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Nasdaq · USD

STRO

SUTRO BIOPHARMA, INC.

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5797
SEC CIK
0001382101
Parsed reports
335

Last 12 months

Inside the activity.

0 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
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Dec 202500
Jan 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
May 01, 2025 Filed May 5, 2025 17:48 UTC
FITZPATRICK LINDA ACHIEF PEOPLE & COMM. OFFICER
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 13,140 $0.00 $0.00
Disclosure

SEC source: 0001415889-25-011998 · form4-05052025_090517.xml · derivative · entry 9

FITZPATRICK LINDA A · CIK 0001188953 · CHIEF PEOPLE & COMM. OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,685

Underlying: Common Stock · 13,140 shares

Expires 2028-03-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one (1) share of the issuer's Common Stock upon settlement.

F5 · derivative.exercise_date: The reported transaction represents the accelerated vesting of certain of the reporting person's equity awards outstanding under the issuer's 2018 Equity Incentive Plan, in connection with her separation and transition from her position with the issuer.

F7 · derivative.exercise_date: The RSUs vest as to 1/4th of the total award annually beginning on March 1, 2025, subject to continued service through each vesting date.

Read SEC document
May 01, 2025 Filed May 5, 2025 17:48 UTC
FITZPATRICK LINDA ACHIEF PEOPLE & COMM. OFFICER
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 9,740 $0.00 $0.00
Disclosure

SEC source: 0001415889-25-011998 · form4-05052025_090517.xml · derivative · entry 8

FITZPATRICK LINDA A · CIK 0001188953 · CHIEF PEOPLE & COMM. OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,010

Underlying: Common Stock · 9,740 shares

Expires 2027-03-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one (1) share of the issuer's Common Stock upon settlement.

F5 · derivative.exercise_date: The reported transaction represents the accelerated vesting of certain of the reporting person's equity awards outstanding under the issuer's 2018 Equity Incentive Plan, in connection with her separation and transition from her position with the issuer.

F6 · derivative.exercise_date: The RSUs vest as to 1/4th of the total shares annually beginning on March 1, 2024, subject to continued service through each vesting date.

Read SEC document
May 01, 2025 Filed May 5, 2025 17:48 UTC
FITZPATRICK LINDA ACHIEF PEOPLE & COMM. OFFICER
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 9,125 $0.00 $0.00
Disclosure

SEC source: 0001415889-25-011998 · form4-05052025_090517.xml · derivative · entry 7

FITZPATRICK LINDA A · CIK 0001188953 · CHIEF PEOPLE & COMM. OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 9,125 shares

Expires 2026-03-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one (1) share of the issuer's Common Stock upon settlement.

F4 · derivative.exercise_date: The RSUs vest as to 1/4th of the total shares annually beginning on March 4, 2023, subject to continued service through each vesting date.

F5 · derivative.exercise_date: The reported transaction represents the accelerated vesting of certain of the reporting person's equity awards outstanding under the issuer's 2018 Equity Incentive Plan, in connection with her separation and transition from her position with the issuer.

Read SEC document
May 01, 2025 Filed May 5, 2025 17:48 UTC
FITZPATRICK LINDA ACHIEF PEOPLE & COMM. OFFICER
Tax withholdingCommon Stock 13,538 $1.07 $14,485.66
Disclosure

SEC source: 0001415889-25-011998 · form4-05052025_090517.xml · nonDerivative · entry 5

FITZPATRICK LINDA A · CIK 0001188953 · CHIEF PEOPLE & COMM. OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 119,744

F1 · shares: Represents the number of shares of Common Stock that have been withheld by the issuer to satisfy its income tax withholding and remittance obligations in connection with the net settlement of restricted stock units; does not represent a sale by the reporting person.

