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Nasdaq · USD

STTK

Shattuck Labs, Inc.

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Tapewire entity
5224
SEC CIK
0001680367
Parsed reports
211

Last 12 months

Inside the activity.

1 purchase rows · 6 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202602
Jun 202612
Jul 202602
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
January 28, 2025 Filed Jan 28, 2025 22:56 UTC
Neill Andrew RChief Financial Officer
GrantStock Option (Right to Buy) · Derivative 214,000 $0.00 Strike: $1.18 $0.00
Disclosure

SEC source: 0000950170-25-009991 · ownership.xml · derivative · entry 1

Neill Andrew R · CIK 0001827204 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 214,000

Underlying: Common Stock · 214,000 shares

Expires 2035-01-28

F1 · derivative.exercise_date: This option represents a right to purchase a total of 214,000 shares of the Issuer's common stock, one quarter of which will vest on January 28, 2026, with the remaining three quarters vesting in equal monthly installments through January 28, 2029, subject to the Reporting Person's continued service to the Issuer.

Read SEC document
January 25, 2025 Filed Jan 28, 2025 23:04 UTC
Pandite Arundathy N.Chief Medical Officer
Tax withholdingCommon Stock 3,211 $1.16 $3,724.76
Disclosure

SEC source: 0000950170-25-010004 · ownership.xml · nonDerivative · entry 1

Pandite Arundathy N. · CIK 0001827232 · Chief Medical Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 206,265

Read SEC document
January 25, 2025 Filed Jan 28, 2025 18:08 UTC
DeYoung CasiChief Business Officer
Tax withholdingCommon Stock 2,297 $1.16 $2,664.52
Disclosure

SEC source: 0000950170-25-010009 · ownership.xml · nonDerivative · entry 1

DeYoung Casi · CIK 0001652066 · Chief Business Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 81,465

Read SEC document
January 25, 2025 Filed Jan 28, 2025 23:13 UTC
Shukla Abhinav A.Chief Technical Officer
Tax withholdingCommon Stock 2,261 $1.16 $2,622.76
Disclosure

SEC source: 0000950170-25-010013 · ownership.xml · nonDerivative · entry 1

Shukla Abhinav A. · CIK 0001923377 · Chief Technical Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 73,536

F1 · balance_after: Includes 600 shares acquired by the Reporting Person under the Issuer's 2020 Employee Stock Purchase Plan (the "ESPP") on February 14, 2024 and 600 shares acquired by the Reporting Person under the ESPP on August 14, 2024.

Read SEC document
January 10, 2025 Filed Jan 13, 2025 22:43 UTC
Pandite Arundathy N.Chief Medical Officer
Tax withholdingCommon Stock 6,884 $1.19 $8,191.96
Disclosure

SEC source: 0000950170-25-004939 · ownership.xml · nonDerivative · entry 1

Pandite Arundathy N. · CIK 0001827232 · Chief Medical Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 209,476

Read SEC document
January 10, 2025 Filed Jan 13, 2025 17:35 UTC
DeYoung CasiChief Business Officer
Tax withholdingCommon Stock 5,727 $1.19 $6,815.13
Disclosure

SEC source: 0000950170-25-004931 · ownership.xml · nonDerivative · entry 1

DeYoung Casi · CIK 0001652066 · Chief Business Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 83,762

Read SEC document
January 10, 2025 Filed Jan 13, 2025 22:35 UTC
Shukla Abhinav A.Chief Technical Officer
Tax withholdingCommon Stock 4,830 $1.19 $5,747.70
Disclosure

SEC source: 0000950170-25-004930 · ownership.xml · nonDerivative · entry 1

Shukla Abhinav A. · CIK 0001923377 · Chief Technical Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 74,597

Read SEC document
December 04, 2024 Filed Dec 7, 2024 02:00 UTC
Redmile Group, LLCDirector · 10% owner
Green JeremyDirector · 10% owner
OtherCommon Stock, par value $0.0001 per share 1,026,888 $1.25 $1,283,610.00
Disclosure

SEC source: 0001104659-24-126421 · tm2430300-2_4seq1.xml · nonDerivative · entry 4

Redmile Group, LLC · CIK 0001425738 · Director · 10% owner

Green Jeremy · CIK 0001650527 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 5,539,724

F1 · kind: On December 4, 2024, certain private investment vehicles (the "Redmile Clients") managed by Redmile Group, LLC ("Redmile") engaged in cross trades with respect to 1,026,888 shares of Common Stock. Certain other Redmile Clients purchased and sold shares of Common Stock concurrently with the cross trades at the same price. The reported transactions occurred simultaneously, at which time the price per share of the Common Shares was $1.25, and therefore the reported transactions resulted in no profit to Redmile or Jeremy Green and the cross trades and other transactions resulted in no change in either of their aggregate beneficial ownership.

