon the conversion. Class 1 Common Stock is not traded on any stock exchange.

F6 · derivative.exercise_date: Shares of Class 1 Common Stock are convertible to shares of Class A Common Stock of the Issuer on a one-to-one basis in connection with the holders' sale of the shares of Class A Common Stock received upon the conversion. Class 1 Common Stock is not traded on any stock exchange.

F6 · derivative.expiration_date: Shares of Class 1 Common Stock are convertible to shares of Class A Common Stock of the Issuer on a one-to-one basis in connection with the holders' sale of the shares of Class A Common Stock received upon the conversion. Class 1 Common Stock is not traded on any stock exchange.

Read SEC document
February 14, 2020 Filed Feb 19, 2020 21:19 UTC
HETTERICH F PAULEVP & Pres. Beer
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 35,000 $0.00 Strike: $24.50 $0.00
Disclosure

SEC source: 0000016918-20-000025 · wf-form4_158214716000999.xml · derivative · entry 4

HETTERICH F PAUL · CIK 0001245573 · EVP & Pres. Beer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,280

Underlying: Class 1 (convertible) Common Stock · 35,000 shares

Expires 2022-04-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: 100% of this option has become exercisable.

Read SEC document
February 14, 2020 Filed Feb 19, 2020 21:19 UTC
HETTERICH F PAULEVP & Pres. Beer
SaleClass A Common Stock 35,000 $203.91 $7,136,937.50
Disclosure

SEC source: 0000016918-20-000025 · wf-form4_158214716000999.xml · nonDerivative · entry 2

HETTERICH F PAUL · CIK 0001245573 · EVP & Pres. Beer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,923

F3 · price: Represents the weighted average sale price. These shares were sold in multiple transactions at prices ranging from $203.7000 to $204.4500, inclusive. Upon request by the Commission staff, the issuer, or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price.

Read SEC document
February 14, 2020 Filed Feb 19, 2020 21:19 UTC
HETTERICH F PAULEVP & Pres. Beer
ConversionClass A Common Stock 35,000 Not disclosed Not disclosed
Disclosure

SEC source: 0000016918-20-000025 · wf-form4_158214716000999.xml · nonDerivative · entry 1

HETTERICH F PAUL · CIK 0001245573 · EVP & Pres. Beer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 97,923

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The reported shares of Class A Common Stock were received upon the conversion of shares of Class 1 Common Stock on a one-to-one basis.

F2 · balance_after: Includes shares of Class A Common Stock acquired in July 2019 and January 2020 under the Constellation Brands, Inc. 1989 Employee Stock Purchase Plan.

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February 07, 2020 Filed Feb 11, 2020 21:15 UTC
Hanson Robert LeeEVP & Pres. Wine and Spirits
SaleClass A Common Stock 2,028 $200.39 $406,395.58
Disclosure

SEC source: 0000016918-20-000021 · wf-form4_158145573975731.xml · nonDerivative · entry 1

Hanson Robert Lee · CIK 0001540516 · EVP & Pres. Wine and Spirits

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,639

F1 · price: Represents the weighted average sale price. These shares were sold in multiple transactions at prices ranging from $200.3300 to $200.4550, inclusive. Upon request by the Commission staff, the issuer, or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price.

F2 · balance_after: Includes shares of Class A Common Stock acquired in January 2020 under the Constellation Brands, Inc. 1989 Employee Stock Purchase Plan.

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January 09, 2020 Filed Jan 10, 2020 22:06 UTC
Hanson Robert LeeEVP & Pres. Wine and Spirits
ConversionClass 1 (convertible) Common Stock · Derivative 4,056 $0.00 $0.00
Disclosure

SEC source: 0000016918-20-000013 · wf-form4_157869395496573.xml · derivative · entry 6

Hanson Robert Lee · CIK 0001540516 · EVP & Pres. Wine and Spirits

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 4,056 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Shares of Class 1 Common Stock are convertible to shares of Class A Common Stock of the Issuer on a one-to-one basis in connection with the holders' sale of the shares of Class A Common Stock received upon the conversion. Class 1 Common Stock is not traded on any stock exchange.

F3 · derivative.exercise_date: Shares of Class 1 Common Stock are convertible to shares of Class A Common Stock of the Issuer on a one-to-one basis in connection with the holders' sale of the shares of Class A Common Stock received upon the conversion. Class 1 Common Stock is not traded on any stock exchange.

F3 · derivative.expiration_date: Shares of Class 1 Common Stock are convertible to shares of Class A Common Stock of the Issuer on a one-to-one basis in connection with the holders' sale of the shares of Class A Common Stock received upon the conversion. Class 1 Common Stock is not traded on any stock exchange.

Read SEC document
January 09, 2020 Filed Jan 10, 2020 22:06 UTC
Hanson Robert LeeEVP & Pres. Wine and Spirits
Exercise / conversionClass 1 (convertible) Common Stock · Derivative 4,056 Not disclosed Not disclosed
Disclosure

SEC source: 0000016918-20-000013 · wf-form4_157869395496573.xml · derivative · entry 5

Hanson Robert Lee · CIK 0001540516 · EVP & Pres. Wine and Spirits

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,056

Underlying: Class A Common Stock · 4,056 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Shares of Class 1 Common Stock are convertible to shares of Class A Common Stock of the Issuer on a one-to-one basis in connection with the holders' sale of the shares of Class A Common Stock received upon the conversion. Class 1 Common Stock is not traded on any stock exchange.

F4 · price: The shares of Class 1 Common Stock were acquired at the following prices: 1,306 shares at $44.65 and 2,705 shares at $50.90.

F3 · derivative.exercise_date: Shares of Class 1 Common Stock are convertible to shares of Class A Common Stock of the Issuer on a one-to-one basis in connection with the holders' sale of the shares of Class A Common Stock received upon the conversion. Class 1 Common Stock is not traded on any stock exchange.

F3 · derivative.expiration_date: Shares of Class 1 Common Stock are convertible to shares of Class A Common Stock of the Issuer on a one-to-one basis in connection with the holders' sale of the shares of Class A Common Stock received upon the conversion. Class 1 Common Stock is not traded on any stock exchange.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.