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NYSE · USD

STXS

Stereotaxis, Inc.

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6577
SEC CIK
0001289340
Parsed reports
228

Last 12 months

Inside the activity.

2 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202520
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
July 01, 2026 Filed Jul 1, 2026 20:00 UTC GrantCommon Stock 43,103 $0.00 $0.00
Disclosure

SEC source: 0001493152-26-031531 · ownership.xml · nonDerivative · entry 1

Menawat Arun Swarup · CIK 0001685893 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,035,560

F1 · shares: Grant of restricted share units. Each restricted share unit represents a right to receive one share of common stock. The restricted share units vest on the earliest to occur of (i) the fifth anniversary of the date of the award, (ii) the date on which the service of the director on the board of directors terminates, or (iii) a Change of Control (as defined in the award documents).

Read SEC document
July 01, 2026 Filed Jul 1, 2026 20:00 UTC GrantCommon Stock 43,103 $0.00 $0.00
Disclosure

SEC source: 0001493152-26-031537 · ownership.xml · nonDerivative · entry 1

SHAMIR NACHUM · CIK 0001622164 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 179,327

F1 · shares: Grant of restricted share units. Each restricted share unit represents a right to receive one share of common stock. The restricted share units vest on the earliest to occur of (i) the fifth anniversary of the date of the award, (ii) the date on which the service of the director on the board of directors terminates, or (iii) a Change of Control (as defined in the award documents).

Read SEC document
July 01, 2026 Filed Jul 1, 2026 20:00 UTC
Levin Ross BDirector
GrantCommon Stock 43,103 $0.00 $0.00
Disclosure

SEC source: 0001493152-26-031535 · ownership.xml · nonDerivative · entry 1

Levin Ross B · CIK 0001459880 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 621,248

F1 · shares: Grant of restricted share units. Each restricted share unit represents a right to receive one share of common stock. The restricted share units vest on the earliest to occur of (i) the fifth anniversary of the date of the award, (ii) the date on which the service of the director on the board of directors terminates, or (iii) a Change of Control (as defined in the award documents).

Read SEC document
July 01, 2026 Filed Jul 1, 2026 20:00 UTC
Benfer DavidDirector
GrantCommon Stock 43,103 $0.00 $0.00
Disclosure

SEC source: 0001493152-26-031536 · ownership.xml · nonDerivative · entry 1

Benfer David · CIK 0001325119 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 558,975

F1 · shares: Grant of restricted share units. Each restricted share unit represents a right to receive one share of common stock. The restricted share units vest immediately upon the date of the grant.

Read SEC document
July 01, 2026 Filed Jul 1, 2026 20:00 UTC
Curet MyriamDirector
GrantCommon Stock 43,103 $0.00 $0.00
Disclosure

SEC source: 0001493152-26-031533 · ownership.xml · nonDerivative · entry 1

Curet Myriam · CIK 0001632901 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 435,161

F1 · shares: Grant of restricted share units. Each restricted share unit represents a right to receive one share of common stock. The restricted share units vest on the earliest to occur of (i) the fifth anniversary of the date of the award, (ii) the date on which the service of the director on the board of directors terminates, or (iii) a Change of Control (as defined in the award documents).

Read SEC document
July 01, 2026 Filed Jul 1, 2026 20:00 UTC
Fischel NathanDirector · 10% owner
GrantCommon Stock 43,103 $0.00 $0.00
Disclosure

SEC source: 0001493152-26-031534 · ownership.xml · nonDerivative · entry 1

Fischel Nathan · CIK 0001389932 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 720,775

F1 · shares: Grant of restricted share units. Each restricted share unit represents a right to receive one share of common stock. The restricted share units vest on the earliest to occur of (i) the fifth anniversary of the date of the award, (ii) the date on which the service of the director on the board of directors terminates, or (iii) a Change of Control (as defined in the award documents).

Read SEC document
April 11, 2026 Filed Apr 13, 2026 22:22 UTC
Peery Kimberly R.Chief Financial Officer
GrantStock Options -Right to Buy · Derivative 40,000 $0.00 Strike: $1.87 $0.00
Disclosure

SEC source: 0001493152-26-016398 · ownership.xml · derivative · entry 1

Peery Kimberly R. · CIK 0001790019 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 340,750

Underlying: Common Stock · 40,000 shares

Expires 2036-04-11

F1 · derivative.exercise_date: The options vest as follows: (1) 25% vest one year after the date of grant, and (2) the remaining 75% vest ratably per month over the next three years.