F3 · ownership.nature: Redmile may be deemed to beneficially own the reported securities as the investment manager of the Redmile Clients. The reported securities may also be deemed beneficially owned by Jeremy Green as the principal of Redmile. Redmile and Mr. Green (the "Reporting Persons") disclaim beneficial ownership of the reported securities except to the extent of its and his respective pecuniary interest therein, if any, and this report shall not be deemed an admission that such Reporting Persons are the beneficial owners of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

Read SEC document
December 04, 2024 Filed Dec 7, 2024 02:00 UTC
Redmile Group, LLCDirector · 10% owner
Green JeremyDirector · 10% owner
OtherCommon Stock, par value $0.0001 per share 1,026,888 $1.25 $1,283,610.00
Disclosure

SEC source: 0001104659-24-126421 · tm2430300-2_4seq1.xml · nonDerivative · entry 3

Redmile Group, LLC · CIK 0001425738 · Director · 10% owner

Green Jeremy · CIK 0001650527 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 4,512,836

F1 · kind: On December 4, 2024, certain private investment vehicles (the "Redmile Clients") managed by Redmile Group, LLC ("Redmile") engaged in cross trades with respect to 1,026,888 shares of Common Stock. Certain other Redmile Clients purchased and sold shares of Common Stock concurrently with the cross trades at the same price. The reported transactions occurred simultaneously, at which time the price per share of the Common Shares was $1.25, and therefore the reported transactions resulted in no profit to Redmile or Jeremy Green and the cross trades and other transactions resulted in no change in either of their aggregate beneficial ownership.

F3 · ownership.nature: Redmile may be deemed to beneficially own the reported securities as the investment manager of the Redmile Clients. The reported securities may also be deemed beneficially owned by Jeremy Green as the principal of Redmile. Redmile and Mr. Green (the "Reporting Persons") disclaim beneficial ownership of the reported securities except to the extent of its and his respective pecuniary interest therein, if any, and this report shall not be deemed an admission that such Reporting Persons are the beneficial owners of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

Read SEC document
December 04, 2024 Filed Dec 7, 2024 02:00 UTC
Redmile Group, LLCDirector · 10% owner
Green JeremyDirector · 10% owner
PurchaseCommon Stock, par value $0.0001 per share 133,371 $1.25 $166,713.75
Disclosure

SEC source: 0001104659-24-126421 · tm2430300-2_4seq1.xml · nonDerivative · entry 2

Redmile Group, LLC · CIK 0001425738 · Director · 10% owner

Green Jeremy · CIK 0001650527 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 5,539,724

F1 · kind: On December 4, 2024, certain private investment vehicles (the "Redmile Clients") managed by Redmile Group, LLC ("Redmile") engaged in cross trades with respect to 1,026,888 shares of Common Stock. Certain other Redmile Clients purchased and sold shares of Common Stock concurrently with the cross trades at the same price. The reported transactions occurred simultaneously, at which time the price per share of the Common Shares was $1.25, and therefore the reported transactions resulted in no profit to Redmile or Jeremy Green and the cross trades and other transactions resulted in no change in either of their aggregate beneficial ownership.

F3 · ownership.nature: Redmile may be deemed to beneficially own the reported securities as the investment manager of the Redmile Clients. The reported securities may also be deemed beneficially owned by Jeremy Green as the principal of Redmile. Redmile and Mr. Green (the "Reporting Persons") disclaim beneficial ownership of the reported securities except to the extent of its and his respective pecuniary interest therein, if any, and this report shall not be deemed an admission that such Reporting Persons are the beneficial owners of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

Read SEC document
December 04, 2024 Filed Dec 7, 2024 02:00 UTC
Redmile Group, LLCDirector · 10% owner
Green JeremyDirector · 10% owner
SaleCommon Stock, par value $0.0001 per share 133,371 $1.25 $166,713.75
Disclosure

SEC source: 0001104659-24-126421 · tm2430300-2_4seq1.xml · nonDerivative · entry 1

