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Nasdaq · USD

STTK

Shattuck Labs, Inc.

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Tapewire entity
5224
SEC CIK
0001680367
Parsed reports
211

Last 12 months

Inside the activity.

1 purchase rows · 6 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202602
Jun 202612
Jul 202602
Aug 202600
Sep 202600
Oct 202600

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
January 10, 2024 Filed Jan 16, 2024 21:42 UTC
Shukla Abhinav A.Chief Technical Officer
GrantStock Option (Right to Buy) · Derivative 66,850 $0.00 Strike: $10.09 $0.00
Disclosure

SEC source: 0000950170-24-004670 · ownership.xml · derivative · entry 2

Shukla Abhinav A. · CIK 0001923377 · Chief Technical Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 66,850

Underlying: Common Stock · 66,850 shares

Expires 2034-01-10

F3 · derivative.exercise_date: This option represents a right to purchase a total of 66,850 shares of the Issuer's common stock, one quarter of which will vest on January 10, 2025, with the remaining three quarters vesting in equal monthly installments through January 10, 2028, subject to the Reporting Person's continued service to the Issuer.

Read SEC document
January 10, 2024 Filed Jan 16, 2024 21:42 UTC
Shukla Abhinav A.Chief Technical Officer
GrantCommon Stock 33,425 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-004670 · ownership.xml · nonDerivative · entry 1

Shukla Abhinav A. · CIK 0001923377 · Chief Technical Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 81,717

F1 · shares: Consists of 33,425 restricted stock units, which will vest in four equal annual installments beginning on January 10, 2025, subject to the Reporting Person's continued service to the Issuer.

F2 · balance_after: Includes 600 shares acquired by the Reporting Person under the Issuer's 2020 Employee Stock Purchase Plan on each of February 14, 2023 and August 14, 2023.

Read SEC document
January 10, 2024 Filed Jan 16, 2024 21:35 UTC
Neill Andrew RChief Financial Officer
GrantStock Option (Right to Buy) · Derivative 113,000 $0.00 Strike: $10.09 $0.00
Disclosure

SEC source: 0000950170-24-004656 · ownership.xml · derivative · entry 4

Neill Andrew R · CIK 0001827204 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 113,000

Underlying: Common Stock · 113,000 shares

Expires 2034-01-10

F2 · derivative.exercise_date: This option represents a right to purchase a total of 113,000 shares of the Issuer's common stock, one quarter of which will vest on January 10, 2025, with the remaining three quarters vesting in equal monthly installments through January 10, 2028, subject to the Reporting Person's continued service to the Issuer.

Read SEC document
January 10, 2024 Filed Jan 16, 2024 21:35 UTC
Neill Andrew RChief Financial Officer
SaleCommon Stock 25,000 $10.00 $250,000.00
Disclosure

SEC source: 0000950170-24-004656 · ownership.xml · nonDerivative · entry 3

Neill Andrew R · CIK 0001827204 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 173,446

Read SEC document
January 10, 2024 Filed Jan 16, 2024 21:35 UTC
Neill Andrew RChief Financial Officer
Tax withholdingCommon Stock 2,470 $10.09 $24,922.30
Disclosure

SEC source: 0000950170-24-004656 · ownership.xml · nonDerivative · entry 2

Neill Andrew R · CIK 0001827204 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 198,446

Read SEC document
January 10, 2024 Filed Jan 16, 2024 21:35 UTC
Neill Andrew RChief Financial Officer
GrantCommon Stock 56,500 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-004656 · ownership.xml · nonDerivative · entry 1

Neill Andrew R · CIK 0001827204 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 200,916

F1 · shares: Consists of 56,500 restricted stock units, which will vest in four equal annual installments beginning on January 10, 2025, subject to the Reporting Person's continued service to the Issuer.

Read SEC document
December 21, 2023 Filed Dec 27, 2023 02:30 UTC
Redmile Group, LLCDirector · 10% owner
Green JeremyDirector · 10% owner
GrantPre-Funded Warrant to Purchase Common Stock · Derivative 3,100,823 Not disclosed Strike: $0.00 Not disclosed
Disclosure

SEC source: 0001104659-23-129340 · tm2333671-2_4seq1.xml · derivative · entry 1

Redmile Group, LLC · CIK 0001425738 · Director · 10% owner

Green Jeremy · CIK 0001650527 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 3,100,823

Underlying: Common Stock · 3,100,823 shares

Expires not disclosed

F1 · security: On December 21, 2023, the Issuer entered into a securities purchase agreement (the "Purchase Agreement") with certain private investment vehicles and sub-advised accounts managed by Redmile Group, LLC (collectively, the "Redmile Funds"). Pursuant to the terms of the Purchase Agreement, the Issuer in a private placement, which closed on the second trading day following the date of the Purchase Agreement, issued and sold to the Redmile Funds pre-funded warrants (the "Warrants") to purchase up to an aggregate of 3,100,823 shares of the Issuer's common stock (the "Warrant Shares") at a purchase price per share equal to $6.4499, which represents the offering price per share of the Common Stock less the exercise price per share of $0.0001.

