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STERLING INFRASTRUCTURE, INC.

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Tapewire entity
3384
SEC CIK
0000874238
Parsed reports
260

Last 12 months

Inside the activity.

0 purchase rows · 12 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202601
Feb 202603
Mar 202606
Apr 202601
May 202600
Jun 202601
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 10, 2019 Filed Feb 12, 2019 16:00 UTC Tax withholdingCommon Stock 2,051 $13.09 $26,847.59
Disclosure

SEC source: 0000874238-19-000039 · wf-form4_154998718691477.xml · nonDerivative · entry 1

BALLSCHMIEDE RONALD A · CIK 0001366918 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 135,330

F1 · shares: These shares were part of a restricted stock award, a portion of which was released on February 10, 2019. The shares were retained by the Company at the election of the Reporting Person pursuant to a procedure approved by the Compensation Committee of the Board of Directors to satisfy the Company's tax withholding requirements (based on the closing price of the Company's common stock on the release date) arising from the release of restrictions as permitted by the plan pursuant to which the restricted stock award was made.

F1 · price: These shares were part of a restricted stock award, a portion of which was released on February 10, 2019. The shares were retained by the Company at the election of the Reporting Person pursuant to a procedure approved by the Compensation Committee of the Board of Directors to satisfy the Company's tax withholding requirements (based on the closing price of the Company's common stock on the release date) arising from the release of restrictions as permitted by the plan pursuant to which the restricted stock award was made.

F2 · balance_after: Of these shares, 59,161 shares are subject to restrictions on their sale or other transfer and to forfeiture under certain circumstances.

Read SEC document
February 10, 2019 Filed Feb 12, 2019 16:00 UTC
Allen Craig BSVP & CCO/CAO
Tax withholdingCommon Stock 289 $13.09 $3,783.01
Disclosure

SEC source: 0000874238-19-000040 · wf-form4_154998724315225.xml · nonDerivative · entry 1

Allen Craig B · CIK 0001739442 · SVP & CCO/CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,553

F1 · shares: These shares were part of a restricted stock award, a portion of which was released on February 10, 2019. The shares were retained by the Company at the election of the Reporting Person pursuant to a procedure approved by the Compensation Committee of the Board of Directors to satisfy the Company's tax withholding requirements (based on the closing price of the Company's common stock on the release date) arising from the release of restrictions as permitted by the plan pursuant to which the restricted stock award was made.

F1 · price: These shares were part of a restricted stock award, a portion of which was released on February 10, 2019. The shares were retained by the Company at the election of the Reporting Person pursuant to a procedure approved by the Compensation Committee of the Board of Directors to satisfy the Company's tax withholding requirements (based on the closing price of the Company's common stock on the release date) arising from the release of restrictions as permitted by the plan pursuant to which the restricted stock award was made.

F2 · balance_after: Of these shares, 10,863 shares are subject to restrictions on their sale or other transfer and to forfeiture under certain circumstances.

Read SEC document
January 16, 2019 Filed Jan 18, 2019 19:12 UTC
WADSWORTH CON LEVP & Chief Operating Officer
GrantCommon Stock 19,132 $0.00 $0.00
Disclosure

SEC source: 0000874238-19-000036 · wf-form4_154783870813104.xml · nonDerivative · entry 1

WADSWORTH CON L · CIK 0001612577 · EVP & Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,482

F1 · shares: Represents the grant of time-vested restricted stock units that will vest in one-third increments on each of January 16, 2020 and the next two anniversaries thereof, provided the service conditions are satisfied.

F1 · price: Represents the grant of time-vested restricted stock units that will vest in one-third increments on each of January 16, 2020 and the next two anniversaries thereof, provided the service conditions are satisfied.

F2 · balance_after: Of these shares, 38,362 shares are subject to restrictions on their sale or other transfer and to forfeiture under certain circumstances.

Read SEC document
January 16, 2019 Filed Jan 18, 2019 19:08 UTC
CUTILLO JOSEPH AChief Executive Officer
GrantCommon Stock 61,983 $0.00 $0.00
Disclosure

SEC source: 0000874238-19-000033 · wf-form4_154783849320871.xml · nonDerivative · entry 1

CUTILLO JOSEPH A · CIK 0001671928 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 219,420

F1 · shares: Represents the grant of time-vested restricted stock units that will vest in one-third increments on each of January 16, 2020 and the next two anniversaries thereof, provided the service conditions are satisfied.

F1 · price: Represents the grant of time-vested restricted stock units that will vest in one-third increments on each of January 16, 2020 and the next two anniversaries thereof, provided the service conditions are satisfied.

F2 · balance_after: Of these shares, 140,850 shares are subject to restrictions on their sale or other transfer and to forfeiture under certain circumstances.

Read SEC document
January 16, 2019 Filed Jan 18, 2019 19:10 UTC
Chandler Richard E JrEVP, General Counsel & Sec
GrantCommon Stock 16,070 $0.00 $0.00
Disclosure

SEC source: 0000874238-19-000035 · wf-form4_154783863299926.xml · nonDerivative · entry 1

Chandler Richard E Jr · CIK 0001348163 · EVP, General Counsel & Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,756

F1 · shares: Represents the grant of time-vested restricted stock units that will vest in one-third increments on each of January 16, 2020 and the next two anniversaries thereof, provided the service conditions are satisfied.