Read SEC document
January 02, 2026 Filed Jan 2, 2026 21:15 UTC GrantCommon Stock 46,948 $0.00 $0.00
Disclosure

SEC source: 0001493152-26-000120 · ownership.xml · nonDerivative · entry 1

Menawat Arun Swarup · CIK 0001685893 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 992,457

F1 · shares: Grant of restricted share units. Each restricted share unit represents a right to receive one share of common stock. The restricted share units vest on the earliest to occur of (i) the fifth anniversary of the date of the award, (ii) the date on which the service of the director on the board of directors terminates, or (iii) a Change of Control (as defined in the award documents).

Read SEC document
January 02, 2026 Filed Jan 2, 2026 21:15 UTC GrantCommon Stock 46,948 $0.00 $0.00
Disclosure

SEC source: 0001493152-26-000116 · ownership.xml · nonDerivative · entry 1

SHAMIR NACHUM · CIK 0001622164 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 136,224

F1 · shares: Grant of restricted share units. Each restricted share unit represents a right to receive one share of common stock. The restricted share units vest on the earliest to occur of (i) the fifth anniversary of the date of the award, (ii) the date on which the service of the director on the board of directors terminates, or (iii) a Change of Control (as defined in the award documents).

Read SEC document
January 02, 2026 Filed Jan 2, 2026 21:15 UTC
Levin Ross BDirector
GrantCommon Stock 46,948 $0.00 $0.00
Disclosure

SEC source: 0001493152-26-000117 · ownership.xml · nonDerivative · entry 1

Levin Ross B · CIK 0001459880 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 578,145

F1 · shares: Grant of restricted share units. Each restricted share unit represents a right to receive one share of common stock. The restricted share units vest on the earliest to occur of (i) the fifth anniversary of the date of the award, (ii) the date on which the service of the director on the board of directors terminates, or (iii) a Change of Control (as defined in the award documents).

Read SEC document
January 02, 2026 Filed Jan 2, 2026 21:15 UTC
Benfer DavidDirector
GrantCommon Stock 46,948 $0.00 $0.00
Disclosure

SEC source: 0001493152-26-000119 · ownership.xml · nonDerivative · entry 1

Benfer David · CIK 0001325119 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 515,872

F1 · shares: Grant of restricted share units. Each restricted share unit represents a right to receive one share of common stock. The restricted share units vest on the earliest to occur of (i) the fifth anniversary of the date of the award, (ii) the date on which the service of the director on the board of directors terminates, or (iii) a Change of Control (as defined in the award documents).

Read SEC document
January 02, 2026 Filed Jan 2, 2026 21:15 UTC
Curet MyriamDirector
GrantCommon Stock 46,948 $0.00 $0.00
Disclosure

SEC source: 0001493152-26-000121 · ownership.xml · nonDerivative · entry 1

Curet Myriam · CIK 0001632901 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 392,058

F1 · shares: Grant of restricted share units. Each restricted share unit represents a right to receive one share of common stock. The restricted share units vest on the earliest to occur of (i) the fifth anniversary of the date of the award, (ii) the date on which the service of the director on the board of directors terminates, or (iii) a Change of Control (as defined in the award documents).

Read SEC document
January 02, 2026 Filed Jan 2, 2026 21:15 UTC
Fischel NathanDirector · 10% owner
GrantCommon Stock 46,948 $0.00 $0.00
Disclosure

SEC source: 0001493152-26-000118 · ownership.xml · nonDerivative · entry 1

Fischel Nathan · CIK 0001389932 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 677,672

F1 · shares: Grant of restricted share units. Each restricted share unit represents a right to receive one share of common stock. The restricted share units vest on the earliest to occur of (i) the fifth anniversary of the date of the award, (ii) the date on which the service of the director on the board of directors terminates, or (iii) a Change of Control (as defined in the award documents).

Read SEC document
November 17, 2025 Filed Nov 18, 2025 15:22 UTC
Isaac Paul JDirector · See Remarks
PurchaseCommon Stock 10,000 $2.18 $21,800.00
Disclosure

SEC source: 0001062993-25-016925 · form4.xml · nonDerivative · entry 2

Isaac Paul J · CIK 0001023009 · Director · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 97,299

Read SEC document
November 14, 2025 Filed Nov 18, 2025 15:22 UTC
Isaac Paul JDirector · See Remarks
PurchaseCommon Stock 20,000 $2.24 $44,800.00
Disclosure