F2 · price: The Warrants are exercisable by the Redmile Funds at any time on or after the original issuance date of the Purchase Agreement until fully exercised at an exercise price per share equal to $0.0001, subject to a 9.99% beneficial ownership blocker. The Warrants have no expiration date.

F2 · derivative.exercise_date: The Warrants are exercisable by the Redmile Funds at any time on or after the original issuance date of the Purchase Agreement until fully exercised at an exercise price per share equal to $0.0001, subject to a 9.99% beneficial ownership blocker. The Warrants have no expiration date.

F2 · derivative.expiration_date: The Warrants are exercisable by the Redmile Funds at any time on or after the original issuance date of the Purchase Agreement until fully exercised at an exercise price per share equal to $0.0001, subject to a 9.99% beneficial ownership blocker. The Warrants have no expiration date.

F3 · ownership.nature: These securities may be deemed beneficially owned by Redmile Group, LLC ("Redmile") as investment manager of the Redmile Funds. The reported securities may also be deemed beneficially owned by Jeremy Green as the principal of Redmile (collectively with Redmile, the "Reporting Persons"). Each of the Reporting Persons disclaims beneficial ownership of the reported securities except to the extent of its or his pecuniary interest therein. This report shall not be deemed an admission that the Reporting Persons are a beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

Read SEC document
May 26, 2023 Filed May 31, 2023 16:36 UTC GrantStock Option (Right to Buy) · Derivative 40,258 $0.00 Strike: $2.72 $0.00
Disclosure

SEC source: 0000950170-23-025368 · ownership.xml · derivative · entry 1

Brownstein Carrie · CIK 0001894232 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 40,258

Underlying: Common Stock · 40,258 shares

Expires 2033-05-26

F1 · derivative.exercise_date: This option represents the right to purchase a total of 40,258 shares of the Issuer's common stock, which will vest in full on the earlier of the one-year anniversary of the grant date or immediately prior to the Issuer's next annual meeting of stockholders, subject to the Reporting Person's continued service to the Issuer.

Read SEC document
May 26, 2023 Filed May 31, 2023 20:43 UTC GrantStock Option (Right to Buy) · Derivative 40,258 $0.00 Strike: $2.72 $0.00
Disclosure

SEC source: 0000950170-23-025380 · ownership.xml · derivative · entry 1

Boudreau Helen M · CIK 0001661481 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 40,258

Underlying: Common Stock · 40,258 shares

Expires 2033-05-26

F1 · derivative.exercise_date: This option represents the right to purchase a total of 40,258 shares of the Issuer's common stock, which will vest in full on the earlier of the one-year anniversary of the grant date or immediately prior to the Issuer's next annual meeting of stockholders, subject to the Reporting Person's continued service to the Issuer.

Read SEC document
May 26, 2023 Filed May 31, 2023 22:40 UTC
Redmile Group, LLCDirector · 10% owner
Green JeremyDirector · 10% owner
GrantStock Option (Right to Buy) · Derivative 40,258 $0.00 Strike: $2.72 $0.00
Disclosure

SEC source: 0001104659-23-066721 · tm2317377-2_4seq1.xml · derivative · entry 1

Redmile Group, LLC · CIK 0001425738 · Director · 10% owner

Green Jeremy · CIK 0001650527 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 40,258

Underlying: Common Stock · 40,258 shares

Expires 2033-05-26

F1 · derivative.exercise_date: This option represents a right to purchase a total of 40,258 shares of the Issuer's common stock, which will vest in full on the earlier of the one-year anniversary of the grant date or immediately prior to the next annual meeting of the Issuer's shareholders, subject to Mr. Michael Lee's continued service to the Issuer through such date.

F2 · ownership.nature: The stock option was granted to Mr. Lee, a managing director of Redmile Group, LLC ("Redmile"), in connection with his service as a member of the Board of Directors of the Issuer. Pursuant to the policies of Redmile, Mr. Lee holds this stock option as a nominee on behalf, and for the sole benefit, of Redmile and has assigned all economic, pecuniary and voting rights in respect of the stock option to Redmile. Mr. Lee disclaims beneficial ownership of the stock option, and the filing of this Form 4 shall not be deemed an admission that Mr. Lee is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

F3 · ownership.nature: The stock option may also be deemed beneficially owned by Jeremy Green as the principal of Redmile. Redmile and Mr. Green disclaim beneficial ownership of the stock option except to the extent of their pecuniary interest therein, and this Form 4 shall not be deemed an admission that Redmile or Mr. Green is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

F4 · ownership.nature: Mr. Lee, a member of the board of directors of the Issuer and a managing director of Redmile, was elected to the board of the Issuer as a representative of Redmile. As a result, the Reporting Persons are directors by deputization for purposes of Section 16 of the Securities Exchange Act of 1934, as amended.