F1 · price: Represents the grant of time-vested restricted stock units that will vest in one-third increments on each of January 16, 2020 and the next two anniversaries thereof, provided the service conditions are satisfied.

F2 · balance_after: Of these shares, 37,791 shares are subject to restrictions on their sale or other transfer and to forfeiture under certain circumstances.

Read SEC document
January 16, 2019 Filed Jan 18, 2019 19:09 UTC GrantCommon Stock 23,140 $0.00 $0.00
Disclosure

SEC source: 0000874238-19-000034 · wf-form4_154783855481511.xml · nonDerivative · entry 1

BALLSCHMIEDE RONALD A · CIK 0001366918 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 137,381

F1 · shares: Represents the grant of time-vested restricted stock units that will vest in one-third increments on each of January 16, 2020 and the next two anniversaries thereof, provided the service conditions are satisfied.

F1 · price: Represents the grant of time-vested restricted stock units that will vest in one-third increments on each of January 16, 2020 and the next two anniversaries thereof, provided the service conditions are satisfied.

F2 · balance_after: Of these shares, 61,212 shares are subject to restrictions on their sale or other transfer and to forfeiture under certain circumstances.

Read SEC document
January 16, 2019 Filed Jan 18, 2019 19:07 UTC
Allen Craig BSVP & CHRO/CCO
GrantCommon Stock 4,291 $0.00 $0.00
Disclosure

SEC source: 0000874238-19-000032 · wf-form4_154783842278804.xml · nonDerivative · entry 1

Allen Craig B · CIK 0001739442 · SVP & CHRO/CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,842

F1 · shares: Represents the grant of time-vested restricted stock units that will vest in one-third increments on each of January 16, 2020 and the next two anniversaries thereof, provided the service conditions are satisfied.

F1 · price: Represents the grant of time-vested restricted stock units that will vest in one-third increments on each of January 16, 2020 and the next two anniversaries thereof, provided the service conditions are satisfied.

F2 · balance_after: Of these shares, 11,152 shares are subject to restrictions on their sale or other transfer and to forfeiture under certain circumstances.

Read SEC document
January 01, 2019 Filed Jan 2, 2019 19:25 UTC GrantCommon Stock 2,716 $0.00 $0.00
Disclosure

SEC source: 0000874238-19-000011 · wf-form4_154645712890823.xml · nonDerivative · entry 1

O'Brien Dana C. · CIK 0001134707 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,716

F1 · shares: These shares were awarded to the Reporting Person by the Company pursuant to the Company's standard director compensation arrangements for non-employee directors. The shares are subject to restrictions on their sale or other transfer and to forfeiture under certain circumstances.

Read SEC document
January 01, 2019 Filed Jan 3, 2019 21:16 UTC
CUTILLO JOSEPH AChief Executive Officer
Tax withholdingCommon Stock 4,130 $10.89 $44,975.70
Disclosure

SEC source: 0000874238-19-000023 · wf-form4_154655017874524.xml · nonDerivative · entry 1

CUTILLO JOSEPH A · CIK 0001671928 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 157,437

F1 · shares: These shares were part of a restricted stock award, a portion of which was released on January 1, 2019. The shares were retained by the Company at the election of the Reporting Person pursuant to a procedure approved by the Compensation Committee of the Board of Directors to satisfy the Company's tax withholding requirements (based on the closing price of the Company's common stock on the release date) arising from the release of restrictions as permitted by the plan pursuant to which the restricted stock award was made.

F2 · balance_after: Of these shares, 78,867 shares are subject to restrictions on their sale or other transfer and to forfeiture under certain circumstances.

Read SEC document
January 01, 2019 Filed Jan 3, 2019 21:19 UTC
Allen Craig BSVP & CHRO/CCO
Tax withholdingCommon Stock 675 $10.89 $7,350.75
Disclosure

SEC source: 0000874238-19-000024 · wf-form4_154655029637633.xml · nonDerivative · entry 1

Allen Craig B · CIK 0001739442 · SVP & CHRO/CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,551

F1 · shares: These shares were part of a restricted stock award, a portion of which was released on January 1, 2019. The shares were retained by the Company at the election of the Reporting Person pursuant to a procedure approved by the Compensation Committee of the Board of Directors to satisfy the Company's tax withholding requirements (based on the closing price of the Company's common stock on the release date) arising from the release of restrictions as permitted by the plan pursuant to which the restricted stock award was made.

F2 · balance_after: Of these shares, 6,861 shares are subject to restrictions on their sale or other transfer and to forfeiture under certain circumstances.

Read SEC document
January 01, 2019 Filed Jan 3, 2019 21:13 UTC Tax withholdingCommon Stock 3,732 $10.89 $40,641.48
Disclosure

SEC source: 0000874238-19-000022 · wf-form4_154654999587532.xml · nonDerivative · entry 1

BALLSCHMIEDE RONALD A · CIK 0001366918 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 114,241

F1 · shares: These shares were part of a restricted stock award, a portion of which was released on January 1, 2019. The shares were retained by the Company at the election of the Reporting Person pursuant to a procedure approved by the Compensation Committee of the Board of Directors to satisfy the Company's tax withholding requirements (based on the closing price of the Company's common stock on the release date) arising from the release of restrictions as permitted by the plan pursuant to which the restricted stock award was made.