SEC source: 0001062993-25-016925 · form4.xml · nonDerivative · entry 1

Isaac Paul J · CIK 0001023009 · Director · See Remarks

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 2,786,557

F1 · ownership.nature: Securities beneficially owned by Arbiter Partners Capital Management LLC ("Arbiter"). Arbiter is a registered investment adviser that manages and/or administers Arbiter Partners QP LP, an affiliated investment fund (the "Fund") as well as certain managed accounts (the "Managed Accounts"). Mr. Isaac controls Arbiter, as well as the Managed Accounts. The securities reported as beneficially owned by Mr. Isaac include the securities beneficially owned by the Fund and the Managed Accounts. Mr. Isaac, Arbiter and the Fund have filed a Statement on Schedule 13G with respect to the common stock of the Issuer. Mr. Isaac disclaims beneficial ownership of these securities for all purposes of Section 16 of the Securities Exchange Act of 1934, as amended, except to the extent of his pecuniary interest therein. Includes 18,531 shares of Common Stock previously transferred into certain Managed Accounts by the beneficiaries thereof from the accounts of such beneficiaries.

Read SEC document
July 01, 2025 Filed Jul 3, 2025 20:05 UTC GrantCommon Stock 43,668 $0.00 $0.00
Disclosure

SEC source: 0001641172-25-017797 · ownership.xml · nonDerivative · entry 1

Menawat Arun Swarup · CIK 0001685893 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 945,509

F1 · shares: Grant of restricted share units. Each restricted share unit represents a right to receive one share of common stock. The restricted share units vest on the earliest to occur of (i) the fifth anniversary of the date of the award, (ii) the date on which the service of the director on the board of directors terminates, or (iii) a Change of Control (as defined in the award documents).

Read SEC document
July 01, 2025 Filed Jul 3, 2025 20:05 UTC GrantCommon Stock 43,668 $0.00 $0.00
Disclosure

SEC source: 0001641172-25-017788 · ownership.xml · nonDerivative · entry 1

SHAMIR NACHUM · CIK 0001622164 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 89,276

F1 · shares: Grant of restricted share units. Each restricted share unit represents a right to receive one share of common stock. The restricted share units vest on the earliest to occur of (i) the fifth anniversary of the date of the award, (ii) the date on which the service of the director on the board of directors terminates, or (iii) a Change of Control (as defined in the award documents).

Read SEC document
July 01, 2025 Filed Jul 3, 2025 20:05 UTC
Levin Ross BDirector
GrantCommon Stock 43,668 $0.00 $0.00
Disclosure

SEC source: 0001641172-25-017794 · ownership.xml · nonDerivative · entry 1

Levin Ross B · CIK 0001459880 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 531,197

F1 · shares: Grant of restricted share units. Each restricted share unit represents a right to receive one share of common stock. The restricted share units vest on the earliest to occur of (i) the fifth anniversary of the date of the award, (ii) the date on which the service of the director on the board of directors terminates, or (iii) a Change of Control (as defined in the award documents).

Read SEC document
July 01, 2025 Filed Jul 3, 2025 20:05 UTC
Benfer DavidDirector
GrantCommon Stock 43,668 $0.00 $0.00
Disclosure

SEC source: 0001641172-25-017792 · ownership.xml · nonDerivative · entry 1

Benfer David · CIK 0001325119 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 468,924

F1 · shares: Grant of restricted share units. Each restricted share unit represents a right to receive one share of common stock. The restricted share units vest on the earliest to occur of (i) the fifth anniversary of the date of the award, (ii) the date on which the service of the director on the board of directors terminates, or (iii) a Change of Control (as defined in the award documents).

Read SEC document
July 01, 2025 Filed Jul 3, 2025 20:05 UTC
Fischel NathanDirector · 10% owner
GrantCommon Stock 43,668 $0.00 $0.00
Disclosure

SEC source: 0001641172-25-017795 · ownership.xml · nonDerivative · entry 1

Fischel Nathan · CIK 0001389932 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 630,724

F1 · shares: Grant of restricted share units. Each restricted share unit represents a right to receive one share of common stock. The restricted share units vest on the earliest to occur of (i) the fifth anniversary of the date of the award, (ii) the date on which the service of the director on the board of directors terminates, or (iii) a Change of Control (as defined in the award documents).

Read SEC document
July 01, 2025 Filed Jul 3, 2025 20:05 UTC
Curet MyriamDirector
GrantCommon Stock 43,668 $0.00 $0.00
Disclosure

SEC source: 0001641172-25-017791 · ownership.xml · nonDerivative · entry 1

Curet Myriam · CIK 0001632901 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 345,110

F1 · shares: Grant of restricted share units. Each restricted share unit represents a right to receive one share of common stock. The restricted share units vest on the earliest to occur of (i) the fifth anniversary of the date of the award, (ii) the date on which the service of the director on the board of directors terminates, or (iii) a Change of Control (as defined in the award documents).

