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Nasdaq · USD

STRO

SUTRO BIOPHARMA, INC.

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5797
SEC CIK
0001382101
Parsed reports
335

Last 12 months

Inside the activity.

0 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 05, 2022 Filed Mar 7, 2022 19:23 UTC
Vasquez NickiChief Port. Strat & Alnce Ofcr
Exercise / conversionCommon Stock 5,500 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-22-016855 · doc4.xml · nonDerivative · entry 1

Vasquez Nicki · CIK 0001877585 · Chief Port. Strat & Alnce Ofcr

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,246

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each RSU represents a contingent right to receive one (1) share of the issuer's Common Stock upon settlement.

Read SEC document
March 05, 2022 Filed Mar 7, 2022 19:18 UTC
Shabbir AnikChief Technical Ops. Officer
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 8,750 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-016850 · doc4.xml · derivative · entry 5

Shabbir Anik · CIK 0001751728 · Chief Technical Ops. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,250

Underlying: Common Stock · 8,750 shares

Expires 2025-03-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one (1) share of the issuer's Common Stock upon settlement.

F5 · derivative.exercise_date: The RSUs vest as to 1/4th of the total shares annually beginning on March 5, 2022, subject to continued service through each vesting date.

Read SEC document
March 05, 2022 Filed Mar 7, 2022 19:18 UTC
Shabbir AnikChief Technical Ops. Officer
Tax withholdingCommon Stock 3,200 $8.17 $26,144.00
Disclosure

SEC source: 0001209191-22-016850 · doc4.xml · nonDerivative · entry 2

Shabbir Anik · CIK 0001751728 · Chief Technical Ops. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,759

F2 · shares: Represents the number of shares of Common Stock that have been withheld by the issuer to satisfy its income tax withholding and remittance obligations in connection with the net settlement of the RSUs and does not represent a sale by the reporting person.

Read SEC document
March 05, 2022 Filed Mar 7, 2022 19:18 UTC
Shabbir AnikChief Technical Ops. Officer
Exercise / conversionCommon Stock 8,750 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-22-016850 · doc4.xml · nonDerivative · entry 1

Shabbir Anik · CIK 0001751728 · Chief Technical Ops. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,959

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each RSU represents a contingent right to receive one (1) share of the issuer's Common Stock upon settlement.

Read SEC document
March 05, 2022 Filed Mar 7, 2022 19:09 UTC
ALBINI EDWARD CCFO and Secretary
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 8,750 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-016846 · doc4.xml · derivative · entry 5

ALBINI EDWARD C · CIK 0001240014 · CFO and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,250

Underlying: Common Stock · 8,750 shares

Expires 2025-03-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one (1) share of the issuer's Common Stock upon settlement.

F5 · derivative.exercise_date: The RSUs vest as to 1/4th of the total shares annually beginning on March 5, 2022, subject to continued service through each vesting date.

Read SEC document
March 05, 2022 Filed Mar 7, 2022 19:09 UTC
ALBINI EDWARD CCFO and Secretary
Tax withholdingCommon Stock 3,145 $8.17 $25,694.65
Disclosure

SEC source: 0001209191-22-016846 · doc4.xml · nonDerivative · entry 2

ALBINI EDWARD C · CIK 0001240014 · CFO and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,598

F2 · shares: Represents the number of shares of Common Stock that have been withheld by the issuer to satisfy its income tax withholding and remittance obligations in connection with the net settlement of the RSUs and does not represent a sale by the reporting person.

Read SEC document
March 05, 2022 Filed Mar 7, 2022 19:09 UTC
ALBINI EDWARD CCFO and Secretary
Exercise / conversionCommon Stock 8,750 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-22-016846 · doc4.xml · nonDerivative · entry 1

ALBINI EDWARD C · CIK 0001240014 · CFO and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,743

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each RSU represents a contingent right to receive one (1) share of the issuer's Common Stock upon settlement.