Redmile Group, LLC · CIK 0001425738 · Director · 10% owner

Green Jeremy · CIK 0001650527 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 5,406,353

F1 · kind: On December 4, 2024, certain private investment vehicles (the "Redmile Clients") managed by Redmile Group, LLC ("Redmile") engaged in cross trades with respect to 1,026,888 shares of Common Stock. Certain other Redmile Clients purchased and sold shares of Common Stock concurrently with the cross trades at the same price. The reported transactions occurred simultaneously, at which time the price per share of the Common Shares was $1.25, and therefore the reported transactions resulted in no profit to Redmile or Jeremy Green and the cross trades and other transactions resulted in no change in either of their aggregate beneficial ownership.

F2 · balance_after: Since the last Form 4 filing by Redmile and Mr. Green, Redmile has ceased serving as the investment adviser to a sub-advised account that held 75,765 shares of the Issuer's Common Shares (such shares, the "Account Shares") and therefore no longer has voting or dispositive power with respect to such shares. Accordingly, the amount of shares beneficially owned by Redmile and Mr. Green as disclosed herein does not include the Account Shares and each of Redmile and Mr. Green disclaims beneficial ownership of the Account Shares for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

F3 · ownership.nature: Redmile may be deemed to beneficially own the reported securities as the investment manager of the Redmile Clients. The reported securities may also be deemed beneficially owned by Jeremy Green as the principal of Redmile. Redmile and Mr. Green (the "Reporting Persons") disclaim beneficial ownership of the reported securities except to the extent of its and his respective pecuniary interest therein, if any, and this report shall not be deemed an admission that such Reporting Persons are the beneficial owners of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

Read SEC document
October 07, 2024 Filed Oct 8, 2024 10:05 UTC
Schreiber TaylorDirector · Chief Executive Officer
PurchaseCommon Stock 36,500 $1.21 $44,219.75
Disclosure

SEC source: 0000950170-24-113401 · ownership.xml · nonDerivative · entry 1

Schreiber Taylor · CIK 0001601942 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 71,002

F1 · price: The price reported above is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $1.195 to $1.22, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range.

Read SEC document
June 28, 2024 Filed Jul 1, 2024 10:30 UTC
Brous TylerDirector
PurchaseCommon Stock 3,000 $3.90 $11,700.00
Disclosure

SEC source: 0000950170-24-079257 · ownership.xml · nonDerivative · entry 2

Brous Tyler · CIK 0001827387 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 238,088

Read SEC document
June 27, 2024 Filed Jul 1, 2024 10:30 UTC
Brous TylerDirector
PurchaseCommon Stock 5,416 $3.89 $21,068.24
Disclosure

SEC source: 0000950170-24-079257 · ownership.xml · nonDerivative · entry 1

Brous Tyler · CIK 0001827387 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 235,088

F1 · price: The price reported above is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $3.71 to $3.90, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range.

Read SEC document
June 26, 2024 Filed Jun 26, 2024 20:15 UTC
Schreiber TaylorDirector · Chief Executive Officer
PurchaseCommon Stock 14,400 $3.47 $50,011.20
Disclosure

SEC source: 0000950170-24-077878 · ownership.xml · nonDerivative · entry 1

Schreiber Taylor · CIK 0001601942 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 34,502

F1 · price: The price reported above is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $3.413 to $3.499, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range.

Read SEC document
June 21, 2024 Filed Jun 21, 2024 22:12 UTC GrantStock Option (Right to Buy) · Derivative 27,700 $0.00 Strike: $4.37 $0.00
Disclosure

SEC source: 0000950170-24-076398 · ownership.xml · derivative · entry 1

SIEGALL CLAY B · CIK 0001167496 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 27,700

Underlying: Common Stock · 27,700 shares

Expires 2034-06-21

F1 · derivative.exercise_date: This option represents the right to purchase a total of 27,700 shares of the Issuer's common stock, which will vest in full on the earlier of the one-year anniversary of the grant date or immediately prior to the Issuer's next annual meeting of stockholders, subject to the Reporting Person's continued service to the Issuer.