F2 · balance_after: Of these shares, 38,072 shares are subject to restrictions on their sale or other transfer and to forfeiture under certain circumstances.

Read SEC document
January 01, 2019 Filed Jan 3, 2019 21:11 UTC
WADSWORTH CON LEVP & Chief Operating Officer
Tax withholdingCommon Stock 2,707 $10.89 $29,479.23
Disclosure

SEC source: 0000874238-19-000021 · wf-form4_154654988522489.xml · nonDerivative · entry 1

WADSWORTH CON L · CIK 0001612577 · EVP & Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,655

F1 · shares: These shares were part of a restricted stock award, a portion of which was released on January 1, 2019. The shares were retained by the Company at the election of the Reporting Person pursuant to a procedure approved by the Compensation Committee of the Board of Directors to satisfy the Company's tax withholding requirements (based on the closing price of the Company's common stock on the release date) arising from the release of restrictions as permitted by the plan pursuant to which the restricted stock award was made.

F2 · balance_after: Of these shares, 24,535 shares are subject to restrictions on their sale or other transfer and to forfeiture under certain circumstances.

Read SEC document
December 31, 2018 Filed Jan 2, 2019 19:31 UTC
CUTILLO JOSEPH AChief Executive Officer
Tax withholdingCommon Stock 4,057 $10.89 $44,180.73
Disclosure

SEC source: 0000874238-19-000016 · wf-form4_154645748966808.xml · nonDerivative · entry 1

CUTILLO JOSEPH A · CIK 0001671928 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 161,567

F1 · shares: These shares were part of a restricted stock award, a portion of which was released on December 31, 2018. The shares were retained by the Company at the election of the Reporting Person pursuant to a procedure approved by the Compensation Committee of the Board of Directors to satisfy the Company's tax withholding requirements (based on the closing price of the Company's common stock on the release date) arising from the release of restrictions as permitted by the plan pursuant to which the restricted stock award was made.

F2 · balance_after: Of these shares, 89,835 shares are subject to restrictions on their sale or other transfer and to forfeiture under certain circumstances.

Read SEC document
December 31, 2018 Filed Jan 2, 2019 19:30 UTC
WADSWORTH CON LEVP & Chief Operating Officer
Tax withholdingCommon Stock 1,308 $10.89 $14,244.12
Disclosure

SEC source: 0000874238-19-000015 · wf-form4_154645742310995.xml · nonDerivative · entry 1

WADSWORTH CON L · CIK 0001612577 · EVP & Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,362

F1 · shares: These shares were part of a restricted stock award, a portion of which was released on December 31, 2018. The shares were retained by the Company at the election of the Reporting Person pursuant to a procedure approved by the Compensation Committee of the Board of Directors to satisfy the Company's tax withholding requirements (based on the closing price of the Company's common stock on the release date) arising from the release of restrictions as permitted by the plan pursuant to which the restricted stock award was made.

F2 · balance_after: Of these shares, 32,346 shares are subject to restrictions on their sale or other transfer and to forfeiture under certain circumstances.

Read SEC document
December 31, 2018 Filed Jan 2, 2019 19:29 UTC Tax withholdingCommon Stock 2,114 $10.89 $23,021.46
Disclosure

SEC source: 0000874238-19-000014 · wf-form4_154645734869215.xml · nonDerivative · entry 1

BALLSCHMIEDE RONALD A · CIK 0001366918 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 117,973

F1 · shares: These shares were part of a restricted stock award, a portion of which was released on December 31, 2018. The shares were retained by the Company at the election of the Reporting Person pursuant to a procedure approved by the Compensation Committee of the Board of Directors to satisfy the Company's tax withholding requirements (based on the closing price of the Company's common stock on the release date) arising from the release of restrictions as permitted by the plan pursuant to which the restricted stock award was made.

F2 · balance_after: Of these shares, 46,429 shares are subject to restrictions on their sale or other transfer and to forfeiture under certain circumstances.

Read SEC document
December 31, 2018 Filed Jan 2, 2019 19:28 UTC
Allen Craig BSVP & CHRO/CCO
Tax withholdingCommon Stock 344 $10.89 $3,746.16
Disclosure

SEC source: 0000874238-19-000013 · wf-form4_154645728444751.xml · nonDerivative · entry 1

Allen Craig B · CIK 0001739442 · SVP & CHRO/CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,226

F1 · shares: These shares were part of a restricted stock award, a portion of which was released on December 31, 2018. The shares were retained by the Company at the election of the Reporting Person pursuant to a procedure approved by the Compensation Committee of the Board of Directors to satisfy the Company's tax withholding requirements (based on the closing price of the Company's common stock on the release date) arising from the release of restrictions as permitted by the plan pursuant to which the restricted stock award was made.

F2 · balance_after: Of these shares, 8,562 shares are subject to restrictions on their sale or other transfer and to forfeiture under certain circumstances.

Read SEC document
December 31, 2018 Filed Jan 2, 2019 19:26 UTC
Chandler Richard E JrEVP, General Counsel & Sec
Tax withholdingCommon Stock 616 $10.89 $6,708.24
Disclosure

SEC source: 0000874238-19-000012 · wf-form4_154645720118323.xml · nonDerivative · entry 1

Chandler Richard E Jr · CIK 0001348163 · EVP, General Counsel & Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,686

F1 · shares: These shares were part of a restricted stock award, a portion of which was released on December 31, 2018. The shares were retained by the Company at the election of the Reporting Person pursuant to a procedure approved by the Compensation Committee of the Board of Directors to satisfy the Company's tax withholding requirements (based on the closing price of the Company's common stock on the release date) arising from the release of restrictions as permitted by the plan pursuant to which the restricted stock award was made.