Read SEC document
May 01, 2025 Filed May 5, 2025 17:48 UTC
FITZPATRICK LINDA ACHIEF PEOPLE & COMM. OFFICER
Exercise / conversionCommon Stock 5,844 $0.00 $0.00
Disclosure

SEC source: 0001415889-25-011998 · form4-05052025_090517.xml · nonDerivative · entry 4

FITZPATRICK LINDA A · CIK 0001188953 · CHIEF PEOPLE & COMM. OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 133,282

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 01, 2025 Filed May 5, 2025 17:48 UTC
FITZPATRICK LINDA ACHIEF PEOPLE & COMM. OFFICER
Exercise / conversionCommon Stock 13,140 $0.00 $0.00
Disclosure

SEC source: 0001415889-25-011998 · form4-05052025_090517.xml · nonDerivative · entry 3

FITZPATRICK LINDA A · CIK 0001188953 · CHIEF PEOPLE & COMM. OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 127,438

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 01, 2025 Filed May 5, 2025 17:48 UTC
FITZPATRICK LINDA ACHIEF PEOPLE & COMM. OFFICER
Exercise / conversionCommon Stock 9,740 $0.00 $0.00
Disclosure

SEC source: 0001415889-25-011998 · form4-05052025_090517.xml · nonDerivative · entry 2

FITZPATRICK LINDA A · CIK 0001188953 · CHIEF PEOPLE & COMM. OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 114,298

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 01, 2025 Filed May 5, 2025 17:48 UTC
FITZPATRICK LINDA ACHIEF PEOPLE & COMM. OFFICER
Exercise / conversionCommon Stock 9,125 $0.00 $0.00
Disclosure

SEC source: 0001415889-25-011998 · form4-05052025_090517.xml · nonDerivative · entry 1

FITZPATRICK LINDA A · CIK 0001188953 · CHIEF PEOPLE & COMM. OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 104,558

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 01, 2025 Filed May 5, 2025 21:46 UTC
Srinivasan VenkateshCHIEF TECH OP OFFICER
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 2,500 $0.00 $0.00
Disclosure

SEC source: 0001415889-25-011997 · form4-05052025_090515.xml · derivative · entry 3

Srinivasan Venkatesh · CIK 0001974888 · CHIEF TECH OP OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,000

Underlying: Common Stock · 2,500 shares

Expires 2027-05-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one (1) share of the issuer's Common Stock upon settlement.

F3 · derivative.exercise_date: The RSUs vest as to 1/4th of the total award annually beginning on May 1, 2024, subject to continued service through each vesting date.

Read SEC document
May 01, 2025 Filed May 5, 2025 21:46 UTC
Srinivasan VenkateshCHIEF TECH OP OFFICER
Tax withholdingCommon Stock 894 $1.07 $956.58
Disclosure

SEC source: 0001415889-25-011997 · form4-05052025_090515.xml · nonDerivative · entry 2

Srinivasan Venkatesh · CIK 0001974888 · CHIEF TECH OP OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 53,686

F1 · shares: Represents the number of shares of Common Stock that have been withheld by the issuer to satisfy income tax withholding and remittance obligations in connection with the net settlement of restricted stock units; does not represent a sale by the reporting person.

Read SEC document
May 01, 2025 Filed May 5, 2025 21:46 UTC
Srinivasan VenkateshCHIEF TECH OP OFFICER
Exercise / conversionCommon Stock 2,500 $0.00 $0.00
Disclosure

SEC source: 0001415889-25-011997 · form4-05052025_090515.xml · nonDerivative · entry 1

Srinivasan Venkatesh · CIK 0001974888 · CHIEF TECH OP OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 54,580

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 11, 2025 Filed Apr 15, 2025 20:09 UTC
Srinivasan VenkateshCHIEF TECH OP OFFICER
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 21,250 $0.00 $0.00
Disclosure

SEC source: 0001415889-25-010683 · form4-04152025_080443.xml · derivative · entry 3

Srinivasan Venkatesh · CIK 0001974888 · CHIEF TECH OP OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 21,250

Underlying: Common Stock · 21,250 shares

Expires 2026-04-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one (1) share of the issuer's Common Stock upon settlement.

F3 · derivative.exercise_date: The RSUs vest as to 1/4th of the total award annually beginning on April 11, 2023, subject to continued service through each vesting date.

