Last 12 months
Inside the activity.
16 purchase rows · 11 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 3 |
| Dec 2025 | 0 | 1 |
| Jan 2026 | 0 | 1 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 7 | 0 |
| Apr 2026 | 1 | 2 |
| May 2026 | 3 | 0 |
| Jun 2026 | 2 | 1 |
| Jul 2026 | 2 | 2 |
| Aug 2026 | 1 | 1 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| October 05, 2022 Filed Oct 7, 2022 16:48 UTC |
BARASCH RICHARD ADirector
|
OtherPrivate Placement Warrants · Derivative | 548,503 | Not disclosed Strike: $11.50 | Not disclosed |
DisclosureSEC source: 0001628280-22-026163 · wf-form4_166517567146567.xml · derivative · entry 7 BARASCH RICHARD A · CIK 0001076341 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 548,503 Underlying: Common stock · 548,503 shares Expires not disclosed F5 · security: Each whole private placement warrant (the "Private Placement Warrant") entitles the holder thereof to purchase one share of the issuer's common stock at an exercise price of $11.50 per share. The warrants are currently exercisable and will expire on November 12, 2026 or earlier upon redemption or liquidation. F5 · derivative.exercise_price: Each whole private placement warrant (the "Private Placement Warrant") entitles the holder thereof to purchase one share of the issuer's common stock at an exercise price of $11.50 per share. The warrants are currently exercisable and will expire on November 12, 2026 or earlier upon redemption or liquidation. F1 · kind: Represents securities received in distributions to LLC members, on a pro rata basis for no consideration, in exempt transactions under Rule 16a-9. F1 · price: Represents securities received in distributions to LLC members, on a pro rata basis for no consideration, in exempt transactions under Rule 16a-9. F5 · derivative.exercise_date: Each whole private placement warrant (the "Private Placement Warrant") entitles the holder thereof to purchase one share of the issuer's common stock at an exercise price of $11.50 per share. The warrants are currently exercisable and will expire on November 12, 2026 or earlier upon redemption or liquidation. F5 · derivative.expiration_date: Each whole private placement warrant (the "Private Placement Warrant") entitles the holder thereof to purchase one share of the issuer's common stock at an exercise price of $11.50 per share. The warrants are currently exercisable and will expire on November 12, 2026 or earlier upon redemption or liquidation. Read SEC document |
| October 05, 2022 Filed Oct 7, 2022 16:48 UTC |
BARASCH RICHARD ADirector
|
OtherEarnout rights (Series A Common Stock Equiv Conv Preferred) · Derivative | 894 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001628280-22-026163 · wf-form4_166517567146567.xml · derivative · entry 6 BARASCH RICHARD A · CIK 0001076341 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Family Trust Disclosed balance after: 894 Underlying: Common stock · 89,400 shares Expires not disclosed F4 · security: Represents shares of Common Equivalent Preferred Stock held in escrow, (i) 50% of which shall be released from escrow in the event the issuer's stock price equals or exceeds $12.50 per share for 20 days within any 30 consecutive trading days during the two-year period ending on November 12, 2023, and (ii) the remainder of which shall be released from escrow in the event the issuer's stock price equals or exceeds $15.00 per share for any 20 trading days within any 30-day trading period during the three-year period ending November 12, 2024. Notwithstanding the forgoing, all shares shall be released from escrow in the event of a qualifying change of control. F4 · derivative.exercise_price: Represents shares of Common Equivalent Preferred Stock held in escrow, (i) 50% of which shall be released from escrow in the event the issuer's stock price equals or exceeds $12.50 per share for 20 days within any 30 consecutive trading days during the two-year period ending on November 12, 2023, and (ii) the remainder of which shall be released from escrow in the event the issuer's stock price equals or exceeds $15.00 per share for any 20 trading days within any 30-day trading period during the three-year period ending November 12, 2024. Notwithstanding the forgoing, all shares shall be released from escrow in the event of a qualifying change of control. F1 · kind: Represents securities received in distributions to LLC members, on a pro rata basis for no consideration, in exempt transactions under Rule 16a-9. F1 · price: Represents securities received in distributions to LLC members, on a pro rata basis for no consideration, in exempt transactions under Rule 16a-9. F4 · derivative.exercise_date: Represents shares of Common Equivalent Preferred Stock held in escrow, (i) 50% of which shall be released from escrow in the event the issuer's stock price equals or exceeds $12.50 per share for 20 days within any 30 consecutive trading days during the two-year period ending on November 12, 2023, and (ii) the remainder of which