F2 · balance_after: Of these shares, 21,721 shares are subject to restrictions on their sale or other transfer and to forfeiture under certain circumstances.

Read SEC document
October 27, 2018 Filed Oct 29, 2018 18:27 UTC
Chandler Richard E JrEVP, General Counsel & Sec
Tax withholdingCommon Stock 3,279 $11.53 $37,806.87
Disclosure

SEC source: 0000874238-18-000081 · wf-form4_154083761522456.xml · nonDerivative · entry 1

Chandler Richard E Jr · CIK 0001348163 · EVP, General Counsel & Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,302

F1 · shares: These shares were part of a restricted stock award, a portion of which was released on October 27, 2018. The shares were retained by the Company at the election of the Reporting Person pursuant to a procedure approved by the Compensation Committee of the Board of Directors to satisfy the Company's tax withholding requirements (based on the closing price of the Company's common stock on the release date) arising from the release of restrictions as permitted by the plan pursuant to which the restricted stock award was made.

F2 · balance_after: Of these shares, 29,302 shares are subject to restrictions on their sale or other transfer and to forfeiture under certain circumstances.

Read SEC document
July 31, 2018 Filed Aug 1, 2018 20:10 UTC GrantCommon Stock 4,866 $0.00 $0.00
Disclosure

SEC source: 0000874238-18-000072 · wf-form4_153315422684372.xml · nonDerivative · entry 1

WHITE THOMAS M · CIK 0001243754 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,066

F1 · shares: These shares were awarded to the Reporting Person by the Company pursuant to the Company's standard director compensation arrangements for non-employee directors. The shares are subject to restrictions on their sale or other transfer and to forfeiture under certain circumstances.

F2 · balance_after: Of these shares, only the 4,866 shares just awarded are subject to restrictions on their sale or other transfer and to forfeiture under certain circumstances.

Read SEC document
May 22, 2018 Filed May 23, 2018 20:45 UTC SaleCommon Stock 8,000 $12.81 $102,480.00
Disclosure

SEC source: 0000874238-18-000066 · wf-form4_152710823832398.xml · nonDerivative · entry 1

Davenport Marian M · CIK 0001597150 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,847

F1 · shares: The Reporting Person sold shares of common stock to cover tax obligations resulting from the vesting of restricted stock awards granted by the Issuer.

F2 · balance_after: Of these shares, 7,404 shares are subject to restrictions on their sale or other transfer and to forfeiture under certain circumstances.

Read SEC document
May 08, 2018 Filed May 9, 2018 14:29 UTC GrantCommon Stock 7,404 $0.00 $0.00
Disclosure

SEC source: 0000874238-18-000058 · wf-form4_152587615991667.xml · nonDerivative · entry 1

Schaum Richard O · CIK 0001333446 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,542

F1 · shares: These shares were awarded to the Reporting Person by the Company pursuant to the Company's standard director compensation arrangements for non-employee directors. The shares are subject to restrictions on their sale or other transfer and to forfeiture under certain circumstances.

F2 · balance_after: Of these shares, only the 7,404 shares just awarded are subject to restrictions on their sale or other transfer and to forfeiture under certain circumstances.

Read SEC document
May 08, 2018 Filed May 9, 2018 14:29 UTC GrantCommon Stock 7,404 $0.00 $0.00
Disclosure

SEC source: 0000874238-18-000057 · wf-form4_152587614020592.xml · nonDerivative · entry 1

MESSER RAYMOND F · CIK 0001702639 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,661

F1 · shares: These shares were awarded to the Reporting Person by the Company pursuant to the Company's standard director compensation arrangements for non-employee directors. The shares are subject to restrictions on their sale or other transfer and to forfeiture under certain circumstances.

F2 · balance_after: Of these shares, only the 7,404 shares just awarded are subject to restrictions on their sale or other transfer and to forfeiture under certain circumstances.

Read SEC document
May 08, 2018 Filed May 9, 2018 14:28 UTC GrantCommon Stock 7,404 $0.00 $0.00
Disclosure

SEC source: 0000874238-18-000056 · wf-form4_152587607510251.xml · nonDerivative · entry 1

Davenport Marian M · CIK 0001597150 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,847

F1 · shares: These shares were awarded to the Reporting Person by the Company pursuant to the Company's standard director compensation arrangements for non-employee directors. The shares are subject to restrictions on their sale or other transfer and to forfeiture under certain circumstances.

F2 · balance_after: Of these shares, only the 7,404 shares just awarded are subject to restrictions on their sale or other transfer and to forfeiture under certain circumstances.

Read SEC document
May 08, 2018 Filed May 9, 2018 14:27 UTC GrantCommon Stock 7,404 $0.00 $0.00
Disclosure

SEC source: 0000874238-18-000054 · wf-form4_152587599661985.xml · nonDerivative · entry 1

HEMSLEY MAARTEN D · CIK 0001018000 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 188,630

F1 · shares: These shares were awarded to the Reporting Person by the Company pursuant to the Company's standard director compensation arrangements for non-employee directors. The shares are subject to restrictions on their sale or other transfer and to forfeiture under certain circumstances.

