Last 12 months
Inside the activity.
2 purchase rows · 0 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 2 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 05, 2018 Filed Mar 5, 2018 23:01 UTC |
Fischel NathanDirector · 10% owner
|
OtherCommon Stock Warrant (right to buy) · Derivative | 12,307,692 | $0.00 Strike: $0.28 | $0.00 |
DisclosureSEC source: 0001289340-18-000041 · edgar.xml · derivative · entry 5 Fischel Nathan · CIK 0001389932 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote 1 Disclosed balance after: 0 Underlying: Common Stock · 12,307,692 shares Expires 2021-09-29 F1 · ownership.nature: Held by funds of which DAFNA Capital Management, LLC, a Delaware limited liability company, is the investment manager and general partner. Dr. Fischel is the Chief Executive Officer, of DAFNA Capital Management, LLC. Read SEC document |
| March 05, 2018 Filed Mar 5, 2018 23:01 UTC |
Fischel NathanDirector · 10% owner
|
OtherCommon Stock | 12,307,692 | $0.28 | $3,446,153.76 |
DisclosureSEC source: 0001289340-18-000041 · edgar.xml · nonDerivative · entry 1 Fischel Nathan · CIK 0001389932 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote 1 Disclosed balance after: 13,680,554 F1 · ownership.nature: Held by funds of which DAFNA Capital Management, LLC, a Delaware limited liability company, is the investment manager and general partner. Dr. Fischel is the Chief Executive Officer, of DAFNA Capital Management, LLC. Read SEC document |
| March 02, 2018 Filed Mar 5, 2018 23:05 UTC |
Middleton Fred ADirector
|
OtherCommon Stock Warrant (right to buy) · Derivative | 153,846 | $0.00 Strike: $0.28 | $0.00 |
DisclosureSEC source: 0001289340-18-000044 · edgar.xml · derivative · entry 13 MIDDLETON FRED A · CIK 0001267959 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 153,846 shares Expires 2021-09-29 Read SEC document |
| March 02, 2018 Filed Mar 5, 2018 23:05 UTC |
Middleton Fred ADirector
|
OtherCommon Stock | 153,846 | $0.28 | $43,076.88 |
DisclosureSEC source: 0001289340-18-000044 · edgar.xml · nonDerivative · entry 1 MIDDLETON FRED A · CIK 0001267959 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 303,528 Read SEC document |
| March 01, 2018 Filed Mar 5, 2018 23:03 UTC |
Menawat Arun SwarupDirector
|
OtherCommon Stock Warrant (right to buy) · Derivative | 153,846 | $0.00 Strike: $0.28 | $0.00 |
DisclosureSEC source: 0001289340-18-000043 · edgar.xml · derivative · entry 4 Menawat Arun Swarup · CIK 0001685893 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 153,846 shares Expires 2021-09-29 Read SEC document |
| March 01, 2018 Filed Mar 5, 2018 23:03 UTC |
Menawat Arun SwarupDirector
|
GrantCommon Stock Warrant (right to buy) · Derivative | 153,846 | Not disclosed Strike: $0.28 | Not disclosed |
DisclosureSEC source: 0001289340-18-000043 · edgar.xml · derivative · entry 3 Menawat Arun Swarup · CIK 0001685893 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 153,846 Underlying: Common Stock · 153,846 shares Expires 2021-09-29 F1 · date: On February 28, 2018, the issuer and certain holders of outstanding warrants issued pursuant to the Stock Purchase Agreement dated September 26, 2016, including the reporting person, entered into an amendment to the warrants. The amendment provided that the exercise price of the warrants would be reduced for a limited period of time, provided that at least $6 million of warrants was exercised during the limited period. This condition was satisfied on March 1, 2018. F2 · price: The transactions reported in the first two lines of Table II above report the amendment of the warrant to temporarily reduce the exercise price from $0.70 per share to $0.28 per share. The amendment is reported as the disposition of the old warrant and the acquisition of a new one. The amendment to the warrant was approved by a transaction committee consisting solely of independent directors for purposes of Rules 16b-3(d) and (e). Read SEC document |
| March 01, 2018 Filed Mar 5, 2018 23:03 UTC |
Menawat Arun SwarupDirector
|
Disposition to issuerCommon Stock Warrant (right to buy) · Derivative | 153,846 | Not disclosed Strike: $0.70 | Not disclosed |