shall be released from escrow in the event the issuer's stock price equals or exceeds $15.00 per share for any 20 trading days within any 30-day trading period during the three-year period ending November 12, 2024. Notwithstanding the forgoing, all shares shall be released from escrow in the event of a qualifying change of control. F4 · derivative.expiration_date: Represents shares of Common Equivalent Preferred Stock held in escrow, (i) 50% of which shall be released from escrow in the event the issuer's stock price equals or exceeds $12.50 per share for 20 days within any 30 consecutive trading days during the two-year period ending on November 12, 2023, and (ii) the remainder of which shall be released from escrow in the event the issuer's stock price equals or exceeds $15.00 per share for any 20 trading days within any 30-day trading period during the three-year period ending November 12, 2024. Notwithstanding the forgoing, all shares shall be released from escrow in the event of a qualifying change of control. F2 · ownership.nature: Securities held by the Helen Barasch Family Trust #1 (the "Trust"), of which the reporting person is the investment manager and has voting and dispositive power over the securities held by the Trust, but disclaims beneficial ownership of these shares except to any pecuniary interest therein. Read SEC document |
| October 05, 2022 Filed Oct 7, 2022 16:48 UTC |
BARASCH RICHARD ADirector
|
OtherSeries A Common Stock Equivalent Convertible Preferred Stock · Derivative | 6,204 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001628280-22-026163 · wf-form4_166517567146567.xml · derivative · entry 5 BARASCH RICHARD A · CIK 0001076341 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Family Trust Disclosed balance after: 6,204 Underlying: Common stock · 620,400 shares Expires not disclosed F3 · security: Each share of Series A Common Stock Equivalent Convertible Preferred Stock ("Common Equivalent Preferred Stock") is convertible into 100 shares of common stock (subject to adjustment) at any time and from time to time at the election of the holder thereof. The Common Equivalent Preferred Stock has no expiration date. The terms of the Common Equivalent Preferred Stock restrict the conversion of such shares to the extent that, upon such conversion, the number of shares of Class A Common Stock then beneficially owned by the holder and its affiliates and any other person or entities with which such holder would constitute a Section 13(d) "group" would exceed 4.9% of the total number of shares of Class A Common Stock then outstanding. F3 · derivative.exercise_price: Each share of Series A Common Stock Equivalent Convertible Preferred Stock ("Common Equivalent Preferred Stock") is convertible into 100 shares of common stock (subject to adjustment) at any time and from time to time at the election of the holder thereof. The Common Equivalent Preferred Stock has no expiration date. The terms of the Common Equivalent Preferred Stock restrict the conversion of such shares to the extent that, upon such conversion, the number of shares of Class A Common Stock then beneficially owned by the holder and its affiliates and any other person or entities with which such holder would constitute a Section 13(d) "group" would exceed 4.9% of the total number of shares of Class A Common Stock then outstanding. F1 · kind: Represents securities received in distributions to LLC members, on a pro rata basis for no consideration, in exempt transactions under Rule 16a-9. F1 · price: Represents securities received in distributions to LLC members, on a pro rata basis for no consideration, in exempt transactions under Rule 16a-9. F3 · derivative.exercise_date: Each share of Series A Common Stock Equivalent Convertible Preferred Stock ("Common Equivalent Preferred Stock") is convertible into 100 shares of common stock (subject to adjustment) at any time and from time to time at the election of the holder thereof. The Common Equivalent Preferred Stock has no expiration date. The terms of the Common Equivalent Preferred Stock restrict the conversion of such shares to the extent that, upon such conversion, the number of shares of Class A Common Stock then beneficially owned by the holder and its affiliates and any other person or entities with which such holder would constitute a Section 13(d) "group" would exceed 4.9% of the total number of shares of Class A Common Stock then outstanding. F3 · derivative.expiration_date: Each share of Series A Common Stock Equivalent Convertible Preferred Stock ("Common Equivalent Preferred Stock") is convertible into 100 shares of common stock (subject to adjustment) at any time and from time to time at the election of the holder thereof. The Common Equivalent Preferred Stock has no expiration date. The terms of the Common Equivalent Preferred Stock restrict the conversion of such shares to the extent that, upon such conversion, the number of shares of Class A Common Stock then beneficially owned by the holder and its affiliates and any other person or entities with which such holder would constitute a Section 13(d) "group" would exceed 4.9% of the total number of shares of Class A Common Stock then outstanding. F2 · ownership.nature: Securities held by the Helen Barasch Family Trust #1 (the "Trust"), of which the reporting person is the investment manager and has voting and dispositive power over the securities held by the Trust, but disclaims beneficial ownership of these shares except to any pecuniary interest therein. Read SEC document |
