STWD

SEC source: 0001104659-23-106469 · tm2327398-4_4seq1.xml · nonDerivative · entry 1

HARMON DEBORAH L · CIK 0001047253 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,258

F1 · shares: Represents restricted shares of the issuer's common stock vesting on September 29, 2024.

F2 · price: The issuer granted these shares to Ms. Harmon pursuant to the Starwood Property Trust, Inc. 2022 Equity Plan.

SEC source: 0001104659-23-106472 · tm2327398-6_4seq1.xml · nonDerivative · entry 1

Perpall Frederick · CIK 0001686973 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 27,406

F1 · shares: Represents restricted shares of the issuer's common stock vesting on September 29, 2024.

F2 · price: The issuer granted these shares to Mr. Perpall pursuant to the Starwood Property Trust, Inc. 2022 Equity Plan.

SEC source: 0001104659-23-106466 · tm2327398-3_4seq1.xml · nonDerivative · entry 1

Douglas Camille J. · CIK 0001480804 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 63,315

F1 · shares: Represents restricted shares of the issuer's common stock vesting on September 29, 2024.

F2 · price: The issuer granted these shares to Ms. Douglas pursuant to the Starwood Property Trust, Inc. 2022 Equity Plan.

SEC source: 0001104659-23-106465 · tm2327398-2_4seq1.xml · nonDerivative · entry 1

Bronson Richard D. · CIK 0001469656 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 76,815

F1 · shares: Represents restricted shares of the issuer's common stock vesting on September 29, 2024.

F2 · price: The issuer granted these shares to Mr. Bronson pursuant to the Starwood Property Trust, Inc. 2022 Equity Plan.

SEC source: 0001104659-23-106475 · tm2327398-8_4seq1.xml · nonDerivative · entry 1

ZELNICK STRAUSS · CIK 0001223489 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 70,415

F1 · shares: Represents restricted shares of the issuer's common stock vesting on September 29, 2024.

F2 · price: The issuer granted these shares to Mr. Zelnick pursuant to the Starwood Property Trust, Inc. 2022 Equity Plan.

SEC source: 0001104659-23-106474 · tm2327398-7_4seq1.xml · nonDerivative · entry 1

Ridley Fred S. · CIK 0001752735 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 37,295

F1 · shares: Represents restricted shares of the issuer's common stock vesting on September 29, 2024.

F2 · price: The issuer granted these shares to Mr. Ridley pursuant to the Starwood Property Trust, Inc. 2022 Equity Plan.

SEC source: 0001104659-23-106470 · tm2327398d5_4.xml · nonDerivative · entry 1

Kumin Solomon J. · CIK 0001613896 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 57,523

F1 · shares: Represents restricted shares of the issuer's common stock vesting on September 29, 2024.

F2 · price: The issuer granted these shares to Mr. Kumin pursuant to the Starwood Property Trust, Inc. 2022 Equity Plan.

SEC source: 0001104659-23-103518 · tm2326837-1_4seq1.xml · nonDerivative · entry 2

DiModica Jeffrey F. · CIK 0001469654 · President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,025,984

F1 · shares: Represents shares of the issuer's common stock sold to satisfy tax obligations relating to previously vested restricted shares of the issuer's common stock.

SEC source: 0001104659-23-103518 · tm2326837-1_4seq1.xml · nonDerivative · entry 1

DiModica Jeffrey F. · CIK 0001469654 · President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,035,984

F1 · shares: Represents shares of the issuer's common stock sold to satisfy tax obligations relating to previously vested restricted shares of the issuer's common stock.

F2 · price: The price reported is the weighted average price of the transactions. The shares of the issuer's common stock were sold in multiple transactions at prices ranging from $20.3695 per share to $20.5432 per share, inclusive. Mr. DiModica undertakes to provide the SEC, the issuer and any security holder full information regarding the number of shares and the prices at which the shares were sold.

SEC source: 0001104659-23-095382 · tm2323774-4_4seq1.xml · nonDerivative · entry 1

STERNLICHT BARRY S · CIK 0001034657 · Director · CEO, Chairman of Board

10b5-1 filing: No plan indicated

Ownership: Indirect · By controlled entities

Disclosed balance after: 1,995,561

F1 · shares: Represents shares of the issuer's common stock distributed by SPT Management, LLC, the issuer's external manager (the "Manager"), to certain employees and/or other persons having an affiliation with the Manager.

F2 · ownership.nature: Represents shares of the issuer's common stock held by entities directly or indirectly controlled by Mr. Sternlicht, including the Manager, SFIP, LLC and JAWS Capital, LP.

SEC source: 0001104659-23-094958 · tm2323774-3_4seq1.xml · nonDerivative · entry 1

Dishner Jeffrey G. · CIK 0001469667 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 43,222

F1 · shares: SPT Management, LLC, the issuer's external manager, granted 4,632 shares of the issuer's common stock to Mr. Dishner.

SEC source: 0001104659-23-091978 · tm2323774-2_4seq1.xml · nonDerivative · entry 1

STERNLICHT BARRY S · CIK 0001034657 · Director · CEO, Chairman of Board

10b5-1 filing: No plan indicated

Ownership: Indirect · By controlled entities

Disclosed balance after: 2,004,113

F1 · shares: Represents restricted shares of the issuer's common stock granted to SPT Management, LLC, the issuer's external manager (the "Manager"), as payment of 50% of the incentive fee as required by the Management Agreement between the issuer and the Manager, net of shares of the issuer's common stock distributed to certain employees and/or other persons having an affiliation with the Manager.

F1 · price: Represents restricted shares of the issuer's common stock granted to SPT Management, LLC, the issuer's external manager (the "Manager"), as payment of 50% of the incentive fee as required by the Management Agreement between the issuer and the Manager, net of shares of the issuer's common stock distributed to certain employees and/or other persons having an affiliation with the Manager.

F2 · ownership.nature: Represents shares of the issuer's common stock held by entities directly or indirectly controlled by Mr. Sternlicht, including the Manager, SFIP, LLC and JAWS Capital, LP.

SEC source: 0001104659-23-086401 · tm2322504-1_4seq1.xml · nonDerivative · entry 1

STERNLICHT BARRY S · CIK 0001034657 · Director · CEO, Chairman of Board

10b5-1 filing: No plan indicated

Ownership: Indirect · By controlled entities

Disclosed balance after: 1,943,137

F1 · shares: Represents shares of the issuer's common stock distributed by SPT Management, LLC, the issuer's external manager (the "Manager"), to certain employees and/or other persons having an affiliation with the Manager.

