Last 12 months
Inside the activity.
0 purchase rows · 0 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 28, 2020 Filed Dec 29, 2020 17:00 UTC |
Hallam TrevorChief Scientific Officer
|
Exercise / conversionCommon Stock | 2,393 | $4.36 | $10,433.48 |
DisclosureSEC source: 0001209191-20-065371 · doc4.xml · nonDerivative · entry 1 Hallam Trevor · CIK 0001326592 · Chief Scientific Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,105 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 10, 2020 Filed Dec 14, 2020 23:40 UTC |
Freund John GordonDirector
|
OtherCommon Stock | 56,327 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-063314 · doc4.xml · nonDerivative · entry 2 Freund John Gordon · CIK 0001296771 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By partnership Disclosed balance after: 56,327 F1 · kind: The shares reported on this form represent pro rata distributions, and not sales or purchases, of securities by the reporting entity to its partners. F3 · ownership.nature: These securities are held of record by the John Freund Family Partnership IV, L.P. Read SEC document |
| December 10, 2020 Filed Dec 14, 2020 23:40 UTC |
Freund John GordonDirector
|
OtherCommon Stock | 118,735 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-063314 · doc4.xml · nonDerivative · entry 1 Freund John Gordon · CIK 0001296771 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Skyline Venture Management V, LLC Disclosed balance after: 0 F1 · kind: The shares reported on this form represent pro rata distributions, and not sales or purchases, of securities by the reporting entity to its partners. F2 · ownership.nature: These securities are held of record by Skyline Venture Management V, LLC ("Skyline Management"), of which the reporting person, a member of the issuer's board of directors, together with Yasunori Kaneko, are the managing directors, and each may be deemed to share voting and investment power over the securities held by Skyline Management. The reporting person disclaims beneficial ownership over such securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. Read SEC document |
| November 30, 2020 Filed Dec 1, 2020 22:10 UTC |
Wigginton Jon MarcDirector
|
GrantStock Option (right to buy) · Derivative | 24,000 | $0.00 Strike: $17.10 | $0.00 |
DisclosureSEC source: 0001209191-20-060914 · doc4.xml · derivative · entry 1 Wigginton Jon Marc · CIK 0001587487 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,000 Underlying: Common Stock · 24,000 shares Expires 2030-11-29 F1 · derivative.exercise_date: The option vests as to 2.778% of the total shares monthly, beginning on December 30, 2020, with 100% of the total shares vested and exercisable on November 30, 2023, subject to the reporting person's provision of service to the issuer on each vesting date. Read SEC document |
| November 27, 2020 Filed Nov 30, 2020 17:14 UTC |
Hallam TrevorChief Scientific Officer
|
Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 2,393 | $0.00 Strike: $4.36 | $0.00 |
DisclosureSEC source: 0001209191-20-060756 · doc4.xml · derivative · entry 3 Hallam Trevor · CIK 0001326592 · Chief Scientific Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,790 Underlying: Common Stock · 2,393 shares Expires 2021-02-08 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The option is fully vested and exercisable. Read SEC document |
| November 27, 2020 Filed Nov 30, 2020 17:14 UTC |
Hallam TrevorChief Scientific Officer
|
SaleCommon Stock | 2,393 | $17.01 | $40,713.07 |
DisclosureSEC source: 0001209191-20-060756 · doc4.xml · nonDerivative · entry 2 Hallam Trevor · CIK 0001326592 · Chief Scientific Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,712 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the holder. F2 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $16.505 to $17.36 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| November 27, 2020 Filed Nov 30, 2020 17:14 UTC |
Hallam TrevorChief Scientific Officer
|
Exercise / conversionCommon Stock | 2,393 | $4.36 | $10,433.48 |
DisclosureSEC source: 0001209191-20-060756 · doc4.xml · nonDerivative · entry 1 Hallam Trevor · CIK 0001326592 · Chief Scientific Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,105 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 09, 2020 Filed Nov 12, 2020 21:59 UTC |
Freund John GordonDirector
