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STXS

Stereotaxis, Inc.

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6577
SEC CIK
0001289340
Parsed reports
228

Last 12 months

Inside the activity.

2 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
Nov 202520
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202600
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Aug 202600
Sep 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
May 18, 2022 Filed May 19, 2022 17:27 UTC
Isaac Paul JDirector · See Remarks
PurchaseCommon Stock 26,287 $1.82 $47,842.34
Disclosure

SEC source: 0001140361-22-019993 · form4.xml · nonDerivative · entry 3

Isaac Paul J · CIK 0001023009 · Director · See Remarks

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 2,456,728

F1 · ownership.nature: Securities beneficially owned by Arbiter Partners Capital Management LLC ("Arbiter"). Arbiter is a registered investment adviser that manages and/or administers Arbiter Partners QP LP, an affiliated investment fund (the "Fund") as well as certain managed accounts (the "Managed Accounts"). Mr. Isaac controls Arbiter, as well as the Managed Accounts. The securities reported as beneficially owned by Mr. Isaac include the securities beneficially owned by the Fund and the Managed Accounts. Mr. Isaac, Arbiter and the Fund have filed a Statement on Schedule 13G with respect to the common stock of the Issuer. Mr. Isaac disclaims beneficial ownership of these securities for all purposes of Section 16 of the Securities Exchange Act of 1934, as amended, except to the extent of his pecuniary interest therein.

Read SEC document
May 16, 2022 Filed May 19, 2022 17:27 UTC
Isaac Paul JDirector · See Remarks
PurchaseCommon Stock 9,500 $1.81 $17,195.00
Disclosure

SEC source: 0001140361-22-019993 · form4.xml · nonDerivative · entry 2

Isaac Paul J · CIK 0001023009 · Director · See Remarks

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 2,430,441

F1 · ownership.nature: Securities beneficially owned by Arbiter Partners Capital Management LLC ("Arbiter"). Arbiter is a registered investment adviser that manages and/or administers Arbiter Partners QP LP, an affiliated investment fund (the "Fund") as well as certain managed accounts (the "Managed Accounts"). Mr. Isaac controls Arbiter, as well as the Managed Accounts. The securities reported as beneficially owned by Mr. Isaac include the securities beneficially owned by the Fund and the Managed Accounts. Mr. Isaac, Arbiter and the Fund have filed a Statement on Schedule 13G with respect to the common stock of the Issuer. Mr. Isaac disclaims beneficial ownership of these securities for all purposes of Section 16 of the Securities Exchange Act of 1934, as amended, except to the extent of his pecuniary interest therein.

Read SEC document
May 16, 2022 Filed May 19, 2022 17:27 UTC
Isaac Paul JDirector · See Remarks
PurchaseCommon Stock 19,238 $1.82 $35,013.16
Disclosure

SEC source: 0001140361-22-019993 · form4.xml · nonDerivative · entry 1

Isaac Paul J · CIK 0001023009 · Director · See Remarks

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 2,420,941

F1 · ownership.nature: Securities beneficially owned by Arbiter Partners Capital Management LLC ("Arbiter"). Arbiter is a registered investment adviser that manages and/or administers Arbiter Partners QP LP, an affiliated investment fund (the "Fund") as well as certain managed accounts (the "Managed Accounts"). Mr. Isaac controls Arbiter, as well as the Managed Accounts. The securities reported as beneficially owned by Mr. Isaac include the securities beneficially owned by the Fund and the Managed Accounts. Mr. Isaac, Arbiter and the Fund have filed a Statement on Schedule 13G with respect to the common stock of the Issuer. Mr. Isaac disclaims beneficial ownership of these securities for all purposes of Section 16 of the Securities Exchange Act of 1934, as amended, except to the extent of his pecuniary interest therein.

Read SEC document
May 13, 2022 Filed May 16, 2022 21:41 UTC
Isaac Paul JDirector · See Remarks
PurchaseCommon Stock 35,000 $1.88 $65,800.00
Disclosure

SEC source: 0001140361-22-019470 · form4.xml · nonDerivative · entry 3

Isaac Paul J · CIK 0001023009 · Director · See Remarks

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 2,401,703

F1 · ownership.nature: Securities beneficially owned by Arbiter Partners Capital Management LLC ("Arbiter"). Arbiter is a registered investment adviser that manages and/or administers Arbiter Partners QP LP, an affiliated investment fund (the "Fund") as well as certain managed accounts (the "Managed Accounts"). Mr. Isaac controls Arbiter, as well as the Managed Accounts. The securities reported as beneficially owned by Mr. Isaac include the securities beneficially owned by the Fund and the Managed Accounts. Mr. Isaac, Arbiter and the Fund have filed a Statement on Schedule 13G with respect to the common stock of the Issuer. Mr. Isaac disclaims beneficial ownership of these securities for all purposes of Section 16 of the Securities Exchange Act of 1934, as amended, except to the extent of his pecuniary interest therein.

Read SEC document
May 13, 2022 Filed May 16, 2022 21:41 UTC
Isaac Paul JDirector · See Remarks
PurchaseCommon Stock 70,000 $1.86 $130,200.00
Disclosure

SEC source: 0001140361-22-019470 · form4.xml · nonDerivative · entry 2

Isaac Paul J · CIK 0001023009 · Director · See Remarks

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 2,366,703

F1 · ownership.nature: Securities beneficially owned by Arbiter Partners Capital Management LLC ("Arbiter"). Arbiter is a registered investment adviser that manages and/or administers Arbiter Partners QP LP, an affiliated investment fund (the "Fund") as well as certain managed accounts (the "Managed Accounts"). Mr. Isaac controls Arbiter, as well as the Managed Accounts. The securities reported as beneficially owned by Mr. Isaac include the securities beneficially owned by the Fund and the Managed Accounts. Mr. Isaac, Arbiter and the Fund have filed a Statement on Schedule 13G with respect to the common stock of the Issuer. Mr. Isaac disclaims beneficial ownership of these securities for all purposes of Section 16 of the Securities Exchange Act of 1934, as amended, except to the extent of his pecuniary interest therein.