F2 · ownership.nature: Represents shares of the issuer's common stock held by entities directly or indirectly controlled by Mr. Sternlicht, including the Manager, SFIP, LLC and JAWS Capital, LP.

SEC source: 0001104659-23-077167 · tm2320115-1_4seq1.xml · derivative · entry 3

STERNLICHT BARRY S · CIK 0001034657 · Director · CEO, Chairman of Board

10b5-1 filing: No plan indicated

Ownership: Indirect · By controlled entities

Disclosed balance after: 1,275,000

Underlying: Common Stock · 275,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the issuer's common stock.

F1 · shares: On June 30, 2023, SPT Management, LLC, the issuer's external manager (the "Manager"), acquired 275,000 shares of the issuer's common stock in connection with the vesting of (i) 150,000 of the restricted stock units originally granted to the Manager on November 9, 2020 as an award under the Starwood Property Trust, Inc. 2017 Manager Equity Plan (the "2020 RSUs"), and (ii) 125,000 of the restricted stock units originally granted to the Manager on November 23, 2022 as an award under the Starwood Property Trust, Inc. 2022 Manager Equity Plan (the "2022 RSUs").

F2 · shares: The remaining 2020 RSUs will vest ratably in quarterly installments through September 30, 2023 and the remaining 2022 RSUs will vest ratably in quarterly installments through September 30, 2025, in each case subject to the Manager's continued service as the issuer's external manager. As such restricted stock units vest, the awards will be settled in shares of the issuer's common stock promptly, but in no event later than 30 days, following the applicable quarterly vesting dates.

F1 · derivative.exercise_date: On June 30, 2023, SPT Management, LLC, the issuer's external manager (the "Manager"), acquired 275,000 shares of the issuer's common stock in connection with the vesting of (i) 150,000 of the restricted stock units originally granted to the Manager on November 9, 2020 as an award under the Starwood Property Trust, Inc. 2017 Manager Equity Plan (the "2020 RSUs"), and (ii) 125,000 of the restricted stock units originally granted to the Manager on November 23, 2022 as an award under the Starwood Property Trust, Inc. 2022 Manager Equity Plan (the "2022 RSUs").

F2 · derivative.exercise_date: The remaining 2020 RSUs will vest ratably in quarterly installments through September 30, 2023 and the remaining 2022 RSUs will vest ratably in quarterly installments through September 30, 2025, in each case subject to the Manager's continued service as the issuer's external manager. As such restricted stock units vest, the awards will be settled in shares of the issuer's common stock promptly, but in no event later than 30 days, following the applicable quarterly vesting dates.

F1 · derivative.expiration_date: On June 30, 2023, SPT Management, LLC, the issuer's external manager (the "Manager"), acquired 275,000 shares of the issuer's common stock in connection with the vesting of (i) 150,000 of the restricted stock units originally granted to the Manager on November 9, 2020 as an award under the Starwood Property Trust, Inc. 2017 Manager Equity Plan (the "2020 RSUs"), and (ii) 125,000 of the restricted stock units originally granted to the Manager on November 23, 2022 as an award under the Starwood Property Trust, Inc. 2022 Manager Equity Plan (the "2022 RSUs").

F2 · derivative.expiration_date: The remaining 2020 RSUs will vest ratably in quarterly installments through September 30, 2023 and the remaining 2022 RSUs will vest ratably in quarterly installments through September 30, 2025, in each case subject to the Manager's continued service as the issuer's external manager. As such restricted stock units vest, the awards will be settled in shares of the issuer's common stock promptly, but in no event later than 30 days, following the applicable quarterly vesting dates.

F5 · balance_after: Represents the 1,800,000 2020 RSUs granted to the Manager and the 1,500,000 2022 RSUs granted to the Manager, less those restricted stock units that have already vested and been converted into shares of the issuer's common stock.

F3 · ownership.nature: Represents shares of the issuer's common stock held by entities directly or indirectly controlled by Mr. Sternlicht, including the Manager, SFIP, LLC and JAWS Capital, LP.

SEC source: 0001104659-23-077167 · tm2320115-1_4seq1.xml · nonDerivative · entry 1

STERNLICHT BARRY S · CIK 0001034657 · Director · CEO, Chairman of Board

10b5-1 filing: No plan indicated

Ownership: Indirect · By controlled entities

Disclosed balance after: 1,946,019

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: On June 30, 2023, SPT Management, LLC, the issuer's external manager (the "Manager"), acquired 275,000 shares of the issuer's common stock in connection with the vesting of (i) 150,000 of the restricted stock units originally granted to the Manager on November 9, 2020 as an award under the Starwood Property Trust, Inc. 2017 Manager Equity Plan (the "2020 RSUs"), and (ii) 125,000 of the restricted stock units originally granted to the Manager on November 23, 2022 as an award under the Starwood Property Trust, Inc. 2022 Manager Equity Plan (the "2022 RSUs").

F2 · price: The remaining 2020 RSUs will vest ratably in quarterly installments through September 30, 2023 and the remaining 2022 RSUs will vest ratably in quarterly installments through September 30, 2025, in each case subject to the Manager's continued service as the issuer's external manager. As such restricted stock units vest, the awards will be settled in shares of the issuer's common stock promptly, but in no event later than 30 days, following the applicable quarterly vesting dates.

F3 · ownership.nature: Represents shares of the issuer's common stock held by entities directly or indirectly controlled by Mr. Sternlicht, including the Manager, SFIP, LLC and JAWS Capital, LP.

SEC source: 0001104659-23-068547 · tm2317900-2_4seq1.xml · nonDerivative · entry 1

Dishner Jeffrey G. · CIK 0001469667 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 647,722

F1 · shares: SPT Management, LLC, the issuer's external manager, granted 18,860 shares of the issuer's common stock to Mr. Dishner.

SEC source: 0001104659-23-091551 · tm2323774-1_4seq1.xml · nonDerivative · entry 2

Dishner Jeffrey G. · CIK 0001469667 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Jeffrey Dishner Revocable Trust

Disclosed balance after: 609,132

F1 · shares: On May 31, 2023, Mr. Dishner transferred 609,132 shares of the issuer's common stock to the Jeffrey Dishner Revocable Trust (the "Revocable Trust"), of which Mr. Dishner and his spouse are co-trustees. Mr. Dishner, members of his immediate family and charitable organizations are the beneficiaries of the Revocable Trust. This transaction is being reported late due to an inadvertent administrative error.

F2 · balance_after: Reflects the number of shares of the issuer's common stock currently beneficially owned by each of Mr. Dishner and the Revocable Trust, taking into account the transaction effected on June 5, 2023 (subsequent to this gift), and reported in the Form 4 filed by Mr. Dishner on June 6, 2023.