| October 05, 2022 Filed Oct 7, 2022 16:48 UTC |
BARASCH RICHARD ADirector
|
OtherEarnout rights (Series A Common Stock Equiv Conv Preferred) · Derivative | 230 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001628280-22-026163 · wf-form4_166517567146567.xml · derivative · entry 4 BARASCH RICHARD A · CIK 0001076341 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 230 Underlying: Common stock · 23,000 shares Expires not disclosed F4 · security: Represents shares of Common Equivalent Preferred Stock held in escrow, (i) 50% of which shall be released from escrow in the event the issuer's stock price equals or exceeds $12.50 per share for 20 days within any 30 consecutive trading days during the two-year period ending on November 12, 2023, and (ii) the remainder of which shall be released from escrow in the event the issuer's stock price equals or exceeds $15.00 per share for any 20 trading days within any 30-day trading period during the three-year period ending November 12, 2024. Notwithstanding the forgoing, all shares shall be released from escrow in the event of a qualifying change of control. F4 · derivative.exercise_price: Represents shares of Common Equivalent Preferred Stock held in escrow, (i) 50% of which shall be released from escrow in the event the issuer's stock price equals or exceeds $12.50 per share for 20 days within any 30 consecutive trading days during the two-year period ending on November 12, 2023, and (ii) the remainder of which shall be released from escrow in the event the issuer's stock price equals or exceeds $15.00 per share for any 20 trading days within any 30-day trading period during the three-year period ending November 12, 2024. Notwithstanding the forgoing, all shares shall be released from escrow in the event of a qualifying change of control. F1 · kind: Represents securities received in distributions to LLC members, on a pro rata basis for no consideration, in exempt transactions under Rule 16a-9. F1 · price: Represents securities received in distributions to LLC members, on a pro rata basis for no consideration, in exempt transactions under Rule 16a-9. F4 · derivative.exercise_date: Represents shares of Common Equivalent Preferred Stock held in escrow, (i) 50% of which shall be released from escrow in the event the issuer's stock price equals or exceeds $12.50 per share for 20 days within any 30 consecutive trading days during the two-year period ending on November 12, 2023, and (ii) the remainder of which shall be released from escrow in the event the issuer's stock price equals or exceeds $15.00 per share for any 20 trading days within any 30-day trading period during the three-year period ending November 12, 2024. Notwithstanding the forgoing, all shares shall be released from escrow in the event of a qualifying change of control. F4 · derivative.expiration_date: Represents shares of Common Equivalent Preferred Stock held in escrow, (i) 50% of which shall be released from escrow in the event the issuer's stock price equals or exceeds $12.50 per share for 20 days within any 30 consecutive trading days during the two-year period ending on November 12, 2023, and (ii) the remainder of which shall be released from escrow in the event the issuer's stock price equals or exceeds $15.00 per share for any 20 trading days within any 30-day trading period during the three-year period ending November 12, 2024. Notwithstanding the forgoing, all shares shall be released from escrow in the event of a qualifying change of control. Read SEC document |
| October 05, 2022 Filed Oct 7, 2022 16:48 UTC |
BARASCH RICHARD ADirector
|
OtherSeries A Common Stock Equivalent Convertible Preferred Stock · Derivative | 1,595 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001628280-22-026163 · wf-form4_166517567146567.xml · derivative · entry 3 BARASCH RICHARD A · CIK 0001076341 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,595 Underlying: Common stock · 159,500 shares Expires not disclosed F3 · security: Each share of Series A Common Stock Equivalent Convertible Preferred Stock ("Common Equivalent Preferred Stock") is convertible into 100 shares of common stock (subject to adjustment) at any time and from time to time at the election of the holder thereof. The Common Equivalent Preferred Stock has no expiration date. The terms of the Common Equivalent Preferred Stock restrict the conversion of such shares to the extent that, upon such conversion, the number of shares of Class A Common Stock