Read SEC document
June 21, 2024 Filed Jun 21, 2024 18:09 UTC GrantStock Option (Right to Buy) · Derivative 27,700 $0.00 Strike: $4.37 $0.00
Disclosure

SEC source: 0000950170-24-076396 · ownership.xml · derivative · entry 1

Sasser Amy Kate · CIK 0002013454 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 27,700

Underlying: Common Stock · 27,700 shares

Expires 2034-06-21

F1 · derivative.exercise_date: This option represents the right to purchase a total of 27,700 shares of the Issuer's common stock, which will vest in full on the earlier of the one-year anniversary of the grant date or immediately prior to the Issuer's next annual meeting of stockholders, subject to the Reporting Person's continued service to the Issuer.

Read SEC document
June 21, 2024 Filed Jun 21, 2024 17:59 UTC GrantStock Option (Right to Buy) · Derivative 27,700 $0.00 Strike: $4.37 $0.00
Disclosure

SEC source: 0000950170-24-076378 · ownership.xml · derivative · entry 1

Brownstein Carrie · CIK 0001894232 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 27,700

Underlying: Common Stock · 27,700 shares

Expires 2034-06-21

F1 · derivative.exercise_date: This option represents the right to purchase a total of 27,700 shares of the Issuer's common stock, which will vest in full on the earlier of the one-year anniversary of the grant date or immediately prior to the Issuer's next annual meeting of stockholders, subject to the Reporting Person's continued service to the Issuer.

Read SEC document
June 21, 2024 Filed Jun 21, 2024 22:04 UTC GrantStock Option (Right to Buy) · Derivative 27,700 $0.00 Strike: $4.37 $0.00
Disclosure

SEC source: 0000950170-24-076384 · ownership.xml · derivative · entry 1

Boudreau Helen M · CIK 0001661481 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 27,700

Underlying: Common Stock · 27,700 shares

Expires 2034-06-21

F1 · derivative.exercise_date: This option represents the right to purchase a total of 27,700 shares of the Issuer's common stock, which will vest in full on the earlier of the one-year anniversary of the grant date or immediately prior to the Issuer's next annual meeting of stockholders, subject to the Reporting Person's continued service to the Issuer.

Read SEC document
June 21, 2024 Filed Jun 21, 2024 23:22 UTC
Redmile Group, LLCDirector · 10% owner
Green JeremyDirector · 10% owner
GrantStock Option (Right to Buy) · Derivative 27,700 $0.00 Strike: $4.37 $0.00
Disclosure

SEC source: 0001104659-24-074032 · tm2417794-1_4seq1.xml · derivative · entry 1

Redmile Group, LLC · CIK 0001425738 · Director · 10% owner

Green Jeremy · CIK 0001650527 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnotes

Disclosed balance after: 27,700

Underlying: Common Stock · 27,700 shares

Expires 2034-06-21

F1 · derivative.exercise_date: This option represents a right to purchase a total of 27,700 shares of the Issuer's common stock, which will vest in full on the earlier of (i) the one-year anniversary of the grant date or (ii) immediately prior to the next annual meeting of the Issuer's shareholders, subject to Mr. Michael Lee's continued service to the Issuer through such date.

F2 · ownership.nature: The stock option was granted to Mr. Lee, a managing director of Redmile Group, LLC ("Redmile"), in connection with his service as a member of the Board of Directors of the Issuer. Pursuant to the policies of Redmile, Mr. Lee holds this stock option as a nominee on behalf, and for the sole benefit, of Redmile and has assigned all economic, pecuniary and voting rights in respect of the stock option to Redmile. Mr. Lee disclaims beneficial ownership of the stock option, and the filing of this Form 4 shall not be deemed an admission that Mr. Lee is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

F3 · ownership.nature: The stock option may also be deemed beneficially owned by Jeremy Green as the principal of Redmile. Redmile and Mr. Green disclaim beneficial ownership of the stock option except to the extent of their pecuniary interest therein, and this Form 4 shall not be deemed an admission that Redmile or Mr. Green is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

Read SEC document
June 21, 2024 Filed Jun 21, 2024 18:07 UTC GrantStock Option (Right to Buy) · Derivative 27,700 $0.00 Strike: $4.37 $0.00
Disclosure

SEC source: 0000950170-24-076391 · ownership.xml · derivative · entry 1

Gibson Neil W · CIK 0001555918 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 27,700

Underlying: Common Stock · 27,700 shares

Expires 2034-06-21

F1 · derivative.exercise_date: This option represents the right to purchase a total of 27,700 shares of the Issuer's common stock, which will vest in full on the earlier of the one-year anniversary of the grant date or immediately prior to the Issuer's next annual meeting of stockholders, subject to the Reporting Person's continued service to the Issuer.