Read SEC document
May 26, 2023 Filed May 31, 2023 16:39 UTC GrantStock Option (Right to Buy) · Derivative 40,258 $0.00 Strike: $2.72 $0.00
Disclosure

SEC source: 0000950170-23-025373 · ownership.xml · derivative · entry 1

Gibson Neil W · CIK 0001555918 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 40,258

Underlying: Common Stock · 40,258 shares

Expires 2033-05-26

F1 · derivative.exercise_date: This option represents the right to purchase a total of 40,258 shares of the Issuer's common stock, which will vest in full on the earlier of the one-year anniversary of the grant date or immediately prior to the Issuer's next annual meeting of stockholders, subject to the Reporting Person's continued service to the Issuer.

Read SEC document
May 26, 2023 Filed May 31, 2023 20:40 UTC GrantStock Option (Right to Buy) · Derivative 40,258 $0.00 Strike: $2.72 $0.00
Disclosure

SEC source: 0000950170-23-025375 · ownership.xml · derivative · entry 1

Golumbeski George · CIK 0001586660 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 40,258

Underlying: Common Stock · 40,258 shares

Expires 2023-05-26

F1 · derivative.exercise_date: This option represents the right to purchase a total of 40,258 shares of the Issuer's common stock, which will vest in full on the earlier of the one-year anniversary of the grant date or immediately prior to the Issuer's next annual meeting of stockholders, subject to the Reporting Person's continued service to the Issuer.

Read SEC document
May 26, 2023 Filed May 31, 2023 22:39 UTC GrantStock Option (Right to Buy) · Derivative 40,258 $0.00 Strike: $2.72 $0.00
Disclosure

SEC source: 0001104659-23-066719 · tm2317377-1_4seq1.xml · derivative · entry 1

Lee Michael Stewart · CIK 0001748010 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 40,258

Underlying: Common Stock · 40,258 shares

Expires 2033-05-26

F1 · derivative.exercise_date: This option represents a right to purchase a total of 40,258 shares of the Issuer's common stock, which will vest in full on the earlier of (i) the one-year anniversary of the grant date or (ii) immediately prior to the next annual meeting of the Issuer's shareholders, subject to the Reporting Person's continued service to the Issuer through such date.

F2 · ownership.direct: The stock option was granted to Mr. Lee in connection with his service as a member of the Board of Directors of the Issuer. Mr. Lee, a managing director of Redmile Group, LLC ("Redmile"), was elected to the board of the Issuer as a representative of Redmile. Pursuant to the policies of Redmile, Mr. Lee holds this stock option as a nominee on behalf, and for the sole benefit, of Redmile and has assigned all economic, pecuniary and voting rights in respect of the stock option to Redmile. Mr. Lee disclaims beneficial ownership of the stock option, and the filing of this Form 4 shall not be deemed an admission that Mr. Lee is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

F3 · ownership.direct: The stock option may also be deemed beneficially owned by Jeremy Green as the principal of Redmile. Redmile and Mr. Green disclaim beneficial ownership of the stock option except to the extent of their pecuniary interest therein, and this Form 4 shall not be deemed an admission that Redmile or Mr. Green is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

F4 · ownership.direct: Mr. Lee was elected to the board of directors of the Issuer as a representative of Redmile. As a result, Redmile and Mr. Green are directors by deputization for purposes of Section 16 of the Securities Exchange Act of 1934, as amended.

Read SEC document
May 26, 2023 Filed May 31, 2023 20:34 UTC
Brous TylerDirector
GrantStock Option (Right to Buy) · Derivative 40,258 $0.00 Strike: $2.72 $0.00
Disclosure

SEC source: 0000950170-23-025365 · ownership.xml · derivative · entry 1

Brous Tyler · CIK 0001827387 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 40,258

Underlying: Common Stock · 40,258 shares

Expires 2033-05-26

F1 · derivative.exercise_date: This option represents the right to purchase a total of 40,258 shares of the Issuer's common stock, which will vest in full on the earlier of the one-year anniversary of the grant date or immediately prior to the Issuer's next annual meeting of stockholders, subject to the Reporting Person's continued service to the Issuer.