Read SEC document
March 05, 2022 Filed Mar 7, 2022 19:28 UTC
FITZPATRICK LINDA AChief People & Comm. Officer
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 8,750 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-016858 · doc4.xml · derivative · entry 6

FITZPATRICK LINDA A · CIK 0001188953 · Chief People & Comm. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,250

Underlying: Common Stock · 8,750 shares

Expires 2025-03-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one (1) share of the issuer's Common Stock upon settlement.

F6 · derivative.exercise_date: The RSUs vest as to 1/4th of the total shares annually beginning on March 5, 2022, subject to continued service through each vesting date.

Read SEC document
March 05, 2022 Filed Mar 7, 2022 19:28 UTC
FITZPATRICK LINDA AChief People & Comm. Officer
Tax withholdingCommon Stock 2,972 $8.17 $24,281.24
Disclosure

SEC source: 0001209191-22-016858 · doc4.xml · nonDerivative · entry 2

FITZPATRICK LINDA A · CIK 0001188953 · Chief People & Comm. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,324

F2 · shares: Represents the number of shares of Common Stock that have been withheld by the issuer to satisfy its income tax withholding and remittance obligations in connection with the net settlement of the RSUs and does not represent a sale by the reporting person.

Read SEC document
March 05, 2022 Filed Mar 7, 2022 19:28 UTC
FITZPATRICK LINDA AChief People & Comm. Officer
Exercise / conversionCommon Stock 8,750 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-22-016858 · doc4.xml · nonDerivative · entry 1

FITZPATRICK LINDA A · CIK 0001188953 · Chief People & Comm. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,296

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each RSU represents a contingent right to receive one (1) share of the issuer's Common Stock upon settlement.

Read SEC document
March 05, 2022 Filed Mar 7, 2022 19:25 UTC
NEWELL WILLIAM JDirector · CEO
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 18,750 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-016856 · doc4.xml · derivative · entry 7

NEWELL WILLIAM J · CIK 0001309660 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,250

Underlying: Common Stock · 18,750 shares

Expires 2025-03-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one (1) share of the issuer's Common Stock upon settlement.

F7 · derivative.exercise_date: The RSUs vest as to 1/4th of the total shares annually beginning on March 5, 2022, subject to continued service through each vesting date.

Read SEC document
March 05, 2022 Filed Mar 7, 2022 19:25 UTC
NEWELL WILLIAM JDirector · CEO
Tax withholdingCommon Stock 6,483 $8.17 $52,966.11
Disclosure

SEC source: 0001209191-22-016856 · doc4.xml · nonDerivative · entry 2

NEWELL WILLIAM J · CIK 0001309660 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 113,460

F2 · shares: Represents the number of shares of Common Stock that have been withheld by the issuer to satisfy its income tax withholding and remittance obligations in connection with the net settlement of the RSUs and does not represent a sale by the reporting person.

Read SEC document
March 05, 2022 Filed Mar 7, 2022 19:25 UTC
NEWELL WILLIAM JDirector · CEO
Exercise / conversionCommon Stock 18,750 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-22-016856 · doc4.xml · nonDerivative · entry 1

NEWELL WILLIAM J · CIK 0001309660 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 119,943

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each RSU represents a contingent right to receive one (1) share of the issuer's Common Stock upon settlement.

Read SEC document
March 05, 2022 Filed Mar 7, 2022 19:22 UTC
Hallam TrevorPres. Rsrch & Cf. Sctific Ofcr
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 12,500 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-016854 · doc4.xml · derivative · entry 5

Hallam Trevor · CIK 0001326592 · Pres. Rsrch & Cf. Sctific Ofcr

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,500

Underlying: Common Stock · 12,500 shares

Expires 2025-03-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one (1) share of the issuer's Common Stock upon settlement.

F5 · derivative.exercise_date: The RSUs vest as to 1/4th of the total shares annually beginning on March 5, 2022, subject to continued service through each vesting date.