|
OtherCommon Stock | 118,735 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-057999 · doc4.xml · nonDerivative · entry 2 Freund John Gordon · CIK 0001296771 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Skyline Venture Management V, LLC Disclosed balance after: 118,735 F1 · kind: The shares reported on this form represent pro rata distributions, and not sales or purchases, of securities by the reporting entity to its partners for which it acts as nominee without consideration. F3 · ownership.nature: These securities are held of record by Skyline Management, of which the reporting person, a member of the issuer's board of directors, together with Yasunori Kaneko, are the managing directors, and each may be deemed to share voting and investment power over the securities held by Skyline Management. The reporting person disclaims beneficial ownership over such securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. Read SEC document |
| November 09, 2020 Filed Nov 12, 2020 21:59 UTC |
Freund John GordonDirector
|
OtherCommon Stock | 560,053 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-057999 · doc4.xml · nonDerivative · entry 1 Freund John Gordon · CIK 0001296771 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Skyline Venture Partners V, L.P. Disclosed balance after: 0 F1 · kind: The shares reported on this form represent pro rata distributions, and not sales or purchases, of securities by the reporting entity to its partners for which it acts as nominee without consideration. F2 · ownership.nature: These securities are held of record by Skyline Venture Partners V, L.P. ("Skyline L.P."). Skyline Venture Management V, LLC ("Skyline Management") is the general partner of Skyline L.P. the reporting person, a member of the issuer's board of directors, together with Yasunori Kaneko, are the managing directors of Skyline Management, and each may be deemed to share voting and investment power over the securities held by Skyline L.P. The reporting person disclaims beneficial ownership over such securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. Read SEC document |
| November 05, 2020 Filed Nov 6, 2020 17:08 UTC |
Hallam TrevorChief Scientific Officer
|
Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 16,751 | $0.00 Strike: $4.36 | $0.00 |
DisclosureSEC source: 0001209191-20-057311 · doc4.xml · derivative · entry 3 Hallam Trevor · CIK 0001326592 · Chief Scientific Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,183 Underlying: Common Stock · 16,751 shares Expires 2021-02-08 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The option is fully vested and exercisable. Read SEC document |
| November 05, 2020 Filed Nov 6, 2020 17:08 UTC |
Hallam TrevorChief Scientific Officer
|
SaleCommon Stock | 16,751 | $15.00 | $251,265.00 |
DisclosureSEC source: 0001209191-20-057311 · doc4.xml · nonDerivative · entry 2 Hallam Trevor · CIK 0001326592 · Chief Scientific Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,712 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the holder. Read SEC document |
| November 05, 2020 Filed Nov 6, 2020 17:08 UTC |
Hallam TrevorChief Scientific Officer
|
Exercise / conversionCommon Stock | 16,751 | $4.36 | $73,034.36 |
DisclosureSEC source: 0001209191-20-057311 · doc4.xml · nonDerivative · entry 1 Hallam Trevor · CIK 0001326592 · Chief Scientific Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,463 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 05, 2020 Filed Oct 6, 2020 16:54 UTC |
Hallam TrevorChief Scientific Officer
|
Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 9,182 | $0.00 Strike: $4.36 | $0.00 |
DisclosureSEC source: 0001209191-20-054025 · doc4.xml · derivative · entry 2 Hallam Trevor · CIK 0001326592 · Chief Scientific Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,934 Underlying: Common Stock · 9,182 shares Expires 2021-02-08 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: The option is fully vested and exercisable. Read SEC document |
| October 05, 2020 Filed Oct 6, 2020 16:54 UTC |
Hallam TrevorChief Scientific Officer
|
Exercise / conversionCommon Stock | 9,182 | $4.36 | $40,033.52 |
DisclosureSEC source: 0001209191-20-054025 · doc4.xml · nonDerivative · entry 1 Hallam Trevor · CIK 0001326592 · Chief Scientific Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,712 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 28, 2020 Filed Sep 28, 2020 17:55 UTC |