Read SEC document
May 10, 2023 Filed May 12, 2023 20:11 UTC
Stout StephenSee Remarks
GrantStock Option (Right to Buy) · Derivative 31,800 $0.00 Strike: $2.79 $0.00
Disclosure

SEC source: 0000950170-23-021768 · ownership.xml · derivative · entry 2

Stout Stephen · CIK 0001970664 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 31,800

Underlying: Common Stock · 31,800 shares

Expires 2033-05-10

F2 · derivative.exercise_date: This option represents a right to purchase a total of 31,800 shares of the Issuer's common stock, one quarter of which will vest on May 10, 2024, with the remaining three quarters vesting in equal monthly installments through May 10, 2027, subject to the Reporting Person's continued service to the Issuer.

Read SEC document
May 10, 2023 Filed May 12, 2023 20:11 UTC
Stout StephenSee Remarks
GrantCommon Stock 15,900 $0.00 $0.00
Disclosure

SEC source: 0000950170-23-021768 · ownership.xml · nonDerivative · entry 1

Stout Stephen · CIK 0001970664 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 30,875

F1 · shares: Consists of 15,900 restricted stock units, which will vest in four equal annual installments beginning on May 10, 2024, subject to the Reporting Person's continued service to the Issuer.

Read SEC document
January 25, 2023 Filed Jan 27, 2023 23:07 UTC
Pandite Arundathy N.Chief Medical Officer
GrantStock Option (Right to Buy) · Derivative 69,750 $0.00 Strike: $3.57 $0.00
Disclosure

SEC source: 0000899243-23-002884 · doc4.xml · derivative · entry 2

Pandite Arundathy N. · CIK 0001827232 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,750

Underlying: Common Stock · 69,750 shares

Expires 2033-01-25

F2 · derivative.exercise_date: This option represents a right to purchase a total of 69,750 shares of the Issuer's common stock, one quarter of which will vest on January 25, 2024, with the remaining three quarters vesting in equal monthly installments through January 25, 2027, subject to the Reporting Person's continued service to the Issuer.

Read SEC document
January 25, 2023 Filed Jan 27, 2023 23:07 UTC
Pandite Arundathy N.Chief Medical Officer
GrantCommon Stock 37,875 $0.00 $0.00
Disclosure

SEC source: 0000899243-23-002884 · doc4.xml · nonDerivative · entry 1

Pandite Arundathy N. · CIK 0001827232 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 175,792

F1 · shares: Consists of 37,875 restricted stock units, which will vest in four equal annual installments beginning on January 25, 2024, subject to the Reporting Person's continued service to the Issuer.

Read SEC document
January 25, 2023 Filed Jan 27, 2023 23:04 UTC
Schreiber TaylorDirector · Chief Executive Officer
GrantStock Option (Right to Buy) · Derivative 165,050 $0.00 Strike: $3.57 $0.00
Disclosure

SEC source: 0000899243-23-002880 · doc4.xml · derivative · entry 1

Schreiber Taylor · CIK 0001601942 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 165,050

Underlying: Common Stock · 165,050 shares

Expires 2033-01-25

F1 · derivative.exercise_date: This option represents the right to purchase a total of 165,050 shares of the Issuer's common stock, and will vest upon the Issuer's common stock achieving specified share prices during the four years following the grant date, subject to the Reporting Person's continued service to the Issuer.

Read SEC document
January 25, 2023 Filed Jan 27, 2023 18:06 UTC
DeYoung CasiChief Business Officer
GrantStock Option (Right to Buy) · Derivative 54,200 $0.00 Strike: $3.57 $0.00
Disclosure

SEC source: 0000899243-23-002883 · doc4.xml · derivative · entry 2

DeYoung Casi · CIK 0001652066 · Chief Business Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,200

Underlying: Common Stock · 54,200 shares

Expires 2033-01-25

F2 · derivative.exercise_date: This option represents a right to purchase a total of 54,200 shares of the Issuer's common stock, one quarter of which will vest on January 25, 2024, with the remaining three quarters vesting in equal monthly installments through January 25, 2027, subject to the Reporting Person's continued service to the Issuer.

Read SEC document
January 25, 2023 Filed Jan 27, 2023 18:06 UTC
DeYoung CasiChief Business Officer
GrantCommon Stock 27,100 $0.00 $0.00
Disclosure

SEC source: 0000899243-23-002883 · doc4.xml · nonDerivative · entry 1

DeYoung Casi · CIK 0001652066 · Chief Business Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,880

F1 · shares: Consists of 27,100 restricted stock units, which will vest in four equal annual installments beginning on January 25, 2024, subject to the Reporting Person's continued service to the Issuer.

