STXS

SEC source: 0001493152-20-012674 · ownership.xml · nonDerivative · entry 1

Benfer David · CIK 0001325119 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 117,954

F1 · shares: Grant of restricted share units. Each restricted share unit represents a right to receive one share of common stock. The restricted share units vest immediately upon the date of the grant.

SEC source: 0001493152-20-012680 · ownership.xml · nonDerivative · entry 1

KIANI JOE E · CIK 0001228621 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 230,000

F1 · shares: Grant of restricted share units. Each restricted share unit represents a right to receive one share of common stock. The restricted share units vest on the earliest to occur of (i) the fifth anniversary of the date of the award, (ii) the date on which the service of the director on the board of directors terminates, or (iii) a Change of Control (as defined in the award documents).

SEC source: 0001493152-20-012676 · ownership.xml · nonDerivative · entry 1

Fischel Nathan · CIK 0001389932 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 224,500

F1 · shares: Grant of restricted share units. Each restricted share unit represents a right to receive one share of common stock. The restricted share units vest on the earliest to occur of (i) the fifth anniversary of the date of the award, (ii) the date on which the service of the director on the board of directors terminates, or (iii) a Change of Control (as defined in the award documents).

SEC source: 0001140361-20-015315 · form4.xml · nonDerivative · entry 1

Isaac Paul J · CIK 0001023009 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 4,383,575

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.44 to $4.61, inclusive. The reporting person undertakes to provide to Stereotaxis, Inc., any security holder of Stereotaxis, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (1) to this Form 4.

F2 · ownership.nature: Securities beneficially owned by Arbiter Partners Capital Management LLC ("Arbiter"). Arbiter is a registered investment adviser that manages and/or administers Arbiter Partners QP LP, an affiliated investment fund (the "Fund"). Mr. Isaac controls Arbiter. The securities reported as beneficially owned by Mr. Isaac include the securities beneficially owned by the Fund. Mr. Isaac, Arbiter and the Fund have filed a Statement on Schedule 13G with respect to the common stock of the Issuer. Mr. Isaac disclaims beneficial ownership of these securities for all purposes of Section 16 of the Securities Exchange Act of 1934, as amended, except to the extent of his pecuniary interest therein.

SEC source: 0001140361-20-015312 · form4.xml · nonDerivative · entry 1

Isaac Paul J · CIK 0001023009 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 4,397,538

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.46 to $4.65, inclusive. The reporting person undertakes to provide to Stereotaxis, Inc., any security holder of Stereotaxis, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (1) to this Form 4.

F2 · ownership.nature: Securities beneficially owned by Arbiter Partners Capital Management LLC ("Arbiter"). Arbiter is a registered investment adviser that manages and/or administers Arbiter Partners QP LP, an affiliated investment fund (the "Fund"). Mr. Isaac controls Arbiter. The securities reported as beneficially owned by Mr. Isaac include the securities beneficially owned by the Fund. Mr. Isaac, Arbiter and the Fund have filed a Statement on Schedule 13G with respect to the common stock of the Issuer. Mr. Isaac disclaims beneficial ownership of these securities for all purposes of Section 16 of the Securities Exchange Act of 1934, as amended, except to the extent of his pecuniary interest therein.

SEC source: 0001140361-20-015215 · form4.xml · nonDerivative · entry 1

Isaac Paul J · CIK 0001023009 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 4,410,936

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.57 to $5.17, inclusive. The reporting person undertakes to provide to Stereotaxis, Inc., any security holder of Stereotaxis, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (1) to this Form 4.

F2 · ownership.nature: Securities beneficially owned by Arbiter Partners Capital Management LLC ("Arbiter"). Arbiter is a registered investment adviser that manages and/or administers Arbiter Partners QP LP, an affiliated investment fund (the "Fund"). Mr. Isaac controls Arbiter. The securities reported as beneficially owned by Mr. Isaac include the securities beneficially owned by the Fund. Mr. Isaac, Arbiter and the Fund have filed a Statement on Schedule 13G with respect to the common stock of the Issuer. Mr. Isaac disclaims beneficial ownership of these securities for all purposes of Section 16 of the Securities Exchange Act of 1934, as amended, except to the extent of his pecuniary interest therein.

