Last 12 months
Inside the activity.
2 purchase rows · 0 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 2 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 18, 2022 Filed May 19, 2022 17:27 UTC |
Isaac Paul JDirector · See Remarks
|
PurchaseCommon Stock | 26,287 | $1.82 | $47,842.34 |
DisclosureSEC source: 0001140361-22-019993 · form4.xml · nonDerivative · entry 3 Isaac Paul J · CIK 0001023009 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 2,456,728 F1 · ownership.nature: Securities beneficially owned by Arbiter Partners Capital Management LLC ("Arbiter"). Arbiter is a registered investment adviser that manages and/or administers Arbiter Partners QP LP, an affiliated investment fund (the "Fund") as well as certain managed accounts (the "Managed Accounts"). Mr. Isaac controls Arbiter, as well as the Managed Accounts. The securities reported as beneficially owned by Mr. Isaac include the securities beneficially owned by the Fund and the Managed Accounts. Mr. Isaac, Arbiter and the Fund have filed a Statement on Schedule 13G with respect to the common stock of the Issuer. Mr. Isaac disclaims beneficial ownership of these securities for all purposes of Section 16 of the Securities Exchange Act of 1934, as amended, except to the extent of his pecuniary interest therein. Read SEC document |
| May 16, 2022 Filed May 19, 2022 17:27 UTC |
Isaac Paul JDirector · See Remarks
|
PurchaseCommon Stock | 9,500 | $1.81 | $17,195.00 |
DisclosureSEC source: 0001140361-22-019993 · form4.xml · nonDerivative · entry 2 Isaac Paul J · CIK 0001023009 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 2,430,441 F1 · ownership.nature: Securities beneficially owned by Arbiter Partners Capital Management LLC ("Arbiter"). Arbiter is a registered investment adviser that manages and/or administers Arbiter Partners QP LP, an affiliated investment fund (the "Fund") as well as certain managed accounts (the "Managed Accounts"). Mr. Isaac controls Arbiter, as well as the Managed Accounts. The securities reported as beneficially owned by Mr. Isaac include the securities beneficially owned by the Fund and the Managed Accounts. Mr. Isaac, Arbiter and the Fund have filed a Statement on Schedule 13G with respect to the common stock of the Issuer. Mr. Isaac disclaims beneficial ownership of these securities for all purposes of Section 16 of the Securities Exchange Act of 1934, as amended, except to the extent of his pecuniary interest therein. Read SEC document |
| May 16, 2022 Filed May 19, 2022 17:27 UTC |
Isaac Paul JDirector · See Remarks
|
PurchaseCommon Stock | 19,238 | $1.82 | $35,013.16 |
DisclosureSEC source: 0001140361-22-019993 · form4.xml · nonDerivative · entry 1 Isaac Paul J · CIK 0001023009 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 2,420,941 F1 · ownership.nature: Securities beneficially owned by Arbiter Partners Capital Management LLC ("Arbiter"). Arbiter is a registered investment adviser that manages and/or administers Arbiter Partners QP LP, an affiliated investment fund (the "Fund") as well as certain managed accounts (the "Managed Accounts"). Mr. Isaac controls Arbiter, as well as the Managed Accounts. The securities reported as beneficially owned by Mr. Isaac include the securities beneficially owned by the Fund and the Managed Accounts. Mr. Isaac, Arbiter and the Fund have filed a Statement on Schedule 13G with respect to the common stock of the Issuer. Mr. Isaac disclaims beneficial ownership of these securities for all purposes of Section 16 of the Securities Exchange Act of 1934, as amended, except to the extent of his pecuniary interest therein. Read SEC document |
| May 13, 2022 Filed May 16, 2022 21:41 UTC |
Isaac Paul JDirector · See Remarks
|
PurchaseCommon Stock | 35,000 | $1.88 | $65,800.00 |
DisclosureSEC source: 0001140361-22-019470 · form4.xml · nonDerivative · entry 3 Isaac Paul J · CIK 0001023009 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 2,401,703 F1 · ownership.nature: Securities beneficially owned by Arbiter Partners Capital Management LLC ("Arbiter"). Arbiter is a registered investment adviser that manages and/or administers Arbiter Partners QP LP, an affiliated investment fund (the "Fund") as well as certain managed accounts (the "Managed Accounts"). Mr. Isaac controls Arbiter, as well as the Managed Accounts. The securities reported as beneficially owned by Mr. Isaac include the securities beneficially owned by the Fund and the Managed Accounts. Mr. Isaac, Arbiter and the Fund have filed a Statement on Schedule 13G with respect to the common stock of the Issuer. Mr. Isaac disclaims beneficial ownership of these securities for all purposes of Section 16 of the Securities Exchange Act of 1934, as amended, except to the extent of his pecuniary interest therein. Read SEC document |
| May 13, 2022 Filed May 16, 2022 21:41 UTC |
Isaac Paul JDirector · See Remarks
|
PurchaseCommon Stock | 70,000 | $1.86 | $130,200.00 |
DisclosureSEC source: 0001140361-22-019470 · form4.xml · nonDerivative · entry 2 Isaac Paul J · CIK 0001023009 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 2,366,703 F1 · ownership.nature: Securities beneficially owned by Arbiter Partners Capital Management LLC ("Arbiter"). Arbiter is a registered investment adviser that manages and/or administers Arbiter Partners QP LP, an affiliated investment fund (the "Fund") as well as certain managed accounts (the "Managed Accounts"). Mr. Isaac controls Arbiter, as well as the Managed Accounts. The securities reported as beneficially owned by Mr. Isaac include the securities beneficially owned by the Fund and the Managed Accounts. Mr. Isaac, Arbiter and the Fund have filed a Statement on Schedule 13G with respect to the common stock of the Issuer. Mr. Isaac disclaims beneficial ownership of these securities for all purposes of Section 16 of the Securities Exchange Act of 1934, as amended, except to the extent of his pecuniary interest therein. Read SEC document |
| May 12, 2022 Filed May 16, 2022 21:41 UTC |
Isaac Paul JDirector · See Remarks
|
PurchaseCommon Stock | 51,751 | $1.76 | $91,081.76 |