Read SEC document
June 21, 2024 Filed Jun 21, 2024 22:08 UTC GrantStock Option (Right to Buy) · Derivative 27,700 $0.00 Strike: $4.37 $0.00
Disclosure

SEC source: 0000950170-24-076393 · ownership.xml · derivative · entry 1

Golumbeski George · CIK 0001586660 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 27,700

Underlying: Common Stock · 27,700 shares

Expires 2034-06-21

F1 · derivative.exercise_date: This option represents the right to purchase a total of 27,700 shares of the Issuer's common stock, which will vest in full on the earlier of the one-year anniversary of the grant date or immediately prior to the Issuer's next annual meeting of stockholders, subject to the Reporting Person's continued service to the Issuer.

Read SEC document
June 21, 2024 Filed Jun 21, 2024 23:24 UTC GrantStock Option (Right to Buy) · Derivative 27,700 $0.00 Strike: $4.37 $0.00
Disclosure

SEC source: 0001104659-24-074033 · tm2417794-2_4seq1.xml · derivative · entry 1

Lee Michael Stewart · CIK 0001748010 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 27,700

Underlying: Common Stock · 27,700 shares

Expires 2034-06-21

F1 · derivative.exercise_date: This option represents a right to purchase a total of 27,700 shares of the Issuer's common stock, which will vest in full on the earlier of (i) the one-year anniversary of the grant date or (ii) immediately prior to the next annual meeting of the Issuer's shareholders, subject to the Reporting Person's continued service to the Issuer through such date.

F2 · ownership.direct: The stock option was granted to Mr. Lee, a managing director of Redmile Group, LLC ("Redmile"), in connection with his service as a member of the Board of Directors of the Issuer. Pursuant to the policies of Redmile, Mr. Lee holds this stock option as a nominee on behalf, and for the sole benefit, of Redmile and has assigned all economic, pecuniary and voting rights in respect of the stock option to Redmile. Mr. Lee disclaims beneficial ownership of the stock option, and the filing of this Form 4 shall not be deemed an admission that Mr. Lee is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

F3 · ownership.direct: The stock option may also be deemed beneficially owned by Jeremy Green as the principal of Redmile. Redmile and Mr. Green disclaim beneficial ownership of the stock option except to the extent of their pecuniary interest therein, and this Form 4 shall not be deemed an admission that Redmile or Mr. Green is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

Read SEC document
June 21, 2024 Filed Jun 21, 2024 21:56 UTC
Brous TylerDirector
GrantStock Option (Right to Buy) · Derivative 27,700 $0.00 Strike: $4.37 $0.00
Disclosure

SEC source: 0000950170-24-076368 · ownership.xml · derivative · entry 1

Brous Tyler · CIK 0001827387 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 27,700

Underlying: Common Stock · 27,700 shares

Expires 2034-06-21

F1 · derivative.exercise_date: This option represents the right to purchase a total of 27,700 shares of the Issuer's common stock, which will vest in full on the earlier of the one-year anniversary of the grant date or immediately prior to the Issuer's next annual meeting of stockholders, subject to the Reporting Person's continued service to the Issuer.

Read SEC document
June 04, 2024 Filed Jun 5, 2024 10:05 UTC
Schreiber TaylorDirector · Chief Executive Officer
Exercise / conversionStock Option (Right to Buy) · Derivative 3,050 $0.00 Strike: $3.57 $0.00
Disclosure

SEC source: 0000950170-24-069059 · ownership.xml · derivative · entry 3

Schreiber Taylor · CIK 0001601942 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 162,000

Underlying: Common Stock · 3,050 shares

Expires 2033-01-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: This option represents the right to purchase a total of 165,050 shares of the Issuer's common stock and is fully vested.