Read SEC document
March 05, 2022 Filed Mar 7, 2022 19:22 UTC
Hallam TrevorPres. Rsrch & Cf. Sctific Ofcr
Tax withholdingCommon Stock 4,278 $8.17 $34,951.26
Disclosure

SEC source: 0001209191-22-016854 · doc4.xml · nonDerivative · entry 2

Hallam Trevor · CIK 0001326592 · Pres. Rsrch & Cf. Sctific Ofcr

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,817

F2 · shares: Represents the number of shares of Common Stock that have been withheld by the issuer to satisfy its income tax withholding and remittance obligations in connection with the net settlement of the RSUs and does not represent a sale by the reporting person.

Read SEC document
March 05, 2022 Filed Mar 7, 2022 19:22 UTC
Hallam TrevorPres. Rsrch & Cf. Sctific Ofcr
Exercise / conversionCommon Stock 12,500 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-22-016854 · doc4.xml · nonDerivative · entry 1

Hallam Trevor · CIK 0001326592 · Pres. Rsrch & Cf. Sctific Ofcr

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,095

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each RSU represents a contingent right to receive one (1) share of the issuer's Common Stock upon settlement.

Read SEC document
March 05, 2022 Filed Mar 8, 2022 00:20 UTC
MOLINA ARTURO MDChief Medical Officer
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 12,500 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-016853 · doc4.xml · derivative · entry 5

MOLINA ARTURO MD · CIK 0001398940 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,500

Underlying: Common Stock · 12,500 shares

Expires 2025-03-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one (1) share of the issuer's Common Stock upon settlement.

F5 · derivative.exercise_date: The RSUs vest as to 1/4th of the total shares annually beginning on March 5, 2022, subject to continued service through each vesting date.

Read SEC document
March 05, 2022 Filed Mar 8, 2022 00:20 UTC
MOLINA ARTURO MDChief Medical Officer
Tax withholdingCommon Stock 4,355 $8.17 $35,580.35
Disclosure

SEC source: 0001209191-22-016853 · doc4.xml · nonDerivative · entry 2

MOLINA ARTURO MD · CIK 0001398940 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,736

F2 · shares: Represents the number of shares of Common Stock that have been withheld by the issuer to satisfy its income tax withholding and remittance obligations in connection with the net settlement of the RSUs and does not represent a sale by the reporting person.

Read SEC document
March 05, 2022 Filed Mar 8, 2022 00:20 UTC
MOLINA ARTURO MDChief Medical Officer
Exercise / conversionCommon Stock 12,500 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-22-016853 · doc4.xml · nonDerivative · entry 1

MOLINA ARTURO MD · CIK 0001398940 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,091

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each RSU represents a contingent right to receive one (1) share of the issuer's Common Stock upon settlement.

Read SEC document
March 04, 2022 Filed Mar 7, 2022 19:23 UTC
Vasquez NickiChief Port. Strat & Alnce Ofcr
GrantRestricted Stock Unit (RSU) · Derivative 27,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-016855 · doc4.xml · derivative · entry 4

Vasquez Nicki · CIK 0001877585 · Chief Port. Strat & Alnce Ofcr

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,000

Underlying: Common Stock · 27,000 shares

Expires 2026-03-04

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one (1) share of the issuer's Common Stock upon settlement.

F4 · derivative.exercise_date: The RSUs vest as to 1/4th of the total shares annually beginning on March 4, 2023, subject to continued service through each vesting date.

Read SEC document
March 04, 2022 Filed Mar 7, 2022 19:23 UTC
Vasquez NickiChief Port. Strat & Alnce Ofcr
GrantStock Option (right to buy Common Stock) · Derivative 36,000 $0.00 Strike: $8.17 $0.00
Disclosure

SEC source: 0001209191-22-016855 · doc4.xml · derivative · entry 3

Vasquez Nicki · CIK 0001877585 · Chief Port. Strat & Alnce Ofcr

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,000

Underlying: Common Stock · 36,000 shares

Expires 2032-03-03

F3 · derivative.exercise_date: The option vests as to 2.0833% of the total shares monthly, beginning on April 4, 2022, with 100% of the total shares vested and exercisable on March 4, 2026, subject to the reporting person's provision of service to the issuer on each vesting date.