DisclosureSEC source: 0001140361-22-019470 · form4.xml · nonDerivative · entry 1 Isaac Paul J · CIK 0001023009 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 2,296,703 F1 · ownership.nature: Securities beneficially owned by Arbiter Partners Capital Management LLC ("Arbiter"). Arbiter is a registered investment adviser that manages and/or administers Arbiter Partners QP LP, an affiliated investment fund (the "Fund") as well as certain managed accounts (the "Managed Accounts"). Mr. Isaac controls Arbiter, as well as the Managed Accounts. The securities reported as beneficially owned by Mr. Isaac include the securities beneficially owned by the Fund and the Managed Accounts. Mr. Isaac, Arbiter and the Fund have filed a Statement on Schedule 13G with respect to the common stock of the Issuer. Mr. Isaac disclaims beneficial ownership of these securities for all purposes of Section 16 of the Securities Exchange Act of 1934, as amended, except to the extent of his pecuniary interest therein. Read SEC document |
| February 27, 2022 Filed Mar 1, 2022 21:05 UTC |
Peery Kimberly R.Chief Financial Officer
|
GrantStock Options (Right to Buy) · Derivative | 40,000 | $0.00 Strike: $4.80 | $0.00 |
DisclosureSEC source: 0001493152-22-005738 · ownership.xml · derivative · entry 1 Peery Kimberly R. · CIK 0001790019 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 170,750 Underlying: Common Stock · 40,000 shares Expires 2032-02-27 F1 · derivative.exercise_date: The options vest as follows: (1) 25% vest one year after the date of grant, and (2) the remaining 75% vest ratably per month over the next three years. Read SEC document |
| January 04, 2022 Filed Jan 4, 2022 16:05 UTC |
MESSEY ROBERT JDirector
|
GrantCommon Stock | 10,449 | $0.00 | $0.00 |
DisclosureSEC source: 0001493152-22-000295 · ownership.xml · nonDerivative · entry 1 MESSEY ROBERT J · CIK 0001129715 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 336,267 F1 · shares: Grant of restricted share units. Each restricted share unit represents a right to receive one share of common stock. The restricted share units vest on the earliest to occur of (i) the fifth anniversary of the date of the award, (ii) the date on which the service of the director on the board of directors terminates, or (iii) a Change of Control (as defined in the award documents). Read SEC document |
| January 04, 2022 Filed Jan 4, 2022 21:05 UTC |
Menawat Arun SwarupDirector
|
GrantCommon Stock | 10,449 | $0.00 | $0.00 |
DisclosureSEC source: 0001493152-22-000296 · ownership.xml · nonDerivative · entry 1 Menawat Arun Swarup · CIK 0001685893 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 609,734 F1 · shares: Grant of restricted share units. Each restricted share unit represents a right to receive one share of common stock. The restricted share units vest on the earliest to occur of (i) the fifth anniversary of the date of the award, (ii) the date on which the service of the director on the board of directors terminates, or (iii) a Change of Control (as defined in the award documents). Read SEC document |
| January 04, 2022 Filed Jan 4, 2022 21:05 UTC |
Levin Ross BDirector
|
GrantCommon Stock | 10,449 | $0.00 | $0.00 |
DisclosureSEC source: 0001493152-22-000294 · ownership.xml · nonDerivative · entry 1 Levin Ross B · CIK 0001459880 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 195,422 F1 · shares: Grant of restricted share units. Each restricted share unit represents a right to receive one share of common stock. The restricted share units vest on the earliest to occur of (i) the fifth anniversary of the date of the award, (ii) the date on which the service of the director on the board of directors terminates, or (iii) a Change of Control (as defined in the award documents). Read SEC document |
| January 04, 2022 Filed Jan 4, 2022 21:05 UTC |
Benfer DavidDirector
|
GrantCommon Stock | 10,449 | $0.00 | $0.00 |
DisclosureSEC source: 0001493152-22-000300 · ownership.xml · nonDerivative · entry 1 Benfer David · CIK 0001325119 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 133,149 F1 · shares: Grant of restricted share units. Each restricted share unit represents a right to receive one share of common stock. The restricted share units vest immediately upon the date of the grant. Read SEC document |
| January 04, 2022 Filed Jan 4, 2022 21:05 UTC |
Fischel NathanDirector · 10% owner
|
GrantCommon Stock | 10,449 | $0.00 | $0.00 |
DisclosureSEC source: 0001493152-22-000299 · ownership.xml · nonDerivative · entry 1 Fischel Nathan · CIK 0001389932 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 294,949 F1 · shares: Grant of restricted share units. Each restricted share unit represents a right to receive one share of common stock. The restricted share units vest on the earliest to occur of (i) the fifth anniversary of the date of the award, (ii) the date on which the service of the director on the board of directors terminates, or (iii) a Change of Control (as defined in the award documents). Read SEC document |
| January 04, 2022 Filed Jan 4, 2022 21:05 UTC |
Curet MyriamDirector
|
GrantCommon Stock | 9,335 | $0.00 | $0.00 |
DisclosureSEC source: 0001493152-22-000298 · ownership.xml · nonDerivative · entry 1 Curet Myriam · CIK 0001632901 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,335 F1 · shares: Grant of restricted share units. Each restricted share unit represents a right to receive one share of common stock. The restricted share units vest on the earliest to occur of (i) the fifth anniversary of the date of the award, (ii) the date on which the service of the director on the board of directors terminates, or (iii) a Change of Control (as defined in the award documents). Read SEC document |
| July 01, 2021 Filed Jul 6, 2021 11:16 UTC |
MESSEY ROBERT JDirector
|
