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HG Holdings, Inc.

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7689
SEC CIK
0000797465
Parsed reports
73

Last 12 months

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0 purchase rows · 1 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
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Dec 202500
Jan 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
April 16, 2019 Filed Apr 18, 2019 19:23 UTC
Hale Steven A IIDirector · Chairman and CEO · 10% owner
PurchaseCommon Stock, par value $0.02 per share 27,000 $0.52 $14,040.00
Disclosure

SEC source: 0001209191-19-025227 · doc4.xml · nonDerivative · entry 3

Hale Partnership Capital Management, LLC · CIK 0001602824 · 10% owner

Hale Partnership Fund, L.P. · CIK 0001496265 · 10% owner

Hale Steven A II · CIK 0001667535 · Director · Chairman and CEO · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Clark - Hale Fund, L.P.

Disclosed balance after: 208,100

F1 · balance_after: Hale Partnership Capital Advisors, LLC ("Hale GP"), as general partner to each of Hale Partnership Fund, L.P., MGEN II - Hale Fund, L.P., and Clark - Hale Fund, L.P. (collectively, the "Hale Funds"), Hale Partnership Capital Management, LLC ("Hale Advisor"), as the investment manager to each of the Hale Funds, and Steven A. Hale II ("Mr. Hale"), as a principal of each of Hale GP and Hale Advisor, may be deemed to be beneficial owners of the shares held directly by the Hale Funds. Mr. Hale is the Chairman and Chief Executive Officer and a director of HG Holdings, Inc. Each of Hale GP, Hale Advisor and Mr. Hale disclaims beneficial ownership of the shares referred to herein except to the extent of his or its pecuniary interest therein.

F2 · balance_after: Does not include (i) 161,290 shares of Common Stock held directly by Mr. Hale pursuant to a restricted stock award granted to him in his individual capacity as Chairman of the Board and Chief Executive Officer of the Company under the Company's 2012 Incentive Compensation Plan or (ii) 725,464 shares of Common Stock held in a discretionary separately managed account for which Hale Advisor serves as investment manager.

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April 16, 2019 Filed Apr 18, 2019 19:23 UTC
Hale Steven A IIDirector · Chairman and CEO · 10% owner
PurchaseCommon Stock, par value $0.02 per share 50,000 $0.52 $26,000.00
Disclosure

SEC source: 0001209191-19-025227 · doc4.xml · nonDerivative · entry 2

Hale Partnership Capital Management, LLC · CIK 0001602824 · 10% owner

Hale Partnership Fund, L.P. · CIK 0001496265 · 10% owner

Hale Steven A II · CIK 0001667535 · Director · Chairman and CEO · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · MGEN II - Hale Fund, L.P.

Disclosed balance after: 132,055

F1 · balance_after: Hale Partnership Capital Advisors, LLC ("Hale GP"), as general partner to each of Hale Partnership Fund, L.P., MGEN II - Hale Fund, L.P., and Clark - Hale Fund, L.P. (collectively, the "Hale Funds"), Hale Partnership Capital Management, LLC ("Hale Advisor"), as the investment manager to each of the Hale Funds, and Steven A. Hale II ("Mr. Hale"), as a principal of each of Hale GP and Hale Advisor, may be deemed to be beneficial owners of the shares held directly by the Hale Funds. Mr. Hale is the Chairman and Chief Executive Officer and a director of HG Holdings, Inc. Each of Hale GP, Hale Advisor and Mr. Hale disclaims beneficial ownership of the shares referred to herein except to the extent of his or its pecuniary interest therein.

F2 · balance_after: Does not include (i) 161,290 shares of Common Stock held directly by Mr. Hale pursuant to a restricted stock award granted to him in his individual capacity as Chairman of the Board and Chief Executive Officer of the Company under the Company's 2012 Incentive Compensation Plan or (ii) 725,464 shares of Common Stock held in a discretionary separately managed account for which Hale Advisor serves as investment manager.

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April 16, 2019 Filed Apr 18, 2019 19:23 UTC
Hale Steven A IIDirector · Chairman and CEO · 10% owner
PurchaseCommon Stock, par value $0.02 per share 123,532 $0.52 $64,236.64
Disclosure

SEC source: 0001209191-19-025227 · doc4.xml · nonDerivative · entry 1

Hale Partnership Capital Management, LLC · CIK 0001602824 · 10% owner

Hale Partnership Fund, L.P. · CIK 0001496265 · 10% owner

Hale Steven A II · CIK 0001667535 · Director · Chairman and CEO · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Hale Partnership Fund, L.P.