Read SEC document
January 25, 2023 Filed Jan 27, 2023 23:13 UTC
Neill Andrew RChief Financial Officer
GrantStock Option (Right to Buy) · Derivative 69,850 $0.00 Strike: $3.57 $0.00
Disclosure

SEC source: 0000899243-23-002890 · doc4.xml · derivative · entry 2

Neill Andrew R · CIK 0001827204 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,850

Underlying: Common Stock · 69,850 shares

Expires 2033-01-25

F2 · derivative.exercise_date: This option represents a right to purchase a total of 69,850 shares of the Issuer's common stock, one quarter of which will vest on January 25, 2024, with the remaining three quarters vesting in equal monthly installments through January 25, 2027, subject to the Reporting Person's continued service to the Issuer.

Read SEC document
January 25, 2023 Filed Jan 27, 2023 23:13 UTC
Neill Andrew RChief Financial Officer
GrantCommon Stock 34,925 $0.00 $0.00
Disclosure

SEC source: 0000899243-23-002890 · doc4.xml · nonDerivative · entry 1

Neill Andrew R · CIK 0001827204 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 144,416

F1 · shares: Consists of 34,925 restricted stock units, which will vest in four equal annual installments beginning on January 25, 2024, subject to the Reporting Person's continued service to the Issuer.

Read SEC document
January 25, 2023 Filed Jan 27, 2023 23:11 UTC
Thomson Erin AtorGeneral Counsel
GrantStock Option (Right to Buy) · Derivative 48,250 $0.00 Strike: $3.57 $0.00
Disclosure

SEC source: 0000899243-23-002889 · doc4.xml · derivative · entry 2

Thomson Erin Ator · CIK 0001827202 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,250

Underlying: Common Stock · 48,250 shares

Expires 2033-01-25

F2 · derivative.exercise_date: This option represents a right to purchase a total of 48,250 shares of the Issuer's common stock, one quarter of which will vest on January 25, 2024, with the remaining three quarters vesting in equal monthly installments through January 25, 2027, subject to the Reporting Person's continued service to the Issuer.

Read SEC document
January 25, 2023 Filed Jan 27, 2023 23:11 UTC
Thomson Erin AtorGeneral Counsel
GrantCommon Stock 24,125 $0.00 $0.00
Disclosure

SEC source: 0000899243-23-002889 · doc4.xml · nonDerivative · entry 1

Thomson Erin Ator · CIK 0001827202 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 103,209

F1 · shares: Consists of 24,125 restricted stock units, which will vest in four equal annual installments beginning on January 25, 2024, subject to the Reporting Person's continued service to the Issuer.

Read SEC document
January 25, 2023 Filed Jan 27, 2023 23:10 UTC
Shukla Abhinav A.Chief Technical Officer
GrantStock Option (Right to Buy) · Derivative 52,200 $0.00 Strike: $3.57 $0.00
Disclosure

SEC source: 0000899243-23-002887 · doc4.xml · derivative · entry 2

Shukla Abhinav A. · CIK 0001923377 · Chief Technical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,200

Underlying: Common Stock · 52,200 shares

Expires 2033-01-25

F2 · derivative.exercise_date: This option represents a right to purchase a total of 52,200 shares of the Issuer's common stock, one quarter of which will vest on January 25, 2024, with the remaining three quarters vesting in equal monthly installments through January 25, 2027, subject to the Reporting Person's continued service to the Issuer.

Read SEC document
January 25, 2023 Filed Jan 27, 2023 23:10 UTC
Shukla Abhinav A.Chief Technical Officer
GrantCommon Stock 26,100 $0.00 $0.00
Disclosure

SEC source: 0000899243-23-002887 · doc4.xml · nonDerivative · entry 1

Shukla Abhinav A. · CIK 0001923377 · Chief Technical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,092

F1 · shares: Consists of 26,100 restricted stock units, which will vest in four equal annual installments beginning on January 25, 2024, subject to the Reporting Person's continued service to the Issuer.

Read SEC document
January 10, 2023 Filed Jan 12, 2023 21:12 UTC
Pandite Arundathy N.Chief Medical Officer
Tax withholdingCommon Stock 2,987 $3.03 $9,050.61
Disclosure

SEC source: 0000899243-23-001683 · doc4.xml · nonDerivative · entry 1

Pandite Arundathy N. · CIK 0001827232 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 137,917

Read SEC document
January 10, 2023 Filed Jan 12, 2023 16:13 UTC
DeYoung CasiChief Business Officer
Tax withholdingCommon Stock 1,583 $3.03 $4,796.49
Disclosure

SEC source: 0000899243-23-001684 · doc4.xml · nonDerivative · entry 1

DeYoung Casi · CIK 0001652066 · Chief Business Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,780

Read SEC document
January 10, 2023 Filed Jan 12, 2023 21:11 UTC
Shukla Abhinav A.Chief Technical Officer
Tax withholdingCommon Stock 1,933 $3.03 $5,856.99
Disclosure

SEC source: 0000899243-23-001682 · doc4.xml · nonDerivative · entry 1

Shukla Abhinav A. · CIK 0001923377 · Chief Technical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,992

F1 · balance_after: Includes 600 shares acquired by the Reporting Person under the Issuer's 2020 Employee Stock Purchase Plan on August 14, 2022.