GrantCommon Stock | 30,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001493152-21-016178 · ownership.xml · nonDerivative · entry 1 MESSEY ROBERT J · CIK 0001129715 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 325,818 F1 · shares: Grant of restricted share units. Each restricted share unit represents a right to receive one share of common stock. The restricted share units vest on the earliest to occur of (i) the fifth anniversary of the date of the award, (ii) the date on which the service of the director on the board of directors terminates, or (iii) a Change of Control (as defined in the award documents). Read SEC document |
| July 01, 2021 Filed Jul 6, 2021 15:12 UTC |
Menawat Arun SwarupDirector
|
GrantCommon Stock | 30,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001493152-21-016172 · ownership.xml · nonDerivative · entry 1 Menawat Arun Swarup · CIK 0001685893 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 599,285 F1 · shares: Grant of restricted share units. Each restricted share unit represents a right to receive one share of common stock. The restricted share units vest on the earliest to occur of (i) the fifth anniversary of the date of the award, (ii) the date on which the service of the director on the board of directors terminates, or (iii) a Change of Control (as defined in the award documents). Read SEC document |
| July 01, 2021 Filed Jul 6, 2021 15:15 UTC |
Levin Ross BDirector
|
GrantCommon Stock | 30,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001493152-21-016177 · ownership.xml · nonDerivative · entry 1 Levin Ross B · CIK 0001459880 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 184,973 F1 · shares: Grant of restricted share units. Each restricted share unit represents a right to receive one share of common stock. The restricted share units vest on the earliest to occur of (i) the fifth anniversary of the date of the award, (ii) the date on which the service of the director on the board of directors terminates, or (iii) a Change of Control (as defined in the award documents). Read SEC document |
| July 01, 2021 Filed Jul 6, 2021 15:19 UTC |
Benfer DavidDirector
|
GrantCommon Stock | 30,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001493152-21-016180 · ownership.xml · nonDerivative · entry 1 Benfer David · CIK 0001325119 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 122,700 F1 · shares: Grant of restricted share units. Each restricted share unit represents a right to receive one share of common stock. The restricted share units vest immediately upon the date of the grant. Read SEC document |
| July 01, 2021 Filed Jul 6, 2021 15:14 UTC |
Fischel NathanDirector · 10% owner
|
GrantCommon Stock | 30,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001493152-21-016174 · ownership.xml · nonDerivative · entry 1 Fischel Nathan · CIK 0001389932 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 284,500 F1 · shares: Grant of restricted share units. Each restricted share unit represents a right to receive one share of common stock. The restricted share units vest on the earliest to occur of (i) the fifth anniversary of the date of the award, (ii) the date on which the service of the director on the board of directors terminates, or (iii) a Change of Control (as defined in the award documents). Read SEC document |
| June 01, 2021 Filed Jun 3, 2021 16:45 UTC |
Isaac Paul J10% owner
|
SaleCommon Stock | 2,000,000 | $7.25 | $14,500,000.00 |
DisclosureSEC source: 0001140361-21-019747 · form4.xml · nonDerivative · entry 1 Isaac Paul J · CIK 0001023009 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 2,208,952 F1 · ownership.nature: Securities beneficially owned by Arbiter Partners Capital Management LLC ("Arbiter"). Arbiter is a registered investment adviser that manages and/or administers Arbiter Partners QP LP, an affiliated investment fund (the "Fund"). Mr. Isaac controls Arbiter. The securities reported as beneficially owned by Mr. Isaac include the securities beneficially owned by the Fund. Mr. Isaac, Arbiter and the Fund have filed a Statement on Schedule 13G with respect to the common stock of the Issuer. Mr. Isaac disclaims beneficial ownership of these securities for all purposes of Section 16 of the Securities Exchange Act of 1934, as amended, except to the extent of his pecuniary interest therein. Read SEC document |
| May 20, 2021 Filed May 20, 2021 16:15 UTC |
Fischel David LeoDirector · Chief Executive Officer
|
GrantPerformance share units · Derivative | 13,000,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001493152-21-012354 · ownership.xml · derivative · entry 1 Fischel David Leo · CIK 0001685913 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,000,000 Underlying: Common Stock · 13,000,000 shares Expires 2030-12-31 F1 · derivative.exercise_price: Each performance share unit represents a contingent right to receive one share of the Issuer's common stock. F2 · date: On February 23, 2021, the Issuer's board of directors, based upon the recommendation of the Compensation Committee, granted the reporting person a performance share unit award of up to 13,000,000 shares of common stock (the "Award"), subject to stockholder approval of the issuance of the shares under the Award. The Issuer's stockholders approved the issuance of the shares under the Award on May 20, 2021. F3 · derivative.exercise_date: The Award consists of ten tranches which vest based on the attainment of market capitalization milestones, and subject to the reporting person continuing to serve as the Chief Executive Officer, Executive Chairman or such other mutually agreed upon significant role with the Issuer from the grant date through December 31, 2030, all subject to the exceptions set forth in the Award agreement. The market capitalization milestones are subject to adjustment following certain acquisitions and spin-off transactions by the Issuer, and the number of shares subject to the Award shall be adjusted following stock splits, stock dividends, combinations or reclassifications of shares, recapitalization, consolidation, split-up, merger, or similar transactions. The service component of the award will be waived upon the occurrence of certain events in set forth in the Award agreement. The Award agreement has been filed as an exhibit to the Company's filings with the Securities and Exchange Commission. Read SEC document |