Hallam TrevorChief Scientific Officer
|
SaleCommon Stock | 975 | $10.26 | $10,006.72 |
DisclosureSEC source: 0001209191-20-052246 · doc4.xml · nonDerivative · entry 5 Hallam Trevor · CIK 0001326592 · Chief Scientific Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,530 F2 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the holder. F3 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.16 to $10.41 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| September 25, 2020 Filed Sep 28, 2020 17:53 UTC |
Shabbir AnikChief Technical Ops. Officer
|
Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 8,609 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-052244 · doc4.xml · derivative · entry 3 Shabbir Anik · CIK 0001751728 · Chief Technical Ops. Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,609 Underlying: Common Stock · 8,609 shares Expires 2021-09-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one (1) share of the issuer's Common Stock upon settlement. F3 · derivative.exercise_date: The RSUs vest as to 1/3rd of the total shares annually beginning on September 26, 2019, subject to continued service through each vesting date. Read SEC document |
| September 25, 2020 Filed Sep 28, 2020 17:53 UTC |
Shabbir AnikChief Technical Ops. Officer
|
Tax withholdingCommon Stock | 2,976 | $10.30 | $30,652.80 |
DisclosureSEC source: 0001209191-20-052244 · doc4.xml · nonDerivative · entry 2 Shabbir Anik · CIK 0001751728 · Chief Technical Ops. Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,265 F1 · shares: Represents the number of shares of Common Stock that have been withheld by the issuer to satisfy its income tax withholding and remittance obligations in connection with the net settlement of the RSUs and does not represent a sale by the reporting person. Read SEC document |
| September 25, 2020 Filed Sep 28, 2020 17:53 UTC |
Shabbir AnikChief Technical Ops. Officer
|
Exercise / conversionCommon Stock | 8,609 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-052244 · doc4.xml · nonDerivative · entry 1 Shabbir Anik · CIK 0001751728 · Chief Technical Ops. Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,241 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 25, 2020 Filed Sep 28, 2020 17:52 UTC |
ALBINI EDWARD CCFO and Secretary
|
Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 7,174 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-052243 · doc4.xml · derivative · entry 3 ALBINI EDWARD C · CIK 0001240014 · CFO and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,174 Underlying: Common Stock · 7,174 shares Expires 2021-09-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one (1) share of the issuer's Common Stock upon settlement. F3 · derivative.exercise_date: The RSUs vest as to 1/3rd of the total shares annually beginning on September 26, 2019, subject to continued service through each vesting date. Read SEC document |
| September 25, 2020 Filed Sep 28, 2020 17:52 UTC |
ALBINI EDWARD CCFO and Secretary
|
Tax withholdingCommon Stock | 2,480 | $10.30 | $25,544.00 |
DisclosureSEC source: 0001209191-20-052243 · doc4.xml · nonDerivative · entry 2 ALBINI EDWARD C · CIK 0001240014 · CFO and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,076 F1 · shares: Represents the number of shares of Common Stock that have been withheld by the issuer to satisfy its income tax withholding and remittance obligations in connection with the net settlement of the RSUs and does not represent a sale by the reporting person. Read SEC document |
| September 25, 2020 Filed Sep 28, 2020 17:52 UTC |
ALBINI EDWARD CCFO and Secretary
|
Exercise / conversionCommon Stock | 7,174 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-052243 · doc4.xml · nonDerivative · entry 1 ALBINI EDWARD C · CIK 0001240014 · CFO and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,556 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 25, 2020 Filed Sep 28, 2020 17:54 UTC |
FITZPATRICK LINDA AChief People & Comm. Officer
|
Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 7,576 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-052245 · doc4.xml · derivative · entry 4 FITZPATRICK LINDA A · CIK 0001188953 · Chief People & Comm. Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,576 Underlying: Common Stock · 7,576 shares Expires 2021-09-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one (1) share of the issuer's Common Stock upon settlement. F4 · derivative.exercise_date: The RSUs vest as to 1/3rd of the total shares annually beginning on September 26, 2019, subject to continued service through each vesting date. Read SEC document |
| September 25, 2020 Filed Sep 28, 2020 17:54 UTC |
FITZPATRICK LINDA AChief People & Comm. Officer
|
Tax withholdingCommon Stock | 2,619 | $10.30 | $26,975.70 |
DisclosureSEC source: 0001209191-20-052245 · doc4.xml · nonDerivative · entry 2 FITZPATRICK LINDA A · CIK 0001188953 · Chief People & Comm. Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,964 F1 · shares: Represents the number of shares of Common Stock that have been withheld by the issuer to satisfy its income tax withholding and remittance obligations in connection with the net settlement of the RSUs and does not represent a sale by the reporting person. Read SEC document |
| September 25, 2020 Filed Sep 28, 2020 17:54 UTC |
FITZPATRICK LINDA AChief People & Comm. Officer
|
Exercise / conversionCommon Stock | 7,576 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-052245 · doc4.xml · nonDerivative · entry 1 FITZPATRICK LINDA A · CIK 0001188953 · Chief People & Comm. Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,583 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 25, 2020 Filed Sep 28, 2020 17:57 UTC |
NEWELL WILLIAM JDirector · CEO
|
Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 25,252 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-052248 · doc4.xml · derivative · entry 5 NEWELL WILLIAM J · CIK 0001309660 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,253 Underlying: Common Stock · 25,252 shares Expires 2021-09-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each RSU represents a contingent right to receive one (1) share of the issuer's Common Stock upon settlement. F5 · derivative.exercise_date: The RSUs vest as to 1/3rd of the total shares annually beginning on September 26, 2019, subject to continued service through each vesting date. Read SEC document |
| September 25, 2020 Filed Sep 28, 2020 17:57 UTC |
NEWELL WILLIAM JDirector · CEO
|
Tax withholdingCommon Stock | 13,219 | $10.30 | $136,155.70 |
DisclosureSEC source: 0001209191-20-052248 · doc4.xml · nonDerivative · entry 2 NEWELL WILLIAM J · CIK 0001309660 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 178,660 F1 · shares: Represents the number of shares of Common Stock that have been withheld by the issuer to satisfy its income tax withholding and remittance obligations in connection with the net settlement of the RSUs and does not represent a sale by the reporting person. Read SEC document |
| September 25, 2020 Filed Sep 28, 2020 17:57 UTC |
NEWELL WILLIAM JDirector · CEO
|
Exercise / conversionCommon Stock | 25,252 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-052248 · doc4.xml · nonDerivative · entry 1 NEWELL WILLIAM J · CIK 0001309660 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 191,879 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 25, 2020 Filed Sep 28, 2020 17:55 UTC |
Hallam TrevorChief Scientific Officer
|
Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 6,887 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-052246 · doc4.xml · derivative · entry 7 Hallam Trevor · CIK 0001326592 · Chief Scientific Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 6,887 shares Expires 2020-09-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each RSU represents a contingent right to receive one (1) share of the issuer's Common Stock upon settlement. F6 · derivative.exercise_date: The RSUs vest as to 1/2 of the total shares annually beginning on September 26, 2019, subject to continued service through each vesting date. Read SEC document |
| September 25, 2020 Filed Sep 28, 2020 17:55 UTC |
Hallam TrevorChief Scientific Officer
|
Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 11,019 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-052246 · doc4.xml · derivative · entry 6 Hallam Trevor · CIK 0001326592 · Chief Scientific Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,019 Underlying: Common Stock · 11,019 shares Expires 2021-09-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each RSU represents a contingent right to receive one (1) share of the issuer's Common Stock upon settlement. F5 · derivative.exercise_date: The RSUs vest as to 1/3rd of the total shares annually beginning on September 26, 2019, subject to continued service through each vesting date. Read SEC document |