Read SEC document
June 08, 2022 Filed Jun 10, 2022 16:31 UTC GrantStock Option (Right to Buy) · Derivative 40,258 $0.00 Strike: $4.32 $0.00
Disclosure

SEC source: 0000899243-22-021924 · doc4.xml · derivative · entry 1

Brownstein Carrie · CIK 0001894232 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,258

Underlying: Common Stock · 40,258 shares

Expires 2032-06-08

F1 · derivative.exercise_date: This option represents a right to purchase a total of 40,258 shares of the Issuer's common stock, which will vest in full on the earlier of the one-year anniversary of the grant date or immediately prior to the Issuer's next annual meeting of stockholders, subject to the Reporting Person's continued service to the Issuer.

Read SEC document
June 08, 2022 Filed Jun 10, 2022 20:31 UTC GrantStock Option (Right to Buy) · Derivative 40,258 $0.00 Strike: $4.32 $0.00
Disclosure

SEC source: 0000899243-22-021923 · doc4.xml · derivative · entry 1

Boudreau Helen M · CIK 0001661481 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,258

Underlying: Common Stock · 40,258 shares

Expires 2032-06-08

F1 · derivative.exercise_date: This option represents a right to purchase a total of 40,258 shares of the Issuer's common stock, which will vest in full on the earlier of the one-year anniversary of the grant date or immediately prior to the Issuer's next annual meeting of stockholders, subject to the Reporting Person's continued service to the Issuer.

Read SEC document
June 08, 2022 Filed Jun 11, 2022 01:32 UTC
Redmile Group, LLCDirector · 10% owner
Green JeremyDirector
GrantStock Option (Right to Buy) · Derivative 40,258 $0.00 Strike: $4.32 $0.00
Disclosure

SEC source: 0001104659-22-070289 · tm2218131-2_4.xml · derivative · entry 1

Redmile Group, LLC · CIK 0001425738 · Director · 10% owner

Green Jeremy · CIK 0001650527 · Director

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 40,258

Underlying: Common Stock · 40,258 shares

Expires 2032-06-08

F1 · derivative.exercise_date: ) This option represents a right to purchase a total of 40,258 shares of the Issuer's common stock, which will vest in full on the earlier of the one-year anniversary of the grant date or immediately prior to the next annual meeting of the Issuer's shareholders, subject to Mr. Michael Lee's continued service to the Issuer through such date.

F2 · ownership.nature: The stock option was granted to Mr. Lee, a managing director of Redmile Group, LLC ("Redmile"), in connection with his service as a member of the Board of Directors of the Issuer. Pursuant to the policies of Redmile, Mr. Lee holds this stock option as a nominee on behalf, and for the sole benefit, of Redmile and has assigned all economic, pecuniary and voting rights in respect of the stock option to Redmile. Mr. Lee disclaims beneficial ownership of the stock option, and the filing of this Form 4 shall not be deemed an admission that Mr. Lee is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

F3 · ownership.nature: The stock option may also be deemed beneficially owned by Jeremy Green as the principal of Redmile. Redmile and Mr. Green disclaim beneficial ownership of the stock option except to the extent of their pecuniary interest therein, and this Form 4 shall not be deemed an admission that Redmile or Mr. Green is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

F4 · ownership.nature: Mr. Lee, a member of the board of directors of the Issuer and a managing director of Redmile, was elected to the board of the Issuer as a representative of Redmile. As a result, the Reporting Persons are directors by deputization for purposes of Section 16 of the Securities Exchange Act of 1934, as amended.

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June 08, 2022 Filed Jun 10, 2022 16:31 UTC GrantStock Option (Right to Buy) · Derivative 40,258 $0.00 Strike: $4.32 $0.00
Disclosure

SEC source: 0000899243-22-021922 · doc4.xml · derivative · entry 1

Gibson Neil W · CIK 0001555918 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,258

Underlying: Common Stock · 40,258 shares

Expires 2032-06-08

F1 · derivative.exercise_date: This option represents a right to purchase a total of 40,258 shares of the Issuer's common stock, which will vest in full on the earlier of the one-year anniversary of the grant date or immediately prior to the Issuer's next annual meeting of stockholders, subject to the Reporting Person's continued service to the Issuer.