SEC source: 0001140361-20-014949 · form4.xml · nonDerivative · entry 1

Isaac Paul J · CIK 0001023009 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 4,449,510

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.89 to $5.31, inclusive. The reporting person undertakes to provide to Stereotaxis, Inc., any security holder of Stereotaxis, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (1) to this Form 4.

F2 · ownership.nature: Securities beneficially owned by Arbiter Partners Capital Management LLC ("Arbiter"). Arbiter is a registered investment adviser that manages and/or administers Arbiter Partners QP LP, an affiliated investment fund (the "Fund"). Mr. Isaac controls Arbiter. The securities reported as beneficially owned by Mr. Isaac include the securities beneficially owned by the Fund. Mr. Isaac, Arbiter and the Fund have filed a Statement on Schedule 13G with respect to the common stock of the Issuer. Mr. Isaac disclaims beneficial ownership of these securities for all purposes of Section 16 of the Securities Exchange Act of 1934, as amended, except to the extent of his pecuniary interest therein.

SEC source: 0001140361-20-014948 · form4.xml · nonDerivative · entry 1

Isaac Paul J · CIK 0001023009 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 4,493,804

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.13 to $5.40, inclusive. The reporting person undertakes to provide to Stereotaxis, Inc., any security holder of Stereotaxis, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (1) to this Form 4.

F2 · ownership.nature: Securities beneficially owned by Arbiter Partners Capital Management LLC ("Arbiter"). Arbiter is a registered investment adviser that manages and/or administers Arbiter Partners QP LP, an affiliated investment fund (the "Fund"). Mr. Isaac controls Arbiter. The securities reported as beneficially owned by Mr. Isaac include the securities beneficially owned by the Fund. Mr. Isaac, Arbiter and the Fund have filed a Statement on Schedule 13G with respect to the common stock of the Issuer. Mr. Isaac disclaims beneficial ownership of these securities for all purposes of Section 16 of the Securities Exchange Act of 1934, as amended, except to the extent of his pecuniary interest therein.

SEC source: 0001140361-20-014654 · form4.xml · nonDerivative · entry 1

Isaac Paul J · CIK 0001023009 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 4,530,803

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.04 to $5.40, inclusive. The reporting person undertakes to provide to Stereotaxis, Inc., any security holder of Stereotaxis, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (1) to this Form 4.

F2 · ownership.nature: Securities beneficially owned by Arbiter Partners Capital Management LLC ("Arbiter"). Arbiter is a registered investment adviser that manages and/or administers Arbiter Partners QP LP, an affiliated investment fund (the "Fund"). Mr. Isaac controls Arbiter. The securities reported as beneficially owned by Mr. Isaac include the securities beneficially owned by the Fund. Mr. Isaac, Arbiter and the Fund have filed a Statement on Schedule 13G with respect to the common stock of the Issuer. Mr. Isaac disclaims beneficial ownership of these securities for all purposes of Section 16 of the Securities Exchange Act of 1934, as amended, except to the extent of his pecuniary interest therein.

SEC source: 0001140361-20-014653 · form4.xml · nonDerivative · entry 1

Isaac Paul J · CIK 0001023009 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 4,570,489

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.16 to $5.58, inclusive. The reporting person undertakes to provide to Stereotaxis, Inc., any security holder of Stereotaxis, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (1) to this Form 4.

F2 · ownership.nature: Securities beneficially owned by Arbiter Partners Capital Management LLC ("Arbiter"). Arbiter is a registered investment adviser that manages and/or administers Arbiter Partners QP LP, an affiliated investment fund (the "Fund"). Mr. Isaac controls Arbiter. The securities reported as beneficially owned by Mr. Isaac include the securities beneficially owned by the Fund. Mr. Isaac, Arbiter and the Fund have filed a Statement on Schedule 13G with respect to the common stock of the Issuer. Mr. Isaac disclaims beneficial ownership of these securities for all purposes of Section 16 of the Securities Exchange Act of 1934, as amended, except to the extent of his pecuniary interest therein.