DisclosureSEC source: 0001289340-18-000043 · edgar.xml · derivative · entry 2 Menawat Arun Swarup · CIK 0001685893 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 153,846 shares Expires 2021-09-29 F1 · date: On February 28, 2018, the issuer and certain holders of outstanding warrants issued pursuant to the Stock Purchase Agreement dated September 26, 2016, including the reporting person, entered into an amendment to the warrants. The amendment provided that the exercise price of the warrants would be reduced for a limited period of time, provided that at least $6 million of warrants was exercised during the limited period. This condition was satisfied on March 1, 2018. F2 · price: The transactions reported in the first two lines of Table II above report the amendment of the warrant to temporarily reduce the exercise price from $0.70 per share to $0.28 per share. The amendment is reported as the disposition of the old warrant and the acquisition of a new one. The amendment to the warrant was approved by a transaction committee consisting solely of independent directors for purposes of Rules 16b-3(d) and (e). Read SEC document |
| March 01, 2018 Filed Mar 5, 2018 23:03 UTC |
Menawat Arun SwarupDirector
|
OtherCommon Stock | 153,846 | $0.28 | $43,076.88 |
DisclosureSEC source: 0001289340-18-000043 · edgar.xml · nonDerivative · entry 1 Menawat Arun Swarup · CIK 0001685893 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 389,285 Read SEC document |
| March 01, 2018 Filed Mar 5, 2018 23:34 UTC |
KIANI JOE EDirector · 10% owner
|
OtherCommon Stock Warrant (right to buy) · Derivative | 6,153,846 | $0.00 Strike: $0.28 | $0.00 |
DisclosureSEC source: 0001289340-18-000046 · edgar.xml · derivative · entry 5 KIANI JOE E · CIK 0001228621 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Joseph Kiani 2007 Dynasty Trust, dated March 20, 2008 Disclosed balance after: 0 Underlying: Common Stock · 6,153,846 shares Expires 2021-09-29 Read SEC document |
| March 01, 2018 Filed Mar 5, 2018 23:34 UTC |
KIANI JOE EDirector · 10% owner
|
GrantCommon Stock Warrant (right to buy) · Derivative | 6,153,846 | Not disclosed Strike: $0.28 | Not disclosed |
DisclosureSEC source: 0001289340-18-000046 · edgar.xml · derivative · entry 4 KIANI JOE E · CIK 0001228621 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Joseph Kiani 2007 Dynasty Trust, dated March 20, 2008 Disclosed balance after: 6,153,846 Underlying: Common Stock · 6,153,846 shares Expires 2021-09-29 F1 · date: On February 28, 2018, the issuer and certain holders of outstanding warrants issued pursuant to the Stock Purchase Agreement dated September 26, 2016, including the reporting person, entered into an amendment to the warrants. The amendment provided that the exercise price of the warrants would be reduced for a limited period of time, provided that at least $6 million of warrants was exercised during the limited period. This condition was satisfied on March 1, 2018. F2 · price: The transactions reported in the first two lines of Table II above report the amendment of the warrant to temporarily reduce the exercise price from $0.70 per share to $0.28 per share. The amendment is reported as the disposition of the old warrant and the acquisition of a new one. The amendment to the warrant was approved by a transaction committee consisting solely of independent directors for purposes of Rules 16b-3(d) and (e). Read SEC document |
| March 01, 2018 Filed Mar 5, 2018 23:34 UTC |
KIANI JOE EDirector · 10% owner
|
Disposition to issuerCommon Stock Warrant (right to buy) · Derivative | 6,153,846 | Not disclosed Strike: $0.70 | Not disclosed |
DisclosureSEC source: 0001289340-18-000046 · edgar.xml · derivative · entry 3 KIANI JOE E · CIK 0001228621 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Joseph Kiani 2007 Dynasty Trust, dated March 20, 2008 Disclosed balance after: 0 Underlying: Common Stock · 6,153,846 shares Expires 2021-09-29 F1 · date: On February 28, 2018, the issuer and certain holders of outstanding warrants issued pursuant to the Stock Purchase Agreement dated September 26, 2016, including the reporting person, entered into an amendment to the warrants. The amendment provided that the exercise price of the warrants would be reduced for a limited period of time, provided that at least $6 million of warrants was exercised during the limited period. This condition was satisfied on March 1, 2018. F2 · price: The transactions reported in the first two lines of Table II above report the amendment of the warrant to temporarily reduce the exercise price from $0.70 per share to $0.28 per share. The amendment is reported as the disposition of the old warrant and the acquisition of a new one. The amendment to the warrant was approved by a transaction committee consisting solely of independent directors for purposes of Rules 16b-3(d) and (e). Read SEC document |