| September 25, 2020 Filed Sep 28, 2020 17:55 UTC |
Hallam TrevorChief Scientific Officer
|
Tax withholdingCommon Stock | 2,381 | $10.30 | $24,524.30 |
DisclosureSEC source: 0001209191-20-052246 · doc4.xml · nonDerivative · entry 4 Hallam Trevor · CIK 0001326592 · Chief Scientific Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,505 F1 · shares: Represents the number of shares of Common Stock that have been withheld by the issuer to satisfy its income tax withholding and remittance obligations in connection with the net settlement of the RSUs and does not represent a sale by the reporting person. Read SEC document |
| September 25, 2020 Filed Sep 28, 2020 17:55 UTC |
Hallam TrevorChief Scientific Officer
|
Exercise / conversionCommon Stock | 6,887 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-052246 · doc4.xml · nonDerivative · entry 3 Hallam Trevor · CIK 0001326592 · Chief Scientific Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,886 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 25, 2020 Filed Sep 28, 2020 17:55 UTC |
Hallam TrevorChief Scientific Officer
|
Tax withholdingCommon Stock | 3,810 | $10.30 | $39,243.00 |
DisclosureSEC source: 0001209191-20-052246 · doc4.xml · nonDerivative · entry 2 Hallam Trevor · CIK 0001326592 · Chief Scientific Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,999 F1 · shares: Represents the number of shares of Common Stock that have been withheld by the issuer to satisfy its income tax withholding and remittance obligations in connection with the net settlement of the RSUs and does not represent a sale by the reporting person. Read SEC document |
| September 25, 2020 Filed Sep 28, 2020 17:55 UTC |
Hallam TrevorChief Scientific Officer
|
Exercise / conversionCommon Stock | 11,019 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-052246 · doc4.xml · nonDerivative · entry 1 Hallam Trevor · CIK 0001326592 · Chief Scientific Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,809 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 25, 2020 Filed Sep 28, 2020 21:56 UTC |
MOLINA ARTURO MDChief Medical Officer
|
Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 8,609 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-052247 · doc4.xml · derivative · entry 3 MOLINA ARTURO MD · CIK 0001398940 · Chief Medical Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,609 Underlying: Common Stock · 8,609 shares Expires 2021-09-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one (1) share of the issuer's Common Stock upon settlement. F3 · derivative.exercise_date: The RSUs vest as to 1/3rd of the total shares annually beginning on September 26, 2019, subject to continued service through each vesting date. Read SEC document |
| September 25, 2020 Filed Sep 28, 2020 21:56 UTC |
MOLINA ARTURO MDChief Medical Officer
|
Tax withholdingCommon Stock | 2,976 | $10.30 | $30,652.80 |
DisclosureSEC source: 0001209191-20-052247 · doc4.xml · nonDerivative · entry 2 MOLINA ARTURO MD · CIK 0001398940 · Chief Medical Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,716 F1 · shares: Represents the number of shares of Common Stock that have been withheld by the issuer to satisfy its income tax withholding and remittance obligations in connection with the net settlement of the RSUs and does not represent a sale by the reporting person. Read SEC document |
| September 25, 2020 Filed Sep 28, 2020 21:56 UTC |
MOLINA ARTURO MDChief Medical Officer
|
Exercise / conversionCommon Stock | 8,609 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-052247 · doc4.xml · nonDerivative · entry 1 MOLINA ARTURO MD · CIK 0001398940 · Chief Medical Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,692 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 18, 2020 Filed Sep 22, 2020 20:56 UTC |
Freund John GordonDirector
|
SaleCommon Stock | 400,000 | $12.00 | $4,800,000.00 |