SEC source: 0001493152-20-004901 · ownership.xml · derivative · entry 1

Peery Kimberly R. · CIK 0001790019 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,750

Underlying: Common Stock · 40,000 shares

Expires 2030-03-09

F1 · derivative.exercise_date: The options vest as follows: (1) 25% vest one year after the date of grant, and (2) the remaining 75% vest ratably per month over the next three years.

SEC source: 0001493152-20-001995 · ownership.xml · nonDerivative · entry 1

Peery Kimberly R. · CIK 0001790019 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,317

F1 · kind: Surrender of 1,378 shares in payment of tax withholding due as a result of the vesting of 3,750 RSUs.

SEC source: 0001493152-20-001169 · ownership.xml · nonDerivative · entry 3

Benfer David · CIK 0001325119 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · BENFER FAMILY TRUST, D BENFER & M BENFERTTEE

Disclosed balance after: 160,000

F2 · shares: These shares were previously reported as directly beneficially owned but were contributed to BENFER FAMILY TRUST, D BENFER & M BENFER TTEE on January 23, 2020.

SEC source: 0001493152-20-001169 · ownership.xml · nonDerivative · entry 1

Benfer David · CIK 0001325119 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,954

F1 · shares: 160,000 shares, which were previously directly beneficially owned, were gifted by the reporting person January 23, 2020, to the BENFER FAMILY TRUST, D BENFER & M BENFER TTEE

SEC source: 0001493152-20-000221 · ownership.xml · nonDerivative · entry 1

MESSEY ROBERT J · CIK 0001129715 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 235,818

F1 · shares: Grant of restricted share units. Each restricted share unit represents a right to receive one share of common stock. The restricted share units vest on the earliest to occur of (i) the fifth anniversary of the date of the award, (ii) the date on which the service of the director on the board of directors terminates, or (iii) a Change of Control (as defined in the award documents).

SEC source: 0001493152-20-000220 · ownership.xml · nonDerivative · entry 1

Menawat Arun Swarup · CIK 0001685893 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 509,285

F1 · shares: Grant of restricted share units. Each restricted share unit represents a right to receive one share of common stock. The restricted share units vest on the earliest to occur of (i) the fifth anniversary of the date of the award, (ii) the date on which the service of the director on the board of directors terminates, or (iii) a Change of Control (as defined in the award documents).

SEC source: 0001493152-20-000222 · ownership.xml · nonDerivative · entry 1

Fischel David Leo · CIK 0001685913 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 200,000

F1 · shares: Grant of restricted share units. Each restricted share unit represents a right to receive one share of common stock. The restricted share units vest on the earliest to occur of (i) the fifth anniversary of the date of the award, (ii) the date on which the service of the director on the board of directors terminates, or (iii) a Change of Control (as defined in the award documents).

SEC source: 0001493152-20-000224 · ownership.xml · nonDerivative · entry 1

Levin Ross B · CIK 0001459880 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 94,973

F1 · shares: Grant of restricted share units. Each restricted share unit represents a right to receive one share of common stock. The restricted share units vest on the earliest to occur of (i) the fifth anniversary of the date of the award, (ii) the date on which the service of the director on the board of directors terminates, or (iii) a Change of Control (as defined in the award documents).

SEC source: 0001493152-20-000219 · ownership.xml · nonDerivative · entry 1

Benfer David · CIK 0001325119 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 247,954

F1 · shares: Grant of restricted share units. Each restricted share unit represents a right to receive one share of common stock. The restricted share units vest immediately upon the date of the grant.

SEC source: 0001493152-20-000227 · ownership.xml · nonDerivative · entry 1

KIANI JOE E · CIK 0001228621 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 200,000

F1 · shares: Grant of restricted share units. Each restricted share unit represents a right to receive one share of common stock. The restricted share units vest on the earliest to occur of (i) the fifth anniversary of the date of the award, (ii) the date on which the service of the director on the board of directors terminates, or (iii) a Change of Control (as defined in the award documents).