Read SEC document
April 11, 2025 Filed Apr 15, 2025 20:09 UTC
Srinivasan VenkateshCHIEF TECH OP OFFICER
Tax withholdingCommon Stock 7,603 $0.60 $4,561.80
Disclosure

SEC source: 0001415889-25-010683 · form4-04152025_080443.xml · nonDerivative · entry 2

Srinivasan Venkatesh · CIK 0001974888 · CHIEF TECH OP OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 52,080

F1 · shares: Represents the number of shares of Common Stock that have been withheld by the issuer to satisfy income tax withholding and remittance obligations in connection with the net settlement of restricted stock units; does not represent a sale by the reporting person.

Read SEC document
April 11, 2025 Filed Apr 15, 2025 20:09 UTC
Srinivasan VenkateshCHIEF TECH OP OFFICER
Exercise / conversionCommon Stock 21,250 $0.00 $0.00
Disclosure

SEC source: 0001415889-25-010683 · form4-04152025_080443.xml · nonDerivative · entry 1

Srinivasan Venkatesh · CIK 0001974888 · CHIEF TECH OP OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 59,683

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 04, 2025 Filed Apr 8, 2025 16:09 UTC
Leyman BarbaraChief Business Dev. Officer
GrantRestricted Stock Units (RSUs) · Derivative 84,500 $0.00 $0.00
Disclosure

SEC source: 0001415889-25-010383 · form4-04082025_080432.xml · derivative · entry 2

Leyman Barbara · CIK 0002028309 · Chief Business Dev. Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 84,500

Underlying: Common Stock · 84,500 shares

Expires 2029-03-02

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one (1) share of the Issuer's Common Stock upon settlement.

F3 · derivative.exercise_date: The RSUs vest as to 1/4th of the total award annually beginning on March 2, 2026, subject to the reporting person's provision of service to the issuer on each vesting date.

Read SEC document
April 04, 2025 Filed Apr 8, 2025 16:09 UTC
Leyman BarbaraChief Business Dev. Officer
GrantStock Option (Right to Buy) · Derivative 91,000 $0.00 Strike: $0.55 $0.00
Disclosure

SEC source: 0001415889-25-010383 · form4-04082025_080432.xml · derivative · entry 1

Leyman Barbara · CIK 0002028309 · Chief Business Dev. Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 91,000

Underlying: Common Stock · 91,000 shares

Expires 2035-04-04

F1 · derivative.exercise_date: The option vests as to 2.0833% of the total award monthly, beginning on May 4, 2025, with 100% of the award being vested and exercisable on April 4, 2029, subject to the reporting person's provision of service to the issuer on each vesting date.

Read SEC document
April 04, 2025 Filed Apr 8, 2025 16:11 UTC
Gerber Hans-PeterCHIEF SCIENTIFIC OFFICER
GrantRestricted Stock Units (RSUs) · Derivative 113,750 $0.00 $0.00
Disclosure

SEC source: 0001415889-25-010384 · form4-04082025_080457.xml · derivative · entry 2

Gerber Hans-Peter · CIK 0001992979 · CHIEF SCIENTIFIC OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 113,750

Underlying: Common Stock · 113,750 shares

Expires 2029-03-02

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one (1) share of the Issuer's Common Stock upon settlement.

F3 · derivative.exercise_date: The RSUs vest as to 1/4th of the total award annually beginning on March 2, 2026, subject to the reporting person's provision of service to the issuer on each vesting date.

Read SEC document
April 04, 2025 Filed Apr 8, 2025 16:11 UTC
Gerber Hans-PeterCHIEF SCIENTIFIC OFFICER
GrantStock Option (Right to Buy) · Derivative 122,500 $0.00 Strike: $0.55 $0.00
Disclosure

SEC source: 0001415889-25-010384 · form4-04082025_080457.xml · derivative · entry 1

Gerber Hans-Peter · CIK 0001992979 · CHIEF SCIENTIFIC OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 122,500

Underlying: Common Stock · 122,500 shares

Expires 2035-04-04

F1 · derivative.exercise_date: The option vests as to 2.0833% of the total award monthly, beginning on May 4, 2025, with 100% of the award being vested and exercisable on April 4, 2029, subject to the reporting person's provision of service to the issuer on each vesting date.