Read SEC document
April 08, 2025 Filed Apr 10, 2025 20:05 UTC
Peery Kimberly R.Chief Financial Officer
GrantStock Options -Right to Buy · Derivative 50,000 $0.00 Strike: $1.60 $0.00
Disclosure

SEC source: 0001641172-25-003605 · ownership.xml · derivative · entry 1

Peery Kimberly R. · CIK 0001790019 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 300,750

Underlying: Common Stock · 50,000 shares

Expires 2036-04-08

F1 · derivative.exercise_date: The options vest as follows: (1) 25% vest one year after the date of grant, and (2) the remaining 75% vest ratably per month over the next three years.

Read SEC document
March 10, 2025 Filed Mar 11, 2025 15:38 UTC
Isaac Paul JDirector · See Remarks
PurchaseCommon stock 38,000 $1.81 $68,780.00
Disclosure

SEC source: 0001062993-25-005097 · form4.xml · nonDerivative · entry 1

Isaac Paul J · CIK 0001023009 · Director · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 87,299

Read SEC document
March 07, 2025 Filed Mar 10, 2025 10:32 UTC
Isaac Paul JDirector · See Remarks
PurchaseCommon stock 1,489 $1.79 $2,665.31
Disclosure

SEC source: 0001062993-25-004997 · form4.xml · nonDerivative · entry 2

Isaac Paul J · CIK 0001023009 · Director · See Remarks

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 2,766,557

F1 · ownership.nature: Securities beneficially owned by Arbiter Partners Capital Management LLC ("Arbiter"). Arbiter is a registered investment adviser that manages and/or administers Arbiter Partners QP LP, an affiliated investment fund (the "Fund") as well as certain managed accounts (the "Managed Accounts"). Mr. Isaac controls Arbiter, as well as the Managed Accounts. The securities reported as beneficially owned by Mr. Isaac include the securities beneficially owned by the Fund and the Managed Accounts. Mr. Isaac, Arbiter and the Fund have filed a Statement on Schedule 13G with respect to the common stock of the Issuer. Mr. Isaac disclaims beneficial ownership of these securities for all purposes of Section 16 of the Securities Exchange Act of 1934, as amended, except to the extent of his pecuniary interest therein. Includes.

Read SEC document
March 06, 2025 Filed Mar 10, 2025 10:32 UTC
Isaac Paul JDirector · See Remarks
PurchaseCommon stock 23,299 $1.81 $42,171.19
Disclosure

SEC source: 0001062993-25-004997 · form4.xml · nonDerivative · entry 1

Isaac Paul J · CIK 0001023009 · Director · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 49,066

Read SEC document
January 02, 2025 Filed Jan 2, 2025 22:30 UTC GrantCommon Stock 56,497 $0.00 $0.00
Disclosure

SEC source: 0001493152-25-000100 · ownership.xml · nonDerivative · entry 1

Menawat Arun Swarup · CIK 0001685893 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 901,841

F1 · shares: Grant of restricted share units. Each restricted share unit represents a right to receive one share of common stock. The restricted share units vest on the earliest to occur of (i) the fifth anniversary of the date of the award, (ii) the date on which the service of the director on the board of directors terminates, or (iii) a Change of Control (as defined in the award documents).

Read SEC document
January 02, 2025 Filed Jan 2, 2025 22:30 UTC GrantCommon Stock 45,608 $0.00 $0.00
Disclosure

SEC source: 0001493152-25-000096 · ownership.xml · nonDerivative · entry 1

SHAMIR NACHUM · CIK 0001622164 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 45,608

F1 · shares: Grant of restricted share units. Each restricted share unit represents a right to receive one share of common stock. The restricted share units vest on the earliest to occur of (i) the fifth anniversary of the date of the award, (ii) the date on which the service of the director on the board of directors terminates, or (iii) a Change of Control (as defined in the award documents).

Read SEC document
January 02, 2025 Filed Jan 2, 2025 22:30 UTC
Levin Ross BDirector
GrantCommon Stock 56,497 $0.00 $0.00
Disclosure

SEC source: 0001493152-25-000101 · ownership.xml · nonDerivative · entry 1

Levin Ross B · CIK 0001459880 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 487,529

F1 · shares: Grant of restricted share units. Each restricted share unit represents a right to receive one share of common stock. The restricted share units vest on the earliest to occur of (i) the fifth anniversary of the date of the award, (ii) the date on which the service of the director on the board of directors terminates, or (iii) a Change of Control (as defined in the award documents).