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June 08, 2022 Filed Jun 10, 2022 20:30 UTC GrantStock Option (Right to Buy) · Derivative 40,258 $0.00 Strike: $4.32 $0.00
Disclosure

SEC source: 0000899243-22-021918 · doc4.xml · derivative · entry 1

Golumbeski George · CIK 0001586660 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,258

Underlying: Common Stock · 40,258 shares

Expires 2032-06-08

F1 · derivative.exercise_date: This option represents a right to purchase a total of 40,258 shares of the Issuer's common stock, which will vest in full on the earlier of the one-year anniversary of the grant date or immediately prior to the Issuer's next annual meeting of stockholders, subject to the Reporting Person's continued service to the Issuer.

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June 08, 2022 Filed Jun 11, 2022 01:30 UTC GrantStock Option (Right to Buy) · Derivative 40,258 $0.00 Strike: $4.32 $0.00
Disclosure

SEC source: 0001104659-22-070287 · tm2218131-1_4.xml · derivative · entry 1

Lee Michael Stewart · CIK 0001748010 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,258

Underlying: Common Stock · 40,258 shares

Expires 2032-06-08

F1 · derivative.exercise_date: This option represents a right to purchase a total of 40,258 shares of the Issuer's common stock, which will vest in full on the earlier of (i) the one-year anniversary of the grant date or (ii) immediately prior to the next annual meeting of the Issuer's shareholders, subject to the Reporting Person's continued service to the Issuer through such date.

F2 · ownership.direct: The stock option was granted to Mr. Lee in connection with his service as a member of the Board of Directors of the Issuer. Mr. Lee, a managing director of Redmile Group, LLC ("Redmile"), was elected to the board of the Issuer as a representative of Redmile. Pursuant to the policies of Redmile, Mr. Lee holds this stock option as a nominee on behalf, and for the sole benefit, of Redmile and has assigned all economic, pecuniary and voting rights in respect of the stock option to Redmile. Mr. Lee disclaims beneficial ownership of the stock option, and the filing of this Form 4 shall not be deemed an admission that Mr. Lee is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

F3 · ownership.direct: The stock option may also be deemed beneficially owned by Jeremy Green as the principal of Redmile. Redmile and Mr. Green disclaim beneficial ownership of the stock option except to the extent of their pecuniary interest therein, and this Form 4 shall not be deemed an admission that Redmile or Mr. Green is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

F4 · ownership.direct: Mr. Lee was elected to the board of directors of the Issuer as a representative of Redmile. As a result, Redmile and Mr. Green are directors by deputization for purposes of Section 16 of the Securities Exchange Act of 1934, as amended.

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June 08, 2022 Filed Jun 10, 2022 20:31 UTC
Brous TylerDirector
GrantStock Option (Right to Buy) · Derivative 40,258 $0.00 Strike: $4.32 $0.00
Disclosure

SEC source: 0000899243-22-021928 · doc4.xml · derivative · entry 1

Brous Tyler · CIK 0001827387 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,258

Underlying: Common Stock · 40,258 shares

Expires 2032-06-08

F1 · derivative.exercise_date: This option represents a right to purchase a total of 40,258 shares of the Issuer's common stock, which will vest in full on the earlier of the one-year anniversary of the grant date or immediately prior to the Issuer's next annual meeting of stockholders, subject to the Reporting Person's continued service to the Issuer.

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April 26, 2022 Filed Apr 27, 2022 20:05 UTC PurchaseCommon Stock 28,330 $3.63 $102,837.90
Disclosure

SEC source: 0000899243-22-015764 · doc4.xml · nonDerivative · entry 1

Golumbeski George · CIK 0001586660 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,613

F1 · price: This transaction was executed in multiple trades at prices ranging from $3.505 to $3.78. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected.

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April 22, 2022 Filed Apr 26, 2022 16:26 UTC PurchaseCommon Stock 234 $3.67 $858.78
Disclosure

SEC source: 0000899243-22-015609 · doc4.xml · nonDerivative · entry 2

Golumbeski George · CIK 0001586660 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,283

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April 21, 2022 Filed Apr 26, 2022 16:26 UTC PurchaseCommon Stock 26,049 $3.69 $96,120.81
Disclosure

SEC source: 0000899243-22-015609 · doc4.xml · nonDerivative · entry 1

Golumbeski George · CIK 0001586660 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,049

F1 · price: This transaction was executed in multiple trades at prices ranging from $3.62 to $3.80. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected.

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January 28, 2022 Filed Jan 31, 2022 21:38 UTC
Schreiber TaylorDirector · Chief Executive Officer
Exercise / conversionStock Option (Right to Buy) · Derivative 3,926 $0.00 Strike: $4.67 $0.00
Disclosure

SEC source: 0000899243-22-003671 · doc4.xml · derivative · entry 3

Schreiber Taylor · CIK 0001601942 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 176,597

Underlying: Common Stock · 3,926 shares

Expires 2030-08-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: This option represents the right to purchase a total of 188,375 shares of the Issuer's common stock, one quarter of which vested on August 6, 2021, with the remaining three quarters vesting in equal monthly installments through August 6, 2024, subject to the Reporting Person's continued service to the Issuer.