Read SEC document
June 04, 2024 Filed Jun 5, 2024 10:05 UTC
Schreiber TaylorDirector · Chief Executive Officer
Exercise / conversionCommon Stock 3,050 $3.57 $10,888.50
Disclosure

SEC source: 0000950170-24-069059 · ownership.xml · nonDerivative · entry 1

Schreiber Taylor · CIK 0001601942 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,102

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 10, 2024 Filed May 14, 2024 20:02 UTC
Stout StephenSee Remarks
Tax withholdingCommon Stock 967 $10.42 $10,076.14
Disclosure

SEC source: 0000950170-24-059492 · ownership.xml · nonDerivative · entry 1

Stout Stephen · CIK 0001970664 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 73,470

Read SEC document
March 28, 2024 Filed Apr 2, 2024 01:32 UTC
Redmile Group, LLCDirector · 10% owner
Green JeremyDirector · 10% owner
OtherCommon Stock 4,425 $0.00 $0.00
Disclosure

SEC source: 0001104659-24-042087 · tm2410246-3_4seq1.xml · nonDerivative · entry 1

Redmile Group, LLC · CIK 0001425738 · Director · 10% owner

Green Jeremy · CIK 0001650527 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 5,615,489

F1 · kind: On March 28, 2024, one of the private investment vehicles managed by Redmile Group, LLC ("Redmile") made a pro rata in kind distribution of the Issuer's common stock, $0.0001 par value per share (the "Common Stock"), directly held by that private investment vehicle for no consideration. As a result, Redmile no longer has voting or dispositive power with respect to the 4,425 shares of the Issuer's Common Stock held by such private investment vehicle.

F2 · ownership.nature: The reported securities are directly held by certain private investment vehicles managed by Redmile (the "Redmile Funds"). Redmile may be deemed to beneficially own the reported securities as investment manager of the Redmile Funds. The reported securities may also be deemed beneficially owned by Jeremy Green as the principal of Redmile (collectively with Redmile, the "Reporting Persons"). Each of the Reporting Persons disclaims beneficial ownership of the reported securities except to the extent of its or his pecuniary interest therein. This report shall not be deemed an admission that the Reporting Persons are a beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

Read SEC document
March 06, 2024 Filed Mar 8, 2024 22:38 UTC GrantStock Option (Right to Buy) · Derivative 33,409 $0.00 Strike: $9.47 $0.00
Disclosure

SEC source: 0000950170-24-028808 · ownership.xml · derivative · entry 1

SIEGALL CLAY B · CIK 0001167496 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 33,409

Underlying: Common Stock · 33,409 shares

Expires 2034-03-06

F1 · derivative.exercise_date: This option represents the right to purchase a total of 33,409 shares of the Issuer's common stock, and vests in three equal annual installments on each of the first three anniversaries of March 1, 2024, subject to the Reporting Person's continued service to the Issuer.

Read SEC document
March 06, 2024 Filed Mar 8, 2024 17:31 UTC GrantStock Option (Right to Buy) · Derivative 33,409 $0.00 Strike: $9.47 $0.00
Disclosure

SEC source: 0000950170-24-028794 · ownership.xml · derivative · entry 1

Sasser Amy Kate · CIK 0002013454 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 33,409

Underlying: Common Stock · 33,409 shares

Expires 2034-03-06

F1 · derivative.exercise_date: This option represents the right to purchase a total of 33,409 shares of the Issuer's common stock, and vests in three equal annual installments on each of the first three anniversaries of March 1, 2024, subject to the Reporting Person's continued service to the Issuer.

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March 06, 2024 Filed Mar 8, 2024 22:40 UTC
Stout StephenSee Remarks
Exercise / conversionStock Option (Right to Buy) · Derivative 6,459 $0.00 Strike: $3.57 $0.00
Disclosure

SEC source: 0000950170-24-028811 · ownership.xml · derivative · entry 7

Stout Stephen · CIK 0001970664 · See Remarks

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 17,391

Underlying: Common Stock · 6,459 shares

Expires 2033-01-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The stock option was granted to the Reporting Person on January 25, 2023, one-quarter of which vested on January 10, 2024 and the remaining three-quarters of which will vest in approximately equal monthly installments through January 10, 2027.

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March 06, 2024 Filed Mar 8, 2024 22:40 UTC
Stout StephenSee Remarks
Exercise / conversionStock Option (Right to Buy) · Derivative 4,650 $0.00 Strike: $3.51 $0.00
Disclosure

SEC source: 0000950170-24-028811 · ownership.xml · derivative · entry 6

Stout Stephen · CIK 0001970664 · See Remarks

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 9,300

Underlying: Common Stock · 4,650 shares

Expires 2032-09-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The stock option was granted to the Reporting Person on September 8, 2022, one-third of which vested on September 8, 2023 and the remaining two-thirds of which will vest on September 8, 2024.