DisclosureSEC source: 0001209191-20-051490 · doc4.xml · nonDerivative · entry 1 Freund John Gordon · CIK 0001296771 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Skyline Venture Partners V, L.P. Disclosed balance after: 560,053 F1 · ownership.nature: These securities are held of record by Skyline Venture Partners V, L.P. ("Skyline L.P."). Skyline Venture Management V, LLC ("Skyline Management") is the general partner of Skyline L.P. the reporting person, a member of the issuer's board of directors, together with Yasunori Kaneko, are the managing directors of Skyline Management, and each may be deemed to share voting and investment power over the securities held by Skyline L.P. The reporting person disclaims beneficial ownership over such securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. Read SEC document |
| September 11, 2020 Filed Sep 15, 2020 21:15 UTC |
Freund John GordonDirector
|
SaleCommon Stock | 500,000 | $10.00 | $5,000,000.00 |
DisclosureSEC source: 0001209191-20-050511 · doc4.xml · nonDerivative · entry 1 Freund John Gordon · CIK 0001296771 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Skyline Venture Partners V, L.P. Disclosed balance after: 960,053 F1 · ownership.nature: These securities are held of record by Skyline Venture Partners V, L.P. ("Skyline L.P."). Skyline Venture Management V, LLC ("Skyline Management") is the general partner of Skyline L.P. the reporting person, a member of the issuer's board of directors, together with Yasunori Kaneko, are the managing directors of Skyline Management, and each may be deemed to share voting and investment power over the securities held by Skyline L.P. The reporting person disclaims beneficial ownership over such securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. Read SEC document |
| August 26, 2020 Filed Aug 27, 2020 17:04 UTC |
Hallam TrevorChief Scientific Officer
|
SaleCommon Stock | 975 | $9.04 | $8,818.29 |
DisclosureSEC source: 0001209191-20-048538 · doc4.xml · nonDerivative · entry 1 Hallam Trevor · CIK 0001326592 · Chief Scientific Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,790 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the holder. F2 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $8.85 to $9.31 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| August 19, 2020 Filed Aug 21, 2020 21:18 UTC |
Freund John GordonDirector
|
SaleCommon Stock | 500,000 | $8.72 | $4,360,000.00 |
DisclosureSEC source: 0001209191-20-047981 · doc4.xml · nonDerivative · entry 1 Freund John Gordon · CIK 0001296771 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Skyline Venture Partners V, L.P. Disclosed balance after: 1,460,053 F1 · ownership.nature: These securities are held of record by Skyline Venture Partners V, L.P. ("Skyline L.P."). Skyline Venture Management V, LLC ("Skyline Management") is the general partner of Skyline L.P. the reporting person, a member of the issuer's board of directors, together with Yasunori Kaneko, are the managing directors of Skyline Management, and each may be deemed to share voting and investment power over the securities held by Skyline L.P. The reporting person disclaims beneficial ownership over such securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. Read SEC document |
| July 27, 2020 Filed Jul 28, 2020 17:08 UTC |
Hallam TrevorChief Science Officer
|
SaleCommon Stock | 975 | $8.06 | $7,858.21 |
DisclosureSEC source: 0001209191-20-043857 · doc4.xml · nonDerivative · entry 1 Hallam Trevor · CIK 0001326592 · Chief Science Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,765 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the holder. F2 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $8.02 to $8.28 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| June 26, 2020 Filed Jun 29, 2020 19:23 UTC |
Hallam TrevorChief Science Officer
|
SaleCommon Stock | 975 | $8.02 | $7,817.65 |
DisclosureSEC source: 0001209191-20-039220 · doc4.xml · nonDerivative · entry 1 Hallam Trevor · CIK 0001326592 · Chief Science Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,740 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the holder. F2 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $7.81 to $8.38 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| June 05, 2020 Filed Jun 8, 2020 21:26 UTC |
Freund John GordonDirector
|
GrantStock Option (right to buy) · Derivative | 12,000 | $0.00 Strike: $9.83 | $0.00 |