Read SEC document
May 12, 2022 Filed May 16, 2022 21:41 UTC
Isaac Paul JDirector · See Remarks
PurchaseCommon Stock 51,751 $1.76 $91,081.76
Disclosure

SEC source: 0001140361-22-019470 · form4.xml · nonDerivative · entry 1

Isaac Paul J · CIK 0001023009 · Director · See Remarks

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 2,296,703

F1 · ownership.nature: Securities beneficially owned by Arbiter Partners Capital Management LLC ("Arbiter"). Arbiter is a registered investment adviser that manages and/or administers Arbiter Partners QP LP, an affiliated investment fund (the "Fund") as well as certain managed accounts (the "Managed Accounts"). Mr. Isaac controls Arbiter, as well as the Managed Accounts. The securities reported as beneficially owned by Mr. Isaac include the securities beneficially owned by the Fund and the Managed Accounts. Mr. Isaac, Arbiter and the Fund have filed a Statement on Schedule 13G with respect to the common stock of the Issuer. Mr. Isaac disclaims beneficial ownership of these securities for all purposes of Section 16 of the Securities Exchange Act of 1934, as amended, except to the extent of his pecuniary interest therein.

Read SEC document
February 27, 2022 Filed Mar 1, 2022 21:05 UTC
Peery Kimberly R.Chief Financial Officer
GrantStock Options (Right to Buy) · Derivative 40,000 $0.00 Strike: $4.80 $0.00
Disclosure

SEC source: 0001493152-22-005738 · ownership.xml · derivative · entry 1

Peery Kimberly R. · CIK 0001790019 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 170,750

Underlying: Common Stock · 40,000 shares

Expires 2032-02-27

F1 · derivative.exercise_date: The options vest as follows: (1) 25% vest one year after the date of grant, and (2) the remaining 75% vest ratably per month over the next three years.

Read SEC document
January 04, 2022 Filed Jan 4, 2022 16:05 UTC GrantCommon Stock 10,449 $0.00 $0.00
Disclosure

SEC source: 0001493152-22-000295 · ownership.xml · nonDerivative · entry 1

MESSEY ROBERT J · CIK 0001129715 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 336,267

F1 · shares: Grant of restricted share units. Each restricted share unit represents a right to receive one share of common stock. The restricted share units vest on the earliest to occur of (i) the fifth anniversary of the date of the award, (ii) the date on which the service of the director on the board of directors terminates, or (iii) a Change of Control (as defined in the award documents).

Read SEC document
January 04, 2022 Filed Jan 4, 2022 21:05 UTC GrantCommon Stock 10,449 $0.00 $0.00
Disclosure

SEC source: 0001493152-22-000296 · ownership.xml · nonDerivative · entry 1

Menawat Arun Swarup · CIK 0001685893 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 609,734

F1 · shares: Grant of restricted share units. Each restricted share unit represents a right to receive one share of common stock. The restricted share units vest on the earliest to occur of (i) the fifth anniversary of the date of the award, (ii) the date on which the service of the director on the board of directors terminates, or (iii) a Change of Control (as defined in the award documents).

Read SEC document
January 04, 2022 Filed Jan 4, 2022 21:05 UTC
Levin Ross BDirector
GrantCommon Stock 10,449 $0.00 $0.00
Disclosure

SEC source: 0001493152-22-000294 · ownership.xml · nonDerivative · entry 1

Levin Ross B · CIK 0001459880 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 195,422

F1 · shares: Grant of restricted share units. Each restricted share unit represents a right to receive one share of common stock. The restricted share units vest on the earliest to occur of (i) the fifth anniversary of the date of the award, (ii) the date on which the service of the director on the board of directors terminates, or (iii) a Change of Control (as defined in the award documents).

Read SEC document
January 04, 2022 Filed Jan 4, 2022 21:05 UTC
Benfer DavidDirector
GrantCommon Stock 10,449 $0.00 $0.00
Disclosure

SEC source: 0001493152-22-000300 · ownership.xml · nonDerivative · entry 1

Benfer David · CIK 0001325119 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 133,149

F1 · shares: Grant of restricted share units. Each restricted share unit represents a right to receive one share of common stock. The restricted share units vest immediately upon the date of the grant.

Read SEC document
January 04, 2022 Filed Jan 4, 2022 21:05 UTC
Fischel NathanDirector · 10% owner
GrantCommon Stock 10,449 $0.00 $0.00
Disclosure

SEC source: 0001493152-22-000299 · ownership.xml · nonDerivative · entry 1

Fischel Nathan · CIK 0001389932 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 294,949

F1 · shares: Grant of restricted share units. Each restricted share unit represents a right to receive one share of common stock. The restricted share units vest on the earliest to occur of (i) the fifth anniversary of the date of the award, (ii) the date on which the service of the director on the board of directors terminates, or (iii) a Change of Control (as defined in the award documents).

Read SEC document
January 04, 2022 Filed Jan 4, 2022 21:05 UTC
Curet MyriamDirector
GrantCommon Stock 9,335 $0.00 $0.00
Disclosure

SEC source: 0001493152-22-000298 · ownership.xml · nonDerivative · entry 1

Curet Myriam · CIK 0001632901 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,335

F1 · shares: Grant of restricted share units. Each restricted share unit represents a right to receive one share of common stock. The restricted share units vest on the earliest to occur of (i) the fifth anniversary of the date of the award, (ii) the date on which the service of the director on the board of directors terminates, or (iii) a Change of Control (as defined in the award documents).