Disclosed balance after: 2,105,528

F1 · balance_after: Hale Partnership Capital Advisors, LLC ("Hale GP"), as general partner to each of Hale Partnership Fund, L.P., MGEN II - Hale Fund, L.P., and Clark - Hale Fund, L.P. (collectively, the "Hale Funds"), Hale Partnership Capital Management, LLC ("Hale Advisor"), as the investment manager to each of the Hale Funds, and Steven A. Hale II ("Mr. Hale"), as a principal of each of Hale GP and Hale Advisor, may be deemed to be beneficial owners of the shares held directly by the Hale Funds. Mr. Hale is the Chairman and Chief Executive Officer and a director of HG Holdings, Inc. Each of Hale GP, Hale Advisor and Mr. Hale disclaims beneficial ownership of the shares referred to herein except to the extent of his or its pecuniary interest therein.

F2 · balance_after: Does not include (i) 161,290 shares of Common Stock held directly by Mr. Hale pursuant to a restricted stock award granted to him in his individual capacity as Chairman of the Board and Chief Executive Officer of the Company under the Company's 2012 Incentive Compensation Plan or (ii) 725,464 shares of Common Stock held in a discretionary separately managed account for which Hale Advisor serves as investment manager.

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December 26, 2018 Filed Dec 26, 2018 20:06 UTC PurchaseCommon Stock, par value $0.02 per share 117,992 $0.42 $49,556.64
Disclosure

SEC source: 0000919574-18-008141 · ownership.xml · nonDerivative · entry 2

Solas Capital Management, LLC · CIK 0001604867 · 10% owner

FREDERICK TUCKER GOLDEN · CIK 0001609578 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 2,672,040

F1 · ownership.nature: The securities reported herein are held in multiple accounts. Solas Capital Management, LLC may be deemed to be a beneficial owner of such securities by virtue of its role as the investment manager of such accounts. Frederick Tucker Golden may be deemed to be a beneficial owner of such securities by virtue of his role as the managing member of Solas Capital Management, LLC. Each Reporting Person disclaims beneficial ownership in the securities reported on this Form 4 except to the extent of its or his pecuniary interest, if any, therein, and this report shall not be deemed to be an admission that such Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

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December 20, 2018 Filed Dec 26, 2018 20:06 UTC PurchaseCommon Stock, par value $0.02 per share 30,000 $0.42 $12,600.00
Disclosure

SEC source: 0000919574-18-008141 · ownership.xml · nonDerivative · entry 1

Solas Capital Management, LLC · CIK 0001604867 · 10% owner

FREDERICK TUCKER GOLDEN · CIK 0001609578 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 2,554,048

F1 · ownership.nature: The securities reported herein are held in multiple accounts. Solas Capital Management, LLC may be deemed to be a beneficial owner of such securities by virtue of its role as the investment manager of such accounts. Frederick Tucker Golden may be deemed to be a beneficial owner of such securities by virtue of his role as the managing member of Solas Capital Management, LLC. Each Reporting Person disclaims beneficial ownership in the securities reported on this Form 4 except to the extent of its or his pecuniary interest, if any, therein, and this report shall not be deemed to be an admission that such Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

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December 19, 2018 Filed Dec 19, 2018 22:51 UTC PurchaseCommon Stock, par value $0.02 per share 12,500 $0.43 $5,375.00
Disclosure

SEC source: 0000919574-18-008082 · ownership.xml · nonDerivative · entry 4

Solas Capital Management, LLC · CIK 0001604867 · 10% owner

FREDERICK TUCKER GOLDEN · CIK 0001609578 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 2,524,048

F2 · ownership.nature: The securities reported herein are held in multiple accounts. Solas Capital Management, LLC may be deemed to be a beneficial owner of such securities by virtue of its role as the investment manager of such accounts. Frederick Tucker Golden may be deemed to be a beneficial owner of such securities by virtue of his role as the managing member of Solas Capital Management, LLC. Each Reporting Person disclaims beneficial ownership in the securities reported on this Form 4 except to the extent of its or his pecuniary interest, if any, therein, and this report shall not be deemed to be an admission that such Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

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December 18, 2018 Filed Dec 19, 2018 22:51 UTC PurchaseCommon Stock, par value $0.02 per share 30,000 $0.43 $12,900.00
Disclosure