Read SEC document
March 04, 2022 Filed Mar 7, 2022 19:33 UTC
Chung JaneChief Commercial Officer
GrantRestricted Stock Unit (RSU) · Derivative 31,500 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-016865 · doc4.xml · derivative · entry 2

Chung Jane · CIK 0001872398 · Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,500

Underlying: Common Stock · 31,500 shares

Expires 2026-03-04

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one (1) share of the issuer's Common Stock upon settlement.

F3 · derivative.exercise_date: The RSUs vest as to 1/4th of the total shares annually beginning on March 4, 2023, subject to continued service through each vesting date.

Read SEC document
March 04, 2022 Filed Mar 7, 2022 19:33 UTC
Chung JaneChief Commercial Officer
GrantStock Option (right to buy) · Derivative 42,000 $0.00 Strike: $8.17 $0.00
Disclosure

SEC source: 0001209191-22-016865 · doc4.xml · derivative · entry 1

Chung Jane · CIK 0001872398 · Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,000

Underlying: Common Stock · 42,000 shares

Expires 2032-03-03

F1 · derivative.exercise_date: The option vests as to 2.0833% of the total shares monthly, beginning on April 4, 2022, with 100% of the total shares vested and exercisable on March 4, 2026, subject to the reporting person's provision of service to the issuer on each vesting date.

Read SEC document
March 04, 2022 Filed Mar 7, 2022 19:18 UTC
Shabbir AnikChief Technical Ops. Officer
GrantRestricted Stock Unit (RSU) · Derivative 31,500 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-016850 · doc4.xml · derivative · entry 4

Shabbir Anik · CIK 0001751728 · Chief Technical Ops. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,500

Underlying: Common Stock · 31,500 shares

Expires 2026-03-04

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one (1) share of the issuer's Common Stock upon settlement.

F4 · derivative.exercise_date: The RSUs vest as to 1/4th of the total shares annually beginning on March 4, 2023, subject to continued service through each vesting date.

Read SEC document
March 04, 2022 Filed Mar 7, 2022 19:18 UTC
Shabbir AnikChief Technical Ops. Officer
GrantStock Option (right to buy Common Stock) · Derivative 42,000 $0.00 Strike: $8.17 $0.00
Disclosure

SEC source: 0001209191-22-016850 · doc4.xml · derivative · entry 3

Shabbir Anik · CIK 0001751728 · Chief Technical Ops. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,000

Underlying: Common Stock · 42,000 shares

Expires 2032-03-03

F3 · derivative.exercise_date: The option vests as to 2.0833% of the total shares monthly, beginning on April 4, 2022, with 100% of the total shares vested and exercisable on March 4, 2026, subject to the reporting person's provision of service to the issuer on each vesting date.

Read SEC document
March 04, 2022 Filed Mar 7, 2022 19:09 UTC
ALBINI EDWARD CCFO and Secretary
GrantRestricted Stock Unit (RSU) · Derivative 36,500 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-016846 · doc4.xml · derivative · entry 4

ALBINI EDWARD C · CIK 0001240014 · CFO and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,500

Underlying: Common Stock · 36,500 shares

Expires 2026-03-04

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one (1) share of the issuer's Common Stock upon settlement.

F4 · derivative.exercise_date: The RSUs vest as to 1/4th of the total shares annually beginning on March 4, 2023, subject to continued service through each vesting date.

Read SEC document
March 04, 2022 Filed Mar 7, 2022 19:09 UTC
ALBINI EDWARD CCFO and Secretary
GrantStock Option (right to buy Common Stock) · Derivative 42,000 $0.00 Strike: $8.17 $0.00
Disclosure

SEC source: 0001209191-22-016846 · doc4.xml · derivative · entry 3

ALBINI EDWARD C · CIK 0001240014 · CFO and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,000

Underlying: Common Stock · 42,000 shares

Expires 2032-03-03

F3 · derivative.exercise_date: The option vests as to 2.0833% of the total shares monthly, beginning on April 4, 2022, with 100% of the total shares vested and exercisable on March 4, 2026, subject to the reporting person's provision of service to the issuer on each vesting date.