Read SEC document
July 01, 2021 Filed Jul 6, 2021 11:16 UTC GrantCommon Stock 30,000 $0.00 $0.00
Disclosure

SEC source: 0001493152-21-016178 · ownership.xml · nonDerivative · entry 1

MESSEY ROBERT J · CIK 0001129715 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 325,818

F1 · shares: Grant of restricted share units. Each restricted share unit represents a right to receive one share of common stock. The restricted share units vest on the earliest to occur of (i) the fifth anniversary of the date of the award, (ii) the date on which the service of the director on the board of directors terminates, or (iii) a Change of Control (as defined in the award documents).

Read SEC document
July 01, 2021 Filed Jul 6, 2021 15:12 UTC GrantCommon Stock 30,000 $0.00 $0.00
Disclosure

SEC source: 0001493152-21-016172 · ownership.xml · nonDerivative · entry 1

Menawat Arun Swarup · CIK 0001685893 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 599,285

F1 · shares: Grant of restricted share units. Each restricted share unit represents a right to receive one share of common stock. The restricted share units vest on the earliest to occur of (i) the fifth anniversary of the date of the award, (ii) the date on which the service of the director on the board of directors terminates, or (iii) a Change of Control (as defined in the award documents).

Read SEC document
July 01, 2021 Filed Jul 6, 2021 15:15 UTC
Levin Ross BDirector
GrantCommon Stock 30,000 $0.00 $0.00
Disclosure

SEC source: 0001493152-21-016177 · ownership.xml · nonDerivative · entry 1

Levin Ross B · CIK 0001459880 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 184,973

F1 · shares: Grant of restricted share units. Each restricted share unit represents a right to receive one share of common stock. The restricted share units vest on the earliest to occur of (i) the fifth anniversary of the date of the award, (ii) the date on which the service of the director on the board of directors terminates, or (iii) a Change of Control (as defined in the award documents).

Read SEC document
July 01, 2021 Filed Jul 6, 2021 15:19 UTC
Benfer DavidDirector
GrantCommon Stock 30,000 $0.00 $0.00
Disclosure

SEC source: 0001493152-21-016180 · ownership.xml · nonDerivative · entry 1

Benfer David · CIK 0001325119 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 122,700

F1 · shares: Grant of restricted share units. Each restricted share unit represents a right to receive one share of common stock. The restricted share units vest immediately upon the date of the grant.

Read SEC document
July 01, 2021 Filed Jul 6, 2021 15:14 UTC
Fischel NathanDirector · 10% owner
GrantCommon Stock 30,000 $0.00 $0.00
Disclosure

SEC source: 0001493152-21-016174 · ownership.xml · nonDerivative · entry 1

Fischel Nathan · CIK 0001389932 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 284,500

F1 · shares: Grant of restricted share units. Each restricted share unit represents a right to receive one share of common stock. The restricted share units vest on the earliest to occur of (i) the fifth anniversary of the date of the award, (ii) the date on which the service of the director on the board of directors terminates, or (iii) a Change of Control (as defined in the award documents).

Read SEC document
June 01, 2021 Filed Jun 3, 2021 16:45 UTC
Isaac Paul J10% owner
SaleCommon Stock 2,000,000 $7.25 $14,500,000.00
Disclosure

SEC source: 0001140361-21-019747 · form4.xml · nonDerivative · entry 1

Isaac Paul J · CIK 0001023009 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 2,208,952

F1 · ownership.nature: Securities beneficially owned by Arbiter Partners Capital Management LLC ("Arbiter"). Arbiter is a registered investment adviser that manages and/or administers Arbiter Partners QP LP, an affiliated investment fund (the "Fund"). Mr. Isaac controls Arbiter. The securities reported as beneficially owned by Mr. Isaac include the securities beneficially owned by the Fund. Mr. Isaac, Arbiter and the Fund have filed a Statement on Schedule 13G with respect to the common stock of the Issuer. Mr. Isaac disclaims beneficial ownership of these securities for all purposes of Section 16 of the Securities Exchange Act of 1934, as amended, except to the extent of his pecuniary interest therein.

Read SEC document
May 20, 2021 Filed May 20, 2021 16:15 UTC
Fischel David LeoDirector · Chief Executive Officer
GrantPerformance share units · Derivative 13,000,000 $0.00 $0.00
Disclosure

SEC source: 0001493152-21-012354 · ownership.xml · derivative · entry 1

Fischel David Leo · CIK 0001685913 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,000,000

Underlying: Common Stock · 13,000,000 shares

Expires 2030-12-31

F1 · derivative.exercise_price: Each performance share unit represents a contingent right to receive one share of the Issuer's common stock.

F2 · date: On February 23, 2021, the Issuer's board of directors, based upon the recommendation of the Compensation Committee, granted the reporting person a performance share unit award of up to 13,000,000 shares of common stock (the "Award"), subject to stockholder approval of the issuance of the shares under the Award. The Issuer's stockholders approved the issuance of the shares under the Award on May 20, 2021.

F3 · derivative.exercise_date: The Award consists of ten tranches which vest based on the attainment of market capitalization milestones, and subject to the reporting person continuing to serve as the Chief Executive Officer, Executive Chairman or such other mutually agreed upon significant role with the Issuer from the grant date through December 31, 2030, all subject to the exceptions set forth in the Award agreement. The market capitalization milestones are subject to adjustment following certain acquisitions and spin-off transactions by the Issuer, and the number of shares subject to the Award shall be adjusted following stock splits, stock dividends, combinations or reclassifications of shares, recapitalization, consolidation, split-up, merger, or similar transactions. The service component of the award will be waived upon the occurrence of certain events in set forth in the Award agreement. The Award agreement has been filed as an exhibit to the Company's filings with the Securities and Exchange Commission.