SEC source: 0000919574-18-008082 · ownership.xml · nonDerivative · entry 3

Solas Capital Management, LLC · CIK 0001604867 · 10% owner

FREDERICK TUCKER GOLDEN · CIK 0001609578 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 2,511,548

F2 · ownership.nature: The securities reported herein are held in multiple accounts. Solas Capital Management, LLC may be deemed to be a beneficial owner of such securities by virtue of its role as the investment manager of such accounts. Frederick Tucker Golden may be deemed to be a beneficial owner of such securities by virtue of his role as the managing member of Solas Capital Management, LLC. Each Reporting Person disclaims beneficial ownership in the securities reported on this Form 4 except to the extent of its or his pecuniary interest, if any, therein, and this report shall not be deemed to be an admission that such Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

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December 17, 2018 Filed Dec 19, 2018 22:51 UTC PurchaseCommon Stock, par value $0.02 per share 324,014 $0.42 $136,085.88
Disclosure

SEC source: 0000919574-18-008082 · ownership.xml · nonDerivative · entry 2

Solas Capital Management, LLC · CIK 0001604867 · 10% owner

FREDERICK TUCKER GOLDEN · CIK 0001609578 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 2,481,548

F1 · kind: These transactions are rebalancing transactions between different accounts.

F1 · balance_after: These transactions are rebalancing transactions between different accounts.

F2 · ownership.nature: The securities reported herein are held in multiple accounts. Solas Capital Management, LLC may be deemed to be a beneficial owner of such securities by virtue of its role as the investment manager of such accounts. Frederick Tucker Golden may be deemed to be a beneficial owner of such securities by virtue of his role as the managing member of Solas Capital Management, LLC. Each Reporting Person disclaims beneficial ownership in the securities reported on this Form 4 except to the extent of its or his pecuniary interest, if any, therein, and this report shall not be deemed to be an admission that such Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

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December 17, 2018 Filed Dec 19, 2018 22:51 UTC SaleCommon Stock, par value $0.02 per share 324,014 $0.42 $136,085.88
Disclosure

SEC source: 0000919574-18-008082 · ownership.xml · nonDerivative · entry 1

Solas Capital Management, LLC · CIK 0001604867 · 10% owner

FREDERICK TUCKER GOLDEN · CIK 0001609578 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 2,481,548

F1 · kind: These transactions are rebalancing transactions between different accounts.

F1 · balance_after: These transactions are rebalancing transactions between different accounts.

F2 · ownership.nature: The securities reported herein are held in multiple accounts. Solas Capital Management, LLC may be deemed to be a beneficial owner of such securities by virtue of its role as the investment manager of such accounts. Frederick Tucker Golden may be deemed to be a beneficial owner of such securities by virtue of his role as the managing member of Solas Capital Management, LLC. Each Reporting Person disclaims beneficial ownership in the securities reported on this Form 4 except to the extent of its or his pecuniary interest, if any, therein, and this report shall not be deemed to be an admission that such Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

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July 25, 2018 Filed Jul 27, 2018 10:52 UTC PurchaseCommon Stock, par value $0.02 per share 31,000 $0.59 $18,290.00
Disclosure

SEC source: 0001437749-18-013837 · rdgdoc.xml · nonDerivative · entry 1

HULTQUIST MATTHEW · CIK 0001270869 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Held in Trust for the benefit of Reporting Person

Disclosed balance after: 162,460

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May 01, 2018 Filed May 3, 2018 20:08 UTC
Hale Steven A IIDirector · Chief Executive Officer
GrantCommon Stock, par value $0.02 per share 161,290 $0.00 $0.00
Disclosure

SEC source: 0001437749-18-008543 · rdgdoc.xml · nonDerivative · entry 1

Hale Steven A II · CIK 0001667535 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 161,290

F1 · shares: Restricted stock award will vest on May 10, 2019 in increments of approximately 25% if the volume weighted average price for the Company's Common Stock meets certain price targets from $0.70 to $0.85 per share during the first 90 business days of 2019.