Read SEC document
April 04, 2025 Filed Apr 8, 2025 16:12 UTC
Chung JaneDirector · Chief Executive Officer
GrantRestricted Stock Units (RSUs) · Derivative 310,000 $0.00 $0.00
Disclosure

SEC source: 0001415889-25-010385 · form4-04082025_080404.xml · derivative · entry 2

Chung Jane · CIK 0001872398 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 310,000

Underlying: Common Stock · 310,000 shares

Expires 2029-03-02

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one (1) share of the Issuer's Common Stock upon settlement.

F3 · derivative.exercise_date: The RSUs vest as to 1/4th of the total award annually beginning on March 2, 2026, subject to the reporting person's provision of service to the issuer on each vesting date.

Read SEC document
April 04, 2025 Filed Apr 8, 2025 16:12 UTC
Chung JaneDirector · Chief Executive Officer
GrantStock Option (Right to Buy) · Derivative 620,000 $0.00 Strike: $0.55 $0.00
Disclosure

SEC source: 0001415889-25-010385 · form4-04082025_080404.xml · derivative · entry 1

Chung Jane · CIK 0001872398 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 620,000

Underlying: Common Stock · 620,000 shares

Expires 2035-04-04

F1 · derivative.exercise_date: The option vests as to 2.0833% of the total award monthly, beginning on May 4, 2025, with 100% of the award being vested and exercisable on April 4, 2029, subject to the reporting person's provision of service to the issuer on each vesting date.

Read SEC document
April 04, 2025 Filed Apr 8, 2025 20:07 UTC
Srinivasan VenkateshCHIEF TECH OP OFFICER
GrantRestricted Stock Units (RSUs) · Derivative 94,250 $0.00 $0.00
Disclosure

SEC source: 0001415889-25-010382 · form4-04082025_080441.xml · derivative · entry 2

Srinivasan Venkatesh · CIK 0001974888 · CHIEF TECH OP OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 94,250

Underlying: Common Stock · 94,250 shares

Expires 2029-03-02

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one (1) share of the Issuer's Common Stock upon settlement.

F3 · derivative.exercise_date: The RSUs vest as to 1/4th of the total award annually beginning on March 2, 2026, subject to the reporting person's provision of service to the issuer on each vesting date.

Read SEC document
April 04, 2025 Filed Apr 8, 2025 20:07 UTC
Srinivasan VenkateshCHIEF TECH OP OFFICER
GrantStock Option (Right to Buy) · Derivative 101,500 $0.00 Strike: $0.55 $0.00
Disclosure

SEC source: 0001415889-25-010382 · form4-04082025_080441.xml · derivative · entry 1

Srinivasan Venkatesh · CIK 0001974888 · CHIEF TECH OP OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 101,500

Underlying: Common Stock · 101,500 shares

Expires 2035-04-04

F1 · derivative.exercise_date: The option vests as to 2.0833% of the total award monthly, beginning on May 4, 2025, with 100% of the award being vested and exercisable on April 4, 2029, subject to the reporting person's provision of service to the issuer on each vesting date.

Read SEC document
April 04, 2025 Filed Apr 8, 2025 20:05 UTC
Pauling DavidChief Admin. Ofcr. & GC
GrantRestricted Stock Units (RSUs) · Derivative 94,250 $0.00 $0.00
Disclosure

SEC source: 0001415889-25-010381 · form4-04082025_080422.xml · derivative · entry 2

Pauling David · CIK 0002063633 · Chief Admin. Ofcr. & GC

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 94,250

Underlying: Common Stock · 94,250 shares

Expires 2029-03-02

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one (1) share of the Issuer's Common Stock upon settlement.

F3 · derivative.exercise_date: The RSUs vest as to 1/4th of the total award annually beginning on March 2, 2026, subject to the reporting person's provision of service to the issuer on each vesting date.