Read SEC document
March 04, 2022 Filed Mar 7, 2022 19:28 UTC
FITZPATRICK LINDA AChief People & Comm. Officer
GrantRestricted Stock Unit (RSU) · Derivative 36,500 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-016858 · doc4.xml · derivative · entry 5

FITZPATRICK LINDA A · CIK 0001188953 · Chief People & Comm. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,500

Underlying: Common Stock · 36,500 shares

Expires 2026-03-04

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one (1) share of the issuer's Common Stock upon settlement.

F5 · derivative.exercise_date: The RSUs vest as to 1/4th of the total shares annually beginning on March 4, 2023, subject to continued service through each vesting date.

Read SEC document
March 04, 2022 Filed Mar 7, 2022 19:28 UTC
FITZPATRICK LINDA AChief People & Comm. Officer
GrantStock Option (right to buy Common Stock) · Derivative 42,000 $0.00 Strike: $8.17 $0.00
Disclosure

SEC source: 0001209191-22-016858 · doc4.xml · derivative · entry 4

FITZPATRICK LINDA A · CIK 0001188953 · Chief People & Comm. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,000

Underlying: Common Stock · 42,000 shares

Expires 2032-03-03

F4 · derivative.exercise_date: The option vests as to 2.0833% of the total shares monthly, beginning on April 4, 2022, with 100% of the total shares vested and exercisable on March 4, 2026, subject to the reporting person's provision of service to the issuer on each vesting date.

Read SEC document
March 04, 2022 Filed Mar 7, 2022 19:25 UTC
NEWELL WILLIAM JDirector · CEO
GrantRestricted Stock Unit (RSU) · Derivative 124,500 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-016856 · doc4.xml · derivative · entry 6

NEWELL WILLIAM J · CIK 0001309660 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 124,500

Underlying: Common Stock · 124,500 shares

Expires 2026-03-04

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one (1) share of the issuer's Common Stock upon settlement.

F6 · derivative.exercise_date: The RSUs vest as to 1/4th of the total shares annually beginning on March 4, 2023, subject to continued service through each vesting date.

Read SEC document
March 04, 2022 Filed Mar 7, 2022 19:25 UTC
NEWELL WILLIAM JDirector · CEO
GrantStock Option (right to buy Common Stock) · Derivative 166,000 $0.00 Strike: $8.17 $0.00
Disclosure

SEC source: 0001209191-22-016856 · doc4.xml · derivative · entry 5

NEWELL WILLIAM J · CIK 0001309660 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 166,000

Underlying: Common Stock · 166,000 shares

Expires 2032-03-03

F5 · derivative.exercise_date: The option vests as to 2.0833% of the total shares monthly, beginning on April 4, 2022, with 100% of the total shares vested and exercisable on March 4, 2026, subject to the reporting person's provision of service to the issuer on each vesting date.

Read SEC document
March 04, 2022 Filed Mar 7, 2022 19:22 UTC
Hallam TrevorPres. Rsrch & Cf. Sctific Ofcr
GrantRestricted Stock Unit (RSU) · Derivative 39,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-016854 · doc4.xml · derivative · entry 4

Hallam Trevor · CIK 0001326592 · Pres. Rsrch & Cf. Sctific Ofcr

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,000

Underlying: Common Stock · 39,000 shares

Expires 2026-03-04

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one (1) share of the issuer's Common Stock upon settlement.

F4 · derivative.exercise_date: The RSUs vest as to 1/4th of the total shares annually beginning on March 4, 2023, subject to continued service through each vesting date.