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March 06, 2024 Filed Mar 8, 2024 22:40 UTC
Stout StephenSee Remarks
SaleCommon Stock 4,895 $10.53 $51,544.35
Disclosure

SEC source: 0000950170-24-028811 · ownership.xml · nonDerivative · entry 5

Stout Stephen · CIK 0001970664 · See Remarks

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 74,437

F1 · kind: Sale of shares effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 23, 2023.

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March 06, 2024 Filed Mar 8, 2024 22:40 UTC
Stout StephenSee Remarks
SaleCommon Stock 6,459 $10.53 $68,013.27
Disclosure

SEC source: 0000950170-24-028811 · ownership.xml · nonDerivative · entry 4

Stout Stephen · CIK 0001970664 · See Remarks

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 79,332

F1 · kind: Sale of shares effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 23, 2023.

Read SEC document
March 06, 2024 Filed Mar 8, 2024 22:40 UTC
Stout StephenSee Remarks
Exercise / conversionCommon Stock 6,459 $3.57 $23,058.63
Disclosure

SEC source: 0000950170-24-028811 · ownership.xml · nonDerivative · entry 3

Stout Stephen · CIK 0001970664 · See Remarks

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 85,791

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 06, 2024 Filed Mar 8, 2024 22:40 UTC
Stout StephenSee Remarks
SaleCommon Stock 4,650 $10.53 $48,964.50
Disclosure

SEC source: 0000950170-24-028811 · ownership.xml · nonDerivative · entry 2

Stout Stephen · CIK 0001970664 · See Remarks

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 79,332

F1 · kind: Sale of shares effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 23, 2023.

Read SEC document
March 06, 2024 Filed Mar 8, 2024 22:40 UTC
Stout StephenSee Remarks
Exercise / conversionCommon Stock 4,650 $3.51 $16,321.50
Disclosure

SEC source: 0000950170-24-028811 · ownership.xml · nonDerivative · entry 1

Stout Stephen · CIK 0001970664 · See Remarks

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 83,982

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 30, 2024 Filed Jan 31, 2024 21:05 UTC
Stout StephenSee Remarks
Tax withholdingCommon Stock 593 $9.99 $5,924.07
Disclosure

SEC source: 0000950170-24-009381 · ownership.xml · nonDerivative · entry 1

Stout Stephen · CIK 0001970664 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 79,332

Read SEC document
January 30, 2024 Filed Jan 31, 2024 21:05 UTC
Pandite Arundathy N.Chief Medical Officer
Tax withholdingCommon Stock 2,920 $9.99 $29,170.80
Disclosure

SEC source: 0000950170-24-009382 · ownership.xml · nonDerivative · entry 1

Pandite Arundathy N. · CIK 0001827232 · Chief Medical Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 216,360

Read SEC document
January 30, 2024 Filed Jan 31, 2024 16:05 UTC
DeYoung CasiChief Business Officer
Tax withholdingCommon Stock 2,008 $9.99 $20,059.92
Disclosure

SEC source: 0000950170-24-009376 · ownership.xml · nonDerivative · entry 1

DeYoung Casi · CIK 0001652066 · Chief Business Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 89,489

Read SEC document
January 30, 2024 Filed Jan 31, 2024 21:05 UTC
Shukla Abhinav A.Chief Technical Officer
Tax withholdingCommon Stock 2,290 $9.99 $22,877.10
Disclosure

SEC source: 0000950170-24-009379 · ownership.xml · nonDerivative · entry 1

Shukla Abhinav A. · CIK 0001923377 · Chief Technical Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 79,427

Read SEC document
January 12, 2024 Filed Jan 16, 2024 21:29 UTC
Schreiber TaylorDirector · Chief Executive Officer
GrantStock Option (Right to Buy) · Derivative 330,100 $0.00 Strike: $9.41 $0.00
Disclosure

SEC source: 0000950170-24-004645 · ownership.xml · derivative · entry 1

Schreiber Taylor · CIK 0001601942 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 330,100

Underlying: Common Stock · 330,100 shares

Expires 2034-01-12

F1 · derivative.exercise_date: This option represents the right to purchase a total of 330,100 shares of the Issuer's common stock, one quarter of which will vest on January 12, 2025, with the remaining three quarters vesting in equal monthly installments through January 12, 2028, subject to the Reporting Person's continued service to the Issuer.