Read SEC document
January 02, 2025 Filed Jan 2, 2025 22:30 UTC
Benfer DavidDirector
GrantCommon Stock 56,497 $0.00 $0.00
Disclosure

SEC source: 0001493152-25-000098 · ownership.xml · nonDerivative · entry 1

Benfer David · CIK 0001325119 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 425,256

F1 · shares: Grant of restricted share units. Each restricted share unit represents a right to receive one share of common stock. The restricted share units vest on the earliest to occur of (i) the fifth anniversary of the date of the award, (ii) the date on which the service of the director on the board of directors terminates, or (iii) a Change of Control (as defined in the award documents).

Read SEC document
January 02, 2025 Filed Jan 2, 2025 22:30 UTC
Fischel NathanDirector · 10% owner
GrantCommon Stock 56,497 $0.00 $0.00
Disclosure

SEC source: 0001493152-25-000099 · ownership.xml · nonDerivative · entry 1

Fischel Nathan · CIK 0001389932 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 587,056

F1 · shares: Grant of restricted share units. Each restricted share unit represents a right to receive one share of common stock. The restricted share units vest on the earliest to occur of (i) the fifth anniversary of the date of the award, (ii) the date on which the service of the director on the board of directors terminates, or (iii) a Change of Control (as defined in the award documents).

Read SEC document
January 02, 2025 Filed Jan 2, 2025 22:30 UTC
Curet MyriamDirector
GrantCommon Stock 56,497 $0.00 $0.00
Disclosure

SEC source: 0001493152-25-000097 · ownership.xml · nonDerivative · entry 1

Curet Myriam · CIK 0001632901 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 301,442

F1 · shares: Grant of restricted share units. Each restricted share unit represents a right to receive one share of common stock. The restricted share units vest on the earliest to occur of (i) the fifth anniversary of the date of the award, (ii) the date on which the service of the director on the board of directors terminates, or (iii) a Change of Control (as defined in the award documents).

Read SEC document
August 20, 2024 Filed Aug 21, 2024 08:32 UTC
Isaac Paul JDirector · See Remarks
PurchaseCommon stock 442 $1.88 $830.96
Disclosure

SEC source: 0001062993-24-015480 · form4.xml · nonDerivative · entry 2

Isaac Paul J · CIK 0001023009 · Director · See Remarks

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 2,768,068

F1 · ownership.nature: Securities beneficially owned by Arbiter Partners Capital Management LLC ("Arbiter"). Arbiter is a registered investment adviser that manages and/or administers Arbiter Partners QP LP, an affiliated investment fund (the "Fund") as well as certain managed accounts (the "Managed Accounts"). Mr. Isaac controls Arbiter, as well as the Managed Accounts. The securities reported as beneficially owned by Mr. Isaac include the securities beneficially owned by the Fund and the Managed Accounts. Mr. Isaac, Arbiter and the Fund have filed a Statement on Schedule 13G with respect to the common stock of the Issuer. Mr. Isaac disclaims beneficial ownership of these securities for all purposes of Section 16 of the Securities Exchange Act of 1934, as amended, except to the extent of his pecuniary interest therein. Includes 18,531 shares of Common Stock previously transferred into certain Managed Accounts by the beneficiaries thereof from the accounts of such beneficiaries

Read SEC document
August 19, 2024 Filed Aug 21, 2024 08:32 UTC
Isaac Paul JDirector · See Remarks
PurchaseCommon stock 812 $1.88 $1,526.56
Disclosure

SEC source: 0001062993-24-015480 · form4.xml · nonDerivative · entry 1

Isaac Paul J · CIK 0001023009 · Director · See Remarks

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 2,767,626

F1 · ownership.nature: Securities beneficially owned by Arbiter Partners Capital Management LLC ("Arbiter"). Arbiter is a registered investment adviser that manages and/or administers Arbiter Partners QP LP, an affiliated investment fund (the "Fund") as well as certain managed accounts (the "Managed Accounts"). Mr. Isaac controls Arbiter, as well as the Managed Accounts. The securities reported as beneficially owned by Mr. Isaac include the securities beneficially owned by the Fund and the Managed Accounts. Mr. Isaac, Arbiter and the Fund have filed a Statement on Schedule 13G with respect to the common stock of the Issuer. Mr. Isaac disclaims beneficial ownership of these securities for all purposes of Section 16 of the Securities Exchange Act of 1934, as amended, except to the extent of his pecuniary interest therein. Includes 18,531 shares of Common Stock previously transferred into certain Managed Accounts by the beneficiaries thereof from the accounts of such beneficiaries

Read SEC document
August 15, 2024 Filed Aug 20, 2024 20:38 UTC
Isaac Paul JDirector · See Remarks
PurchaseCommon stock 8,095 $1.90 $15,349.74
Disclosure