F3 · ownership.direct: Mr. Dishner disclaims beneficial ownership of these shares of the issuer's common stock except to the extent of his pecuniary interest therein, and the inclusion of these shares of the issuer's common stock in this report shall not be deemed an admission of beneficial ownership of all of the reported shares of the issuer's common stock for purposes of Section 16 or for any other purpose.

F3 · ownership.nature: Mr. Dishner disclaims beneficial ownership of these shares of the issuer's common stock except to the extent of his pecuniary interest therein, and the inclusion of these shares of the issuer's common stock in this report shall not be deemed an admission of beneficial ownership of all of the reported shares of the issuer's common stock for purposes of Section 16 or for any other purpose.

SEC source: 0001104659-23-091551 · tm2323774-1_4seq1.xml · nonDerivative · entry 1

Dishner Jeffrey G. · CIK 0001469667 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 38,590

F1 · shares: On May 31, 2023, Mr. Dishner transferred 609,132 shares of the issuer's common stock to the Jeffrey Dishner Revocable Trust (the "Revocable Trust"), of which Mr. Dishner and his spouse are co-trustees. Mr. Dishner, members of his immediate family and charitable organizations are the beneficiaries of the Revocable Trust. This transaction is being reported late due to an inadvertent administrative error.

F2 · balance_after: Reflects the number of shares of the issuer's common stock currently beneficially owned by each of Mr. Dishner and the Revocable Trust, taking into account the transaction effected on June 5, 2023 (subsequent to this gift), and reported in the Form 4 filed by Mr. Dishner on June 6, 2023.

SEC source: 0001104659-23-061534 · tm2316005-1_4seq1.xml · nonDerivative · entry 1

STERNLICHT BARRY S · CIK 0001034657 · Director · CEO, Chairman of Board

10b5-1 filing: No plan indicated

Ownership: Indirect · By controlled entities

Disclosed balance after: 1,671,019

F1 · shares: Represents restricted shares of the issuer's common stock granted to SPT Management, LLC, the issuer's external manager (the "Manager"), as payment of 50% of the incentive fee as required by the Management Agreement between the issuer and the Manager, net of shares of the issuer's common stock distributed to certain employees and/or other persons having an affiliation with the Manager.

F1 · price: Represents restricted shares of the issuer's common stock granted to SPT Management, LLC, the issuer's external manager (the "Manager"), as payment of 50% of the incentive fee as required by the Management Agreement between the issuer and the Manager, net of shares of the issuer's common stock distributed to certain employees and/or other persons having an affiliation with the Manager.

F2 · ownership.nature: Represents shares of the issuer's common stock held by entities directly or indirectly controlled by Mr. Sternlicht, including the Manager, SFIP, LLC and JAWS Capital, LP.

SEC source: 0001104659-23-055194 · tm2314459-1_4seq1.xml · nonDerivative · entry 1

Sossen Andrew Jay · CIK 0001373646 · Former COO and General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 182,427

F1 · kind: Mr. Sossen forfeited unvested restricted shares in connection with his resignation on April 28, 2023.

F1 · shares: Mr. Sossen forfeited unvested restricted shares in connection with his resignation on April 28, 2023.

SEC source: 0001104659-23-040231 · tm239359-6_4seq1.xml · derivative · entry 3

STERNLICHT BARRY S · CIK 0001034657 · Director · CEO, Chairman of Board

10b5-1 filing: No plan indicated

Ownership: Indirect · By controlled entities

Disclosed balance after: 1,550,000

Underlying: Common Stock · 275,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the issuer's common stock.

F1 · shares: On March 31, 2023, SPT Management, LLC, the issuer's external manager (the "Manager"), acquired 275,000 shares of the issuer's common stock in connection with the vesting of (i) 150,000 of the restricted stock units originally granted to the Manager on November 9, 2020 as an award under the Starwood Property Trust, Inc. 2017 Manager Equity Plan (the "2020 RSUs"), and (ii) 125,000 of the restricted stock units originally granted to the Manager on November 23, 2022 as an award under the Starwood Property Trust, Inc. 2022 Manager Equity Plan (the "2022 RSUs").

F2 · shares: The remaining 2020 RSUs will vest ratably in quarterly installments through September 30, 2023 and the remaining 2022 RSUs will vest ratably in quarterly installments through September 30, 2025, in each case subject to the Manager's continued service as the issuer's external manager. As such restricted stock units vest, the awards will be settled in shares of the issuer's common stock promptly, but in no event later than 30 days, following the applicable quarterly vesting dates.

F1 · derivative.exercise_date: On March 31, 2023, SPT Management, LLC, the issuer's external manager (the "Manager"), acquired 275,000 shares of the issuer's common stock in connection with the vesting of (i) 150,000 of the restricted stock units originally granted to the Manager on November 9, 2020 as an award under the Starwood Property Trust, Inc. 2017 Manager Equity Plan (the "2020 RSUs"), and (ii) 125,000 of the restricted stock units originally granted to the Manager on November 23, 2022 as an award under the Starwood Property Trust, Inc. 2022 Manager Equity Plan (the "2022 RSUs").

F2 · derivative.exercise_date: The remaining 2020 RSUs will vest ratably in quarterly installments through September 30, 2023 and the remaining 2022 RSUs will vest ratably in quarterly installments through September 30, 2025, in each case subject to the Manager's continued service as the issuer's external manager. As such restricted stock units vest, the awards will be settled in shares of the issuer's common stock promptly, but in no event later than 30 days, following the applicable quarterly vesting dates.

F1 · derivative.expiration_date: On March 31, 2023, SPT Management, LLC, the issuer's external manager (the "Manager"), acquired 275,000 shares of the issuer's common stock in connection with the vesting of (i) 150,000 of the restricted stock units originally granted to the Manager on November 9, 2020 as an award under the Starwood Property Trust, Inc. 2017 Manager Equity Plan (the "2020 RSUs"), and (ii) 125,000 of the restricted stock units originally granted to the Manager on November 23, 2022 as an award under the Starwood Property Trust, Inc. 2022 Manager Equity Plan (the "2022 RSUs").

F2 · derivative.expiration_date: The remaining 2020 RSUs will vest ratably in quarterly installments through September 30, 2023 and the remaining 2022 RSUs will vest ratably in quarterly installments through September 30, 2025, in each case subject to the Manager's continued service as the issuer's external manager. As such restricted stock units vest, the awards will be settled in shares of the issuer's common stock promptly, but in no event later than 30 days, following the applicable quarterly vesting dates.