F2 · balance_after: Of these shares, only the 7,404 shares just awarded are subject to restrictions on their sale or other transfer and to forfeiture under certain circumstances.

Read SEC document
May 08, 2018 Filed May 9, 2018 14:27 UTC GrantCommon Stock 7,404 $0.00 $0.00
Disclosure

SEC source: 0000874238-18-000055 · wf-form4_152587605502066.xml · nonDerivative · entry 1

Patton Charles R. · CIK 0001473188 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,822

F1 · shares: These shares were awarded to the Reporting Person by the Company pursuant to the Company's standard director compensation arrangements for non-employee directors. The shares are subject to restrictions on their sale or other transfer and to forfeiture under certain circumstances.

F2 · balance_after: Of these shares, only the 7,404 shares just awarded are subject to restrictions on their sale or other transfer and to forfeiture under certain circumstances.

Read SEC document
May 08, 2018 Filed May 9, 2018 14:26 UTC GrantCommon Stock 7,404 $0.00 $0.00
Disclosure

SEC source: 0000874238-18-000053 · wf-form4_152587593166963.xml · nonDerivative · entry 1

SCOTT MILTON L · CIK 0001223130 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,711

F1 · shares: These shares were awarded to the Reporting Person by the Company pursuant to the Company's standard director compensation arrangements for non-employee directors. The shares are subject to restrictions on their sale or other transfer and to forfeiture under certain circumstances.

F2 · balance_after: Of these shares, only the 7,404 shares just awarded are subject to restrictions on their sale or other transfer and to forfeiture under certain circumstances.

Read SEC document
April 27, 2018 Filed May 10, 2018 20:28 UTC
CUTILLO JOSEPH AChief Executive Officer
Tax withholdingCommon Stock 8,338 $11.26 $93,885.88
Disclosure

SEC source: 0000874238-18-000062 · wf-form4_152598410221474.xml · nonDerivative · entry 1

CUTILLO JOSEPH A · CIK 0001671928 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 165,624

F1 · shares: These shares were part of a restricted stock award, a portion of which was released on April 27, 2018. The shares were retained by the Company at the election of the Reporting Person pursuant to a procedure approved by the Compensation Committee of the Board of Directors to satisfy the Company's tax withholding requirements (based on the closing price of the Company's common stock on the release date) arising from the release of restrictions as permitted by the plan pursuant to which the restricted stock award was made.

F2 · balance_after: Of these shares, 102,376 shares are subject to restrictions on their sale or other transfer and to forfeiture under certain circumstances.

Read SEC document
March 08, 2018 Filed Mar 9, 2018 22:23 UTC
WADSWORTH CON LEVP & Chief Operating Officer
PurchaseCommon Stock 8,000 $12.43 $99,440.00
Disclosure

SEC source: 0000874238-18-000031 · wf-form4_152063420853391.xml · nonDerivative · entry 1

WADSWORTH CON L · CIK 0001612577 · EVP & Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,670

F1 · price: This is the weighted average price per share at which the shares were purchased. The shares were purchased at prices ranging from $12.41 to $12.44 per share. Upon request, the Reporting Person will provide to the staff of the SEC, to the issuer, or to a security holder the full information regarding the number of shares purchased at each separate price.

Read SEC document
March 02, 2018 Filed Mar 2, 2018 19:46 UTC
CUTILLO JOSEPH AChief Executive Officer
GrantCommon Stock 32,904 $0.00 $0.00
Disclosure

SEC source: 0000874238-18-000016 · wf-form4_152001999635701.xml · nonDerivative · entry 1

CUTILLO JOSEPH A · CIK 0001671928 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 173,962

F1 · shares: Award of time-based restricted stock units under the Company's 2017 Executive Incentive Compensation Plan. Awards vest in three equal installments on January 1, 2019, January 1, 2020, and January 1, 2021.

F2 · balance_after: Of these shares, 130,800 are subject to restrictions on their sale or other transfer and to forfeiture under certain conditions.

Read SEC document
March 01, 2018 Filed Mar 2, 2018 19:47 UTC GrantCommon Stock 25,072 $0.00 $0.00
Disclosure

SEC source: 0000874238-18-000018 · wf-form4_152002004302435.xml · nonDerivative · entry 1

BALLSCHMIEDE RONALD A · CIK 0001366918 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 120,087

F1 · shares: Award of time-based restricted stock units under the Company's 2017 Executive Incentive Compensation Plan. Awards vest in three equal installments on January 1, 2019, January 1, 2020, and January 1, 2021.

F2 · balance_after: Of these shares, 54,737 shares are subject to restrictions on their sale or other transfer and to forfeiture under certain circumstances.

Read SEC document
March 01, 2018 Filed Mar 2, 2018 19:47 UTC
WADSWORTH CON LEVP & Chief Operating Officer
GrantCommon Stock 23,434 $0.00 $0.00
Disclosure

SEC source: 0000874238-18-000017 · wf-form4_152002001886421.xml · nonDerivative · entry 1

WADSWORTH CON L · CIK 0001612577 · EVP & Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,670

F1 · shares: Award of time-based restricted stock units under the Company's 2017 Executive Incentive Compensation Plan. Awards vest in three equal installments on January 1, 2019, January 1, 2020, and January 1, 2021.