Read SEC document
January 10, 2024 Filed Jan 16, 2024 21:40 UTC
Stout StephenSee Remarks
GrantStock Option (Right to Buy) · Derivative 98,100 $0.00 Strike: $10.09 $0.00
Disclosure

SEC source: 0000950170-24-004665 · ownership.xml · derivative · entry 2

Stout Stephen · CIK 0001970664 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 98,100

Underlying: Common Stock · 98,100 shares

Expires 2034-01-10

F2 · derivative.exercise_date: This option represents a right to purchase a total of 98,100 shares of the Issuer's common stock, one quarter of which will vest on January 10, 2025, with the remaining three quarters vesting in equal monthly installments through January 10, 2028, subject to the Reporting Person's continued service to the Issuer.

Read SEC document
January 10, 2024 Filed Jan 16, 2024 21:40 UTC
Stout StephenSee Remarks
GrantCommon Stock 49,050 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-004665 · ownership.xml · nonDerivative · entry 1

Stout Stephen · CIK 0001970664 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 79,925

F1 · shares: Consists of 49,050 restricted stock units, which will vest in four equal annual installments beginning on January 10, 2025, subject to the Reporting Person's continued service to the Issuer.

Read SEC document
January 10, 2024 Filed Jan 16, 2024 21:31 UTC
Pandite Arundathy N.Chief Medical Officer
GrantStock Option (Right to Buy) · Derivative 92,950 $0.00 Strike: $10.09 $0.00
Disclosure

SEC source: 0000950170-24-004648 · ownership.xml · derivative · entry 3

Pandite Arundathy N. · CIK 0001827232 · Chief Medical Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 92,950

Underlying: Common Stock · 92,950 shares

Expires 2034-01-10

F2 · derivative.exercise_date: This option represents a right to purchase a total of 92,950 shares of the Issuer's common stock, one quarter of which will vest on January 10, 2025, with the remaining three quarters vesting in equal monthly installments through January 10, 2028, subject to the Reporting Person's continued service to the Issuer.

Read SEC document
January 10, 2024 Filed Jan 16, 2024 21:31 UTC
Pandite Arundathy N.Chief Medical Officer
Tax withholdingCommon Stock 2,987 $10.09 $30,138.83
Disclosure

SEC source: 0000950170-24-004648 · ownership.xml · nonDerivative · entry 2

Pandite Arundathy N. · CIK 0001827232 · Chief Medical Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 219,280

Read SEC document
January 10, 2024 Filed Jan 16, 2024 21:31 UTC
Pandite Arundathy N.Chief Medical Officer
GrantCommon Stock 46,475 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-004648 · ownership.xml · nonDerivative · entry 1

Pandite Arundathy N. · CIK 0001827232 · Chief Medical Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 222,267

F1 · shares: Consists of 46,475 restricted stock units, which will vest in four equal annual installments beginning on January 10, 2025, subject to the Reporting Person's continued service to the Issuer.

Read SEC document
January 10, 2024 Filed Jan 16, 2024 16:38 UTC
DeYoung CasiChief Business Officer
GrantStock Option (Right to Buy) · Derivative 92,400 $0.00 Strike: $10.09 $0.00
Disclosure

SEC source: 0000950170-24-004660 · ownership.xml · derivative · entry 3

DeYoung Casi · CIK 0001652066 · Chief Business Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 92,400

Underlying: Common Stock · 92,400 shares

Expires 2034-01-10

F2 · derivative.exercise_date: This option represents a right to purchase a total of 92,400 shares of the Issuer's common stock, one quarter of which will vest on January 10, 2025, with the remaining three quarters vesting in equal monthly installments through January 10, 2028, subject to the Reporting Person's continued service to the Issuer.

Read SEC document
January 10, 2024 Filed Jan 16, 2024 16:38 UTC
DeYoung CasiChief Business Officer
Tax withholdingCommon Stock 1,583 $10.09 $15,972.47
Disclosure

SEC source: 0000950170-24-004660 · ownership.xml · nonDerivative · entry 2

DeYoung Casi · CIK 0001652066 · Chief Business Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 91,497

Read SEC document
January 10, 2024 Filed Jan 16, 2024 16:38 UTC
DeYoung CasiChief Business Officer
GrantCommon Stock 46,200 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-004660 · ownership.xml · nonDerivative · entry 1

DeYoung Casi · CIK 0001652066 · Chief Business Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 93,080

F1 · shares: Consists of 46,200 restricted stock units, which will vest in four equal annual installments beginning on January 10, 2025, subject to the Reporting Person's continued service to the Issuer.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.