| March 08, 2021 Filed Mar 10, 2021 21:00 UTC |
Peery Kimberly R.Chief Financial Officer
|
GrantStock Options (Right to Buy) · Derivative | 40,000 | $0.00 Strike: $6.96 | $0.00 |
DisclosureSEC source: 0001493152-21-005759 · ownership.xml · derivative · entry 1 Peery Kimberly R. · CIK 0001790019 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 130,750 Underlying: Common Stock · 40,000 shares Expires 2031-03-08 F1 · derivative.exercise_date: The options vest as follows: (1) 25% vest one year after the date of grant, and (2) the remaining 75% vest ratably per month over the next three years. Read SEC document |
| January 04, 2021 Filed Jan 6, 2021 11:35 UTC |
MESSEY ROBERT JDirector
|
GrantCommon Stock | 30,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001493152-21-000296 · ownership.xml · nonDerivative · entry 1 MESSEY ROBERT J · CIK 0001129715 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 295,818 F1 · shares: Grant of restricted share units. Each restricted share unit represents a right to receive one share of common stock. The restricted share units vest on the earliest to occur of (i) the fifth anniversary of the date of the award, (ii) the date on which the service of the director on the board of directors terminates, or (iii) a Change of Control (as defined in the award documents). Read SEC document |
| January 04, 2021 Filed Jan 6, 2021 16:32 UTC |
Menawat Arun SwarupDirector
|
GrantCommon Stock | 30,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001493152-21-000294 · ownership.xml · nonDerivative · entry 1 Menawat Arun Swarup · CIK 0001685893 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 569,285 F1 · shares: Grant of restricted share units. Each restricted share unit represents a right to receive one share of common stock. The restricted share units vest on the earliest to occur of (i) the fifth anniversary of the date of the award, (ii) the date on which the service of the director on the board of directors terminates, or (iii) a Change of Control (as defined in the award documents). Read SEC document |
| January 04, 2021 Filed Jan 6, 2021 11:21 UTC |
Fischel David LeoDirector · Chief Executive Officer
|
GrantCommon Stock | 30,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001493152-21-000284 · ownership.xml · nonDerivative · entry 1 Fischel David Leo · CIK 0001685913 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 260,000 F1 · shares: Grant of restricted share units. Each restricted share unit represents a right to receive one share of common stock. The restricted share units vest on the earliest to occur of (i) the fifth anniversary of the date of the award, (ii) the date on which the service of the director on the board of directors terminates, or (iii) a Change of Control (as defined in the award documents). Read SEC document |
| January 04, 2021 Filed Jan 6, 2021 16:30 UTC |
Levin Ross BDirector
|
GrantCommon Stock | 30,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001493152-21-000292 · ownership.xml · nonDerivative · entry 1 Levin Ross B · CIK 0001459880 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 154,973 F1 · shares: Grant of restricted share units. Each restricted share unit represents a right to receive one share of common stock. The restricted share units vest on the earliest to occur of (i) the fifth anniversary of the date of the award, (ii) the date on which the service of the director on the board of directors terminates, or (iii) a Change of Control (as defined in the award documents). Read SEC document |
| January 04, 2021 Filed Jan 6, 2021 16:18 UTC |
Benfer DavidDirector
|
GrantCommon Stock | 30,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001493152-21-000282 · ownership.xml · nonDerivative · entry 1 Benfer David · CIK 0001325119 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 147,954 F1 · shares: Grant of restricted share units. Each restricted share unit represents a right to receive one share of common stock. The restricted share units vest immediately upon the date of the grant. Read SEC document |
| January 04, 2021 Filed Jan 6, 2021 16:27 UTC |
KIANI JOE EDirector · 10% owner
|
GrantCommon Stock | 30,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001493152-21-000290 · ownership.xml · nonDerivative · entry 1 KIANI JOE E · CIK 0001228621 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 260,000 F1 · shares: Grant of restricted share units. Each restricted share unit represents a right to receive one share of common stock. The restricted share units vest on the earliest to occur of (i) the fifth anniversary of the date of the award, (ii) the date on which the service of the director on the board of directors terminates, or (iii) a Change of Control (as defined in the award documents). Read SEC document |
| January 04, 2021 Filed Jan 6, 2021 16:24 UTC |
Fischel NathanDirector · 10% owner
|
GrantCommon Stock | 30,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001493152-21-000287 · ownership.xml · nonDerivative · entry 1 Fischel Nathan · CIK 0001389932 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 254,500 F1 · shares: Grant of restricted share units. Each restricted share unit represents a right to receive one share of common stock. The restricted share units vest on the earliest to occur of (i) the fifth anniversary of the date of the award, (ii) the date on which the service of the director on the board of directors terminates, or (iii) a Change of Control (as defined in the award documents). Read SEC document |
| September 16, 2020 Filed Sep 18, 2020 12:16 UTC |
Isaac Paul J10% owner
|
SaleCommon Stock | 14,927 | $4.15 | $61,947.05 |