Read SEC document
March 08, 2021 Filed Mar 10, 2021 21:00 UTC
Peery Kimberly R.Chief Financial Officer
GrantStock Options (Right to Buy) · Derivative 40,000 $0.00 Strike: $6.96 $0.00
Disclosure

SEC source: 0001493152-21-005759 · ownership.xml · derivative · entry 1

Peery Kimberly R. · CIK 0001790019 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 130,750

Underlying: Common Stock · 40,000 shares

Expires 2031-03-08

F1 · derivative.exercise_date: The options vest as follows: (1) 25% vest one year after the date of grant, and (2) the remaining 75% vest ratably per month over the next three years.

Read SEC document
January 04, 2021 Filed Jan 6, 2021 11:35 UTC GrantCommon Stock 30,000 $0.00 $0.00
Disclosure

SEC source: 0001493152-21-000296 · ownership.xml · nonDerivative · entry 1

MESSEY ROBERT J · CIK 0001129715 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 295,818

F1 · shares: Grant of restricted share units. Each restricted share unit represents a right to receive one share of common stock. The restricted share units vest on the earliest to occur of (i) the fifth anniversary of the date of the award, (ii) the date on which the service of the director on the board of directors terminates, or (iii) a Change of Control (as defined in the award documents).

Read SEC document
January 04, 2021 Filed Jan 6, 2021 16:32 UTC GrantCommon Stock 30,000 $0.00 $0.00
Disclosure

SEC source: 0001493152-21-000294 · ownership.xml · nonDerivative · entry 1

Menawat Arun Swarup · CIK 0001685893 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 569,285

F1 · shares: Grant of restricted share units. Each restricted share unit represents a right to receive one share of common stock. The restricted share units vest on the earliest to occur of (i) the fifth anniversary of the date of the award, (ii) the date on which the service of the director on the board of directors terminates, or (iii) a Change of Control (as defined in the award documents).

Read SEC document
January 04, 2021 Filed Jan 6, 2021 11:21 UTC
Fischel David LeoDirector · Chief Executive Officer
GrantCommon Stock 30,000 $0.00 $0.00
Disclosure

SEC source: 0001493152-21-000284 · ownership.xml · nonDerivative · entry 1

Fischel David Leo · CIK 0001685913 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 260,000

F1 · shares: Grant of restricted share units. Each restricted share unit represents a right to receive one share of common stock. The restricted share units vest on the earliest to occur of (i) the fifth anniversary of the date of the award, (ii) the date on which the service of the director on the board of directors terminates, or (iii) a Change of Control (as defined in the award documents).

Read SEC document
January 04, 2021 Filed Jan 6, 2021 16:30 UTC
Levin Ross BDirector
GrantCommon Stock 30,000 $0.00 $0.00
Disclosure

SEC source: 0001493152-21-000292 · ownership.xml · nonDerivative · entry 1

Levin Ross B · CIK 0001459880 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 154,973

F1 · shares: Grant of restricted share units. Each restricted share unit represents a right to receive one share of common stock. The restricted share units vest on the earliest to occur of (i) the fifth anniversary of the date of the award, (ii) the date on which the service of the director on the board of directors terminates, or (iii) a Change of Control (as defined in the award documents).

Read SEC document
January 04, 2021 Filed Jan 6, 2021 16:18 UTC
Benfer DavidDirector
GrantCommon Stock 30,000 $0.00 $0.00
Disclosure

SEC source: 0001493152-21-000282 · ownership.xml · nonDerivative · entry 1

Benfer David · CIK 0001325119 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 147,954

F1 · shares: Grant of restricted share units. Each restricted share unit represents a right to receive one share of common stock. The restricted share units vest immediately upon the date of the grant.

Read SEC document
January 04, 2021 Filed Jan 6, 2021 16:27 UTC
KIANI JOE EDirector · 10% owner
GrantCommon Stock 30,000 $0.00 $0.00
Disclosure

SEC source: 0001493152-21-000290 · ownership.xml · nonDerivative · entry 1

KIANI JOE E · CIK 0001228621 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 260,000

F1 · shares: Grant of restricted share units. Each restricted share unit represents a right to receive one share of common stock. The restricted share units vest on the earliest to occur of (i) the fifth anniversary of the date of the award, (ii) the date on which the service of the director on the board of directors terminates, or (iii) a Change of Control (as defined in the award documents).

Read SEC document
January 04, 2021 Filed Jan 6, 2021 16:24 UTC
Fischel NathanDirector · 10% owner
GrantCommon Stock 30,000 $0.00 $0.00
Disclosure

SEC source: 0001493152-21-000287 · ownership.xml · nonDerivative · entry 1

Fischel Nathan · CIK 0001389932 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 254,500

F1 · shares: Grant of restricted share units. Each restricted share unit represents a right to receive one share of common stock. The restricted share units vest on the earliest to occur of (i) the fifth anniversary of the date of the award, (ii) the date on which the service of the director on the board of directors terminates, or (iii) a Change of Control (as defined in the award documents).

Read SEC document
September 16, 2020 Filed Sep 18, 2020 12:16 UTC
Isaac Paul J10% owner
SaleCommon Stock 14,927 $4.15 $61,947.05
Disclosure

SEC source: 0001140361-20-020853 · form4.xml · nonDerivative · entry 1

Isaac Paul J · CIK 0001023009 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 4,208,952

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.10 to $4.20, inclusive. The reporting person undertakes to provide to Stereotaxis, Inc., any security holder of Stereotaxis, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (1) to this Form 4.