then beneficially owned by the holder and its affiliates and any other person or entities with which such holder would constitute a Section 13(d) "group" would exceed 4.9% of the total number of shares of Class A Common Stock then outstanding. F3 · derivative.exercise_price: Each share of Series A Common Stock Equivalent Convertible Preferred Stock ("Common Equivalent Preferred Stock") is convertible into 100 shares of common stock (subject to adjustment) at any time and from time to time at the election of the holder thereof. The Common Equivalent Preferred Stock has no expiration date. The terms of the Common Equivalent Preferred Stock restrict the conversion of such shares to the extent that, upon such conversion, the number of shares of Class A Common Stock then beneficially owned by the holder and its affiliates and any other person or entities with which such holder would constitute a Section 13(d) "group" would exceed 4.9% of the total number of shares of Class A Common Stock then outstanding. F1 · kind: Represents securities received in distributions to LLC members, on a pro rata basis for no consideration, in exempt transactions under Rule 16a-9. F1 · price: Represents securities received in distributions to LLC members, on a pro rata basis for no consideration, in exempt transactions under Rule 16a-9. F3 · derivative.exercise_date: Each share of Series A Common Stock Equivalent Convertible Preferred Stock ("Common Equivalent Preferred Stock") is convertible into 100 shares of common stock (subject to adjustment) at any time and from time to time at the election of the holder thereof. The Common Equivalent Preferred Stock has no expiration date. The terms of the Common Equivalent Preferred Stock restrict the conversion of such shares to the extent that, upon such conversion, the number of shares of Class A Common Stock then beneficially owned by the holder and its affiliates and any other person or entities with which such holder would constitute a Section 13(d) "group" would exceed 4.9% of the total number of shares of Class A Common Stock then outstanding. F3 · derivative.expiration_date: Each share of Series A Common Stock Equivalent Convertible Preferred Stock ("Common Equivalent Preferred Stock") is convertible into 100 shares of common stock (subject to adjustment) at any time and from time to time at the election of the holder thereof. The Common Equivalent Preferred Stock has no expiration date. The terms of the Common Equivalent Preferred Stock restrict the conversion of such shares to the extent that, upon such conversion, the number of shares of Class A Common Stock then beneficially owned by the holder and its affiliates and any other person or entities with which such holder would constitute a Section 13(d) "group" would exceed 4.9% of the total number of shares of Class A Common Stock then outstanding. Read SEC document |
| October 05, 2022 Filed Oct 7, 2022 16:48 UTC |
BARASCH RICHARD ADirector
|
OtherCommon stock | 8 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-22-026163 · wf-form4_166517567146567.xml · nonDerivative · entry 2 BARASCH RICHARD A · CIK 0001076341 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Family Trust Disclosed balance after: 8 F1 · kind: Represents securities received in distributions to LLC members, on a pro rata basis for no consideration, in exempt transactions under Rule 16a-9. F1 · price: Represents securities received in distributions to LLC members, on a pro rata basis for no consideration, in exempt transactions under Rule 16a-9. F2 · ownership.nature: Securities held by the Helen Barasch Family Trust #1 (the "Trust"), of which the reporting person is the investment manager and has voting and dispositive power over the securities held by the Trust, but disclaims beneficial ownership of these shares except to any pecuniary interest therein. Read SEC document |
| October 05, 2022 Filed Oct 7, 2022 16:48 UTC |
BARASCH RICHARD ADirector
|
OtherCommon stock | 1 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-22-026163 · wf-form4_166517567146567.xml · nonDerivative · entry 1 BARASCH RICHARD A · CIK 0001076341 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 142,019 F1 · kind: Represents securities received in distributions to LLC members, on a pro rata basis for no consideration, in exempt transactions under Rule 16a-9. F1 · price: Represents securities received in distributions to LLC members, on a pro rata basis for no consideration, in exempt transactions under Rule 16a-9. Read SEC document |
| October 05, 2022 Filed Oct 8, 2022 01:30 UTC |
Havencrest Healthcare Partners, L.P.10% owner
TOI HC I, LLC10% owner
|
SaleCommon stock | 14,060 | $4.78 | $67,206.80 |