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January 28, 2022 Filed Jan 31, 2022 21:38 UTC
Schreiber TaylorDirector · Chief Executive Officer
Exercise / conversionCommon Stock 3,926 $4.67 $18,334.42
Disclosure

SEC source: 0000899243-22-003671 · doc4.xml · nonDerivative · entry 1

Schreiber Taylor · CIK 0001601942 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,052

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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January 19, 2022 Filed Jan 20, 2022 00:20 UTC
Brous TylerDirector
PurchaseCommon Stock 3,000 $6.87 $20,610.00
Disclosure

SEC source: 0000899243-22-002496 · doc4.xml · nonDerivative · entry 3

Brous Tyler · CIK 0001827387 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 229,672

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January 18, 2022 Filed Jan 20, 2022 00:20 UTC
Brous TylerDirector
PurchaseCommon Stock 2,500 $7.01 $17,525.00
Disclosure

SEC source: 0000899243-22-002496 · doc4.xml · nonDerivative · entry 2

Brous Tyler · CIK 0001827387 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 226,672

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January 14, 2022 Filed Jan 20, 2022 00:20 UTC
Brous TylerDirector
PurchaseCommon Stock 2,500 $7.16 $17,900.00
Disclosure

SEC source: 0000899243-22-002496 · doc4.xml · nonDerivative · entry 1

Brous Tyler · CIK 0001827387 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 224,172

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January 12, 2022 Filed Jan 12, 2022 23:39 UTC
Thomson Erin AtorGeneral Counsel
Exercise / conversionStock Option (Right to Buy) · Derivative 10,000 $0.00 Strike: $2.95 $0.00
Disclosure

SEC source: 0000899243-22-001791 · doc4.xml · derivative · entry 4

Thomson Erin Ator · CIK 0001827202 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,705

Underlying: Common Stock · 10,000 shares

Expires 2028-09-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: This option represents the right to purchase a total of 63,705 shares of the Issuer's common stock, 15,925 of which vested on May 15, 2019, with the remaining shares vesting in equal monthly installments through May 15, 2022.

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January 12, 2022 Filed Jan 12, 2022 23:39 UTC
Thomson Erin AtorGeneral Counsel
Exercise / conversionCommon Stock 10,000 $2.95 $29,500.00
Disclosure

SEC source: 0000899243-22-001791 · doc4.xml · nonDerivative · entry 2

Thomson Erin Ator · CIK 0001827202 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,084

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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January 10, 2022 Filed Jan 12, 2022 23:45 UTC
Pandite Arundathy N.Chief Medical Officer
GrantStock Option (Right to Buy) · Derivative 69,475 $0.00 Strike: $7.43 $0.00
Disclosure

SEC source: 0000899243-22-001797 · doc4.xml · derivative · entry 2

Pandite Arundathy N. · CIK 0001827232 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,475

Underlying: Common Stock · 69,475 shares

Expires 2032-01-10

F2 · derivative.exercise_date: This option represented a right to purchase a total of 69,475 shares of the Issuer's common stock, one quarter of which will vest on January 10, 2023, with the remaining three quarters vesting in equal monthly installments through January 10, 2026, subject to the Reporting Person's continued service to the Issuer.

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January 10, 2022 Filed Jan 12, 2022 23:45 UTC
Pandite Arundathy N.Chief Medical Officer
GrantCommon Stock 34,738 $0.00 $0.00
Disclosure

SEC source: 0000899243-22-001797 · doc4.xml · nonDerivative · entry 1

Pandite Arundathy N. · CIK 0001827232 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 140,904

F1 · shares: Consists of 34,738 restricted stock units, which will vest in four equal annual installments beginning on January 10, 2023, subject to the Reporting Person's continued service to the Issuer.

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January 10, 2022 Filed Jan 12, 2022 23:39 UTC
Schreiber TaylorDirector · Chief Executive Officer
GrantStock Option (Right to Buy) · Derivative 178,150 $0.00 Strike: $7.43 $0.00
Disclosure

SEC source: 0000899243-22-001790 · doc4.xml · derivative · entry 1

Schreiber Taylor · CIK 0001601942 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 178,150

Underlying: Common Stock · 178,150 shares

Expires 2032-01-10

F1 · derivative.exercise_date: This option represents the right to purchase a total of 178,150 shares of the Issuer's common stock, and will vest upon the Issuer's common stock achieving a specified price per share, subject to the Reporting Person's continued service to the Issuer.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.