F2 · balance_after: Does not include an aggregate of 2,245,151 shares of Common Stock, which represents approximately 15.4% of the Company's outstanding shares of Common Stock, held directly by Clark - Hale Fund, L.P., MGEN II - Hale Fund, L.P., and Hale Partnership Fund, L.P. (collectively, the "Hale Funds"). Hale Partnership Capital Advisors, LLC ("Hale GP") is general partner to each of the Hale Funds, Hale Partnership Capital Management, LLC ("Hale Advisor") is investment manager to each of the Hale Funds, and the Reporting Person is a principal of each of Hale GP and Hale Advisor, and as such, each of Hale GP, Hale Advisor, and the Reporting Person may be deemed to be the beneficial owner of the shares held directly by the Hale Funds. Each of the Hale Funds, Hale GP, Hale Advisor and the Reporting Person has disclaimed any beneficial ownership in the shares held directly by the Hale Funds except to the extent of his or its pecuniary interest.

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March 02, 2018 Filed Mar 23, 2018 15:02 UTC
wimmer anita w mrsVP - Finance
GrantCommon Stock 41,750 $0.00 $0.00
Disclosure

SEC source: 0000797465-18-000007 · primary_doc.xml · nonDerivative · entry 1

wimmer anita w mrs · CIK 0001311641 · VP - Finance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,878

F1 · shares: PERFORMANCE-BASED RESTICTED STOCK AWARD WHICH VESTED ON A CHANGE OF CONTROL ON MARCH 2, 2018.

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December 11, 2017 Filed Dec 12, 2017 19:58 UTC GrantCommon Stock, par value $0.02 0 $0.00 $0.00
Disclosure

SEC source: 0000797465-17-000002 · primary_doc.xml · nonDerivative · entry 1

PUTNAM JUSTYN RENDAL · CIK 0001663553 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,029

F1 · shares: RESTRICTED STOCK PREVIOUSLY REPORTED THAT VESTED EFFECTIVE DECEMBER 11, 2017 IN CONNECTION WITH THE REPORTING PERSON'S RESIGNATION AS DIRECTOR OF STANLEY FURNITURE COMPANY, INC.

F1 · balance_after: RESTRICTED STOCK PREVIOUSLY REPORTED THAT VESTED EFFECTIVE DECEMBER 11, 2017 IN CONNECTION WITH THE REPORTING PERSON'S RESIGNATION AS DIRECTOR OF STANLEY FURNITURE COMPANY, INC.

F2 · balance_after: THIS REPORTING PERSON HAS PREVIOUSLY INDICATED THAT THE REPORTED TOTAL DOES NOT INCLUDE SHARES HELD BY TALANTA FUND, L.P.(THE "FUND")OVER WHICH THE REPORTING PERSON SHARES VOTING AND DISPOSITIVE POWER AS A RESULT OF HIS SERVICE AS MANAGING MEMEBER OF THE FUND'S GENERAL PARTNER. ON DECEMBER 8, 2017 THE FUND ENTERED INTO AN AGREEMENT TO SELL ALL 740,896 SHARES OF STANLEY FURNITURE COMPANY, INC. THAT IT HELD.

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December 11, 2017 Filed Dec 13, 2017 21:08 UTC GrantCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0000797465-17-000004 · primary_doc.xml · nonDerivative · entry 1

HALEY MICHAEL P · CIK 0001208396 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 119,240

F1 · date: INCLUDES 25,674 SHARES OF RESTRICTED STOCK PREVIOUSLY REPORTED AS AWARDED THAT VESTED ON DECEMBER 11, 2017 IN CONNECTION WITH THE REPORTING PERSON'S RESIGNATION AS DIRECTOR OF STANLEY FURNITURE COMPANY, INC.

F1 · shares: INCLUDES 25,674 SHARES OF RESTRICTED STOCK PREVIOUSLY REPORTED AS AWARDED THAT VESTED ON DECEMBER 11, 2017 IN CONNECTION WITH THE REPORTING PERSON'S RESIGNATION AS DIRECTOR OF STANLEY FURNITURE COMPANY, INC.

F1 · balance_after: INCLUDES 25,674 SHARES OF RESTRICTED STOCK PREVIOUSLY REPORTED AS AWARDED THAT VESTED ON DECEMBER 11, 2017 IN CONNECTION WITH THE REPORTING PERSON'S RESIGNATION AS DIRECTOR OF STANLEY FURNITURE COMPANY, INC.

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December 08, 2017 Filed Dec 13, 2017 01:46 UTC
Hale Steven A IIDirector · 10% owner
PurchaseCommon Stock, par value $0.02 per share 740,896 $0.98 $726,078.08
Disclosure

SEC source: 0001209191-17-065309 · doc4.xml · nonDerivative · entry 1

Hale Partnership Capital Management, LLC · CIK 0001602824 · 10% owner

Hale Steven A II · CIK 0001667535 · Director · 10% owner

Hale Partnership Fund, L.P. · CIK 0001496265 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Hale Partnership Fund, L.P.