Read SEC document
April 04, 2025 Filed Apr 8, 2025 20:05 UTC
Pauling DavidChief Admin. Ofcr. & GC
GrantStock Option (Right to Buy) · Derivative 101,500 $0.00 Strike: $0.55 $0.00
Disclosure

SEC source: 0001415889-25-010381 · form4-04082025_080422.xml · derivative · entry 1

Pauling David · CIK 0002063633 · Chief Admin. Ofcr. & GC

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 101,500

Underlying: Common Stock · 101,500 shares

Expires 2035-04-04

F1 · derivative.exercise_date: The option vests as to 2.0833% of the total award monthly, beginning on May 4, 2025, with 100% of the award being vested and exercisable on April 4, 2029, subject to the reporting person's provision of service to the issuer on each vesting date.

Read SEC document
March 05, 2025 Filed Mar 7, 2025 16:11 UTC
ALBINI EDWARD CCFO AND SECRETARY
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 8,750 $0.00 $0.00
Disclosure

SEC source: 0001415889-25-007393 · form4-03072025_090300.xml · derivative · entry 3

ALBINI EDWARD C · CIK 0001240014 · CFO AND SECRETARY

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 8,750 shares

Expires 2025-03-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one (1) share of the issuer's Common Stock upon settlement.

F3 · derivative.exercise_date: The RSUs vest as to 1/4th of the total award annually beginning on March 5, 2022, subject to continued service through each vesting date.

Read SEC document
March 05, 2025 Filed Mar 7, 2025 16:11 UTC
ALBINI EDWARD CCFO AND SECRETARY
Tax withholdingCommon Stock 3,594 $1.36 $4,887.84
Disclosure

SEC source: 0001415889-25-007393 · form4-03072025_090300.xml · nonDerivative · entry 2

ALBINI EDWARD C · CIK 0001240014 · CFO AND SECRETARY

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 132,081

F1 · shares: Represents the number of shares of Common Stock that have been withheld by the issuer to satisfy its income tax withholding and remittance obligations in connection with the net settlement of restricted stock units; does not represent a sale by the reporting person.

Read SEC document
March 05, 2025 Filed Mar 7, 2025 16:11 UTC
ALBINI EDWARD CCFO AND SECRETARY
Exercise / conversionCommon Stock 8,750 $0.00 $0.00
Disclosure

SEC source: 0001415889-25-007393 · form4-03072025_090300.xml · nonDerivative · entry 1

ALBINI EDWARD C · CIK 0001240014 · CFO AND SECRETARY

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 135,675

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 05, 2025 Filed Mar 7, 2025 16:12 UTC
FITZPATRICK LINDA ACHIEF PEOPLE & COMM. OFFICER
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 8,750 $0.00 $0.00
Disclosure

SEC source: 0001415889-25-007398 · form4-03072025_090312.xml · derivative · entry 4

FITZPATRICK LINDA A · CIK 0001188953 · CHIEF PEOPLE & COMM. OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 8,750 shares

Expires 2025-03-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one (1) share of the issuer's Common Stock upon settlement.

F4 · derivative.exercise_date: The RSUs vest as to 1/4th of the total shares annually beginning on March 5, 2022, subject to continued service through each vesting date.

Read SEC document
March 05, 2025 Filed Mar 7, 2025 16:12 UTC
FITZPATRICK LINDA ACHIEF PEOPLE & COMM. OFFICER
Tax withholdingCommon Stock 3,594 $1.36 $4,887.84
Disclosure

SEC source: 0001415889-25-007398 · form4-03072025_090312.xml · nonDerivative · entry 2

FITZPATRICK LINDA A · CIK 0001188953 · CHIEF PEOPLE & COMM. OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 95,433

F1 · shares: Represents the number of shares of Common Stock that have been withheld by the issuer to satisfy its income tax withholding and remittance obligations in connection with the net settlement of restricted stock units; does not represent a sale by the reporting person.