SEC source: 0001062993-24-015472 · form4.xml · nonDerivative · entry 1

Isaac Paul J · CIK 0001023009 · Director · See Remarks

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 2,766,814

F1 · ownership.nature: Securities beneficially owned by Arbiter Partners Capital Management LLC ("Arbiter"). Arbiter is a registered investment adviser that manages and/or administers Arbiter Partners QP LP, an affiliated investment fund (the "Fund") as well as certain managed accounts (the "Managed Accounts"). Mr. Isaac controls Arbiter, as well as the Managed Accounts. The securities reported as beneficially owned by Mr. Isaac include the securities beneficially owned by the Fund and the Managed Accounts. Mr. Isaac, Arbiter and the Fund have filed a Statement on Schedule 13G with respect to the common stock of the Issuer. Mr. Isaac disclaims beneficial ownership of these securities for all purposes of Section 16 of the Securities Exchange Act of 1934, as amended, except to the extent of his pecuniary interest therein. Includes 18,531 shares of Common Stock previously transferred into certain Managed Accounts by the beneficiaries thereof from the accounts of such beneficiaries.

Read SEC document
July 01, 2024 Filed Jul 1, 2024 21:30 UTC GrantCommon Stock 53,475 $0.00 $0.00
Disclosure

SEC source: 0001493152-24-025866 · ownership.xml · nonDerivative · entry 1

Menawat Arun Swarup · CIK 0001685893 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 845,344

F1 · shares: Grant of restricted share units. Each restricted share unit represents a right to receive one share of common stock. The restricted share units vest on the earliest to occur of (i) the fifth anniversary of the date of the award, (ii) the date on which the service of the director on the board of directors terminates, or (iii) a Change of Control (as defined in the award documents).

Read SEC document
July 01, 2024 Filed Jul 1, 2024 21:30 UTC
Levin Ross BDirector
GrantCommon Stock 53,475 $0.00 $0.00
Disclosure

SEC source: 0001493152-24-025867 · ownership.xml · nonDerivative · entry 1

Levin Ross B · CIK 0001459880 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 431,032

F1 · shares: Grant of restricted share units. Each restricted share unit represents a right to receive one share of common stock. The restricted share units vest on the earliest to occur of (i) the fifth anniversary of the date of the award, (ii) the date on which the service of the director on the board of directors terminates, or (iii) a Change of Control (as defined in the award documents).

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July 01, 2024 Filed Jul 1, 2024 21:30 UTC
Benfer DavidDirector
GrantCommon Stock 53,475 $0.00 $0.00
Disclosure

SEC source: 0001493152-24-025870 · ownership.xml · nonDerivative · entry 1

Benfer David · CIK 0001325119 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 368,759

F1 · shares: Grant of restricted share units. Each restricted share unit represents a right to receive one share of common stock. The restricted share units vest on the earliest to occur of (i) the fifth anniversary of the date of the award, (ii) the date on which the service of the director on the board of directors terminates, or (iii) a Change of Control (as defined in the award documents).

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July 01, 2024 Filed Jul 1, 2024 21:30 UTC
Curet MyriamDirector
GrantCommon Stock 53,475 $0.00 $0.00
Disclosure

SEC source: 0001493152-24-025869 · ownership.xml · nonDerivative · entry 1

Curet Myriam · CIK 0001632901 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 244,945

F1 · shares: Grant of restricted share units. Each restricted share unit represents a right to receive one share of common stock. The restricted share units vest on the earliest to occur of (i) the fifth anniversary of the date of the award, (ii) the date on which the service of the director on the board of directors terminates, or (iii) a Change of Control (as defined in the award documents).

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July 01, 2024 Filed Jul 1, 2024 21:30 UTC
Fischel NathanDirector · 10% owner
GrantCommon Stock 53,475 $0.00 $0.00
Disclosure

SEC source: 0001493152-24-025868 · ownership.xml · nonDerivative · entry 1

Fischel Nathan · CIK 0001389932 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 530,559

F1 · shares: Grant of restricted share units. Each restricted share unit represents a right to receive one share of common stock. The restricted share units vest on the earliest to occur of (i) the fifth anniversary of the date of the award, (ii) the date on which the service of the director on the board of directors terminates, or (iii) a Change of Control (as defined in the award documents).