DisclosureSEC source: 0000899243-22-033327 · doc4.xml · nonDerivative · entry 1 Havencrest Healthcare Partners, L.P. · CIK 0001705748 · 10% owner Havencrest Healthcare Partners GP, LLC · CIK 0001893722 · 10% owner TOI HC I, LLC · CIK 0001892154 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 14,575,313 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.51 to $4.85, inclusive. The reporting person undertakes to provide The Oncology Institute, Inc., any security holder of The Oncology Institute, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (1) to this Form 4. F4 · ownership.nature: TOI HC I, LLC is the record holder of these shares. Havencrest Healthcare Partners, L.P. may be deemed to have beneficial ownership of the shares directly held by TOI HC I, LLC. Havencrest Healthcare Partners GP, LLC controls Havencrest Healthcare Partners, L.P. Each reporting person disclaims beneficial ownership of the reported securities except to the extent of such reporting person's pecuniary interest therein. Read SEC document |
| October 04, 2022 Filed Oct 5, 2022 01:31 UTC |
Havencrest Healthcare Partners, L.P.10% owner
TOI HC I, LLC10% owner
|
SaleCommon stock | 23,447 | $4.85 | $113,717.95 |
DisclosureSEC source: 0000899243-22-032851 · doc4.xml · nonDerivative · entry 3 Havencrest Healthcare Partners, L.P. · CIK 0001705748 · 10% owner Havencrest Healthcare Partners GP, LLC · CIK 0001893722 · 10% owner TOI HC I, LLC · CIK 0001892154 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 14,589,373 F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.67 to $5.05, inclusive. The reporting person undertakes to provide The Oncology Institute, Inc., any security holder of The Oncology Institute, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (3) to this Form 4. F4 · ownership.nature: TOI HC I, LLC is the record holder of these shares. Havencrest Healthcare Partners, L.P. may be deemed to have beneficial ownership of the shares directly held by TOI HC I, LLC. Havencrest Healthcare Partners GP, LLC controls Havencrest Healthcare Partners, L.P. Each reporting person disclaims beneficial ownership of the reported securities except to the extent of such reporting person's pecuniary interest therein. Read SEC document |
| October 03, 2022 Filed Oct 5, 2022 01:31 UTC |
Havencrest Healthcare Partners, L.P.10% owner
TOI HC I, LLC10% owner
|
SaleCommon stock | 16,765 | $4.72 | $79,130.80 |
DisclosureSEC source: 0000899243-22-032851 · doc4.xml · nonDerivative · entry 2 Havencrest Healthcare Partners, L.P. · CIK 0001705748 · 10% owner Havencrest Healthcare Partners GP, LLC · CIK 0001893722 · 10% owner TOI HC I, LLC · CIK 0001892154 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 14,612,820 F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.47 to $4.89, inclusive. The reporting person undertakes to provide The Oncology Institute, Inc., any security holder of The Oncology Institute, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) to this Form 4. F4 · ownership.nature: TOI HC I, LLC is the record holder of these shares. Havencrest Healthcare Partners, L.P. may be deemed to have beneficial ownership of the shares directly held by TOI HC I, LLC. Havencrest Healthcare Partners GP, LLC controls Havencrest Healthcare Partners, L.P. Each reporting person disclaims beneficial ownership of the reported securities except to the extent of such reporting person's pecuniary interest therein. Read SEC document |
| September 30, 2022 Filed Oct 5, 2022 01:31 UTC |
Havencrest Healthcare Partners, L.P.10% owner
TOI HC I, LLC10% owner
|
SaleCommon stock | 11,000 | $4.68 | $51,480.00 |
DisclosureSEC source: 0000899243-22-032851 · doc4.xml · nonDerivative · entry 1 Havencrest Healthcare Partners, L.P. · CIK 0001705748 · 10% owner Havencrest Healthcare Partners GP, LLC · CIK 0001893722 · 10% owner TOI HC I, LLC · CIK 0001892154 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 14,629,585 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.45 to $4.78, inclusive. The reporting person undertakes to provide The Oncology Institute, Inc., any security holder of The Oncology Institute, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (1) to this Form 4. F4 · ownership.nature: TOI HC I, LLC is the record holder of these shares. Havencrest Healthcare Partners, L.P. may be deemed to have beneficial ownership of the shares directly held by TOI HC I, LLC. Havencrest Healthcare Partners GP, LLC controls Havencrest Healthcare Partners, L.P. Each reporting person disclaims beneficial ownership of the reported securities except to the extent of such reporting person's pecuniary interest therein. Read SEC document |
| September 29, 2022 Filed Sep 30, 2022 01:30 UTC |
Havencrest Healthcare Partners, L.P.10% owner
TOI HC I, LLC10% owner
|
SaleCommon stock | 21,000 | $4.62 | $97,020.00 |