F2 · balance_after: Of these shares, 36,801 shares are subject to restrictions on their sale or other transfer and to forfeiture under certain circumstances.

Read SEC document
February 10, 2018 Filed Feb 12, 2018 18:54 UTC Tax withholdingCommon Stock 2,370 $12.57 $29,790.90
Disclosure

SEC source: 0000874238-18-000011 · wf-form4_151846165764501.xml · nonDerivative · entry 1

BALLSCHMIEDE RONALD A · CIK 0001366918 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 95,015

F1 · shares: These shares were part of a restricted stock award, made pursuant to the Company's Stock Incentive Plan, a portion of which was released on February 10, 2018. The shares were retained by the Company at the election of the Reporting Person pursuant to a procedure approved by the Compensation Committee of the Board of Directors to satisfy the Company's tax withholding requirements, based on the closing price of the Company's common stock on the release date as permitted by the Plan.

F2 · balance_after: Of these shares, 29,665 shares are subject to restrictions on their sale or other transfer and to forfeiture under certain circumstances.

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January 17, 2018 Filed Jan 24, 2018 19:05 UTC
WADSWORTH CON LEVP & Chief Operating Officer
GrantCommon Stock 13,367 $0.00 $0.00
Disclosure

SEC source: 0000874238-18-000009 · wf-form4_151682064173260.xml · nonDerivative · entry 1

WADSWORTH CON L · CIK 0001612577 · EVP & Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,236

F1 · shares: Represents the grant of time-vested restricted stock units that will vest in one-third increments on each of January 17, 2019 and the next two anniversaries thereof, providedthe service conditions are satisfied.

F1 · price: Represents the grant of time-vested restricted stock units that will vest in one-third increments on each of January 17, 2019 and the next two anniversaries thereof, providedthe service conditions are satisfied.

F2 · balance_after: Of these shares, 13,367 shares are subject to restrictions on their sale or other transfer and to forfeiture under certain circumstances.

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January 17, 2018 Filed Jan 24, 2018 16:25 UTC
CUTILLO JOSEPH AChief Executive Officer
GrantCommon Stock 37,624 $0.00 $0.00
Disclosure

SEC source: 0000874238-18-000006 · wf-form4_151681110279708.xml · nonDerivative · entry 1

CUTILLO JOSEPH A · CIK 0001671928 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 141,058

F1 · shares: Represents the grant of time-vested restricted stock units that will vest in one-third increments on each of January 17, 2019 and the next two anniversaries thereof, provided the service conditions are satisfied.

F1 · price: Represents the grant of time-vested restricted stock units that will vest in one-third increments on each of January 17, 2019 and the next two anniversaries thereof, provided the service conditions are satisfied.

F2 · balance_after: Of these shares, 97,896 shares are subject to restrictions on their sale or other transfer and to forfeiture under certain circumstances.

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January 17, 2018 Filed Jan 24, 2018 16:20 UTC GrantCommon Stock 16,114 $0.00 $0.00
Disclosure

SEC source: 0000874238-18-000004 · wf-form4_151681083717370.xml · nonDerivative · entry 1

BALLSCHMIEDE RONALD A · CIK 0001366918 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 97,385

F1 · shares: Represents the grant of time-vested restricted stock units that will vest in one-third increments on each of January 17, 2019 and the next two anniversaries thereof, provided the service conditions are satisfied.

F1 · price: Represents the grant of time-vested restricted stock units that will vest in one-third increments on each of January 17, 2019 and the next two anniversaries thereof, provided the service conditions are satisfied.

F2 · balance_after: Of these shares, 32,035 shares are subject to restrictions on their sale or other transfer and to forfeiture under certain circumstances.

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January 17, 2018 Filed Jan 24, 2018 16:17 UTC
Chandler Richard E JrEVP, General Counsel & Sec
GrantCommon Stock 7,581 $0.00 $0.00
Disclosure

SEC source: 0000874238-18-000002 · wf-form4_151681062384454.xml · nonDerivative · entry 1

Chandler Richard E Jr · CIK 0001348163 · EVP, General Counsel & Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,581

F1 · shares: Represents the grant of time-vested restricted stock units that will vest in one-third increments on each of January 17, 2019 and the next two anniversaries thereof, provided the service conditions are satisfied.

F1 · price: Represents the grant of time-vested restricted stock units that will vest in one-third increments on each of January 17, 2019 and the next two anniversaries thereof, provided the service conditions are satisfied.

F2 · balance_after: Of these shares, 32,581 shares are subject to restrictions on their sale or other transfer and to forfeiture under certain circumstances.

Read SEC document
January 17, 2018 Filed Jan 17, 2019 20:59 UTC Amendment
WADSWORTH CON LEVP & Chief Operating Officer
GrantCommon Stock 8,062 $0.00 $0.00
Disclosure

SEC source: 0000874238-19-000026 · wf-form4a_154775873358341.xml · nonDerivative · entry 1

WADSWORTH CON L · CIK 0001612577 · EVP & Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,931

F1 · shares: Represents a grant of time-based restricted stock units, 4,455 of which will vest on December 18, 2018, and the remainder will vest in substantially equal installments on December 31, 2019, and December 31, 2020.

F2 · balance_after: Of these shares, 3,607 shares are subject to restrictions on their sale or other transfer and to forfeiture under certain circumstances. The total holdings is as of January 17, 2018.