Read SEC document
March 04, 2022 Filed Mar 7, 2022 19:22 UTC
Hallam TrevorPres. Rsrch & Cf. Sctific Ofcr
GrantStock Option (right to buy Common Stock) · Derivative 52,000 $0.00 Strike: $8.17 $0.00
Disclosure

SEC source: 0001209191-22-016854 · doc4.xml · derivative · entry 3

Hallam Trevor · CIK 0001326592 · Pres. Rsrch & Cf. Sctific Ofcr

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,000

Underlying: Common Stock · 52,000 shares

Expires 2032-03-03

F3 · derivative.exercise_date: The option vests as to 2.0833% of the total shares monthly, beginning on April 4, 2022, with 100% of the total shares vested and exercisable on March 4, 2026, subject to the reporting person's provision of service to the issuer on each vesting date.

Read SEC document
March 04, 2022 Filed Mar 8, 2022 00:20 UTC
MOLINA ARTURO MDChief Medical Officer
GrantRestricted Stock Unit (RSU) · Derivative 39,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-016853 · doc4.xml · derivative · entry 4

MOLINA ARTURO MD · CIK 0001398940 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,000

Underlying: Common Stock · 39,000 shares

Expires 2026-03-04

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one (1) share of the issuer's Common Stock upon settlement.

F4 · derivative.exercise_date: The RSUs vest as to 1/4th of the total shares annually beginning on March 4, 2023, subject to continued service through each vesting date.

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March 04, 2022 Filed Mar 8, 2022 00:20 UTC
MOLINA ARTURO MDChief Medical Officer
GrantStock Option (right to buy Common Stock) · Derivative 52,000 $0.00 Strike: $8.17 $0.00
Disclosure

SEC source: 0001209191-22-016853 · doc4.xml · derivative · entry 3

MOLINA ARTURO MD · CIK 0001398940 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,000

Underlying: Common Stock · 52,000 shares

Expires 2032-03-03

F3 · derivative.exercise_date: The option vests as to 2.0833% of the total shares monthly, beginning on April 4, 2022, with 100% of the total shares vested and exercisable on March 4, 2026, subject to the reporting person's provision of service to the issuer on each vesting date.

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February 08, 2022 Filed Feb 9, 2022 18:28 UTC Exercise / conversionStock Option · Derivative 3,540 $0.00 Strike: $5.81 $0.00
Disclosure

SEC source: 0001209191-22-008198 · doc4.xml · derivative · entry 13

Petree Daniel H · CIK 0001294939 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,540 shares

Expires 2024-02-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The option is fully vested and exercisable.

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February 08, 2022 Filed Feb 9, 2022 18:28 UTC Exercise / conversionStock Option · Derivative 2,124 $0.00 Strike: $5.81 $0.00
Disclosure

SEC source: 0001209191-22-008198 · doc4.xml · derivative · entry 12

Petree Daniel H · CIK 0001294939 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,124 shares

Expires 2024-02-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The option is fully vested and exercisable.

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February 08, 2022 Filed Feb 9, 2022 18:28 UTC Exercise / conversionStock Option (right to buy) · Derivative 873 $0.00 Strike: $5.81 $0.00
Disclosure

SEC source: 0001209191-22-008198 · doc4.xml · derivative · entry 11

Petree Daniel H · CIK 0001294939 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 873 shares

Expires 2023-02-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The option is fully vested and exercisable.

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February 08, 2022 Filed Feb 9, 2022 18:28 UTC Exercise / conversionStock Option (right to buy) · Derivative 578 $0.00 Strike: $5.81 $0.00
Disclosure

SEC source: 0001209191-22-008198 · doc4.xml · derivative · entry 10

Petree Daniel H · CIK 0001294939 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 578 shares

Expires 2023-02-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The option is fully vested and exercisable.

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February 08, 2022 Filed Feb 9, 2022 18:28 UTC Exercise / conversionStock Option (right to buy) · Derivative 2,617 $0.00 Strike: $4.36 $0.00
Disclosure

SEC source: 0001209191-22-008198 · doc4.xml · derivative · entry 9

Petree Daniel H · CIK 0001294939 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,617 shares

Expires 2022-09-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The option is fully vested and exercisable.