F5 · balance_after: Represents the 1,800,000 2020 RSUs granted to the Manager and the 1,500,000 2022 RSUs granted to the Manager, less those restricted stock units that have already vested and been converted into shares of the issuer's common stock.

F3 · ownership.nature: Represents shares of the issuer's common stock held by entities directly or indirectly controlled by Mr. Sternlicht, including the Manager, SFIP, LLC and JAWS Capital, LP.

SEC source: 0001104659-23-040231 · tm239359-6_4seq1.xml · nonDerivative · entry 1

STERNLICHT BARRY S · CIK 0001034657 · Director · CEO, Chairman of Board

10b5-1 filing: No plan indicated

Ownership: Indirect · By controlled entities

Disclosed balance after: 1,425,494

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: On March 31, 2023, SPT Management, LLC, the issuer's external manager (the "Manager"), acquired 275,000 shares of the issuer's common stock in connection with the vesting of (i) 150,000 of the restricted stock units originally granted to the Manager on November 9, 2020 as an award under the Starwood Property Trust, Inc. 2017 Manager Equity Plan (the "2020 RSUs"), and (ii) 125,000 of the restricted stock units originally granted to the Manager on November 23, 2022 as an award under the Starwood Property Trust, Inc. 2022 Manager Equity Plan (the "2022 RSUs").

F2 · price: The remaining 2020 RSUs will vest ratably in quarterly installments through September 30, 2023 and the remaining 2022 RSUs will vest ratably in quarterly installments through September 30, 2025, in each case subject to the Manager's continued service as the issuer's external manager. As such restricted stock units vest, the awards will be settled in shares of the issuer's common stock promptly, but in no event later than 30 days, following the applicable quarterly vesting dates.

F3 · ownership.nature: Represents shares of the issuer's common stock held by entities directly or indirectly controlled by Mr. Sternlicht, including the Manager, SFIP, LLC and JAWS Capital, LP.

SEC source: 0001104659-23-041023 · tm2311426-1_4seq1.xml · nonDerivative · entry 1

Dishner Jeffrey G. · CIK 0001469667 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 628,862

F1 · shares: SPT Management, LLC, the issuer's external manager, granted 18,660 shares of the issuer's common stock to Mr. Dishner.

SEC source: 0001104659-23-032811 · tm239359-1_4seq1.xml · nonDerivative · entry 1

STERNLICHT BARRY S · CIK 0001034657 · Director · CEO, Chairman of Board

10b5-1 filing: Not disclosed

Ownership: Indirect · By controlled entities

Disclosed balance after: 3,157,575

F1 · shares: Represents shares of the issuer's common stock distributed by SPT Management, LLC, the issuer's external manager (the "Manager"), to certain employees and/or other persons having an affiliation with the Manager.

F2 · ownership.nature: Represents shares of the issuer's common stock held by entities directly or indirectly controlled by Mr. Sternlicht, including the Manager, SFIP, LLC and JAWS Capital, LP.

SEC source: 0001104659-23-032819 · tm239359-2_4seq1.xml · nonDerivative · entry 1

DiModica Jeffrey F. · CIK 0001469654 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,056,095

F1 · price: Starwood Property Trust, Inc. (the "Company") granted restricted shares of the Company's common stock to Mr. DiModica pursuant to the Starwood Property Trust, Inc. 2022 Equity Plan. Such restricted shares of the Company's common stock will vest in annual installments over a three-year period that was deemed to begin on March 15, 2023, subject to certain conditions.

SEC source: 0001104659-23-032828 · tm239359-4_4seq1.xml · nonDerivative · entry 1

Sossen Andrew Jay · CIK 0001373646 · COO and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 320,676

F1 · price: Starwood Property Trust, Inc. (the "Company") granted restricted shares of the Company's common stock to Mr. Sossen pursuant to the Starwood Property Trust, Inc. 2022 Equity Plan. Such restricted shares of the Company's common stock will vest in annual installments over a three-year period that was deemed to begin on March 15, 2023, subject to certain conditions.

SEC source: 0001104659-23-032822 · tm239359-3_4seq1.xml · nonDerivative · entry 1

Paniry Rina · CIK 0001607671 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 466,730

F1 · price: Starwood Property Trust, Inc. (the "Company") granted restricted shares of the Company's common stock to Ms. Paniry pursuant to the Starwood Property Trust, Inc. 2022 Equity Plan. Such restricted shares of the Company's common stock will vest in annual installments over a three-year period that was deemed to begin on March 15, 2023, subject to certain conditions.

SEC source: 0001104659-23-033416 · tm239359-5_4seq1.xml · nonDerivative · entry 1

STERNLICHT BARRY S · CIK 0001034657 · Director · CEO, Chairman of Board

10b5-1 filing: Not disclosed

Ownership: Indirect · By controlled entities

Disclosed balance after: 1,150,494

F1 · shares: Represents restricted shares of the issuer's common stock granted to SPT Management, LLC, the issuer's external manager (the "Manager"), as payment of 50% of the incentive fee as required by the Management Agreement between the issuer and the Manager, net of shares of the issuer's common stock distributed to certain employees and/or other persons having an affiliation with the Manager. This transaction is being reported late due to an inadvertent administrative error.

F1 · price: Represents restricted shares of the issuer's common stock granted to SPT Management, LLC, the issuer's external manager (the "Manager"), as payment of 50% of the incentive fee as required by the Management Agreement between the issuer and the Manager, net of shares of the issuer's common stock distributed to certain employees and/or other persons having an affiliation with the Manager. This transaction is being reported late due to an inadvertent administrative error.

F2 · balance_after: Reflects (i) the number of shares of the issuer's common stock that were beneficially owned by Mr. Sternlicht following all reported transactions as of March 15, 2023 and (ii) the contribution of 2,250,000 shares of the issuer's common stock that were previously held by an entity directly or indirectly controlled by Mr. Sternlicht and reported as indirectly beneficially owned by Mr. Sternlicht on March 14, 2023 such that they are now directly beneficially owned by Mr. Sternlicht.

F3 · ownership.nature: Represents shares of the issuer's common stock held by entities directly or indirectly controlled by Mr. Sternlicht, including the Manager, SFIP, LLC and JAWS Capital, LP.

SEC source: 0001104659-23-000365 · tm2233778-1_4seq1.xml · derivative · entry 4

STERNLICHT BARRY S · CIK 0001034657 · Director · CEO, Chairman of Board

10b5-1 filing: Not disclosed

Ownership: Indirect · By controlled entities

Disclosed balance after: 1,825,000

Underlying: Common Stock · 275,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the issuer's common stock.