SEC source: 0001493152-20-000226 · ownership.xml · nonDerivative · entry 1

Fischel Nathan · CIK 0001389932 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 194,500

F1 · shares: Grant of restricted share units. Each restricted share unit represents a right to receive one share of common stock. The restricted share units vest on the earliest to occur of (i) the fifth anniversary of the date of the award, (ii) the date on which the service of the director on the board of directors terminates, or (iii) a Change of Control (as defined in the award documents).

SEC source: 0001493152-19-009957 · ownership.xml · nonDerivative · entry 1

MESSEY ROBERT J · CIK 0001129715 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 205,818

F1 · shares: Grant of restricted share units. Each restricted share unit represents a right to receive one share of common stock. The restricted share units vest on the earliest to occur of (i) the fifth anniversary of the date of the award, (ii) the date on which the service of the director on the board of directors terminates, or (iii) a Change of Control (as defined in the award documents).

SEC source: 0001493152-19-009943 · ownership.xml · nonDerivative · entry 1

Menawat Arun Swarup · CIK 0001685893 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 479,285

F1 · shares: Grant of restricted share units. Each restricted share unit represents a right to receive one share of common stock. The restricted share units vest on the earliest to occur of (i) the fifth anniversary of the date of the award, (ii) the date on which the service of the director on the board of directors terminates, or (iii) a Change of Control (as defined in the award documents).

SEC source: 0001493152-19-009951 · ownership.xml · nonDerivative · entry 1

Fischel David Leo · CIK 0001685913 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 170,000

F1 · shares: Grant of restricted share units. Each restricted share unit represents a right to receive one share of common stock. The restricted share units vest on the earliest to occur of (i) the fifth anniversary of the date of the award, (ii) the date on which the service of the director on the board of directors terminates, or (iii) a Change of Control (as defined in the award documents).

SEC source: 0001493152-19-009973 · ownership.xml · nonDerivative · entry 1

Levin Ross B · CIK 0001459880 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,973

F1 · shares: Grant of restricted share units. Each restricted share unit represents a right to receive one share of common stock. The restricted share units vest on the earliest to occur of (i) the fifth anniversary of the date of the award, (ii) the date on which the service of the director on the board of directors terminates, or (iii) a Change of Control (as defined in the award documents).

SEC source: 0001493152-19-009953 · ownership.xml · nonDerivative · entry 1

Benfer David · CIK 0001325119 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 217,954

F1 · shares: Grant of restricted share units. Each restricted share unit represents a right to receive one share of common stock. The restricted share units vest immediately upon the date of the grant.

SEC source: 0001493152-19-009955 · ownership.xml · nonDerivative · entry 1

Fischel Nathan · CIK 0001389932 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 164,500

F1 · shares: Grant of restricted share units. Each restricted share unit represents a right to receive one share of common stock. The restricted share units vest on the earliest to occur of (i) the fifth anniversary of the date of the award, (ii) the date on which the service of the director on the board of directors terminates, or (iii) a Change of Control (as defined in the award documents).

SEC source: 0001493152-19-009946 · ownership.xml · nonDerivative · entry 1

KIANI JOE E · CIK 0001228621 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 170,000

F1 · shares: Grant of restricted share units. Each restricted share unit represents a right to receive one share of common stock. The restricted share units vest on the earliest to occur of (i) the fifth anniversary of the date of the award, (ii) the date on which the service of the director on the board of directors terminates, or (iii) a Change of Control (as defined in the award documents).

SEC source: 0001493152-19-002873 · ownership.xml · derivative · entry 1

Barry Kevin M. · CIK 0001758269 · Chief Legal Officer&Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,000

Underlying: Common Stock · 10,000 shares

Expires 2029-03-03

F1 · derivative.exercise_date: The options vest as follows: (1) 25% vest one year after the date of grant, and (2) the remaining 75% vest ratably per month over the next three years.