DisclosureSEC source: 0001140361-20-020853 · form4.xml · nonDerivative · entry 1 Isaac Paul J · CIK 0001023009 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 4,208,952 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.10 to $4.20, inclusive. The reporting person undertakes to provide to Stereotaxis, Inc., any security holder of Stereotaxis, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (1) to this Form 4. F2 · ownership.nature: Securities beneficially owned by Arbiter Partners Capital Management LLC ("Arbiter"). Arbiter is a registered investment adviser that manages and/or administers Arbiter Partners QP LP, an affiliated investment fund (the "Fund"). Mr. Isaac controls Arbiter. The securities reported as beneficially owned by Mr. Isaac include the securities beneficially owned by the Fund. Mr. Isaac, Arbiter and the Fund have filed a Statement on Schedule 13G with respect to the common stock of the Issuer. Mr. Isaac disclaims beneficial ownership of these securities for all purposes of Section 16 of the Securities Exchange Act of 1934, as amended, except to the extent of his pecuniary interest therein. Read SEC document |
| September 14, 2020 Filed Sep 16, 2020 10:15 UTC |
Benfer DavidDirector
|
SaleCommon Stock | 4,999 | $4.34 | $21,695.66 |
DisclosureSEC source: 0001493152-20-017866 · ownership.xml · nonDerivative · entry 3 Benfer David · CIK 0001325119 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Benfer Family Trust, D Benfer & M Benfer TTEE Disclosed balance after: 155,001 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.33 to $4.41, inclusive. The reporting person undertakes to provide to Stereotaxis, Inc., any security holder of Stereotaxis, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (1) to this Form 4. Read SEC document |
| July 23, 2020 Filed Jul 24, 2020 13:50 UTC |
Isaac Paul J10% owner
|
SaleCommon Stock | 100 | $4.10 | $410.00 |
DisclosureSEC source: 0001140361-20-016633 · form4.xml · nonDerivative · entry 1 Isaac Paul J · CIK 0001023009 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 4,223,879 F1 · ownership.nature: Securities beneficially owned by Arbiter Partners Capital Management LLC ("Arbiter"). Arbiter is a registered investment adviser that manages and/or administers Arbiter Partners QP LP, an affiliated investment fund (the "Fund"). Mr. Isaac controls Arbiter. The securities reported as beneficially owned by Mr. Isaac include the securities beneficially owned by the Fund. Mr. Isaac, Arbiter and the Fund have filed a Statement on Schedule 13G with respect to the common stock of the Issuer. Mr. Isaac disclaims beneficial ownership of these securities for all purposes of Section 16 of the Securities Exchange Act of 1934, as amended, except to the extent of his pecuniary interest therein Read SEC document |
| July 22, 2020 Filed Jul 24, 2020 13:47 UTC |
Isaac Paul J10% owner
|
SaleCommon Stock | 5,200 | $4.13 | $21,476.00 |
DisclosureSEC source: 0001140361-20-016631 · form4.xml · nonDerivative · entry 1 Isaac Paul J · CIK 0001023009 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 4,223,979 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.10 to $4.17, inclusive. The reporting person undertakes to provide to Stereotaxis, Inc., any security holder of Stereotaxis, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (1) to this Form 4. F2 · ownership.nature: Securities beneficially owned by Arbiter Partners Capital Management LLC ("Arbiter"). Arbiter is a registered investment adviser that manages and/or administers Arbiter Partners QP LP, an affiliated investment fund (the "Fund"). Mr. Isaac controls Arbiter. The securities reported as beneficially owned by Mr. Isaac include the securities beneficially owned by the Fund. Mr. Isaac, Arbiter and the Fund have filed a Statement on Schedule 13G with respect to the common stock of the Issuer. Mr. Isaac disclaims beneficial ownership of these securities for all purposes of Section 16 of the Securities Exchange Act of 1934, as amended, except to the extent of his pecuniary interest therein. Read SEC document |
| July 21, 2020 Filed Jul 21, 2020 21:03 UTC |
Isaac Paul J10% owner
|
SaleCommon Stock | 6,388 | $4.20 | $26,829.60 |
DisclosureSEC source: 0001140361-20-016489 · form4.xml · nonDerivative · entry 1 Isaac Paul J · CIK 0001023009 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 4,229,179 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.10 to $4.31, inclusive. The reporting person undertakes to provide to Stereotaxis, Inc., any security holder of Stereotaxis, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (1) to this Form 4. F2 · ownership.nature: Securities beneficially owned by Arbiter Partners Capital Management LLC ("Arbiter"). Arbiter is a registered investment adviser that manages and/or administers Arbiter Partners QP LP, an affiliated investment fund (the "Fund"). Mr. Isaac controls Arbiter. The securities reported as beneficially owned by Mr. Isaac include the securities beneficially owned by the Fund. Mr. Isaac, Arbiter and the Fund have filed a Statement on Schedule 13G with respect to the common stock of the Issuer. Mr. Isaac disclaims beneficial ownership of these securities for all purposes of Section 16 of the Securities Exchange Act of 1934, as amended, except to the extent of his pecuniary interest therein. Read SEC document |
| July 20, 2020 Filed Jul 21, 2020 20:52 UTC |
Isaac Paul J10% owner
|
SaleCommon Stock | 7,346 | $4.22 | $31,000.12 |
DisclosureSEC source: 0001140361-20-016487 · form4.xml · nonDerivative · entry 1 Isaac Paul J · CIK 0001023009 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 4,235,567 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.13 to $4.30, inclusive. The reporting person undertakes to provide to Stereotaxis, Inc., any security holder of Stereotaxis, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (1) to this Form 4. F2 · ownership.nature: Securities beneficially owned by Arbiter Partners Capital Management LLC ("Arbiter"). Arbiter is a registered investment adviser that manages and/or administers Arbiter Partners QP LP, an affiliated investment fund (the "Fund"). Mr. Isaac controls Arbiter. The securities reported as beneficially owned by Mr. Isaac include the securities beneficially owned by the Fund. Mr. Isaac, Arbiter and the Fund have filed a Statement on Schedule 13G with respect to the common stock of the Issuer. Mr. Isaac disclaims beneficial ownership of these securities for all purposes of Section 16 of the Securities Exchange Act of 1934, as amended, except to the extent of his pecuniary interest therein. Read SEC document |