DisclosureSEC source: 0000899243-22-032266 · doc4.xml · nonDerivative · entry 3 Havencrest Healthcare Partners, L.P. · CIK 0001705748 · 10% owner Havencrest Healthcare Partners GP, LLC · CIK 0001893722 · 10% owner TOI HC I, LLC · CIK 0001892154 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 14,640,585 F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.35 to $4.74, inclusive. The reporting person undertakes to provide The Oncology Institute, Inc., any security holder of The Oncology Institute, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (3) to this Form 4. F4 · ownership.nature: TOI HC I, LLC is the record holder of these shares. Havencrest Healthcare Partners, L.P. may be deemed to have beneficial ownership of the shares directly held by TOI HC I, LLC. Havencrest Healthcare Partners GP, LLC controls Havencrest Healthcare Partners, L.P. Each reporting person disclaims beneficial ownership of the reported securities except to the extent of such reporting person's pecuniary interest therein. Read SEC document |
| September 28, 2022 Filed Sep 30, 2022 01:30 UTC |
Havencrest Healthcare Partners, L.P.10% owner
TOI HC I, LLC10% owner
|
SaleCommon stock | 12,642 | $4.72 | $59,670.24 |
DisclosureSEC source: 0000899243-22-032266 · doc4.xml · nonDerivative · entry 2 Havencrest Healthcare Partners, L.P. · CIK 0001705748 · 10% owner Havencrest Healthcare Partners GP, LLC · CIK 0001893722 · 10% owner TOI HC I, LLC · CIK 0001892154 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 14,661,585 F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.49 to $4.85, inclusive. The reporting person undertakes to provide The Oncology Institute, Inc., any security holder of The Oncology Institute, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) to this Form 4. F4 · ownership.nature: TOI HC I, LLC is the record holder of these shares. Havencrest Healthcare Partners, L.P. may be deemed to have beneficial ownership of the shares directly held by TOI HC I, LLC. Havencrest Healthcare Partners GP, LLC controls Havencrest Healthcare Partners, L.P. Each reporting person disclaims beneficial ownership of the reported securities except to the extent of such reporting person's pecuniary interest therein. Read SEC document |
| September 27, 2022 Filed Sep 30, 2022 01:30 UTC |
Havencrest Healthcare Partners, L.P.10% owner
TOI HC I, LLC10% owner
|
SaleCommon stock | 14,074 | $4.69 | $66,007.06 |
DisclosureSEC source: 0000899243-22-032266 · doc4.xml · nonDerivative · entry 1 Havencrest Healthcare Partners, L.P. · CIK 0001705748 · 10% owner Havencrest Healthcare Partners GP, LLC · CIK 0001893722 · 10% owner TOI HC I, LLC · CIK 0001892154 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 14,674,227 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.45 to $4.84, inclusive. The reporting person undertakes to provide The Oncology Institute, Inc., any security holder of The Oncology Institute, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (1) to this Form 4. F4 · ownership.nature: TOI HC I, LLC is the record holder of these shares. Havencrest Healthcare Partners, L.P. may be deemed to have beneficial ownership of the shares directly held by TOI HC I, LLC. Havencrest Healthcare Partners GP, LLC controls Havencrest Healthcare Partners, L.P. Each reporting person disclaims beneficial ownership of the reported securities except to the extent of such reporting person's pecuniary interest therein. Read SEC document |
| September 26, 2022 Filed Sep 27, 2022 01:30 UTC |
Havencrest Healthcare Partners, L.P.10% owner
TOI HC I, LLC10% owner
|
SaleCommon stock | 7,153 | $4.57 | $32,689.21 |
DisclosureSEC source: 0000899243-22-032050 · doc4.xml · nonDerivative · entry 3 Havencrest Healthcare Partners, L.P. · CIK 0001705748 · 10% owner Havencrest Healthcare Partners GP, LLC · CIK 0001893722 · 10% owner TOI HC I, LLC · CIK 0001892154 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 14,688,301 F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.19 to $4.78, inclusive. The reporting person undertakes to provide The Oncology Institute, Inc., any security holder of The Oncology Institute, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (3) to this Form 4. F4 · ownership.nature: TOI HC I, LLC is the record holder of these shares. Havencrest Healthcare Partners, L.P. may be deemed to have beneficial ownership of the shares directly held by TOI HC I, LLC. Havencrest Healthcare Partners GP, LLC controls Havencrest Healthcare Partners, L.P. Each reporting person disclaims beneficial ownership of the reported securities except to the extent of such reporting person's pecuniary interest therein. Read SEC document |
| September 23, 2022 Filed Sep 27, 2022 01:30 UTC |
Havencrest Healthcare Partners, L.P.10% owner
TOI HC I, LLC10% owner
|
SaleCommon stock | 5,375 | $4.19 | $22,521.25 |
DisclosureSEC source: 0000899243-22-032050 · doc4.xml · nonDerivative · entry 2 Havencrest Healthcare Partners, L.P. · CIK 0001705748 · 10% owner Havencrest Healthcare Partners GP, LLC · CIK 0001893722 · 10% owner TOI HC I, LLC · CIK 0001892154 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 14,695,454 F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.02 to $4.30, inclusive. The reporting person undertakes to provide The Oncology Institute, Inc., any security holder of The Oncology Institute, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) to this Form 4. F4 · ownership.nature: TOI HC I, LLC is the record holder of these shares. Havencrest Healthcare Partners, L.P. may be deemed to have beneficial ownership of the shares directly held by TOI HC I, LLC. Havencrest Healthcare Partners GP, LLC controls Havencrest Healthcare Partners, L.P. Each reporting person disclaims beneficial ownership of the reported securities except to the extent of such reporting person's pecuniary interest therein. Read SEC document |