SEC source: 0001493152-19-002875 · ownership.xml · derivative · entry 1

Stammer Martin C · CIK 0001528339 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 125,000

Underlying: Common Stock · 65,000 shares

Expires 2029-03-03

F1 · derivative.exercise_date: The options vest as follows: (1) 25% vest one year after the date of grant, and (2) the remaining 75% vest ratably per month over the next three years.

SEC source: 0001493152-19-001734 · ownership.xml · nonDerivative · entry 2

Stammer Martin C · CIK 0001528339 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 92,918

F2 · kind: Surrender of 4,845 shares in payment of tax withholding due as a result of the vesting of 13,100 RSUs.

SEC source: 0001493152-19-001734 · ownership.xml · nonDerivative · entry 1

Stammer Martin C · CIK 0001528339 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 97,763

F1 · kind: Surrender of 1,791 shares in payment of tax withholding due as a result of the vesting of 4,850 RSUs.

SEC source: 0001493152-19-000108 · ownership.xml · nonDerivative · entry 1

MESSEY ROBERT J · CIK 0001129715 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 175,818

F1 · shares: - Grant of restricted share units. Each restricted share unit represents a right to receive one share of common stock. The restricted share units vest on the earliest to occur of (i) the fifth anniversary of the date of the award, (ii) the date on which the service of the director on the board of directors terminates, or (iii) a Change of Control of the Company (as defined in the award documents).

SEC source: 0001493152-19-000102 · ownership.xml · nonDerivative · entry 1

Menawat Arun Swarup · CIK 0001685893 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 449,285

F1 · shares: Grant of restricted share units. Each restricted share unit represents a right to receive one share of common stock. The restricted share units vest on the earliest to occur of (i) the fifth anniversary of the date of the award, (ii) the date on which the service of the director on the board of directors terminates, or (iii) a Change of Control of the Company (as defined in the award documents).

SEC source: 0001493152-19-000110 · ownership.xml · nonDerivative · entry 1

Fischel David Leo · CIK 0001685913 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 140,000

F1 · shares: Grant of restricted share units. Each restricted share unit represents a right to receive one share of common stock. The restricted share units vest on the earliest to occur of (i) the fifth anniversary of the date of the award, (ii) the date on which the service of the director on the board of directors terminates, or (iii) a Change of Control of the Company (as defined in the award documents).

SEC source: 0001493152-19-000098 · ownership.xml · nonDerivative · entry 1

Levin Ross B · CIK 0001459880 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,973

F1 · shares: Grant of restricted share units. Each restricted share unit represents a right to receive one share of common stock. The restricted share units vest on the earliest to occur of (i) the fifth anniversary of the date of the award, (ii) the date on which the service of the director on the board of directors terminates, or (iii) a Change of Control of the Company (as defined in the award documents).

SEC source: 0001493152-19-000097 · ownership.xml · nonDerivative · entry 1

Benfer David · CIK 0001325119 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 187,954

F1 · shares: Grant of restricted share units. Each restricted share unit represents a right to receive one share of common stock. The restricted share units vest immediately upon the date of the grant.

SEC source: 0001493152-19-000105 · ownership.xml · nonDerivative · entry 1

KIANI JOE E · CIK 0001228621 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 140,000

F1 · shares: Grant of restricted share units. Each restricted share unit represents a right to receive one share of common stock. The restricted share units vest on the earliest to occur of (i) the fifth anniversary of the date of the award, (ii) the date on which the service of the director on the board of directors terminates, or (iii) a Change of Control (as defined in the award documents).

SEC source: 0001493152-19-000101 · ownership.xml · nonDerivative · entry 1

Fischel Nathan · CIK 0001389932 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 134,500

F1 · shares: Grant of restricted share units. Each restricted share unit represents a right to receive one share of common stock. The restricted share units vest on the earliest to occur of (i) the fifth anniversary of the date of the award, (ii) the date on which the service of the director on the board of directors terminates, or (iii) a Change of Control of the Company (as defined in the award documents).