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December 18, 2017 Filed Dec 19, 2017 20:06 UTC SaleCommon Stock 200 $17.46 $3,492.00
Disclosure

SEC source: 0000874238-17-000025 · wf-form4_151371399228901.xml · nonDerivative · entry 1

HEMSLEY MAARTEN D · CIK 0001018000 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 181,226

F1 · balance_after: Of these shares 5,257 are subject to restrictions on their sale or other transfer, and are subject to forfeiture under certain circumstances.

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December 15, 2017 Filed Dec 19, 2017 19:57 UTC SaleCommon Stock 29,800 $17.32 $516,136.00
Disclosure

SEC source: 0000874238-17-000023 · wf-form4_151371341169639.xml · nonDerivative · entry 1

HEMSLEY MAARTEN D · CIK 0001018000 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 181,426

F1 · price: This is the weighted average price per share at which the shares were sold. The prices ranged from $17.30 to $17.47 per share. Upon request the Reporting Person will provide to the staff of the SEC, or to a security holder the full information regarding the number of shares sold at each price.

F2 · balance_after: Of these shares 5,257 are subject to restrictions on their sale or other transfer, and are subject to forfeiture under certain circumstances.

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November 09, 2017 Filed Nov 13, 2017 14:19 UTC Tax withholdingCommon Stock 20,975 $17.10 $358,672.50
Disclosure

SEC source: 0000874238-17-000017 · wf-form4_151058274042212.xml · nonDerivative · entry 1

BALLSCHMIEDE RONALD A · CIK 0001366918 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,271

F1 · shares: These shares were part of a restricted stock award, a portion of which was released on November 9, 2017. The shares were retained by the Company at the election of the Reporting Person pursuant to a procedure approved by the Compensation Committee of the Board of Directors to satisfy the Company's tax withholding requirements (based on the closing price of the Company's common stock on the release date) arising from the release of restrictions as permitted by the plan pursuant to which the restricted stock award was made.

F1 · price: These shares were part of a restricted stock award, a portion of which was released on November 9, 2017. The shares were retained by the Company at the election of the Reporting Person pursuant to a procedure approved by the Compensation Committee of the Board of Directors to satisfy the Company's tax withholding requirements (based on the closing price of the Company's common stock on the release date) arising from the release of restrictions as permitted by the plan pursuant to which the restricted stock award was made.

F2 · balance_after: Of these shares, 15,921 shares are subject to restrictions on their sale or other transfer and to forfeiture under certain circumstances.

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November 09, 2017 Filed Nov 13, 2017 14:17 UTC
CUTILLO JOSEPH AChief Executive Officer
Tax withholdingCommon Stock 6,838 $17.10 $116,929.80
Disclosure

SEC source: 0000874238-17-000015 · wf-form4_151058261321425.xml · nonDerivative · entry 1

CUTILLO JOSEPH A · CIK 0001671928 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 103,434

F1 · shares: These shares were part of a restricted stock award, a portion of which was released on November 9, 2017. The shares were retained by the Company at the election of the Reporting Person pursuant to a procedure approved by the Compensation Committee of the Board of Directors to satisfy the Company's tax withholding requirements (based on the closing price of the Company's common stock on the release date) arising from the release of restrictions as permitted by the plan pursuant to which the restricted stock award was made.

F1 · price: These shares were part of a restricted stock award, a portion of which was released on November 9, 2017. The shares were retained by the Company at the election of the Reporting Person pursuant to a procedure approved by the Compensation Committee of the Board of Directors to satisfy the Company's tax withholding requirements (based on the closing price of the Company's common stock on the release date) arising from the release of restrictions as permitted by the plan pursuant to which the restricted stock award was made.

F2 · balance_after: Of these shares, 60,272 shares are subject to restrictions on their sale or other transfer and to forfeiture under certain circumstances.

Read SEC document
October 27, 2017 Filed Oct 30, 2017 21:28 UTC
Chandler Richard E JrEVP, General Counsel & Sec
GrantCommon Stock 25,000 $0.00 $0.00
Disclosure

SEC source: 0000874238-17-000006 · wf-form4_150939889924887.xml · nonDerivative · entry 1

Chandler Richard E Jr · CIK 0001348163 · EVP, General Counsel & Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,000

F1 · price: These shares were awarded to the Reporting Person by the Company in connection with his joining the Company. The shares are subject to restrictions on their sale or other transfer that lapse over a three-year period, and to forfeiture under certain circumstances.

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June 22, 2017 Filed Aug 9, 2017 17:14 UTC
WADSWORTH CON LEVP & Chief Operating Office
PurchaseCommon Stock 17,800 $11.12 $197,989.40
Disclosure

SEC source: 0001140361-17-030768 · doc1.xml · nonDerivative · entry 2

WADSWORTH CON L · CIK 0001612577 · EVP & Chief Operating Office

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,869

F2 · price: This is the weighted average price per share at which the shares were purchased. 1,581 shares were purchased at prices ranging from $10.84 to $10.99 per share; and 16,219 shares were purchased at prices ranging from $11.00 to $11.235 per share. Upon request, the Reporting Person will provide to the staff of the SEC, to the issuer, or to a security holder the full information regarding the number of shares purchased at each separate price.