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June 14, 2024 Filed Jun 17, 2024 16:00 UTC
Isaac Paul JDirector · See Remarks
PurchaseCommon stock 7,000 $1.86 $13,017.20
Disclosure

SEC source: 0001062993-24-012692 · form4.xml · nonDerivative · entry 1

Isaac Paul J · CIK 0001023009 · Director · See Remarks

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 2,765,719

F1 · ownership.nature: Securities beneficially owned by Arbiter Partners Capital Management LLC ("Arbiter"). Arbiter is a registered investment adviser that manages and/or administers Arbiter Partners QP LP, an affiliated investment fund (the "Fund") as well as certain managed accounts (the "Managed Accounts"). Mr. Isaac controls Arbiter, as well as the Managed Accounts. The securities reported as beneficially owned by Mr. Isaac include the securities beneficially owned by the Fund and the Managed Accounts. Mr. Isaac, Arbiter and the Fund have filed a Statement on Schedule 13G with respect to the common stock of the Issuer. Mr. Isaac disclaims beneficial ownership of these securities for all purposes of Section 16 of the Securities Exchange Act of 1934, as amended, except to the extent of his pecuniary interest therein. Includes 18,531 shares of Common Stock previously transferred into certain Managed Accounts by the beneficiaries thereof from the accounts of such beneficiaries.

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May 31, 2024 Filed Jun 4, 2024 10:45 UTC
Isaac Paul JDirector · See Remarks
PurchaseCommon stock 1,000 $1.96 $1,957.50
Disclosure

SEC source: 0001062993-24-011701 · form4.xml · nonDerivative · entry 1

Isaac Paul J · CIK 0001023009 · Director · See Remarks

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 2,758,719

F1 · ownership.nature: Securities beneficially owned by Arbiter Partners Capital Management LLC ("Arbiter"). Arbiter is a registered investment adviser that manages and/or administers Arbiter Partners QP LP, an affiliated investment fund (the "Fund") as well as certain managed accounts (the "Managed Accounts"). Mr. Isaac controls Arbiter, as well as the Managed Accounts. The securities reported as beneficially owned by Mr. Isaac include the securities beneficially owned by the Fund and the Managed Accounts. Mr. Isaac, Arbiter and the Fund have filed a Statement on Schedule 13G with respect to the common stock of the Issuer. Mr. Isaac disclaims beneficial ownership of these securities for all purposes of Section 16 of the Securities Exchange Act of 1934, as amended, except to the extent of his pecuniary interest therein. Includes 18,531 shares of Common Stock previously transferred into certain Managed Accounts by the beneficiaries thereof from the accounts of such beneficiaries.

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May 29, 2024 Filed May 30, 2024 16:02 UTC
Isaac Paul JDirector · See Remarks
PurchaseCommon stock 3,026 $1.90 $5,747.28
Disclosure

SEC source: 0001062993-24-011479 · form4.xml · nonDerivative · entry 2

Isaac Paul J · CIK 0001023009 · Director · See Remarks

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 2,748,719

F1 · ownership.nature: Securities beneficially owned by Arbiter Partners Capital Management LLC ("Arbiter"). Arbiter is a registered investment adviser that manages and/or administers Arbiter Partners QP LP, an affiliated investment fund (the "Fund") as well as certain managed accounts (the "Managed Accounts"). Mr. Isaac controls Arbiter, as well as the Managed Accounts. The securities reported as beneficially owned by Mr. Isaac include the securities beneficially owned by the Fund and the Managed Accounts. Mr. Isaac, Arbiter and the Fund have filed a Statement on Schedule 13G with respect to the common stock of the Issuer. Mr. Isaac disclaims beneficial ownership of these securities for all purposes of Section 16 of the Securities Exchange Act of 1934, as amended, except to the extent of his pecuniary interest therein. Includes 18,531 shares of Common Stock previously transferred into certain Managed Accounts by the beneficiaries thereof from the accounts of such beneficiaries.

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May 28, 2024 Filed May 30, 2024 16:02 UTC
Isaac Paul JDirector · See Remarks
PurchaseCommon stock 6,000 $1.91 $11,438.40
Disclosure

SEC source: 0001062993-24-011479 · form4.xml · nonDerivative · entry 1

Isaac Paul J · CIK 0001023009 · Director · See Remarks

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 2,745,693

F1 · ownership.nature: Securities beneficially owned by Arbiter Partners Capital Management LLC ("Arbiter"). Arbiter is a registered investment adviser that manages and/or administers Arbiter Partners QP LP, an affiliated investment fund (the "Fund") as well as certain managed accounts (the "Managed Accounts"). Mr. Isaac controls Arbiter, as well as the Managed Accounts. The securities reported as beneficially owned by Mr. Isaac include the securities beneficially owned by the Fund and the Managed Accounts. Mr. Isaac, Arbiter and the Fund have filed a Statement on Schedule 13G with respect to the common stock of the Issuer. Mr. Isaac disclaims beneficial ownership of these securities for all purposes of Section 16 of the Securities Exchange Act of 1934, as amended, except to the extent of his pecuniary interest therein. Includes 18,531 shares of Common Stock previously transferred into certain Managed Accounts by the beneficiaries thereof from the accounts of such beneficiaries.