| March 01, 2018 Filed Mar 5, 2018 23:34 UTC |
KIANI JOE EDirector · 10% owner
|
OtherCommon Stock | 6,153,846 | $0.28 | $1,723,076.88 |
DisclosureSEC source: 0001289340-18-000046 · edgar.xml · nonDerivative · entry 1 KIANI JOE E · CIK 0001228621 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Joseph Kiani 2007 Dynasty Trust, dated March 20, 2008 Disclosed balance after: 6,153,846 Read SEC document |
| March 01, 2018 Filed Mar 5, 2018 23:05 UTC |
Middleton Fred ADirector
|
GrantCommon Stock Warrant (right to buy) · Derivative | 153,846 | Not disclosed Strike: $0.28 | Not disclosed |
DisclosureSEC source: 0001289340-18-000044 · edgar.xml · derivative · entry 12 MIDDLETON FRED A · CIK 0001267959 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 153,846 Underlying: Common Stock · 153,846 shares Expires 2021-09-29 F1 · date: On February 28, 2018, the issuer and certain holders of outstanding warrants issued pursuant to the Stock Purchase Agreement dated September 26, 2016, including the reporting person, entered into an amendment to the warrants. The amendment provided that the exercise price of the warrants would be reduced for a limited period of time, provided that at least $6 million of warrants was exercised during the limited period. This condition was satisfied on March 1, 2018. F2 · price: The transactions reported in the first two lines of Table II above report the amendment of the warrant to temporarily reduce the exercise price from $0.70 per share to $0.28 per share. The amendment is reported as the disposition of the old warrant and the acquisition of a new one. The amendment to the warrant was approved by a transaction committee consisting solely of independent directors for purposes of Rules 16b-3(d) and (e). Read SEC document |
| March 01, 2018 Filed Mar 5, 2018 23:05 UTC |
Middleton Fred ADirector
|
Disposition to issuerCommon Stock Warrant (right to buy) · Derivative | 153,846 | Not disclosed Strike: $0.70 | Not disclosed |
DisclosureSEC source: 0001289340-18-000044 · edgar.xml · derivative · entry 11 MIDDLETON FRED A · CIK 0001267959 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 153,846 shares Expires 2021-09-29 F1 · date: On February 28, 2018, the issuer and certain holders of outstanding warrants issued pursuant to the Stock Purchase Agreement dated September 26, 2016, including the reporting person, entered into an amendment to the warrants. The amendment provided that the exercise price of the warrants would be reduced for a limited period of time, provided that at least $6 million of warrants was exercised during the limited period. This condition was satisfied on March 1, 2018. F2 · price: The transactions reported in the first two lines of Table II above report the amendment of the warrant to temporarily reduce the exercise price from $0.70 per share to $0.28 per share. The amendment is reported as the disposition of the old warrant and the acquisition of a new one. The amendment to the warrant was approved by a transaction committee consisting solely of independent directors for purposes of Rules 16b-3(d) and (e). Read SEC document |
| March 01, 2018 Filed Mar 5, 2018 23:01 UTC |
Fischel NathanDirector · 10% owner
|
GrantCommon Stock Warrant (right to buy) · Derivative | 12,307,692 | Not disclosed Strike: $0.28 | Not disclosed |
DisclosureSEC source: 0001289340-18-000041 · edgar.xml · derivative · entry 4 Fischel Nathan · CIK 0001389932 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote 1 Disclosed balance after: 12,307,692 Underlying: Common Stock · 12,307,692 shares Expires 2021-09-29 F2 · date: On February 28, 2018, the issuer and certain holders of outstanding warrants issued pursuant to the Stock Purchase Agreement dated September 26, 2016, including the reporting person, entered into an amendment to the warrants. The amendment provided that the exercise price of the warrants would be reduced for a limited period of time, provided that at least $6 million of warrants was exercised during the limited period. This condition was satisfied on March 1, 2018. F3 · price: The transactions reported in the first two lines of Table II above report the amendment of the warrant to temporarily reduce the exercise price from $0.70 per share to $0.28 per share. The amendment is reported as the disposition of the old warrant and the acquisition of a new one. The amendment to the warrant was approved by a transaction committee consisting solely of independent directors for purposes of Rules 16b-3(d) and (e). F1 · ownership.nature: Held by funds of which DAFNA Capital Management, LLC, a Delaware limited liability company, is the investment manager and general partner. Dr. Fischel is the Chief Executive Officer, of DAFNA Capital Management, LLC. Read SEC document |