F1 · shares: On December 31, 2022, SPT Management, LLC, the issuer's external manager (the "Manager"), acquired 275,000 shares of the issuer's common stock in connection with the vesting of (i) 150,000 of the restricted stock units originally granted to the Manager on November 9, 2020 as an award under the Starwood Property Trust, Inc. 2017 Manager Equity Plan (the "2020 RSUs"), and (ii) 125,000 of the restricted stock units originally granted to the Manager on November 23, 2022 as an award under the Starwood Property Trust, Inc. 2022 Manager Equity Plan (the "2022 RSUs").

F2 · shares: The remaining 2020 RSUs will vest ratably in quarterly installments through September 30, 2023 and the remaining 2022 RSUs will vest ratably in quarterly installments through September 30, 2025, in each case subject to the Manager's continued service as the issuer's external manager. As such restricted stock units vest, the awards will be settled in shares of the issuer's common stock promptly, but in no event later than 30 days, following the applicable quarterly vesting dates.

F1 · derivative.exercise_date: On December 31, 2022, SPT Management, LLC, the issuer's external manager (the "Manager"), acquired 275,000 shares of the issuer's common stock in connection with the vesting of (i) 150,000 of the restricted stock units originally granted to the Manager on November 9, 2020 as an award under the Starwood Property Trust, Inc. 2017 Manager Equity Plan (the "2020 RSUs"), and (ii) 125,000 of the restricted stock units originally granted to the Manager on November 23, 2022 as an award under the Starwood Property Trust, Inc. 2022 Manager Equity Plan (the "2022 RSUs").

F2 · derivative.exercise_date: The remaining 2020 RSUs will vest ratably in quarterly installments through September 30, 2023 and the remaining 2022 RSUs will vest ratably in quarterly installments through September 30, 2025, in each case subject to the Manager's continued service as the issuer's external manager. As such restricted stock units vest, the awards will be settled in shares of the issuer's common stock promptly, but in no event later than 30 days, following the applicable quarterly vesting dates.

F1 · derivative.expiration_date: On December 31, 2022, SPT Management, LLC, the issuer's external manager (the "Manager"), acquired 275,000 shares of the issuer's common stock in connection with the vesting of (i) 150,000 of the restricted stock units originally granted to the Manager on November 9, 2020 as an award under the Starwood Property Trust, Inc. 2017 Manager Equity Plan (the "2020 RSUs"), and (ii) 125,000 of the restricted stock units originally granted to the Manager on November 23, 2022 as an award under the Starwood Property Trust, Inc. 2022 Manager Equity Plan (the "2022 RSUs").

F2 · derivative.expiration_date: The remaining 2020 RSUs will vest ratably in quarterly installments through September 30, 2023 and the remaining 2022 RSUs will vest ratably in quarterly installments through September 30, 2025, in each case subject to the Manager's continued service as the issuer's external manager. As such restricted stock units vest, the awards will be settled in shares of the issuer's common stock promptly, but in no event later than 30 days, following the applicable quarterly vesting dates.

F6 · balance_after: Represents the 1,800,000 2020 RSUs granted to the Manager and the 1,500,000 2022 RSUs granted to the Manager, less those restricted stock units that have already vested and been converted into shares of the issuer's common stock.

F3 · ownership.nature: Represents shares of the issuer's common stock held by entities directly or indirectly controlled by Mr. Sternlicht, including the Manager, SFIP, LLC and JAWS Capital, LP.

SEC source: 0001104659-23-000365 · tm2233778-1_4seq1.xml · nonDerivative · entry 1

STERNLICHT BARRY S · CIK 0001034657 · Director · CEO, Chairman of Board

10b5-1 filing: Not disclosed

Ownership: Indirect · By controlled entities

Disclosed balance after: 3,224,488

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: On December 31, 2022, SPT Management, LLC, the issuer's external manager (the "Manager"), acquired 275,000 shares of the issuer's common stock in connection with the vesting of (i) 150,000 of the restricted stock units originally granted to the Manager on November 9, 2020 as an award under the Starwood Property Trust, Inc. 2017 Manager Equity Plan (the "2020 RSUs"), and (ii) 125,000 of the restricted stock units originally granted to the Manager on November 23, 2022 as an award under the Starwood Property Trust, Inc. 2022 Manager Equity Plan (the "2022 RSUs").

F2 · price: The remaining 2020 RSUs will vest ratably in quarterly installments through September 30, 2023 and the remaining 2022 RSUs will vest ratably in quarterly installments through September 30, 2025, in each case subject to the Manager's continued service as the issuer's external manager. As such restricted stock units vest, the awards will be settled in shares of the issuer's common stock promptly, but in no event later than 30 days, following the applicable quarterly vesting dates.

F3 · ownership.nature: Represents shares of the issuer's common stock held by entities directly or indirectly controlled by Mr. Sternlicht, including the Manager, SFIP, LLC and JAWS Capital, LP.

SEC source: 0001104659-22-122434 · tm2229526-5_4seq1.xml · derivative · entry 4

STERNLICHT BARRY S · CIK 0001034657 · Director · CEO, Chairman of Board

10b5-1 filing: Not disclosed

Ownership: Indirect · By controlled entities

Disclosed balance after: 2,100,000

Underlying: Common Stock · 1,500,000 shares

Expires not disclosed

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the issuer's common stock.

F4 · shares: On November 23, 2022, the issuer granted to the Manager an award under the Starwood Property Trust, Inc. 2022 Manager Equity Plan consisting of 1,500,000 restricted stock units (the "2022 RSUs"). The 2022 RSUs will vest ratably in quarterly installments through September 30, 2025, in each case subject to the Manager's continued service as the issuer's external manager. As such restricted stock units vest, the awards will be settled in shares of the issuer's common stock promptly, but in no event later than 30 days, following the applicable quarterly vesting dates.

F4 · derivative.exercise_date: On November 23, 2022, the issuer granted to the Manager an award under the Starwood Property Trust, Inc. 2022 Manager Equity Plan consisting of 1,500,000 restricted stock units (the "2022 RSUs"). The 2022 RSUs will vest ratably in quarterly installments through September 30, 2025, in each case subject to the Manager's continued service as the issuer's external manager. As such restricted stock units vest, the awards will be settled in shares of the issuer's common stock promptly, but in no event later than 30 days, following the applicable quarterly vesting dates.