F2 · ownership.nature: Securities beneficially owned by Arbiter Partners Capital Management LLC ("Arbiter"). Arbiter is a registered investment adviser that manages and/or administers Arbiter Partners QP LP, an affiliated investment fund (the "Fund"). Mr. Isaac controls Arbiter. The securities reported as beneficially owned by Mr. Isaac include the securities beneficially owned by the Fund. Mr. Isaac, Arbiter and the Fund have filed a Statement on Schedule 13G with respect to the common stock of the Issuer. Mr. Isaac disclaims beneficial ownership of these securities for all purposes of Section 16 of the Securities Exchange Act of 1934, as amended, except to the extent of his pecuniary interest therein.

Read SEC document
September 14, 2020 Filed Sep 16, 2020 10:15 UTC
Benfer DavidDirector
SaleCommon Stock 4,999 $4.34 $21,695.66
Disclosure

SEC source: 0001493152-20-017866 · ownership.xml · nonDerivative · entry 3

Benfer David · CIK 0001325119 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Benfer Family Trust, D Benfer & M Benfer TTEE

Disclosed balance after: 155,001

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.33 to $4.41, inclusive. The reporting person undertakes to provide to Stereotaxis, Inc., any security holder of Stereotaxis, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (1) to this Form 4.

Read SEC document
July 23, 2020 Filed Jul 24, 2020 13:50 UTC
Isaac Paul J10% owner
SaleCommon Stock 100 $4.10 $410.00
Disclosure

SEC source: 0001140361-20-016633 · form4.xml · nonDerivative · entry 1

Isaac Paul J · CIK 0001023009 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 4,223,879

F1 · ownership.nature: Securities beneficially owned by Arbiter Partners Capital Management LLC ("Arbiter"). Arbiter is a registered investment adviser that manages and/or administers Arbiter Partners QP LP, an affiliated investment fund (the "Fund"). Mr. Isaac controls Arbiter. The securities reported as beneficially owned by Mr. Isaac include the securities beneficially owned by the Fund. Mr. Isaac, Arbiter and the Fund have filed a Statement on Schedule 13G with respect to the common stock of the Issuer. Mr. Isaac disclaims beneficial ownership of these securities for all purposes of Section 16 of the Securities Exchange Act of 1934, as amended, except to the extent of his pecuniary interest therein

Read SEC document
July 22, 2020 Filed Jul 24, 2020 13:47 UTC
Isaac Paul J10% owner
SaleCommon Stock 5,200 $4.13 $21,476.00
Disclosure

SEC source: 0001140361-20-016631 · form4.xml · nonDerivative · entry 1

Isaac Paul J · CIK 0001023009 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 4,223,979

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.10 to $4.17, inclusive. The reporting person undertakes to provide to Stereotaxis, Inc., any security holder of Stereotaxis, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (1) to this Form 4.

F2 · ownership.nature: Securities beneficially owned by Arbiter Partners Capital Management LLC ("Arbiter"). Arbiter is a registered investment adviser that manages and/or administers Arbiter Partners QP LP, an affiliated investment fund (the "Fund"). Mr. Isaac controls Arbiter. The securities reported as beneficially owned by Mr. Isaac include the securities beneficially owned by the Fund. Mr. Isaac, Arbiter and the Fund have filed a Statement on Schedule 13G with respect to the common stock of the Issuer. Mr. Isaac disclaims beneficial ownership of these securities for all purposes of Section 16 of the Securities Exchange Act of 1934, as amended, except to the extent of his pecuniary interest therein.

Read SEC document
July 21, 2020 Filed Jul 21, 2020 21:03 UTC
Isaac Paul J10% owner
SaleCommon Stock 6,388 $4.20 $26,829.60
Disclosure

SEC source: 0001140361-20-016489 · form4.xml · nonDerivative · entry 1

Isaac Paul J · CIK 0001023009 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 4,229,179

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.10 to $4.31, inclusive. The reporting person undertakes to provide to Stereotaxis, Inc., any security holder of Stereotaxis, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (1) to this Form 4.

F2 · ownership.nature: Securities beneficially owned by Arbiter Partners Capital Management LLC ("Arbiter"). Arbiter is a registered investment adviser that manages and/or administers Arbiter Partners QP LP, an affiliated investment fund (the "Fund"). Mr. Isaac controls Arbiter. The securities reported as beneficially owned by Mr. Isaac include the securities beneficially owned by the Fund. Mr. Isaac, Arbiter and the Fund have filed a Statement on Schedule 13G with respect to the common stock of the Issuer. Mr. Isaac disclaims beneficial ownership of these securities for all purposes of Section 16 of the Securities Exchange Act of 1934, as amended, except to the extent of his pecuniary interest therein.

Read SEC document
July 20, 2020 Filed Jul 21, 2020 20:52 UTC
Isaac Paul J10% owner
SaleCommon Stock 7,346 $4.22 $31,000.12
Disclosure

SEC source: 0001140361-20-016487 · form4.xml · nonDerivative · entry 1

Isaac Paul J · CIK 0001023009 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 4,235,567

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.13 to $4.30, inclusive. The reporting person undertakes to provide to Stereotaxis, Inc., any security holder of Stereotaxis, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (1) to this Form 4.

F2 · ownership.nature: Securities beneficially owned by Arbiter Partners Capital Management LLC ("Arbiter"). Arbiter is a registered investment adviser that manages and/or administers Arbiter Partners QP LP, an affiliated investment fund (the "Fund"). Mr. Isaac controls Arbiter. The securities reported as beneficially owned by Mr. Isaac include the securities beneficially owned by the Fund. Mr. Isaac, Arbiter and the Fund have filed a Statement on Schedule 13G with respect to the common stock of the Issuer. Mr. Isaac disclaims beneficial ownership of these securities for all purposes of Section 16 of the Securities Exchange Act of 1934, as amended, except to the extent of his pecuniary interest therein.