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February 08, 2022 Filed Feb 9, 2022 18:28 UTC Exercise / conversionStock Option (right to buy) · Derivative 4,545 $0.00 Strike: $4.36 $0.00
Disclosure

SEC source: 0001209191-22-008198 · doc4.xml · derivative · entry 8

Petree Daniel H · CIK 0001294939 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,545 shares

Expires 2022-04-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The option is fully vested and exercisable.

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February 08, 2022 Filed Feb 9, 2022 18:28 UTC Exercise / conversionCommon Stock 3,540 $5.81 $20,567.40
Disclosure

SEC source: 0001209191-22-008198 · doc4.xml · nonDerivative · entry 6

Petree Daniel H · CIK 0001294939 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,265

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 08, 2022 Filed Feb 9, 2022 18:28 UTC Exercise / conversionCommon Stock 2,124 $5.81 $12,340.44
Disclosure

SEC source: 0001209191-22-008198 · doc4.xml · nonDerivative · entry 5

Petree Daniel H · CIK 0001294939 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,725

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 08, 2022 Filed Feb 9, 2022 18:28 UTC Exercise / conversionCommon Stock 873 $5.81 $5,072.13
Disclosure

SEC source: 0001209191-22-008198 · doc4.xml · nonDerivative · entry 4

Petree Daniel H · CIK 0001294939 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,601

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 08, 2022 Filed Feb 9, 2022 18:28 UTC Exercise / conversionCommon Stock 578 $5.81 $3,358.18
Disclosure

SEC source: 0001209191-22-008198 · doc4.xml · nonDerivative · entry 3

Petree Daniel H · CIK 0001294939 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,728

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 08, 2022 Filed Feb 9, 2022 18:28 UTC Exercise / conversionCommon Stock 2,617 $4.36 $11,410.12
Disclosure

SEC source: 0001209191-22-008198 · doc4.xml · nonDerivative · entry 2

Petree Daniel H · CIK 0001294939 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,150

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 08, 2022 Filed Feb 9, 2022 18:28 UTC Exercise / conversionCommon Stock 4,545 $4.36 $19,816.20
Disclosure

SEC source: 0001209191-22-008198 · doc4.xml · nonDerivative · entry 1

Petree Daniel H · CIK 0001294939 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,533

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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January 29, 2022 Filed Feb 1, 2022 20:39 UTC
Vasquez NickiChief Port. Strat & Alnce Ofcr
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 2,500 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-006129 · doc4.xml · derivative · entry 3

Vasquez Nicki · CIK 0001877585 · Chief Port. Strat & Alnce Ofcr

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,000

Underlying: Common Stock · 2,500 shares

Expires 2025-01-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one (1) share of the issuer's Common Stock upon settlement.

F3 · derivative.exercise_date: The RSUs vest as to 1/4th of the total shares annually beginning on January 29, 2021, subject to continued service through each vesting date.

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January 29, 2022 Filed Feb 1, 2022 20:39 UTC
Vasquez NickiChief Port. Strat & Alnce Ofcr
Tax withholdingCommon Stock 1,024 $10.39 $10,639.36
Disclosure

SEC source: 0001209191-22-006129 · doc4.xml · nonDerivative · entry 2

Vasquez Nicki · CIK 0001877585 · Chief Port. Strat & Alnce Ofcr

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,746

F1 · shares: Represents the number of shares of Common Stock that have been withheld by the issuer to satisfy its income tax withholding and remittance obligations in connection with the net settlement of the RSUs and does not represent a sale by the reporting person.

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January 29, 2022 Filed Feb 1, 2022 20:39 UTC
Vasquez NickiChief Port. Strat & Alnce Ofcr
Exercise / conversionCommon Stock 2,500 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-006129 · doc4.xml · nonDerivative · entry 1

Vasquez Nicki · CIK 0001877585 · Chief Port. Strat & Alnce Ofcr

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,770

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.