Read SEC document
June 20, 2017 Filed Jun 22, 2017 11:16 UTC SaleCommon Stock 15,000 $10.63 $159,390.00
Disclosure

SEC source: 0001140361-17-025753 · doc1.xml · nonDerivative · entry 1

SCOTT MILTON L · CIK 0001223130 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,307

F1 · price: This is the weighted average price per share at which the shares were sold. The prices ranged from $10.39 to $10.82 per share. Upon request, the Reporting Person will provide to the staff of the SEC, to the issuer, or to a security holder the full information regarding the number of shares sold at each separate price.

Read SEC document
June 20, 2017 Filed Aug 9, 2017 17:14 UTC
WADSWORTH CON LEVP & Chief Operating Office
PurchaseCommon Stock 1,200 $10.49 $12,589.20
Disclosure

SEC source: 0001140361-17-030768 · doc1.xml · nonDerivative · entry 1

WADSWORTH CON L · CIK 0001612577 · EVP & Chief Operating Office

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,069

F1 · price: This is the weighted average price per share at which the shares were purchased. The shares were purchased at prices ranging from $10.47 to $10.50 per share. Upon request, the Reporting Person will provide to the staff of the SEC, to the issuer, or to a security holder the full information regarding the number of shares purchased at each separate price.

Read SEC document
June 08, 2017 Filed Jun 9, 2017 15:48 UTC GrantCommon Stock 5,257 $0.00 $0.00
Disclosure

SEC source: 0001140361-17-024549 · doc1.xml · nonDerivative · entry 1

VARELLO PAUL J · CIK 0001214406 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 742,460

F1 · shares: These shares were awarded to the Reporting Person by the Company pursuant to the Company's standard director compensation arrangements for non-employee directors. The shares are subject to restrictions on their sale or other transfer and to forfeiture under certain circumstances.

F1 · price: These shares were awarded to the Reporting Person by the Company pursuant to the Company's standard director compensation arrangements for non-employee directors. The shares are subject to restrictions on their sale or other transfer and to forfeiture under certain circumstances.

Read SEC document
April 28, 2017 Filed May 1, 2017 19:53 UTC GrantCommon Stock 5,257 $0.00 $0.00
Disclosure

SEC source: 0001140361-17-017586 · doc1.xml · nonDerivative · entry 1

MESSER RAYMOND F · CIK 0001702639 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,257

F1 · shares: These shares were awarded to the Reporting Person by the Company pursuant to the Company's standard director compensation arrangements for non-employee directors. The shares are subject to restrictions on their sale or other transfer and to forfeiture under certain circumstances.

F1 · price: These shares were awarded to the Reporting Person by the Company pursuant to the Company's standard director compensation arrangements for non-employee directors. The shares are subject to restrictions on their sale or other transfer and to forfeiture under certain circumstances.

Read SEC document
April 28, 2017 Filed May 1, 2017 18:41 UTC GrantCommon Stock 5,257 $0.00 $0.00
Disclosure

SEC source: 0001140361-17-017565 · doc1.xml · nonDerivative · entry 1

SCOTT MILTON L · CIK 0001223130 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,307

F1 · shares: These shares were awarded to the Reporting Person by the Company pursuant to the Company's standard director compensation arrangements for non-employee directors. The shares are subject to restrictions on their sale or other transfer and to forfeiture under certain circumstances.

F1 · price: These shares were awarded to the Reporting Person by the Company pursuant to the Company's standard director compensation arrangements for non-employee directors. The shares are subject to restrictions on their sale or other transfer and to forfeiture under certain circumstances.

F2 · balance_after: Of these shares, only the 5,257 shares just awarded are subject to restrictions on their sale or other transfer and to forfeiture under certain circumstances.

Read SEC document
April 28, 2017 Filed May 1, 2017 18:40 UTC GrantCommon Stock 5,257 $0.00 $0.00
Disclosure

SEC source: 0001140361-17-017563 · doc1.xml · nonDerivative · entry 1

Schaum Richard O · CIK 0001333446 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,138

F1 · shares: These shares were awarded to the Reporting Person by the Company pursuant to the Company's standard director compensation arrangements for non-employee directors. The shares are subject to restrictions on their sale or other transfer and to forfeiture under certain circumstances.

F1 · price: These shares were awarded to the Reporting Person by the Company pursuant to the Company's standard director compensation arrangements for non-employee directors. The shares are subject to restrictions on their sale or other transfer and to forfeiture under certain circumstances.

F2 · balance_after: Of these shares, only the 5,257 shares just awarded are subject to restrictions on their sale or other transfer and to forfeiture under certain circumstances.

Read SEC document
April 28, 2017 Filed May 1, 2017 18:39 UTC GrantCommon Stock 5,257 $0.00 $0.00
Disclosure

SEC source: 0001140361-17-017561 · doc1.xml · nonDerivative · entry 1

Patton Charles R. · CIK 0001473188 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,418

F1 · shares: These shares were awarded to the Reporting Person by the Company pursuant to the Company's standard director compensation arrangements for non-employee directors. The shares are subject to restrictions on their sale or other transfer and to forfeiture under certain circumstances.

F1 · price: These shares were awarded to the Reporting Person by the Company pursuant to the Company's standard director compensation arrangements for non-employee directors. The shares are subject to restrictions on their sale or other transfer and to forfeiture under certain circumstances.

F2 · balance_after: Of these shares, only the 5,257 shares just awarded are subject to restrictions on their sale or other transfer and to forfeiture under certain circumstances.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.