| September 22, 2022 Filed Sep 27, 2022 01:30 UTC |
Havencrest Healthcare Partners, L.P.10% owner
TOI HC I, LLC10% owner
|
SaleCommon stock | 13,086 | $4.25 | $55,615.50 |
DisclosureSEC source: 0000899243-22-032050 · doc4.xml · nonDerivative · entry 1 Havencrest Healthcare Partners, L.P. · CIK 0001705748 · 10% owner Havencrest Healthcare Partners GP, LLC · CIK 0001893722 · 10% owner TOI HC I, LLC · CIK 0001892154 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 14,700,829 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.14 to $4.39, inclusive. The reporting person undertakes to provide The Oncology Institute, Inc., any security holder of The Oncology Institute, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (1) to this Form 4. F4 · ownership.nature: TOI HC I, LLC is the record holder of these shares. Havencrest Healthcare Partners, L.P. may be deemed to have beneficial ownership of the shares directly held by TOI HC I, LLC. Havencrest Healthcare Partners GP, LLC controls Havencrest Healthcare Partners, L.P. Each reporting person disclaims beneficial ownership of the reported securities except to the extent of such reporting person's pecuniary interest therein. Read SEC document |
| September 19, 2022 Filed Sep 20, 2022 01:30 UTC |
Havencrest Healthcare Partners, L.P.10% owner
TOI HC I, LLC10% owner
|
SaleCommon stock | 19,629 | $4.33 | $84,993.57 |
DisclosureSEC source: 0000899243-22-031553 · doc4.xml · nonDerivative · entry 3 Havencrest Healthcare Partners, L.P. · CIK 0001705748 · 10% owner Havencrest Healthcare Partners GP, LLC · CIK 0001893722 · 10% owner TOI HC I, LLC · CIK 0001892154 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 14,713,915 F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.01 to $4.51, inclusive. The reporting person undertakes to provide The Oncology Institute, Inc., any security holder of The Oncology Institute, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (3) to this Form 4. F4 · ownership.nature: TOI HC I, LLC is the record holder of these shares. Havencrest Healthcare Partners, L.P. may be deemed to have beneficial ownership of the shares directly held by TOI HC I, LLC. Havencrest Healthcare Partners GP, LLC controls Havencrest Healthcare Partners, L.P. Each reporting person disclaims beneficial ownership of the reported securities except to the extent of such reporting person's pecuniary interest therein. Read SEC document |
| September 16, 2022 Filed Sep 20, 2022 01:30 UTC |
Havencrest Healthcare Partners, L.P.10% owner
TOI HC I, LLC10% owner
|
SaleCommon stock | 200,000 | $4.50 | $900,000.00 |
DisclosureSEC source: 0000899243-22-031553 · doc4.xml · nonDerivative · entry 2 Havencrest Healthcare Partners, L.P. · CIK 0001705748 · 10% owner Havencrest Healthcare Partners GP, LLC · CIK 0001893722 · 10% owner TOI HC I, LLC · CIK 0001892154 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 14,733,544 F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.18 to $4.77, inclusive. The reporting person undertakes to provide The Oncology Institute, Inc., any security holder of The Oncology Institute, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) to this Form 4. F4 · ownership.nature: TOI HC I, LLC is the record holder of these shares. Havencrest Healthcare Partners, L.P. may be deemed to have beneficial ownership of the shares directly held by TOI HC I, LLC. Havencrest Healthcare Partners GP, LLC controls Havencrest Healthcare Partners, L.P. Each reporting person disclaims beneficial ownership of the reported securities except to the extent of such reporting person's pecuniary interest therein. Read SEC document |
| September 15, 2022 Filed Sep 20, 2022 01:30 UTC |
Havencrest Healthcare Partners, L.P.10% owner
TOI HC I, LLC10% owner
|
SaleCommon stock | 68,500 | $4.55 | $311,675.00 |
DisclosureSEC source: 0000899243-22-031553 · doc4.xml · nonDerivative · entry 1 Havencrest Healthcare Partners, L.P. · CIK 0001705748 · 10% owner Havencrest Healthcare Partners GP, LLC · CIK 0001893722 · 10% owner TOI HC I, LLC · CIK 0001892154 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 14,933,544 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.29 to $4.90, inclusive. The reporting person undertakes to provide The Oncology Institute, Inc., any security holder of The Oncology Institute, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (1) to this Form 4. F4 · ownership.nature: TOI HC I, LLC is the record holder of these shares. Havencrest Healthcare Partners, L.P. may be deemed to have beneficial ownership of the shares directly held by TOI HC I, LLC. Havencrest Healthcare Partners GP, LLC controls Havencrest Healthcare Partners, L.P. Each reporting person disclaims beneficial ownership of the reported securities except to the extent of such reporting person's pecuniary interest therein. Read SEC document |