SEC source: 0000950138-18-000632 · edgar.xml · nonDerivative · entry 1

Benfer David · CIK 0001325119 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 157,954

SEC source: 0001289340-18-000076 · edgar.xml · derivative · entry 1

Barry Kevin M. · CIK 0001758269 · Chief Legal Officer & Secretar

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,000

Underlying: Common Stock · 30,000 shares

Expires 2028-11-05

F1 · derivative.exercise_date: The options vest as follows: (1) 25% vest one year after the date of grant, and (2) the remaining 75% vest ratable per month over teh next three years.

SEC source: 0001289340-18-000068 · edgar.xml · nonDerivative · entry 1

MESSEY ROBERT J · CIK 0001129715 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 145,818

F1 · shares: Grant of restricted share units. Each restricted share unit represents a right to receive one share of common stock. The restricted share units vest on the earliest to occur of (i) the fifth anniversary of the date of the award, (ii) the date on which the service of the director on the board of directors terminates, or (iii) a Change of Control of the Company (as defined in the award documents).

SEC source: 0001289340-18-000067 · edgar.xml · nonDerivative · entry 1

Menawat Arun Swarup · CIK 0001685893 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 419,285

F1 · shares: Grant of restricted share units. Each restricted share unit represents a right to receive one share of common stock. The restricted share units vest on the earliest to occur of (i) the fifth anniversary of the date of the award, (ii) the date on which the service of the director on the board of directors terminates, or (iii) a Change of Control of the Company (as defined in the award documents).

SEC source: 0001289340-18-000064 · edgar.xml · nonDerivative · entry 1

Fischel David Leo · CIK 0001685913 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 110,000

F1 · shares: Grant of restricted share units. Each restricted share unit represents a right to receive one share of common stock. The restricted share units vest on the earliest to occur of (i) the fifth anniversary of the date of the award, (ii) the date on which the service of the director on the board of directors terminates, or (iii) a Change of Control of the Company (as defined in the award documents).

SEC source: 0001289340-18-000066 · edgar.xml · nonDerivative · entry 1

Levin Ross B · CIK 0001459880 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,973

F1 · shares: Grant of restricted share units. Each restricted share unit represents a right to receive one share of common stock. The restricted share units vest on the earliest to occur of (i) the fifth anniversary of the date of the award, (ii) the date on which the service of the director on the board of directors terminates, or (iii) a Change of Control of the Company (as defined in the award documents).

SEC source: 0001289340-18-000063 · edgar.xml · nonDerivative · entry 1

Benfer David · CIK 0001325119 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 158,714

F1 · shares: Grant of restricted share units. Each restricted share unit represents a right to receive one share of common stock. The restricted share units vest immediately upon the date of the grant.

SEC source: 0001289340-18-000070 · edgar.xml · nonDerivative · entry 1

KIANI JOE E · CIK 0001228621 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 110,000

F1 · shares: Grant of restricted share units. Each restricted share unit represents a right to receive one share of common stock. The restricted share nits vest of teh earliest to occur of (i) the fifth anniversary of teh date of the award, (ii) the date on which the service of the director on the board of directors terminates, or (iii) a Change of Conbtrol (as defined in the award documents).

SEC source: 0001289340-18-000065 · edgar.xml · nonDerivative · entry 1

Fischel Nathan · CIK 0001389932 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 104,500

F1 · shares: Grant of restricted share units. Each restricted share unit represents a right to receive one share of common stock. The restricted share units vest on the earliest to occur of (i) the fifth anniversary of the date of the award, (ii) the date on which the service of the director on the board of directors terminates, or (iii) a Change of Control of the Company (as defined in the award documents).

SEC source: 0001289340-18-000050 · edgar.xml · nonDerivative · entry 1

Stammer Martin C · CIK 0001528339 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 99,554

F1 · kind: Surrender of 1,805 shares in payment of tax withholding due as a result of the vesting of 4,850 RSUs.

SEC source: 0001289340-18-000049 · edgar.xml · nonDerivative · entry 1

Duros Karen Witte · CIK 0001504128 · Sr. VP, Gen. Counsel & Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,575

F1 · kind: Surrender of 688 shares in payment of tax withholding due as a result of the vesting of 1,850 RSUs.