| March 01, 2018 Filed Mar 5, 2018 23:01 UTC |
Fischel NathanDirector · 10% owner
|
Disposition to issuerCommon Stock Warrant (right to buy) · Derivative | 12,307,692 | Not disclosed Strike: $0.70 | Not disclosed |
DisclosureSEC source: 0001289340-18-000041 · edgar.xml · derivative · entry 3 Fischel Nathan · CIK 0001389932 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote 1 Disclosed balance after: 0 Underlying: Common Stock · 12,307,692 shares Expires 2021-09-29 F2 · date: On February 28, 2018, the issuer and certain holders of outstanding warrants issued pursuant to the Stock Purchase Agreement dated September 26, 2016, including the reporting person, entered into an amendment to the warrants. The amendment provided that the exercise price of the warrants would be reduced for a limited period of time, provided that at least $6 million of warrants was exercised during the limited period. This condition was satisfied on March 1, 2018. F3 · price: The transactions reported in the first two lines of Table II above report the amendment of the warrant to temporarily reduce the exercise price from $0.70 per share to $0.28 per share. The amendment is reported as the disposition of the old warrant and the acquisition of a new one. The amendment to the warrant was approved by a transaction committee consisting solely of independent directors for purposes of Rules 16b-3(d) and (e). F1 · ownership.nature: Held by funds of which DAFNA Capital Management, LLC, a Delaware limited liability company, is the investment manager and general partner. Dr. Fischel is the Chief Executive Officer, of DAFNA Capital Management, LLC. Read SEC document |
| February 26, 2018 Filed Feb 28, 2018 18:28 UTC |
Stammer Martin CChief Financial Officer
|
GrantStock Options (Right to Buy) · Derivative | 60,000 | $0.00 Strike: $0.74 | $0.00 |
DisclosureSEC source: 0001289340-18-000036 · edgar.xml · derivative · entry 1 Stammer Martin C · CIK 0001528339 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,000 Underlying: Commoon Stock · 60,000 shares Expires 2028-02-26 F1 · derivative.exercise_date: The options vest as follows: (1) 25% vest one year after the date of grant, and (2) the remaining 75% vest ratably per month over the next three years. Read SEC document |
| February 26, 2018 Filed Feb 28, 2018 18:27 UTC |
Duros Karen WitteSr. VP, Gen. Counsel & Sec.
|
GrantStock Options (Right to Buy) · Derivative | 40,000 | $0.00 Strike: $0.74 | $0.00 |
DisclosureSEC source: 0001289340-18-000035 · edgar.xml · derivative · entry 1 Duros Karen Witte · CIK 0001504128 · Sr. VP, Gen. Counsel & Sec. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,000 Underlying: Common Stock · 40,000 shares Expires 2028-02-26 F1 · derivative.exercise_date: The options vest as follows: (1) 25% vest one year after the date of the grant, and (2) the remaining 75% vest ratably per month over the next three years. Read SEC document |
| February 12, 2018 Filed Feb 13, 2018 17:14 UTC |
Brathwaite PaulVP Research & Development
|
Tax withholdingCommon Stock | 1,855 | $0.76 | $1,409.80 |
DisclosureSEC source: 0001289340-18-000030 · edgar.xml · nonDerivative · entry 1 Brathwaite Paul · CIK 0001649793 · VP Research & Development 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,442 F1 · kind: Surrender of 1,855 shares in payment of tax withholding due as a result of the vesting of 5,025 RSUs. Read SEC document |
| February 12, 2018 Filed Feb 13, 2018 22:18 UTC |
Stammer Martin CChief Financial Officer
|
Tax withholdingCommon Stock | 4,896 | $0.75 | $3,672.00 |
DisclosureSEC source: 0001289340-18-000032 · edgar.xml · nonDerivative · entry 1 Stammer Martin C · CIK 0001528339 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 101,359 F1 · kind: Surrender of 4,896 shares in payment of tax withholding due as a result of the vesting of 13,100 RSUs. Read SEC document |
| February 12, 2018 Filed Feb 13, 2018 22:16 UTC |
Duros Karen WitteSr. VP, Gen. Counsel & Sec.