Disclosed balance after: 1,981,996

F1 · balance_after: The Reporting Persons beneficially own in the aggregate 2,245,151 shares of Common Stock, which represents approximately 15.05% of the Company's outstanding shares of Common Stock. Hale Partnership Capital Advisors, LLC ("Hale GP"), as general partner to each of Clark - Hale Fund, L.P., MGEN II - Hale Fund, L.P., and Hale Partnership Fund, L.P. (collectively, the "Hale Funds"), and Hale Partnership Capital Management, LLC ("Hale Advisor"), as the investment manager to the Hale Funds, may be deemed to be beneficial owners of the shares directly held by the Hale Funds. Each Reporting Person disclaims beneficial ownership of the shares referred to herein except to the extent of his or its pecuniary interest therein.

F2 · balance_after: As a principal of Hale GP and Hale Advisor, Steven A. Hale may be deemed to be the beneficial owner of the shares held by the Hale Funds. Steven A. Hale is a director of Stanley Furniture Company, Inc.

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December 07, 2017 Filed Dec 11, 2017 21:02 UTC
PRILLAMAN R GLENNDirector · PRESIDENT AND CEO
Tax withholdingCommon Stock 163,214 $0.83 $135,647.16
Disclosure

SEC source: 0000797465-17-000001 · primary_doc.xml · nonDerivative · entry 2

PRILLAMAN R GLENN · CIK 0001261709 · Director · PRESIDENT AND CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 783,597

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December 07, 2017 Filed Dec 11, 2017 21:02 UTC
PRILLAMAN R GLENNDirector · PRESIDENT AND CEO
GrantCommon Stock 428,780 $0.00 $0.00
Disclosure

SEC source: 0000797465-17-000001 · primary_doc.xml · nonDerivative · entry 1

PRILLAMAN R GLENN · CIK 0001261709 · Director · PRESIDENT AND CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 946,811

F1 · shares: RESTRICTED STOCK AWARD THAT VESTED ON DECEMBER 7, 2017 IN CONNECTION WITH THAT CERTAIN SEPARATION AGREEMENT BETWEEN R. GLENN PRILLAMAN AND STANLEY FURNITURE COMPANY, INC. PURSUANT TO WHICH MR. PRILLAMAN RESIGNED AS PRESIDENT AND CHIEF EXECUTIVE OFFICER OF STANLEY FURNITURE COMPANY, INC.

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May 25, 2017 Filed May 30, 2017 20:20 UTC GrantCommon Stock 12,931 $0.00 $0.00
Disclosure

SEC source: 0001208396-17-000008 · primary_doc.xml · nonDerivative · entry 1

HALEY MICHAEL P · CIK 0001208396 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 119,240

F1 · shares: Restricted stock award will vest on the day before the Company's annual meeting at which directors are elected in 2018

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May 25, 2017 Filed May 30, 2017 20:49 UTC GrantCommon Stock 12,931 $0.00 $0.00
Disclosure

SEC source: 0001208396-17-000011 · primary_doc.xml · nonDerivative · entry 1

PUTNAM JUSTYN RENDAL · CIK 0001663553 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,029

F1 · shares: Restricted stock award will vest on the day the Company's annual meeting at which directors are elected in 2019.

F2 · balance_after: Does not include shares held by Talanta Fund, L.P. (the "Fund") over which the Reporting Person shares voting and dispositive power as a result of his service as managing member of the Fund's general partner. The Fund, general partner and Reporting Person filed a Schedule 13D on February 13, 2017

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May 25, 2017 Filed May 30, 2017 20:33 UTC GrantCommon Stock 12,931 $0.00 $0.00
Disclosure

SEC source: 0001208396-17-000010 · primary_doc.xml · nonDerivative · entry 1

GILLIAM JEFFREY STUART · CIK 0001634328 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,012

F1 · shares: Restricted stock award will vest on the day before the Company's annual meeting at which directors are elected in 2020.

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May 25, 2017 Filed May 30, 2017 20:27 UTC GrantCommon Stock 17,241 $0.00 $0.00
Disclosure

SEC source: 0001208396-17-000009 · primary_doc.xml · nonDerivative · entry 1

Lapey John D. · CIK 0001623767 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 476,391

F1 · shares: Restricted stock award will vest on the day before the Company's annual meeting at which directors are elected in 2018.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.