Read SEC document
March 05, 2025 Filed Mar 7, 2025 16:12 UTC
FITZPATRICK LINDA ACHIEF PEOPLE & COMM. OFFICER
Exercise / conversionCommon Stock 8,750 $0.00 $0.00
Disclosure

SEC source: 0001415889-25-007398 · form4-03072025_090312.xml · nonDerivative · entry 1

FITZPATRICK LINDA A · CIK 0001188953 · CHIEF PEOPLE & COMM. OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 99,027

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 05, 2025 Filed Mar 7, 2025 16:14 UTC
NEWELL WILLIAM JDirector · CEO
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 18,750 $0.00 $0.00
Disclosure

SEC source: 0001415889-25-007405 · form4-03072025_090322.xml · derivative · entry 4

NEWELL WILLIAM J · CIK 0001309660 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 18,750 shares

Expires 2025-03-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one (1) share of the issuer's Common Stock upon settlement.

F4 · derivative.exercise_date: The RSUs vest as to 1/4th of the total shares annually beginning on March 5, 2022, subject to continued service through each vesting date.

Read SEC document
March 05, 2025 Filed Mar 7, 2025 16:14 UTC
NEWELL WILLIAM JDirector · CEO
Tax withholdingCommon Stock 6,708 $1.36 $9,122.88
Disclosure

SEC source: 0001415889-25-007405 · form4-03072025_090322.xml · nonDerivative · entry 2

NEWELL WILLIAM J · CIK 0001309660 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 292,531

F1 · shares: Represents the number of shares of Common Stock that have been withheld by the issuer to satisfy its income tax withholding and remittance obligations in connection with the net settlement of restricted stock units; does not represent a sale by the reporting person.

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March 05, 2025 Filed Mar 7, 2025 16:14 UTC
NEWELL WILLIAM JDirector · CEO
Exercise / conversionCommon Stock 18,750 $0.00 $0.00
Disclosure

SEC source: 0001415889-25-007405 · form4-03072025_090322.xml · nonDerivative · entry 1

NEWELL WILLIAM J · CIK 0001309660 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 299,239

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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March 04, 2025 Filed Mar 6, 2025 16:06 UTC
Chung JanePRESIDENT AND COO
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 7,875 $0.00 $0.00
Disclosure

SEC source: 0001415889-25-007182 · form4-03062025_090350.xml · derivative · entry 3

Chung Jane · CIK 0001872398 · PRESIDENT AND COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,875

Underlying: Common Stock · 7,875 shares

Expires 2026-03-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one (1) share of the issuer's Common Stock upon settlement.

F3 · derivative.exercise_date: The RSUs vest as to 1/4th of the total award annually beginning on March 4, 2023, subject to continued service through each vesting date.

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March 04, 2025 Filed Mar 6, 2025 16:06 UTC
Chung JanePRESIDENT AND COO
Tax withholdingCommon Stock 2,334 $1.42 $3,314.28
Disclosure

SEC source: 0001415889-25-007182 · form4-03062025_090350.xml · nonDerivative · entry 2

Chung Jane · CIK 0001872398 · PRESIDENT AND COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 98,308

F1 · shares: Represents the number of shares of Common Stock that have been withheld by the issuer to satisfy its income tax withholding and remittance obligations in connection with the net settlement of restricted stock units; does not represent a sale by the reporting person.

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March 04, 2025 Filed Mar 6, 2025 16:06 UTC
Chung JanePRESIDENT AND COO
Exercise / conversionCommon Stock 7,875 $0.00 $0.00
Disclosure

SEC source: 0001415889-25-007182 · form4-03062025_090350.xml · nonDerivative · entry 1

Chung Jane · CIK 0001872398 · PRESIDENT AND COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 100,642

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 04, 2025 Filed Mar 6, 2025 16:14 UTC
ALBINI EDWARD CCFO AND SECRETARY
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 9,125 $0.00 $0.00
Disclosure

SEC source: 0001415889-25-007185 · form4-03062025_090345.xml · derivative · entry 3

ALBINI EDWARD C · CIK 0001240014 · CFO AND SECRETARY

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,125

Underlying: Common Stock · 9,125 shares

Expires 2026-03-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one (1) share of the issuer's Common Stock upon settlement.