| July 17, 2020 Filed Jul 21, 2020 20:45 UTC |
Isaac Paul J10% owner
|
SaleCommon Stock | 9,214 | $4.24 | $39,067.36 |
DisclosureSEC source: 0001140361-20-016485 · form4.xml · nonDerivative · entry 1 Isaac Paul J · CIK 0001023009 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 4,242,913 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.20 to $4.34, inclusive. The reporting person undertakes to provide to Stereotaxis, Inc., any security holder of Stereotaxis, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (1) to this Form 4. F2 · ownership.nature: Securities beneficially owned by Arbiter Partners Capital Management LLC ("Arbiter"). Arbiter is a registered investment adviser that manages and/or administers Arbiter Partners QP LP, an affiliated investment fund (the "Fund"). Mr. Isaac controls Arbiter. The securities reported as beneficially owned by Mr. Isaac include the securities beneficially owned by the Fund. Mr. Isaac, Arbiter and the Fund have filed a Statement on Schedule 13G with respect to the common stock of the Issuer. Mr. Isaac disclaims beneficial ownership of these securities for all purposes of Section 16 of the Securities Exchange Act of 1934, as amended, except to the extent of his pecuniary interest therein. Read SEC document |
| July 16, 2020 Filed Jul 17, 2020 13:06 UTC |
Isaac Paul J10% owner
|
SaleCommon Stock | 7,491 | $4.31 | $32,286.21 |
DisclosureSEC source: 0001140361-20-016288 · form4.xml · nonDerivative · entry 1 Isaac Paul J · CIK 0001023009 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 4,252,127 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.24 to $4.58, inclusive. The reporting person undertakes to provide to Stereotaxis, Inc., any security holder of Stereotaxis, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (1) to this Form 4. F2 · ownership.nature: Securities beneficially owned by Arbiter Partners Capital Management LLC ("Arbiter"). Arbiter is a registered investment adviser that manages and/or administers Arbiter Partners QP LP, an affiliated investment fund (the "Fund"). Mr. Isaac controls Arbiter. The securities reported as beneficially owned by Mr. Isaac include the securities beneficially owned by the Fund. Mr. Isaac, Arbiter and the Fund have filed a Statement on Schedule 13G with respect to the common stock of the Issuer. Mr. Isaac disclaims beneficial ownership of these securities for all purposes of Section 16 of the Securities Exchange Act of 1934, as amended, except to the extent of his pecuniary interest therein. Read SEC document |
| July 15, 2020 Filed Jul 17, 2020 10:36 UTC |
Isaac Paul J10% owner
|
SaleCommon Stock | 12,058 | $4.56 | $54,984.48 |
DisclosureSEC source: 0001140361-20-016276 · form4.xml · nonDerivative · entry 1 Isaac Paul J · CIK 0001023009 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 4,259,618 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.47 to $4.66, inclusive. The reporting person undertakes to provide to Stereotaxis, Inc., any security holder of Stereotaxis, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (1) to this Form 4. F2 · ownership.nature: Securities beneficially owned by Arbiter Partners Capital Management LLC ("Arbiter"). Arbiter is a registered investment adviser that manages and/or administers Arbiter Partners QP LP, an affiliated investment fund (the "Fund"). Mr. Isaac controls Arbiter. The securities reported as beneficially owned by Mr. Isaac include the securities beneficially owned by the Fund. Mr. Isaac, Arbiter and the Fund have filed a Statement on Schedule 13G with respect to the common stock of the Issuer. Mr. Isaac disclaims beneficial ownership of these securities for all purposes of Section 16 of the Securities Exchange Act of 1934, as amended, except to the extent of his pecuniary interest therein. Read SEC document |
| July 14, 2020 Filed Jul 14, 2020 21:22 UTC |
Isaac Paul J10% owner
|
SaleCommon Stock | 16,514 | $4.38 | $72,331.32 |
DisclosureSEC source: 0001140361-20-016000 · form4.xml · nonDerivative · entry 1 Isaac Paul J · CIK 0001023009 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 4,271,676 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.10 to $4.52, inclusive. The reporting person undertakes to provide to Stereotaxis, Inc., any security holder of Stereotaxis, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (1) to this Form 4. F2 · ownership.nature: Securities beneficially owned by Arbiter Partners Capital Management LLC ("Arbiter"). Arbiter is a registered investment adviser that manages and/or administers Arbiter Partners QP LP, an affiliated investment fund (the "Fund"). Mr. Isaac controls Arbiter. The securities reported as beneficially owned by Mr. Isaac include the securities beneficially owned by the Fund. Mr. Isaac, Arbiter and the Fund have filed a Statement on Schedule 13G with respect to the common stock of the Issuer. Mr. Isaac disclaims beneficial ownership of these securities for all purposes of Section 16 of the Securities Exchange Act of 1934, as amended, except to the extent of his pecuniary interest therein. Read SEC document |
| July 13, 2020 Filed Jul 14, 2020 20:23 UTC |
Isaac Paul J10% owner
|
SaleCommon Stock | 23,818 | $4.23 | $100,750.14 |
DisclosureSEC source: 0001140361-20-015996 · form4.xml · nonDerivative · entry 1 Isaac Paul J · CIK 0001023009 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 4,288,190 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.10 to $4.40, inclusive. The reporting person undertakes to provide to Stereotaxis, Inc., any security holder of Stereotaxis, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (1) to this Form 4. F2 · ownership.nature: Securities beneficially owned by Arbiter Partners Capital Management LLC ("Arbiter"). Arbiter is a registered investment adviser that manages and/or administers Arbiter Partners QP LP, an affiliated investment fund (the "Fund"). Mr. Isaac controls Arbiter. The securities reported as beneficially owned by Mr. Isaac include the securities beneficially owned by the Fund. Mr. Isaac, Arbiter and the Fund have filed a Statement on Schedule 13G with respect to the common stock of the Issuer. Mr. Isaac disclaims beneficial ownership of these securities for all purposes of Section 16 of the Securities Exchange Act of 1934, as amended, except to the extent of his pecuniary interest therein. Read SEC document |