F4 · derivative.expiration_date: On November 23, 2022, the issuer granted to the Manager an award under the Starwood Property Trust, Inc. 2022 Manager Equity Plan consisting of 1,500,000 restricted stock units (the "2022 RSUs"). The 2022 RSUs will vest ratably in quarterly installments through September 30, 2025, in each case subject to the Manager's continued service as the issuer's external manager. As such restricted stock units vest, the awards will be settled in shares of the issuer's common stock promptly, but in no event later than 30 days, following the applicable quarterly vesting dates.

F5 · balance_after: Represents the 1,800,000 restricted stock units originally granted to the Manager on November 9, 2020 as an award under the Starwood Property Trust, Inc. 2020 Manager Equity Plan (the "2020 RSUs") and the 1,500,000 2022 RSUs granted to the Manager, less those 2020 RSUs that have already vested and been converted into shares of the issuer's common stock.

F1 · ownership.nature: Represents shares of the issuer's common stock held by entities directly or indirectly controlled by Mr. Sternlicht, including SPT Management, LLC, the issuer's external manager (the "Manager"), SFIP, LLC and JAWS Capital, LP.

SEC source: 0001104659-22-121763 · tm2229526-4_4seq1.xml · nonDerivative · entry 1

Dishner Jeffrey G. · CIK 0001469667 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 610,202

F1 · shares: SPT Management, LLC, the issuer's external manager, granted 1,070 shares of the issuer's common stock to Mr. Dishner.

SEC source: 0001104659-22-119561 · tm2229526-3_4seq1.xml · nonDerivative · entry 1

STERNLICHT BARRY S · CIK 0001034657 · Director · CEO, Chairman of Board

10b5-1 filing: Not disclosed

Ownership: Indirect · By controlled entities

Disclosed balance after: 2,949,488

F1 · shares: Represents restricted shares of the issuer's common stock granted to SPT Management, LLC, the issuer's external manager (the "Manager"), as payment of 50% of the incentive fee as required by the Management Agreement between the issuer and the Manager, net of shares of the issuer's common stock distributed to certain employees and/or other persons having an affiliation with the Manager.

F1 · price: Represents restricted shares of the issuer's common stock granted to SPT Management, LLC, the issuer's external manager (the "Manager"), as payment of 50% of the incentive fee as required by the Management Agreement between the issuer and the Manager, net of shares of the issuer's common stock distributed to certain employees and/or other persons having an affiliation with the Manager.

F2 · ownership.nature: Represents shares of the issuer's common stock held by entities directly or indirectly controlled by Mr. Sternlicht, including the Manager, SFIP, LLC and JAWS Capital, LP.

SEC source: 0001104659-22-119578 · tm2229526-2_4seq1.xml · nonDerivative · entry 1

Sossen Andrew Jay · CIK 0001373646 · COO and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 275,726

F1 · shares: Represents shares of the Issuer's common stock sold to satisfy tax obligations relating to previously vested restricted shares of the Issuer's common stock.

F2 · price: The price reported is the weighted average price of the transactions. The shares of the Issuer's common stock were sold in multiple transactions at prices ranging from $21.055 per share to $21.135 per share. Mr. Sossen undertakes to provide the SEC, the Issuer and any security holder full information regarding the number of shares and the prices at which the shares were sold.

SEC source: 0001104659-22-113986 · tm2229526-1_4seq1.xml · nonDerivative · entry 1

STERNLICHT BARRY S · CIK 0001034657 · Director · CEO, Chairman of Board

10b5-1 filing: Not disclosed

Ownership: Indirect · By controlled entities

Disclosed balance after: 2,935,566

F1 · shares: Represents shares of the issuer's common stock distributed by SPT Management, LLC, the issuer's external manager (the "Manager"), to certain employees and/or other persons having an affiliation with the Manager.

F2 · ownership.nature: Represents shares of the issuer's common stock held by entities directly or indirectly controlled by Mr. Sternlicht, including the Manager, SFIP, LLC and JAWS Capital, LP.

SEC source: 0001104659-22-104589 · tm2226013-3_4seq1.xml · derivative · entry 4

STERNLICHT BARRY S · CIK 0001034657 · Director · CEO, Chairman of Board

10b5-1 filing: Not disclosed

Ownership: Indirect · By controlled entities

Disclosed balance after: 600,000

Underlying: Common Stock · 231,759 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the issuer's common stock.

F1 · shares: On September 30, 2022, SPT Management, LLC, the issuer's external manager (the "Manager"), acquired 231,759 shares of the issuer's common stock in connection with the vesting of (i) 81,759 of the restricted stock units originally granted to the Manager on September 24, 2019 as an award under the Starwood Property Trust, Inc. 2017 Manager Equity Plan (the "2019 RSUs"), and (ii) 150,000 of the restricted stock units originally granted to the Manager on November 9, 2020 as an award under the Starwood Property Trust, Inc. 2017 Manager Equity Plan (the "2020 RSUs").

F2 · shares: The remaining 2020 RSUs will vest ratably in quarterly installments through September 30, 2023, in each case subject to the Manager's continued service as the issuer's external manager. As such restricted stock units vest, the awards will be settled in shares of the issuer's common stock promptly, but in no event later than 30 days, following the applicable quarterly vesting dates. There are no remaining unvested 2019 RSUs.

F1 · derivative.exercise_date: On September 30, 2022, SPT Management, LLC, the issuer's external manager (the "Manager"), acquired 231,759 shares of the issuer's common stock in connection with the vesting of (i) 81,759 of the restricted stock units originally granted to the Manager on September 24, 2019 as an award under the Starwood Property Trust, Inc. 2017 Manager Equity Plan (the "2019 RSUs"), and (ii) 150,000 of the restricted stock units originally granted to the Manager on November 9, 2020 as an award under the Starwood Property Trust, Inc. 2017 Manager Equity Plan (the "2020 RSUs").

F2 · derivative.exercise_date: The remaining 2020 RSUs will vest ratably in quarterly installments through September 30, 2023, in each case subject to the Manager's continued service as the issuer's external manager. As such restricted stock units vest, the awards will be settled in shares of the issuer's common stock promptly, but in no event later than 30 days, following the applicable quarterly vesting dates. There are no remaining unvested 2019 RSUs.

F1 · derivative.expiration_date: On September 30, 2022, SPT Management, LLC, the issuer's external manager (the "Manager"), acquired 231,759 shares of the issuer's common stock in connection with the vesting of (i) 81,759 of the restricted stock units originally granted to the Manager on September 24, 2019 as an award under the Starwood Property Trust, Inc. 2017 Manager Equity Plan (the "2019 RSUs"), and (ii) 150,000 of the restricted stock units originally granted to the Manager on November 9, 2020 as an award under the Starwood Property Trust, Inc. 2017 Manager Equity Plan (the "2020 RSUs").