Read SEC document
July 17, 2020 Filed Jul 21, 2020 20:45 UTC
Isaac Paul J10% owner
SaleCommon Stock 9,214 $4.24 $39,067.36
Disclosure

SEC source: 0001140361-20-016485 · form4.xml · nonDerivative · entry 1

Isaac Paul J · CIK 0001023009 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 4,242,913

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.20 to $4.34, inclusive. The reporting person undertakes to provide to Stereotaxis, Inc., any security holder of Stereotaxis, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (1) to this Form 4.

F2 · ownership.nature: Securities beneficially owned by Arbiter Partners Capital Management LLC ("Arbiter"). Arbiter is a registered investment adviser that manages and/or administers Arbiter Partners QP LP, an affiliated investment fund (the "Fund"). Mr. Isaac controls Arbiter. The securities reported as beneficially owned by Mr. Isaac include the securities beneficially owned by the Fund. Mr. Isaac, Arbiter and the Fund have filed a Statement on Schedule 13G with respect to the common stock of the Issuer. Mr. Isaac disclaims beneficial ownership of these securities for all purposes of Section 16 of the Securities Exchange Act of 1934, as amended, except to the extent of his pecuniary interest therein.

Read SEC document
July 16, 2020 Filed Jul 17, 2020 13:06 UTC
Isaac Paul J10% owner
SaleCommon Stock 7,491 $4.31 $32,286.21
Disclosure

SEC source: 0001140361-20-016288 · form4.xml · nonDerivative · entry 1

Isaac Paul J · CIK 0001023009 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 4,252,127

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.24 to $4.58, inclusive. The reporting person undertakes to provide to Stereotaxis, Inc., any security holder of Stereotaxis, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (1) to this Form 4.

F2 · ownership.nature: Securities beneficially owned by Arbiter Partners Capital Management LLC ("Arbiter"). Arbiter is a registered investment adviser that manages and/or administers Arbiter Partners QP LP, an affiliated investment fund (the "Fund"). Mr. Isaac controls Arbiter. The securities reported as beneficially owned by Mr. Isaac include the securities beneficially owned by the Fund. Mr. Isaac, Arbiter and the Fund have filed a Statement on Schedule 13G with respect to the common stock of the Issuer. Mr. Isaac disclaims beneficial ownership of these securities for all purposes of Section 16 of the Securities Exchange Act of 1934, as amended, except to the extent of his pecuniary interest therein.

Read SEC document
July 15, 2020 Filed Jul 17, 2020 10:36 UTC
Isaac Paul J10% owner
SaleCommon Stock 12,058 $4.56 $54,984.48
Disclosure

SEC source: 0001140361-20-016276 · form4.xml · nonDerivative · entry 1

Isaac Paul J · CIK 0001023009 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 4,259,618

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.47 to $4.66, inclusive. The reporting person undertakes to provide to Stereotaxis, Inc., any security holder of Stereotaxis, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (1) to this Form 4.

F2 · ownership.nature: Securities beneficially owned by Arbiter Partners Capital Management LLC ("Arbiter"). Arbiter is a registered investment adviser that manages and/or administers Arbiter Partners QP LP, an affiliated investment fund (the "Fund"). Mr. Isaac controls Arbiter. The securities reported as beneficially owned by Mr. Isaac include the securities beneficially owned by the Fund. Mr. Isaac, Arbiter and the Fund have filed a Statement on Schedule 13G with respect to the common stock of the Issuer. Mr. Isaac disclaims beneficial ownership of these securities for all purposes of Section 16 of the Securities Exchange Act of 1934, as amended, except to the extent of his pecuniary interest therein.

Read SEC document
July 14, 2020 Filed Jul 14, 2020 21:22 UTC
Isaac Paul J10% owner
SaleCommon Stock 16,514 $4.38 $72,331.32
Disclosure

SEC source: 0001140361-20-016000 · form4.xml · nonDerivative · entry 1

Isaac Paul J · CIK 0001023009 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 4,271,676

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.10 to $4.52, inclusive. The reporting person undertakes to provide to Stereotaxis, Inc., any security holder of Stereotaxis, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (1) to this Form 4.

F2 · ownership.nature: Securities beneficially owned by Arbiter Partners Capital Management LLC ("Arbiter"). Arbiter is a registered investment adviser that manages and/or administers Arbiter Partners QP LP, an affiliated investment fund (the "Fund"). Mr. Isaac controls Arbiter. The securities reported as beneficially owned by Mr. Isaac include the securities beneficially owned by the Fund. Mr. Isaac, Arbiter and the Fund have filed a Statement on Schedule 13G with respect to the common stock of the Issuer. Mr. Isaac disclaims beneficial ownership of these securities for all purposes of Section 16 of the Securities Exchange Act of 1934, as amended, except to the extent of his pecuniary interest therein.

Read SEC document
July 13, 2020 Filed Jul 14, 2020 20:23 UTC
Isaac Paul J10% owner
SaleCommon Stock 23,818 $4.23 $100,750.14
Disclosure

SEC source: 0001140361-20-015996 · form4.xml · nonDerivative · entry 1

Isaac Paul J · CIK 0001023009 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 4,288,190

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.10 to $4.40, inclusive. The reporting person undertakes to provide to Stereotaxis, Inc., any security holder of Stereotaxis, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (1) to this Form 4.