DisclosureSEC source: 0001209191-20-035027 · doc4.xml · derivative · entry 1 Freund John Gordon · CIK 0001296771 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,000 Underlying: Common Stock · 12,000 shares Expires 2030-06-04 F1 · derivative.exercise_date: The option is fully vested on June 5, 2021, subject to the reporting person's provision of service to the issuer on the vesting date. Read SEC document |
| June 05, 2020 Filed Jun 8, 2020 17:35 UTC |
Petree Daniel HDirector
|
GrantStock Option (right to buy) · Derivative | 12,000 | $0.00 Strike: $9.83 | $0.00 |
DisclosureSEC source: 0001209191-20-035036 · doc4.xml · derivative · entry 1 Petree Daniel H · CIK 0001294939 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,000 Underlying: Common Stock · 12,000 shares Expires 2030-06-04 F1 · derivative.exercise_date: The option is fully vested on June 5, 2021, subject to the reporting person's provision of service to the issuer on the vesting date. Read SEC document |
| June 05, 2020 Filed Jun 8, 2020 21:28 UTC |
MATSUI CONNIEDirector
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GrantStock Option (right to buy) · Derivative | 12,000 | $0.00 Strike: $9.83 | $0.00 |
DisclosureSEC source: 0001209191-20-035030 · doc4.xml · derivative · entry 1 MATSUI CONNIE · CIK 0001236537 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,000 Underlying: Common Stock · 12,000 shares Expires 2030-06-04 F1 · derivative.exercise_date: The option is fully vested on June 5, 2021, subject to the reporting person's provision of service to the issuer on the vesting date. Read SEC document |
| June 05, 2020 Filed Jun 8, 2020 17:46 UTC |
PANEK JAMES PDirector
|
GrantStock Option (right to buy) · Derivative | 12,000 | $0.00 Strike: $9.83 | $0.00 |
DisclosureSEC source: 0001209191-20-035058 · doc4.xml · derivative · entry 1 PANEK JAMES P · CIK 0001217412 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,000 Underlying: Common Stock · 12,000 shares Expires 2030-06-04 F1 · derivative.exercise_date: The option is fully vested on June 5, 2021, subject to the reporting person's provision of service to the issuer on the vesting date. Read SEC document |
| June 05, 2020 Filed Jun 8, 2020 21:36 UTC |
Sharp ShaliniDirector
|
GrantStock Option (right to buy) · Derivative | 12,000 | $0.00 Strike: $9.83 | $0.00 |
DisclosureSEC source: 0001209191-20-035037 · doc4.xml · derivative · entry 1 Sharp Shalini · CIK 0001377202 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,000 Underlying: Common Stock · 12,000 shares Expires 2030-06-04 F1 · derivative.exercise_date: The option is fully vested on June 5, 2021, subject to the reporting person's provision of service to the issuer on the vesting date. Read SEC document |
| June 05, 2020 Filed Jun 8, 2020 21:27 UTC |
Lobacki Joseph MDirector
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GrantStock Option (right to buy) · Derivative | 12,000 | $0.00 Strike: $9.83 | $0.00 |
DisclosureSEC source: 0001209191-20-035028 · doc4.xml · derivative · entry 1 Lobacki Joseph M · CIK 0001536193 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,000 Underlying: Common Stock · 12,000 shares Expires 2030-06-04 F1 · derivative.exercise_date: The option is fully vested on June 5, 2021, subject to the reporting person's provision of service to the issuer on the vesting date. Read SEC document |
| June 05, 2020 Filed Jun 8, 2020 21:25 UTC |
Dybbs MichaelDirector
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GrantStock Option (right to buy) · Derivative | 12,000 | $0.00 Strike: $9.83 | $0.00 |
DisclosureSEC source: 0001209191-20-035026 · doc4.xml · derivative · entry 1 Dybbs Michael · CIK 0001601264 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,000 Underlying: Common Stock · 12,000 shares Expires 2030-06-04 F1 · derivative.exercise_date: The option is fully vested on June 5, 2021, subject to the reporting person's provision of service to the issuer on the vesting date. Read SEC document |
| May 26, 2020 Filed May 27, 2020 18:38 UTC |
Hallam TrevorChief Science Officer
|
SaleCommon Stock | 975 | $10.00 | $9,753.32 |
DisclosureSEC source: 0001209191-20-032414 · doc4.xml · nonDerivative · entry 1 Hallam Trevor · CIK 0001326592 · Chief Science Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,715 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the holder. F2 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $9.84 to $10.145 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.