|
Tax withholdingCommon Stock | 1,905 | $0.74 | $1,409.70 |
DisclosureSEC source: 0001289340-18-000031 · edgar.xml · nonDerivative · entry 1 Duros Karen Witte · CIK 0001504128 · Sr. VP, Gen. Counsel & Sec. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,263 F1 · kind: Surrender of 1,905 shares in payment of tax withholding due as a result of the vesting of 5,025 RSUs. Read SEC document |
| February 07, 2018 Filed Feb 9, 2018 16:06 UTC |
Brathwaite PaulVP Research & Development
|
Tax withholdingCommon Stock | 687 | $0.75 | $515.25 |
DisclosureSEC source: 0001289340-18-000024 · edgar.xml · nonDerivative · entry 1 Brathwaite Paul · CIK 0001649793 · VP Research & Development 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,297 F1 · kind: Surrender of 687 shares in payment of tax withholding due as a result of the vesting of 1,850 RSUs. Read SEC document |
| February 07, 2018 Filed Feb 9, 2018 21:07 UTC |
Stammer Martin CChief Financial Officer
|
Tax withholdingCommon Stock | 1,797 | $0.75 | $1,347.75 |
DisclosureSEC source: 0001289340-18-000026 · edgar.xml · nonDerivative · entry 1 Stammer Martin C · CIK 0001528339 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 106,255 F1 · kind: Surrender of 1,797 shares in payment of tax withholding due as a result of the vesting of 4,850 RSUs. Read SEC document |
| February 07, 2018 Filed Feb 9, 2018 21:06 UTC |
Duros Karen WitteSr. VP, Gen. Counsel & Sec.
|
Tax withholdingCommon Stock | 687 | $0.75 | $515.25 |
DisclosureSEC source: 0001289340-18-000025 · edgar.xml · nonDerivative · entry 1 Duros Karen Witte · CIK 0001504128 · Sr. VP, Gen. Counsel & Sec. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,168 F1 · kind: Surrender of 687shares in payment of tax withholding due as a result of the vesting of 1,850 RSUs. Read SEC document |
| January 02, 2018 Filed Jan 2, 2018 14:24 UTC |
MESSEY ROBERT JDirector
|
GrantCommon Stock | 30,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001289340-18-000017 · edgar.xml · nonDerivative · entry 1 MESSEY ROBERT J · CIK 0001129715 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 115,818 F1 · shares: Grant of restricted share units. Each restricted share unit represents a right to receive one share of common stock. The restricted share units vest immediately upon the date of the grant. Read SEC document |
| January 02, 2018 Filed Jan 2, 2018 19:22 UTC |
Menawat Arun SwarupDirector
|
GrantCommon Stock | 30,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001289340-18-000016 · edgar.xml · nonDerivative · entry 1 Menawat Arun Swarup · CIK 0001685893 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 235,439 F1 · shares: Grant of restricted share units. Each restricted share unit represents a right to receive one share of common stock. The restricted share units vest on the earliest to occur of (i) the fifth anniversary of the date of the award, (ii) the date on which the service of the director on the board of directors terminates, or (iii) a Change of Control of the Company (as defined in the award documents). Read SEC document |
| January 02, 2018 Filed Jan 2, 2018 14:26 UTC |
Fischel David LeoDirector · Chief Executive Officer
|
GrantCommon Stock | 30,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001289340-18-000018 · edgar.xml · nonDerivative · entry 1 Fischel David Leo · CIK 0001685913 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 80,000 F1 · shares: Grant of restricted share units. Each restricted share unit represents a right to receive one share of common stock. The restricted share units vest on the earliest to occur of (i) the fifth anniversary of the date of the award, (ii) the date on which the service of the director on the board of directors terminates, or (iii) a Change of Control of the Company (as defined in the award documents). Read SEC document |
| January 02, 2018 Filed Jan 2, 2018 19:19 UTC |
Benfer DavidDirector
|
GrantCommon Stock | 30,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001289340-18-000014 · edgar.xml · nonDerivative · entry 1 Benfer David · CIK 0001325119 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 128,714 F1 · shares: Grant of restricted share units. Each restricted share unit represents a right to receive one share of common stock. The restricted share units vest immediately upon the date of the grant. Read SEC document |