F3 · derivative.exercise_date: The RSUs vest as to 1/4th of the total award annually beginning on March 4, 2023, subject to continued service through each vesting date.

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March 04, 2025 Filed Mar 6, 2025 16:14 UTC
ALBINI EDWARD CCFO AND SECRETARY
Tax withholdingCommon Stock 3,748 $1.42 $5,322.16
Disclosure

SEC source: 0001415889-25-007185 · form4-03062025_090345.xml · nonDerivative · entry 2

ALBINI EDWARD C · CIK 0001240014 · CFO AND SECRETARY

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 126,925

F1 · shares: Represents the number of shares of Common Stock that have been withheld by the issuer to satisfy its income tax withholding and remittance obligations in connection with the net settlement of restricted stock units; does not represent a sale by the reporting person.

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March 04, 2025 Filed Mar 6, 2025 16:14 UTC
ALBINI EDWARD CCFO AND SECRETARY
Exercise / conversionCommon Stock 9,125 $0.00 $0.00
Disclosure

SEC source: 0001415889-25-007185 · form4-03062025_090345.xml · nonDerivative · entry 1

ALBINI EDWARD C · CIK 0001240014 · CFO AND SECRETARY

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 130,673

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 04, 2025 Filed Mar 6, 2025 16:12 UTC
FITZPATRICK LINDA ACHIEF PEOPLE & COMM. OFFICER
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 9,125 $0.00 $0.00
Disclosure

SEC source: 0001415889-25-007184 · form4-03062025_090328.xml · derivative · entry 4

FITZPATRICK LINDA A · CIK 0001188953 · CHIEF PEOPLE & COMM. OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,125

Underlying: Common Stock · 9,125 shares

Expires 2026-03-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one (1) share of the issuer's Common Stock upon settlement.

F4 · derivative.exercise_date: The RSUs vest as to 1/4th of the total shares annually beginning on March 4, 2023, subject to continued service through each vesting date.

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March 04, 2025 Filed Mar 6, 2025 16:12 UTC
FITZPATRICK LINDA ACHIEF PEOPLE & COMM. OFFICER
Tax withholdingCommon Stock 3,748 $1.42 $5,322.16
Disclosure

SEC source: 0001415889-25-007184 · form4-03062025_090328.xml · nonDerivative · entry 2

FITZPATRICK LINDA A · CIK 0001188953 · CHIEF PEOPLE & COMM. OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 90,277

F1 · shares: Represents the number of shares of Common Stock that have been withheld by the issuer to satisfy its income tax withholding and remittance obligations in connection with the net settlement of restricted stock units; does not represent a sale by the reporting person.

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March 04, 2025 Filed Mar 6, 2025 16:12 UTC
FITZPATRICK LINDA ACHIEF PEOPLE & COMM. OFFICER
Exercise / conversionCommon Stock 9,125 $0.00 $0.00
Disclosure

SEC source: 0001415889-25-007184 · form4-03062025_090328.xml · nonDerivative · entry 1

FITZPATRICK LINDA A · CIK 0001188953 · CHIEF PEOPLE & COMM. OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 94,025

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 04, 2025 Filed Mar 6, 2025 16:09 UTC
NEWELL WILLIAM JDirector · CEO
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 31,125 $0.00 $0.00
Disclosure

SEC source: 0001415889-25-007183 · form4-03062025_090325.xml · derivative · entry 4

NEWELL WILLIAM J · CIK 0001309660 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 31,125

Underlying: Common Stock · 31,125 shares

Expires 2026-03-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one (1) share of the issuer's Common Stock upon settlement.

F4 · derivative.exercise_date: The RSUs vest as to 1/4th of the total shares annually beginning on March 4, 2023, subject to continued service through each vesting date.