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April 02, 2024 Filed Apr 4, 2024 20:00 UTC
Peery Kimberly R.Chief Financial Officer
GrantStock Options -Right to Buy · Derivative 40,000 $0.00 Strike: $3.01 $0.00
Disclosure

SEC source: 0001493152-24-013176 · ownership.xml · derivative · entry 1

Peery Kimberly R. · CIK 0001790019 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 250,750

Underlying: Common Stock · 40,000 shares

Expires 2034-04-02

F1 · derivative.exercise_date: The options vest as follows: (1) 25% vest one year after the date of grant, and (2) the remaining 75% vest ratably per month over the next three years.

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January 02, 2024 Filed Jan 2, 2024 17:00 UTC GrantCommon Stock 64,935 $0.00 $0.00
Disclosure

SEC source: 0001493152-24-000113 · ownership.xml · nonDerivative · entry 1

MESSEY ROBERT J · CIK 0001129715 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 518,402

F1 · shares: Grant of restricted share units. Each restricted share unit represents a right to receive one share of common stock. The restricted share units vest on the earliest to occur of (i) the fifth anniversary of the date of the award, (ii) the date on which the service of the director on the board of directors terminates, or (iii) a Change of Control (as defined in the award documents).

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January 02, 2024 Filed Jan 2, 2024 22:00 UTC GrantCommon Stock 64,935 $0.00 $0.00
Disclosure

SEC source: 0001493152-24-000114 · ownership.xml · nonDerivative · entry 1

Menawat Arun Swarup · CIK 0001685893 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 791,869

F1 · shares: Grant of restricted share units. Each restricted share unit represents a right to receive one share of common stock. The restricted share units vest on the earliest to occur of (i) the fifth anniversary of the date of the award, (ii) the date on which the service of the director on the board of directors terminates, or (iii) a Change of Control (as defined in the award documents).

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January 02, 2024 Filed Jan 2, 2024 22:00 UTC
Levin Ross BDirector
GrantCommon Stock 64,935 $0.00 $0.00
Disclosure

SEC source: 0001493152-24-000116 · ownership.xml · nonDerivative · entry 1

Levin Ross B · CIK 0001459880 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 377,557

F1 · shares: Grant of restricted share units. Each restricted share unit represents a right to receive one share of common stock. The restricted share units vest on the earliest to occur of (i) the fifth anniversary of the date of the award, (ii) the date on which the service of the director on the board of directors terminates, or (iii) a Change of Control (as defined in the award documents).

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January 02, 2024 Filed Jan 2, 2024 22:00 UTC
Benfer DavidDirector
GrantCommon Stock 64,935 $0.00 $0.00
Disclosure

SEC source: 0001493152-24-000118 · ownership.xml · nonDerivative · entry 1

Benfer David · CIK 0001325119 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 315,284

F1 · shares: Grant of restricted share units. Each restricted share unit represents a right to receive one share of common stock. The restricted share units vest on the earliest to occur of (i) the fifth anniversary of the date of the award, (ii) the date on which the service of the director on the board of directors terminates, or (iii) a Change of Control (as defined in the award documents).

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January 02, 2024 Filed Jan 2, 2024 22:00 UTC
Fischel NathanDirector · 10% owner
GrantCommon Stock 64,935 $0.00 $0.00
Disclosure

SEC source: 0001493152-24-000117 · ownership.xml · nonDerivative · entry 1

Fischel Nathan · CIK 0001389932 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 477,084

F1 · shares: Grant of restricted share units. Each restricted share unit represents a right to receive one share of common stock. The restricted share units vest on the earliest to occur of (i) the fifth anniversary of the date of the award, (ii) the date on which the service of the director on the board of directors terminates, or (iii) a Change of Control (as defined in the award documents).

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January 02, 2024 Filed Jan 2, 2024 22:00 UTC
Curet MyriamDirector
GrantCommon Stock 64,935 $0.00 $0.00
Disclosure

SEC source: 0001493152-24-000112 · ownership.xml · nonDerivative · entry 1

Curet Myriam · CIK 0001632901 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 191,470

F1 · shares: Grant of restricted share units. Each restricted share unit represents a right to receive one share of common stock. The restricted share units vest on the earliest to occur of (i) the fifth anniversary of the date of the award, (ii) the date on which the service of the director on the board of directors terminates, or (iii) a Change of Control (as defined in the award documents).

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.