| January 02, 2018 Filed Jan 2, 2018 21:31 UTC |
KIANI JOE EDirector
|
GrantCommon Stock | 30,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001289340-18-000020 · edgar.xml · nonDerivative · entry 1 KIANI JOE E · CIK 0001228621 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 80,000 F1 · shares: Grant of restricted share units. Each restricted share unit represents a right to receive one share of common stock. The restricted share units vest on the earliest to occur of (i) the fifth anniversary of the date of the award, (ii) the date on which the service of the director on the board of directors terminates, or (iii) a Change of Control of the Company (as defined in the award documents). Read SEC document |
| January 02, 2018 Filed Jan 2, 2018 19:21 UTC |
Fischel NathanDirector
|
GrantCommon Stock | 30,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001289340-18-000015 · edgar.xml · nonDerivative · entry 1 Fischel Nathan · CIK 0001389932 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 74,500 F1 · shares: Grant of restricted share units. Each restricted share unit represents a right to receive one share of common stock. The restricted share units vest on the earliest to occur of (i) the fifth anniversary of the date of the award, (ii) the date on which the service of the director on the board of directors terminates, or (iii) a Change of Control of the Company (as defined in the award documents). Read SEC document |
| January 02, 2018 Filed Jan 2, 2018 19:17 UTC |
Middleton Fred ADirector
|
GrantCommon Stock | 30,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001289340-18-000013 · edgar.xml · nonDerivative · entry 1 MIDDLETON FRED A · CIK 0001267959 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 149,682 F1 · shares: Grant of restricted share units. Each restricted share unit represents a right to receive one share of common stock. The restricted share units vest immediately upon the date of the grant. Read SEC document |
| July 03, 2017 Filed Jul 6, 2017 16:09 UTC |
MESSEY ROBERT JDirector
|
GrantCommon Stock | 30,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000950138-17-000535 · edgar.xml · nonDerivative · entry 1 MESSEY ROBERT J · CIK 0001129715 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 85,818 F1 · shares: Grant of restricted share units. Each restricted share unit represents a right to receive one share of common stock. The restricted share units vest immediately upon the date of the grant. Read SEC document |
| July 03, 2017 Filed Jul 6, 2017 20:07 UTC |
Menawat Arun SwarupDirector
|
GrantCommon Stock | 30,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000950138-17-000534 · edgar.xml · nonDerivative · entry 1 Menawat Arun Swarup · CIK 0001685893 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 205,439 F1 · shares: Grant of restricted share units. Each restricted share unit represents a right to receive one share of common stock. The restricted share units vest on the earliest to occur of (i) the fifth anniversary of the date of the award, (ii) the date on which the service of the director on the board of directors terminates, or (iii) a Change of Control of the Company (as defined in the award documents). Read SEC document |
| July 03, 2017 Filed Jul 6, 2017 16:04 UTC |
Fischel David LeoDirector
|
GrantCommon Stock | 30,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000950138-17-000532 · edgar.xml · nonDerivative · entry 1 Fischel David Leo · CIK 0001685913 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,000 F1 · shares: Grant of restricted share units. Each restricted share unit represents a right to receive one share of common stock. The restricted share units vest on the earliest to occur of (i) the fifth anniversary of the date of the award, (ii) the date on which the service of the director on the board of directors terminates, or (iii) a Change of Control of the Company (as defined in the award documents). Read SEC document |
| July 03, 2017 Filed Jul 6, 2017 20:02 UTC |
Benfer DavidDirector
|
GrantCommon Stock | 30,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000950138-17-000531 · edgar.xml · nonDerivative · entry 1 Benfer David · CIK 0001325119 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 98,714 F1 · shares: Grant of restricted share units. Each restricted share unit represents a right to receive one share of common stock. The restricted share units vest immediately upon the date of the grant. Read SEC document |