Read SEC document
March 04, 2025 Filed Mar 6, 2025 16:09 UTC
NEWELL WILLIAM JDirector · CEO
Tax withholdingCommon Stock 11,136 $1.42 $15,813.12
Disclosure

SEC source: 0001415889-25-007183 · form4-03062025_090325.xml · nonDerivative · entry 2

NEWELL WILLIAM J · CIK 0001309660 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 280,489

F1 · shares: Represents the number of shares of Common Stock that have been withheld by the issuer to satisfy its income tax withholding and remittance obligations in connection with the net settlement of restricted stock units; does not represent a sale by the reporting person.

Read SEC document
March 04, 2025 Filed Mar 6, 2025 16:09 UTC
NEWELL WILLIAM JDirector · CEO
Exercise / conversionCommon Stock 31,125 $0.00 $0.00
Disclosure

SEC source: 0001415889-25-007183 · form4-03062025_090325.xml · nonDerivative · entry 1

NEWELL WILLIAM J · CIK 0001309660 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 291,625

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 01, 2025 Filed Mar 4, 2025 18:34 UTC
Gerber Hans-PeterCHIEF SCIENTIFIC OFFICER
Exercise / conversionRestricted Stock Units (RSUs) · Derivative 11,250 $0.00 $0.00
Disclosure

SEC source: 0001415889-25-006696 · form4-03042025_110331.xml · derivative · entry 3

Gerber Hans-Peter · CIK 0001992979 · CHIEF SCIENTIFIC OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 33,750

Underlying: Common Stock · 11,250 shares

Expires 2028-03-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one (1) share of the Issuer's Common Stock upon settlement.

F3 · derivative.exercise_date: The RSUs vest as to 1/4th of the total award annually beginning on March 1, 2025, subject to continued service through each vesting date.

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March 01, 2025 Filed Mar 4, 2025 18:34 UTC
Gerber Hans-PeterCHIEF SCIENTIFIC OFFICER
Tax withholdingCommon Stock 4,621 $1.59 $7,347.39
Disclosure

SEC source: 0001415889-25-006696 · form4-03042025_110331.xml · nonDerivative · entry 2

Gerber Hans-Peter · CIK 0001992979 · CHIEF SCIENTIFIC OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 30,749

F1 · shares: Represents the number of shares of Common Stock that have been withheld by the issuer to satisfy its income tax withholding and remittance obligations in connection with the net settlement of restricted stock units; does not represent a sale by the reporting person.

Read SEC document
March 01, 2025 Filed Mar 4, 2025 18:34 UTC
Gerber Hans-PeterCHIEF SCIENTIFIC OFFICER
Exercise / conversionCommon Stock 11,250 $0.00 $0.00
Disclosure

SEC source: 0001415889-25-006696 · form4-03042025_110331.xml · nonDerivative · entry 1

Gerber Hans-Peter · CIK 0001992979 · CHIEF SCIENTIFIC OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 35,370

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 01, 2025 Filed Mar 4, 2025 22:57 UTC
Borgman Anne ElizabethCHIEF MEDICAL OFFICER
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 11,250 $0.00 $0.00
Disclosure

SEC source: 0001415889-25-006655 · form4-03042025_100306.xml · derivative · entry 6

Borgman Anne Elizabeth · CIK 0001886388 · CHIEF MEDICAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 33,750

Underlying: Common Stock · 11,250 shares

Expires 2028-03-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one (1) share of the issuer's Common Stock upon settlement.

F4 · derivative.exercise_date: The RSUs vest as to 1/4th of the total award annually beginning on March 1, 2025, subject to continued service through each vesting date.

Read SEC document
March 01, 2025 Filed Mar 4, 2025 22:57 UTC
Borgman Anne ElizabethCHIEF MEDICAL OFFICER
Tax withholdingCommon Stock 4,621 $1.59 $7,347.39
Disclosure

SEC source: 0001415889-25-006655 · form4-03042025_100306.xml · nonDerivative · entry 4

Borgman Anne Elizabeth · CIK 0001886388 · CHIEF MEDICAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 53,098

F1 · shares: Represents the number of shares of Common Stock that have been withheld by the issuer to satisfy its income tax withholding and remittance obligations in connection with the net settlement of restricted stock units; does not represent a sale by the reporting person.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.