| July 10, 2020 Filed Jul 14, 2020 20:08 UTC |
Isaac Paul J10% owner
|
SaleCommon Stock | 2,450 | $4.14 | $10,143.00 |
DisclosureSEC source: 0001140361-20-015994 · form4.xml · nonDerivative · entry 1 Isaac Paul J · CIK 0001023009 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 4,312,008 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.11 to $4.23, inclusive. The reporting person undertakes to provide to Stereotaxis, Inc., any security holder of Stereotaxis, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (1) to this Form 4. F2 · ownership.nature: Securities beneficially owned by Arbiter Partners Capital Management LLC ("Arbiter"). Arbiter is a registered investment adviser that manages and/or administers Arbiter Partners QP LP, an affiliated investment fund (the "Fund"). Mr. Isaac controls Arbiter. The securities reported as beneficially owned by Mr. Isaac include the securities beneficially owned by the Fund. Mr. Isaac, Arbiter and the Fund have filed a Statement on Schedule 13G with respect to the common stock of the Issuer. Mr. Isaac disclaims beneficial ownership of these securities for all purposes of Section 16 of the Securities Exchange Act of 1934, as amended, except to the extent of his pecuniary interest therein. Read SEC document |
| July 09, 2020 Filed Jul 9, 2020 21:39 UTC |
Isaac Paul J10% owner
|
SaleCommon Stock | 11,448 | $4.17 | $47,738.16 |
DisclosureSEC source: 0001140361-20-015762 · form4.xml · nonDerivative · entry 1 Isaac Paul J · CIK 0001023009 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 4,314,458 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.10 to $4.35, inclusive. The reporting person undertakes to provide to Stereotaxis, Inc., any security holder of Stereotaxis, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (1) to this Form 4. F2 · ownership.nature: Securities beneficially owned by Arbiter Partners Capital Management LLC ("Arbiter"). Arbiter is a registered investment adviser that manages and/or administers Arbiter Partners QP LP, an affiliated investment fund (the "Fund"). Mr. Isaac controls Arbiter. The securities reported as beneficially owned by Mr. Isaac include the securities beneficially owned by the Fund. Mr. Isaac, Arbiter and the Fund have filed a Statement on Schedule 13G with respect to the common stock of the Issuer. Mr. Isaac disclaims beneficial ownership of these securities for all purposes of Section 16 of the Securities Exchange Act of 1934, as amended, except to the extent of his pecuniary interest therein. Read SEC document |
| July 08, 2020 Filed Jul 9, 2020 21:18 UTC |
Isaac Paul J10% owner
|
SaleCommon Stock | 14,981 | $4.25 | $63,669.25 |
DisclosureSEC source: 0001140361-20-015760 · form4.xml · nonDerivative · entry 1 Isaac Paul J · CIK 0001023009 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 4,325,906 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.15 to $4.45, inclusive. The reporting person undertakes to provide to Stereotaxis, Inc., any security holder of Stereotaxis, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (1) to this Form 4. F2 · ownership.nature: Securities beneficially owned by Arbiter Partners Capital Management LLC ("Arbiter"). Arbiter is a registered investment adviser that manages and/or administers Arbiter Partners QP LP, an affiliated investment fund (the "Fund"). Mr. Isaac controls Arbiter. The securities reported as beneficially owned by Mr. Isaac include the securities beneficially owned by the Fund. Mr. Isaac, Arbiter and the Fund have filed a Statement on Schedule 13G with respect to the common stock of the Issuer. Mr. Isaac disclaims beneficial ownership of these securities for all purposes of Section 16 of the Securities Exchange Act of 1934, as amended, except to the extent of his pecuniary interest therein. Read SEC document |
| July 07, 2020 Filed Jul 9, 2020 20:08 UTC |
Isaac Paul J10% owner
|
SaleCommon Stock | 11,128 | $4.35 | $48,406.80 |
DisclosureSEC source: 0001140361-20-015755 · form4.xml · nonDerivative · entry 1 Isaac Paul J · CIK 0001023009 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 4,340,887 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.31 to $4.42, inclusive. The reporting person undertakes to provide to Stereotaxis, Inc., any security holder of Stereotaxis, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (1) to this Form 4. F2 · ownership.nature: Securities beneficially owned by Arbiter Partners Capital Management LLC ("Arbiter"). Arbiter is a registered investment adviser that manages and/or administers Arbiter Partners QP LP, an affiliated investment fund (the "Fund"). Mr. Isaac controls Arbiter. The securities reported as beneficially owned by Mr. Isaac include the securities beneficially owned by the Fund. Mr. Isaac, Arbiter and the Fund have filed a Statement on Schedule 13G with respect to the common stock of the Issuer. Mr. Isaac disclaims beneficial ownership of these securities for all purposes of Section 16 of the Securities Exchange Act of 1934, as amended, except to the extent of his pecuniary interest therein. Read SEC document |
| July 06, 2020 Filed Jul 7, 2020 21:34 UTC |
Isaac Paul J10% owner
|
SaleCommon Stock | 10,105 | $4.39 | $44,360.95 |