| July 03, 2017 Filed Jul 6, 2017 20:29 UTC |
KIANI JOE EDirector
|
GrantCommon Stock | 30,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000950138-17-000538 · edgar.xml · nonDerivative · entry 1 KIANI JOE E · CIK 0001228621 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,000 F1 · shares: Grant of restricted share units. Each restricted share unit represents a right to receive one share of common stock. The restricted share units vest on the earliest to occur of (i) the fifth anniversary of the date of the award, (ii) the date on which the service of the director on the board of directors terminates, or (iii) a Change of Control of the Company (as defined in the award documents). Read SEC document |
| July 03, 2017 Filed Jul 6, 2017 20:14 UTC |
Middleton Fred ADirector
|
GrantCommon Stock | 30,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000950138-17-000536 · edgar.xml · nonDerivative · entry 1 MIDDLETON FRED A · CIK 0001267959 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 119,682 F1 · shares: Grant of restricted share units. Each restricted share unit represents a right to receive one share of common stock. The restricted share units vest immediately upon the date of the grant. F2 · balance_after: Balance updated to reflect the distribution of 32,872 shares to the Reporting Person from various affiliated entities of his. Read SEC document |
| July 03, 2017 Filed Jul 6, 2017 20:05 UTC |
Fischel NathanDirector
|
GrantCommon Stock | 24,500 | $0.00 | $0.00 |
DisclosureSEC source: 0000950138-17-000533 · edgar.xml · nonDerivative · entry 1 Fischel Nathan · CIK 0001389932 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,500 F1 · shares: Grant of restricted share units. Each restricted share unit represents a right to receive one share of common stock. The restricted share units vest on the earliest to occur of (i) the fifth anniversary of the date of the award, (ii) the date on which the service of the director on the board of directors terminates, or (iii) a Change of Control of the Company (as defined in the award documents). Read SEC document |
| June 27, 2017 Filed Feb 12, 2021 22:01 UTC |
Benfer DavidDirector
|
GiftCommon Stock | 55,254 | $0.00 | $0.00 |
DisclosureSEC source: 0001235110-21-000009 · edgar.xml · nonDerivative · entry 3 Benfer David · CIK 0001325119 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Benfer Family Trust, D Benfer & M Benfer TTEE Disclosed balance after: 210,255 Read SEC document |
| June 27, 2017 Filed Feb 12, 2021 22:01 UTC |
Benfer DavidDirector
|
GiftCommon Stock | 55,254 | $0.00 | $0.00 |
DisclosureSEC source: 0001235110-21-000009 · edgar.xml · nonDerivative · entry 1 Benfer David · CIK 0001325119 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 92,700 Read SEC document |
| March 29, 2017 Filed Mar 30, 2017 18:04 UTC |
Brathwaite PaulVP Research & Development
|
Tax withholdingCommon Stock | 2,926 | $0.55 | $1,617.49 |
DisclosureSEC source: 0000950138-17-000351 · edgar.xml · nonDerivative · entry 2 Brathwaite Paul · CIK 0001649793 · VP Research & Development 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,984 F2 · kind: Surrender of 2,926 shares in payment of tax withholding due as a result of the vesting of 6,850 RSUs. Read SEC document |
| March 29, 2017 Filed Mar 30, 2017 17:56 UTC |
Giffin DavidVP, Human Resources
|
Tax withholdingCommon Stock | 2,926 | $0.55 | $1,617.49 |
DisclosureSEC source: 0000950138-17-000345 · edgar.xml · nonDerivative · entry 2 Giffin David · CIK 0001493267 · VP, Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,512 F2 · kind: Surrender of 2,926 shares in payment of tax withholding due as a result of the vesting of 6,850 RSUs. Read SEC document |
| March 29, 2017 Filed Mar 30, 2017 22:01 UTC |
Stammer Martin CChief Financial Officer
|
Tax withholdingCommon Stock | 4,595 | $0.55 | $2,540.12 |
DisclosureSEC source: 0000950138-17-000349 · edgar.xml · nonDerivative · entry 2 Stammer Martin C · CIK 0001528339 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 108,052 F2 · kind: Surrender of 4,595 shares in payment of tax withholding due as a result of the vesting of 11,850 RSUs. Read SEC document |
| March 29, 2017 Filed Mar 30, 2017 21:59 UTC |
Duros Karen WitteSr. VP, Gen. Counsel and Sec.