F2 · ownership.nature: Securities beneficially owned by Arbiter Partners Capital Management LLC ("Arbiter"). Arbiter is a registered investment adviser that manages and/or administers Arbiter Partners QP LP, an affiliated investment fund (the "Fund"). Mr. Isaac controls Arbiter. The securities reported as beneficially owned by Mr. Isaac include the securities beneficially owned by the Fund. Mr. Isaac, Arbiter and the Fund have filed a Statement on Schedule 13G with respect to the common stock of the Issuer. Mr. Isaac disclaims beneficial ownership of these securities for all purposes of Section 16 of the Securities Exchange Act of 1934, as amended, except to the extent of his pecuniary interest therein.

Read SEC document
July 10, 2020 Filed Jul 14, 2020 20:08 UTC
Isaac Paul J10% owner
SaleCommon Stock 2,450 $4.14 $10,143.00
Disclosure

SEC source: 0001140361-20-015994 · form4.xml · nonDerivative · entry 1

Isaac Paul J · CIK 0001023009 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 4,312,008

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.11 to $4.23, inclusive. The reporting person undertakes to provide to Stereotaxis, Inc., any security holder of Stereotaxis, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (1) to this Form 4.

F2 · ownership.nature: Securities beneficially owned by Arbiter Partners Capital Management LLC ("Arbiter"). Arbiter is a registered investment adviser that manages and/or administers Arbiter Partners QP LP, an affiliated investment fund (the "Fund"). Mr. Isaac controls Arbiter. The securities reported as beneficially owned by Mr. Isaac include the securities beneficially owned by the Fund. Mr. Isaac, Arbiter and the Fund have filed a Statement on Schedule 13G with respect to the common stock of the Issuer. Mr. Isaac disclaims beneficial ownership of these securities for all purposes of Section 16 of the Securities Exchange Act of 1934, as amended, except to the extent of his pecuniary interest therein.

Read SEC document
July 09, 2020 Filed Jul 9, 2020 21:39 UTC
Isaac Paul J10% owner
SaleCommon Stock 11,448 $4.17 $47,738.16
Disclosure

SEC source: 0001140361-20-015762 · form4.xml · nonDerivative · entry 1

Isaac Paul J · CIK 0001023009 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 4,314,458

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.10 to $4.35, inclusive. The reporting person undertakes to provide to Stereotaxis, Inc., any security holder of Stereotaxis, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (1) to this Form 4.

F2 · ownership.nature: Securities beneficially owned by Arbiter Partners Capital Management LLC ("Arbiter"). Arbiter is a registered investment adviser that manages and/or administers Arbiter Partners QP LP, an affiliated investment fund (the "Fund"). Mr. Isaac controls Arbiter. The securities reported as beneficially owned by Mr. Isaac include the securities beneficially owned by the Fund. Mr. Isaac, Arbiter and the Fund have filed a Statement on Schedule 13G with respect to the common stock of the Issuer. Mr. Isaac disclaims beneficial ownership of these securities for all purposes of Section 16 of the Securities Exchange Act of 1934, as amended, except to the extent of his pecuniary interest therein.

Read SEC document
July 08, 2020 Filed Jul 9, 2020 21:18 UTC
Isaac Paul J10% owner
SaleCommon Stock 14,981 $4.25 $63,669.25
Disclosure

SEC source: 0001140361-20-015760 · form4.xml · nonDerivative · entry 1

Isaac Paul J · CIK 0001023009 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 4,325,906

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.15 to $4.45, inclusive. The reporting person undertakes to provide to Stereotaxis, Inc., any security holder of Stereotaxis, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (1) to this Form 4.

F2 · ownership.nature: Securities beneficially owned by Arbiter Partners Capital Management LLC ("Arbiter"). Arbiter is a registered investment adviser that manages and/or administers Arbiter Partners QP LP, an affiliated investment fund (the "Fund"). Mr. Isaac controls Arbiter. The securities reported as beneficially owned by Mr. Isaac include the securities beneficially owned by the Fund. Mr. Isaac, Arbiter and the Fund have filed a Statement on Schedule 13G with respect to the common stock of the Issuer. Mr. Isaac disclaims beneficial ownership of these securities for all purposes of Section 16 of the Securities Exchange Act of 1934, as amended, except to the extent of his pecuniary interest therein.

Read SEC document
July 07, 2020 Filed Jul 9, 2020 20:08 UTC
Isaac Paul J10% owner
SaleCommon Stock 11,128 $4.35 $48,406.80
Disclosure

SEC source: 0001140361-20-015755 · form4.xml · nonDerivative · entry 1

Isaac Paul J · CIK 0001023009 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 4,340,887

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.31 to $4.42, inclusive. The reporting person undertakes to provide to Stereotaxis, Inc., any security holder of Stereotaxis, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (1) to this Form 4.

F2 · ownership.nature: Securities beneficially owned by Arbiter Partners Capital Management LLC ("Arbiter"). Arbiter is a registered investment adviser that manages and/or administers Arbiter Partners QP LP, an affiliated investment fund (the "Fund"). Mr. Isaac controls Arbiter. The securities reported as beneficially owned by Mr. Isaac include the securities beneficially owned by the Fund. Mr. Isaac, Arbiter and the Fund have filed a Statement on Schedule 13G with respect to the common stock of the Issuer. Mr. Isaac disclaims beneficial ownership of these securities for all purposes of Section 16 of the Securities Exchange Act of 1934, as amended, except to the extent of his pecuniary interest therein.

Read SEC document
July 06, 2020 Filed Jul 7, 2020 21:34 UTC
Isaac Paul J10% owner
SaleCommon Stock 10,105 $4.39 $44,360.95
Disclosure

SEC source: 0001140361-20-015554 · form4.xml · nonDerivative · entry 1

Isaac Paul J · CIK 0001023009 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 4,352,015

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.34 to $4.42, inclusive. The reporting person undertakes to provide to Stereotaxis, Inc., any security holder of Stereotaxis, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (1) to this Form 4.