DisclosureSEC source: 0001140361-20-015554 · form4.xml · nonDerivative · entry 1 Isaac Paul J · CIK 0001023009 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 4,352,015 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.34 to $4.42, inclusive. The reporting person undertakes to provide to Stereotaxis, Inc., any security holder of Stereotaxis, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (1) to this Form 4. F2 · ownership.nature: Securities beneficially owned by Arbiter Partners Capital Management LLC ("Arbiter"). Arbiter is a registered investment adviser that manages and/or administers Arbiter Partners QP LP, an affiliated investment fund (the "Fund"). Mr. Isaac controls Arbiter. The securities reported as beneficially owned by Mr. Isaac include the securities beneficially owned by the Fund. Mr. Isaac, Arbiter and the Fund have filed a Statement on Schedule 13G with respect to the common stock of the Issuer. Mr. Isaac disclaims beneficial ownership of these securities for all purposes of Section 16 of the Securities Exchange Act of 1934, as amended, except to the extent of his pecuniary interest therein. Read SEC document |
| July 02, 2020 Filed Jul 7, 2020 20:53 UTC |
Isaac Paul J10% owner
|
SaleCommon Stock | 7,992 | $4.36 | $34,845.12 |
DisclosureSEC source: 0001140361-20-015551 · form4.xml · nonDerivative · entry 1 Isaac Paul J · CIK 0001023009 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 4,362,120 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.30 to $4.42, inclusive. The reporting person undertakes to provide to Stereotaxis, Inc., any security holder of Stereotaxis, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (1) to this Form 4. F2 · ownership.nature: Securities beneficially owned by Arbiter Partners Capital Management LLC ("Arbiter"). Arbiter is a registered investment adviser that manages and/or administers Arbiter Partners QP LP, an affiliated investment fund (the "Fund"). Mr. Isaac controls Arbiter. The securities reported as beneficially owned by Mr. Isaac include the securities beneficially owned by the Fund. Mr. Isaac, Arbiter and the Fund have filed a Statement on Schedule 13G with respect to the common stock of the Issuer. Mr. Isaac disclaims beneficial ownership of these securities for all purposes of Section 16 of the Securities Exchange Act of 1934, as amended, except to the extent of his pecuniary interest therein. Read SEC document |
| July 01, 2020 Filed Jul 2, 2020 20:57 UTC |
Isaac Paul J10% owner
|
SaleCommon Stock | 13,463 | $4.51 | $60,718.13 |
DisclosureSEC source: 0001140361-20-015380 · form4.xml · nonDerivative · entry 1 Isaac Paul J · CIK 0001023009 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 4,370,112 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.38 to $4.67, inclusive. The reporting person undertakes to provide to Stereotaxis, Inc., any security holder of Stereotaxis, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (1) to this Form 4. F2 · ownership.nature: Securities beneficially owned by Arbiter Partners Capital Management LLC ("Arbiter"). Arbiter is a registered investment adviser that manages and/or administers Arbiter Partners QP LP, an affiliated investment fund (the "Fund"). Mr. Isaac controls Arbiter. The securities reported as beneficially owned by Mr. Isaac include the securities beneficially owned by the Fund. Mr. Isaac, Arbiter and the Fund have filed a Statement on Schedule 13G with respect to the common stock of the Issuer. Mr. Isaac disclaims beneficial ownership of these securities for all purposes of Section 16 of the Securities Exchange Act of 1934, as amended, except to the extent of his pecuniary interest therein. Read SEC document |
| July 01, 2020 Filed Jul 6, 2020 17:30 UTC |
MESSEY ROBERT JDirector
|
GrantCommon Stock | 30,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001493152-20-012690 · ownership.xml · nonDerivative · entry 1 MESSEY ROBERT J · CIK 0001129715 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 265,818 F1 · shares: Grant of restricted share units. Each restricted share unit represents a right to receive one share of common stock. The restricted share units vest on the earliest to occur of (i) the fifth anniversary of the date of the award, (ii) the date on which the service of the director on the board of directors terminates, or (iii) a Change of Control (as defined in the award documents). Read SEC document |
| July 01, 2020 Filed Jul 6, 2020 21:18 UTC |
Menawat Arun SwarupDirector
|
GrantCommon Stock | 30,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001493152-20-012665 · ownership.xml · nonDerivative · entry 1 Menawat Arun Swarup · CIK 0001685893 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 539,285 F1 · shares: Grant of restricted share units. Each restricted share unit represents a right to receive one share of common stock. The restricted share units vest on the earliest to occur of (i) the fifth anniversary of the date of the award, (ii) the date on which the service of the director on the board of directors terminates, or (iii) a Change of Control (as defined in the award documents). Read SEC document |
| July 01, 2020 Filed Jul 6, 2020 17:22 UTC |
Fischel David LeoDirector · Chief Executive Officer
|
GrantCommon Stock | 30,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001493152-20-012669 · ownership.xml · nonDerivative · entry 1 Fischel David Leo · CIK 0001685913 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 230,000 F1 · shares: Grant of restricted share units. Each restricted share unit represents a right to receive one share of common stock. The restricted share units vest on the earliest to occur of (i) the fifth anniversary of the date of the award, (ii) the date on which the service of the director on the board of directors terminates, or (iii) a Change of Control (as defined in the award documents). Read SEC document |
| July 01, 2020 Filed Jul 6, 2020 21:29 UTC |
Levin Ross BDirector
|
GrantCommon Stock | 30,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001493152-20-012687 · ownership.xml · nonDerivative · entry 1 Levin Ross B · CIK 0001459880 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 124,973 F1 · shares: Grant of restricted share units. Each restricted share unit represents a right to receive one share of common stock. The restricted share units vest on the earliest to occur of (i) the fifth anniversary of the date of the award, (ii) the date on which the service of the director on the board of directors terminates, or (iii) a Change of Control (as defined in the award documents). Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.