|
Tax withholdingCommon Stock | 2,926 | $0.55 | $1,617.49 |
DisclosureSEC source: 0000950138-17-000347 · edgar.xml · nonDerivative · entry 2 Duros Karen Witte · CIK 0001504128 · Sr. VP, Gen. Counsel and Sec. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,855 F2 · kind: Surrender of 2,926 shares in payment of tax withholding due as a result of the vesting of 6,850 RSUs. Read SEC document |
| March 28, 2017 Filed Mar 30, 2017 18:04 UTC |
Brathwaite PaulVP Research & Development
|
Tax withholdingCommon Stock | 2,452 | $0.53 | $1,295.39 |
DisclosureSEC source: 0000950138-17-000351 · edgar.xml · nonDerivative · entry 1 Brathwaite Paul · CIK 0001649793 · VP Research & Development 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,910 F1 · kind: Surrender of 2,452 shares in payment of tax withholding due as a result of the vesting of 5,025 RSUs. Read SEC document |
| March 28, 2017 Filed Mar 30, 2017 17:56 UTC |
Giffin DavidVP, Human Resources
|
Tax withholdingCommon Stock | 2,452 | $0.53 | $1,295.39 |
DisclosureSEC source: 0000950138-17-000345 · edgar.xml · nonDerivative · entry 1 Giffin David · CIK 0001493267 · VP, Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,438 F1 · kind: Surrender of 2,452 shares in payment of tax withholding due as a result of the vesting of 5,025 RSUs. Read SEC document |
| March 28, 2017 Filed Mar 30, 2017 22:01 UTC |
Stammer Martin CChief Financial Officer
|
Tax withholdingCommon Stock | 6,391 | $0.53 | $3,376.37 |
DisclosureSEC source: 0000950138-17-000349 · edgar.xml · nonDerivative · entry 1 Stammer Martin C · CIK 0001528339 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 112,647 F1 · kind: Surrender of 6,391 shares in payment of tax withholding due as a result of the vesting of 13,100 RSUs. Read SEC document |
| March 28, 2017 Filed Mar 30, 2017 21:59 UTC |
Duros Karen WitteSr. VP, Gen. Counsel and Sec.
|
Tax withholdingCommon Stock | 2,452 | $0.53 | $1,295.39 |
DisclosureSEC source: 0000950138-17-000347 · edgar.xml · nonDerivative · entry 1 Duros Karen Witte · CIK 0001504128 · Sr. VP, Gen. Counsel and Sec. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,781 F1 · kind: Surrender of 2,452 shares in payment of tax withholding due as a result of the vesting of 5,025 RSUs. Read SEC document |
| February 08, 2017 Filed Feb 10, 2017 17:13 UTC |
Brathwaite PaulVP Research & Development
|
Tax withholdingCommon Stock | 767 | $0.65 | $498.55 |
DisclosureSEC source: 0001289340-17-000002 · edgar.xml · nonDerivative · entry 1 Brathwaite Paul · CIK 0001649793 · VP Research & Development 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,362 F1 · kind: Surrender of 767 shares in payment of tax withholding due as a result of the vesting of 1,850 RSUs. Read SEC document |
| February 08, 2017 Filed Feb 10, 2017 17:16 UTC |
Giffin DavidVP, Human Resources
|
Tax withholdingCommon Stock | 767 | $0.65 | $498.55 |
DisclosureSEC source: 0001289340-17-000006 · edgar.xml · nonDerivative · entry 1 Giffin David · CIK 0001493267 · VP, Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,890 F1 · kind: Surrender of 767 shares in payment of tax withholding due as a result of the vesting of 1,850 RSUs. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.