F2 · ownership.nature: Securities beneficially owned by Arbiter Partners Capital Management LLC ("Arbiter"). Arbiter is a registered investment adviser that manages and/or administers Arbiter Partners QP LP, an affiliated investment fund (the "Fund"). Mr. Isaac controls Arbiter. The securities reported as beneficially owned by Mr. Isaac include the securities beneficially owned by the Fund. Mr. Isaac, Arbiter and the Fund have filed a Statement on Schedule 13G with respect to the common stock of the Issuer. Mr. Isaac disclaims beneficial ownership of these securities for all purposes of Section 16 of the Securities Exchange Act of 1934, as amended, except to the extent of his pecuniary interest therein.

Read SEC document
July 02, 2020 Filed Jul 7, 2020 20:53 UTC
Isaac Paul J10% owner
SaleCommon Stock 7,992 $4.36 $34,845.12
Disclosure

SEC source: 0001140361-20-015551 · form4.xml · nonDerivative · entry 1

Isaac Paul J · CIK 0001023009 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 4,362,120

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.30 to $4.42, inclusive. The reporting person undertakes to provide to Stereotaxis, Inc., any security holder of Stereotaxis, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (1) to this Form 4.

F2 · ownership.nature: Securities beneficially owned by Arbiter Partners Capital Management LLC ("Arbiter"). Arbiter is a registered investment adviser that manages and/or administers Arbiter Partners QP LP, an affiliated investment fund (the "Fund"). Mr. Isaac controls Arbiter. The securities reported as beneficially owned by Mr. Isaac include the securities beneficially owned by the Fund. Mr. Isaac, Arbiter and the Fund have filed a Statement on Schedule 13G with respect to the common stock of the Issuer. Mr. Isaac disclaims beneficial ownership of these securities for all purposes of Section 16 of the Securities Exchange Act of 1934, as amended, except to the extent of his pecuniary interest therein.

Read SEC document
July 01, 2020 Filed Jul 2, 2020 20:57 UTC
Isaac Paul J10% owner
SaleCommon Stock 13,463 $4.51 $60,718.13
Disclosure

SEC source: 0001140361-20-015380 · form4.xml · nonDerivative · entry 1

Isaac Paul J · CIK 0001023009 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 4,370,112

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.38 to $4.67, inclusive. The reporting person undertakes to provide to Stereotaxis, Inc., any security holder of Stereotaxis, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (1) to this Form 4.

F2 · ownership.nature: Securities beneficially owned by Arbiter Partners Capital Management LLC ("Arbiter"). Arbiter is a registered investment adviser that manages and/or administers Arbiter Partners QP LP, an affiliated investment fund (the "Fund"). Mr. Isaac controls Arbiter. The securities reported as beneficially owned by Mr. Isaac include the securities beneficially owned by the Fund. Mr. Isaac, Arbiter and the Fund have filed a Statement on Schedule 13G with respect to the common stock of the Issuer. Mr. Isaac disclaims beneficial ownership of these securities for all purposes of Section 16 of the Securities Exchange Act of 1934, as amended, except to the extent of his pecuniary interest therein.

Read SEC document
July 01, 2020 Filed Jul 6, 2020 17:30 UTC GrantCommon Stock 30,000 $0.00 $0.00
Disclosure

SEC source: 0001493152-20-012690 · ownership.xml · nonDerivative · entry 1

MESSEY ROBERT J · CIK 0001129715 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 265,818

F1 · shares: Grant of restricted share units. Each restricted share unit represents a right to receive one share of common stock. The restricted share units vest on the earliest to occur of (i) the fifth anniversary of the date of the award, (ii) the date on which the service of the director on the board of directors terminates, or (iii) a Change of Control (as defined in the award documents).

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July 01, 2020 Filed Jul 6, 2020 21:18 UTC GrantCommon Stock 30,000 $0.00 $0.00
Disclosure

SEC source: 0001493152-20-012665 · ownership.xml · nonDerivative · entry 1

Menawat Arun Swarup · CIK 0001685893 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 539,285

F1 · shares: Grant of restricted share units. Each restricted share unit represents a right to receive one share of common stock. The restricted share units vest on the earliest to occur of (i) the fifth anniversary of the date of the award, (ii) the date on which the service of the director on the board of directors terminates, or (iii) a Change of Control (as defined in the award documents).

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July 01, 2020 Filed Jul 6, 2020 17:22 UTC
Fischel David LeoDirector · Chief Executive Officer
GrantCommon Stock 30,000 $0.00 $0.00
Disclosure

SEC source: 0001493152-20-012669 · ownership.xml · nonDerivative · entry 1

Fischel David Leo · CIK 0001685913 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 230,000

F1 · shares: Grant of restricted share units. Each restricted share unit represents a right to receive one share of common stock. The restricted share units vest on the earliest to occur of (i) the fifth anniversary of the date of the award, (ii) the date on which the service of the director on the board of directors terminates, or (iii) a Change of Control (as defined in the award documents).

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July 01, 2020 Filed Jul 6, 2020 21:29 UTC
Levin Ross BDirector
GrantCommon Stock 30,000 $0.00 $0.00
Disclosure

SEC source: 0001493152-20-012687 · ownership.xml · nonDerivative · entry 1

Levin Ross B · CIK 0001459880 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 124,973

F1 · shares: Grant of restricted share units. Each restricted share unit represents a right to receive one share of common stock. The restricted share units vest on the earliest to occur of (i) the fifth anniversary of the date of the award, (ii) the date on which the service of the director on the board of directors terminates, or (iii) a Change of Control (as defined in the award documents).

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.