F2 · derivative.expiration_date: The remaining 2020 RSUs will vest ratably in quarterly installments through September 30, 2023, in each case subject to the Manager's continued service as the issuer's external manager. As such restricted stock units vest, the awards will be settled in shares of the issuer's common stock promptly, but in no event later than 30 days, following the applicable quarterly vesting dates. There are no remaining unvested 2019 RSUs.

F6 · balance_after: Represents the 1,800,000 2020 RSUs granted to the Manager, less those 2020 RSUs that have already vested and been converted into shares of the issuer's common stock.

F3 · ownership.nature: Represents shares of the issuer's common stock held by entities directly or indirectly controlled by Mr. Sternlicht, including the Manager, SFIP, LLC and JAWS Capital, LP.

SEC source: 0001104659-22-104589 · tm2226013-3_4seq1.xml · nonDerivative · entry 1

STERNLICHT BARRY S · CIK 0001034657 · Director · CEO, Chairman of Board

10b5-1 filing: Not disclosed

Ownership: Indirect · By controlled entities

Disclosed balance after: 3,041,500

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: On September 30, 2022, SPT Management, LLC, the issuer's external manager (the "Manager"), acquired 231,759 shares of the issuer's common stock in connection with the vesting of (i) 81,759 of the restricted stock units originally granted to the Manager on September 24, 2019 as an award under the Starwood Property Trust, Inc. 2017 Manager Equity Plan (the "2019 RSUs"), and (ii) 150,000 of the restricted stock units originally granted to the Manager on November 9, 2020 as an award under the Starwood Property Trust, Inc. 2017 Manager Equity Plan (the "2020 RSUs").

F2 · price: The remaining 2020 RSUs will vest ratably in quarterly installments through September 30, 2023, in each case subject to the Manager's continued service as the issuer's external manager. As such restricted stock units vest, the awards will be settled in shares of the issuer's common stock promptly, but in no event later than 30 days, following the applicable quarterly vesting dates. There are no remaining unvested 2019 RSUs.

F3 · ownership.nature: Represents shares of the issuer's common stock held by entities directly or indirectly controlled by Mr. Sternlicht, including the Manager, SFIP, LLC and JAWS Capital, LP.

SEC source: 0001104659-22-105267 · tm2227266-3_4seq1.xml · nonDerivative · entry 1

Perpall Frederick · CIK 0001686973 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,148

F1 · shares: Represents restricted shares of the issuer's common stock vesting on September 29, 2023.

F2 · price: The issuer granted these shares to Mr. Perpall pursuant to the Starwood Property Trust, Inc. 2022 Equity Plan.

SEC source: 0001104659-22-105256 · tm2227266-1_4seq1.xml · nonDerivative · entry 1

Douglas Camille J. · CIK 0001480804 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,057

F1 · shares: Represents restricted shares of the issuer's common stock vesting on September 29, 2023.

F2 · price: The issuer granted these shares to Ms. Douglas pursuant to the Starwood Property Trust, Inc. 2022 Equity Plan.

SEC source: 0001104659-22-105272 · tm2227266-4_4seq1.xml · nonDerivative · entry 1

Bronson Richard D. · CIK 0001469656 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,557

F1 · shares: Represents restricted shares of the issuer's common stock vesting on September 29, 2023.

F2 · price: The issuer granted these shares to Mr. Bronson pursuant to the Starwood Property Trust, Inc. 2022 Equity Plan.

SEC source: 0001104659-22-105280 · tm2227266-5_4seq1.xml · nonDerivative · entry 1

Kumin Solomon J. · CIK 0001613896 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,265

F1 · shares: Represents restricted shares of the issuer's common stock vesting on September 29, 2023.

F2 · price: The issuer granted these shares to Mr. Kumin pursuant to the Starwood Property Trust, Inc. 2022 Equity Plan.

SEC source: 0001104659-22-105285 · tm2227266-6_4seq1.xml · nonDerivative · entry 1

ZELNICK STRAUSS · CIK 0001223489 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,157

F1 · shares: Represents restricted shares of the issuer's common stock vesting on September 29, 2023.

F2 · price: The issuer granted these shares to Mr. Zelnick pursuant to the Starwood Property Trust, Inc. 2022 Equity Plan.

SEC source: 0001104659-22-105263 · tm2227266-2_4seq1.xml · nonDerivative · entry 1

Ridley Fred S. · CIK 0001752735 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,037

F1 · shares: Represents restricted shares of the issuer's common stock vesting on September 29, 2023.

F2 · price: The issuer granted these shares to Mr. Ridley pursuant to the Starwood Property Trust, Inc. 2022 Equity Plan.

SEC source: 0001104659-22-100827 · tm2226013-1_4seq1.xml · nonDerivative · entry 1

STERNLICHT BARRY S · CIK 0001034657 · Director · CEO, Chairman of Board

10b5-1 filing: Not disclosed

Ownership: Indirect · By controlled entities

Disclosed balance after: 2,809,741

F1 · shares: Represents shares of the issuer's common stock distributed by SPT Management, LLC, the issuer's external manager (the "Manager"), to certain employees and/or other persons having an affiliation with the Manager.

F2 · ownership.nature: Represents shares of the issuer's common stock held by entities directly or indirectly controlled by Mr. Sternlicht, including the Manager, SFIP, LLC and JAWS Capital, LP.

SEC source: 0001104659-22-094036 · tm2222312-4_4seq1.xml · nonDerivative · entry 1

Dishner Jeffrey G. · CIK 0001469667 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 609,132

F1 · shares: SPT Management, LLC, the issuer's external manager, granted 5,419 shares of the issuer's common stock to Mr. Dishner.

SEC source: 0001104659-22-092974 · tm2222312-3_4seq1.xml · nonDerivative · entry 1

Dishner Jeffrey G. · CIK 0001469667 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 603,713

F1 · shares: SPT Management, LLC, the issuer's external manager, granted 32,356 shares of the issuer's common stock to Mr. Dishner.

SEC source: 0001104659-22-092191 · tm2222312-2_4seq1.xml · nonDerivative · entry 1

STERNLICHT BARRY S · CIK 0001034657 · Director · CEO, Chairman of Board

10b5-1 filing: Not disclosed

Ownership: Indirect · By controlled entities

Disclosed balance after: 2,868,793

F1 · shares: Represents restricted shares of the issuer's common stock granted to SPT Management, LLC, the issuer's external manager (the "Manager"), as payment of 50% of the incentive fee as required by the Management Agreement between the issuer and the Manager, net of shares of the issuer's common stock distributed to certain employees and/or other persons having an affiliation with the Manager.

F1 · price: Represents restricted shares of the issuer's common stock granted to SPT Management, LLC, the issuer's external manager (the "Manager"), as payment of 50% of the incentive fee as required by the Management Agreement between the issuer and the Manager, net of shares of the issuer's common stock distributed to certain employees and/or other persons having an affiliation with the Manager.

F2 · ownership.nature: Represents shares of the issuer's common stock held by entities directly or indirectly controlled by Mr. Sternlicht, including the Manager, SFIP, LLC and JAWS Capital, LP.

SEC source: 0001104659-22-084857 · tm2222312d1_4seq1.xml · nonDerivative · entry 1

STERNLICHT BARRY S · CIK 0001034657 · Director · CEO, Chairman of Board

10b5-1 filing: Not disclosed

Ownership: Indirect · By controlled entities

Disclosed balance after: 2,798,252

F1 · shares: Represents shares of the issuer's common stock distributed by SPT Management, LLC, the issuer's external manager (the "Manager"), to certain employees and/or other persons having an affiliation with the Manager.

F2 · ownership.nature: Represents shares of the issuer's common stock held by entities directly or indirectly controlled by Mr. Sternlicht, including the Manager, SFIP, LLC and JAWS Capital, LP.

SEC source: 0001104659-22-077326 · tm2219407-1_4seq1.xml · derivative · entry 4

STERNLICHT BARRY S · CIK 0001034657 · Director · CEO, Chairman of Board

10b5-1 filing: Not disclosed

Ownership: Indirect · By controlled entities

Disclosed balance after: 831,759

Underlying: Common Stock · 231,759 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the issuer's common stock.

F1 · shares: On June 30, 2022, SPT Management, LLC, the issuer's external manager (the "Manager"), acquired 231,759 shares of the issuer's common stock in connection with the vesting of (i) 81,759 of the restricted stock units originally granted to the Manager on September 24, 2019 as an award under the Starwood Property Trust, Inc. 2017 Manager Equity Plan (the "2019 RSUs"), and (ii) 150,000 of the restricted stock units originally granted to the Manager on November 9, 2020 as an award under the Starwood Property Trust, Inc. 2017 Manager Equity Plan (the "2020 RSUs").

F2 · shares: The remaining 2019 RSUs will vest ratably in quarterly installments through September 30, 2022 and the remaining 2020 RSUs will vest ratably in quarterly installments through September 30, 2023, in each case subject to the Manager's continued service as the issuer's external manager. As such restricted stock units vest, the awards will be settled in shares of the issuer's common stock promptly, but in no event later than 30 days, following the applicable quarterly vesting dates.

F1 · derivative.exercise_date: On June 30, 2022, SPT Management, LLC, the issuer's external manager (the "Manager"), acquired 231,759 shares of the issuer's common stock in connection with the vesting of (i) 81,759 of the restricted stock units originally granted to the Manager on September 24, 2019 as an award under the Starwood Property Trust, Inc. 2017 Manager Equity Plan (the "2019 RSUs"), and (ii) 150,000 of the restricted stock units originally granted to the Manager on November 9, 2020 as an award under the Starwood Property Trust, Inc. 2017 Manager Equity Plan (the "2020 RSUs").

F2 · derivative.exercise_date: The remaining 2019 RSUs will vest ratably in quarterly installments through September 30, 2022 and the remaining 2020 RSUs will vest ratably in quarterly installments through September 30, 2023, in each case subject to the Manager's continued service as the issuer's external manager. As such restricted stock units vest, the awards will be settled in shares of the issuer's common stock promptly, but in no event later than 30 days, following the applicable quarterly vesting dates.

F1 · derivative.expiration_date: On June 30, 2022, SPT Management, LLC, the issuer's external manager (the "Manager"), acquired 231,759 shares of the issuer's common stock in connection with the vesting of (i) 81,759 of the restricted stock units originally granted to the Manager on September 24, 2019 as an award under the Starwood Property Trust, Inc. 2017 Manager Equity Plan (the "2019 RSUs"), and (ii) 150,000 of the restricted stock units originally granted to the Manager on November 9, 2020 as an award under the Starwood Property Trust, Inc. 2017 Manager Equity Plan (the "2020 RSUs").

F2 · derivative.expiration_date: The remaining 2019 RSUs will vest ratably in quarterly installments through September 30, 2022 and the remaining 2020 RSUs will vest ratably in quarterly installments through September 30, 2023, in each case subject to the Manager's continued service as the issuer's external manager. As such restricted stock units vest, the awards will be settled in shares of the issuer's common stock promptly, but in no event later than 30 days, following the applicable quarterly vesting dates.

F6 · balance_after: Represents the 1,200,000 2019 RSUs granted to the Manager and the 1,800,000 2020 RSUs granted to the Manager, less those restricted stock units that have already vested and been converted into shares of the issuer's common stock.

F3 · ownership.nature: Represents shares of the issuer's common stock held by entities directly or indirectly controlled by Mr. Sternlicht, including the Manager, SFIP, LLC and JAWS Capital, LP.

SEC source: 0001104659-22-077326 · tm2219407-1_4seq1.xml · nonDerivative · entry 1

STERNLICHT BARRY S · CIK 0001034657 · Director · CEO, Chairman of Board

10b5-1 filing: Not disclosed

Ownership: Indirect · By controlled entities

Disclosed balance after: 2,801,133

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: On June 30, 2022, SPT Management, LLC, the issuer's external manager (the "Manager"), acquired 231,759 shares of the issuer's common stock in connection with the vesting of (i) 81,759 of the restricted stock units originally granted to the Manager on September 24, 2019 as an award under the Starwood Property Trust, Inc. 2017 Manager Equity Plan (the "2019 RSUs"), and (ii) 150,000 of the restricted stock units originally granted to the Manager on November 9, 2020 as an award under the Starwood Property Trust, Inc. 2017 Manager Equity Plan (the "2020 RSUs").

F2 · price: The remaining 2019 RSUs will vest ratably in quarterly installments through September 30, 2022 and the remaining 2020 RSUs will vest ratably in quarterly installments through September 30, 2023, in each case subject to the Manager's continued service as the issuer's external manager. As such restricted stock units vest, the awards will be settled in shares of the issuer's common stock promptly, but in no event later than 30 days, following the applicable quarterly vesting dates.

F3 · ownership.nature: Represents shares of the issuer's common stock held by entities directly or indirectly controlled by Mr. Sternlicht, including the Manager, SFIP, LLC and JAWS Capital, LP.