| September 14, 2022 Filed Sep 15, 2022 01:30 UTC |
Havencrest Healthcare Partners, L.P.10% owner
TOI HC I, LLC10% owner
|
SaleCommon stock | 37,785 | $4.99 | $188,547.15 |
DisclosureSEC source: 0000899243-22-031089 · doc4.xml · nonDerivative · entry 3 Havencrest Healthcare Partners, L.P. · CIK 0001705748 · 10% owner Havencrest Healthcare Partners GP, LLC · CIK 0001893722 · 10% owner TOI HC I, LLC · CIK 0001892154 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 15,002,044 F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.86 to $5.30, inclusive. The reporting person undertakes to provide The Oncology Institute, Inc., any security holder of The Oncology Institute, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (3) to this Form 4. F4 · ownership.nature: TOI HC I, LLC is the record holder of these shares. Havencrest Healthcare Partners, L.P. may be deemed to have beneficial ownership of the shares directly held by TOI HC I, LLC. Havencrest Healthcare Partners GP, LLC controls Havencrest Healthcare Partners, L.P. Each reporting person disclaims beneficial ownership of the reported securities except to the extent of such reporting person's pecuniary interest therein. Read SEC document |
| September 13, 2022 Filed Sep 15, 2022 01:30 UTC |
Havencrest Healthcare Partners, L.P.10% owner
TOI HC I, LLC10% owner
|
SaleCommon stock | 52,500 | $5.28 | $277,200.00 |
DisclosureSEC source: 0000899243-22-031089 · doc4.xml · nonDerivative · entry 2 Havencrest Healthcare Partners, L.P. · CIK 0001705748 · 10% owner Havencrest Healthcare Partners GP, LLC · CIK 0001893722 · 10% owner TOI HC I, LLC · CIK 0001892154 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 15,039,829 F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.09 to $5.47, inclusive. The reporting person undertakes to provide The Oncology Institute, Inc., any security holder of The Oncology Institute, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) to this Form 4. F4 · ownership.nature: TOI HC I, LLC is the record holder of these shares. Havencrest Healthcare Partners, L.P. may be deemed to have beneficial ownership of the shares directly held by TOI HC I, LLC. Havencrest Healthcare Partners GP, LLC controls Havencrest Healthcare Partners, L.P. Each reporting person disclaims beneficial ownership of the reported securities except to the extent of such reporting person's pecuniary interest therein. Read SEC document |
| September 12, 2022 Filed Sep 15, 2022 01:30 UTC |
Havencrest Healthcare Partners, L.P.10% owner
TOI HC I, LLC10% owner
|
SaleCommon stock | 38,000 | $5.52 | $209,760.00 |
DisclosureSEC source: 0000899243-22-031089 · doc4.xml · nonDerivative · entry 1 Havencrest Healthcare Partners, L.P. · CIK 0001705748 · 10% owner Havencrest Healthcare Partners GP, LLC · CIK 0001893722 · 10% owner TOI HC I, LLC · CIK 0001892154 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 15,092,329 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.12 to $5.88, inclusive. The reporting person undertakes to provide The Oncology Institute, Inc., any security holder of The Oncology Institute, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (1) to this Form 4. F4 · ownership.nature: TOI HC I, LLC is the record holder of these shares. Havencrest Healthcare Partners, L.P. may be deemed to have beneficial ownership of the shares directly held by TOI HC I, LLC. Havencrest Healthcare Partners GP, LLC controls Havencrest Healthcare Partners, L.P. Each reporting person disclaims beneficial ownership of the reported securities except to the extent of such reporting person's pecuniary interest therein. Read SEC document |
| September 09, 2022 Filed Sep 10, 2022 01:30 UTC |
Havencrest Healthcare Partners, L.P.10% owner
TOI HC I, LLC10% owner
|
SaleCommon stock | 18,900 | $5.80 | $109,620.00 |
DisclosureSEC source: 0000899243-22-030763 · doc4.xml · nonDerivative · entry 3 Havencrest Healthcare Partners, L.P. · CIK 0001705748 · 10% owner Havencrest Healthcare Partners GP, LLC · CIK 0001893722 · 10% owner TOI HC I, LLC · CIK 0001892154 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 15,130,329 F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.70 to $5.96, inclusive. The reporting person undertakes to provide The Oncology Institute, Inc., any security holder of The Oncology Institute, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (3) to this Form 4. F4 · ownership.nature: TOI HC I, LLC is the record holder of these shares. Havencrest Healthcare Partners, L.P. may be deemed to have beneficial ownership of the shares directly held by TOI HC I, LLC. Havencrest Healthcare Partners GP, LLC controls Havencrest Healthcare Partners, L.P. Each reporting person disclaims beneficial ownership of the reported securities except to the extent of such reporting person's pecuniary interest therein. Read SEC document |
| September 08, 2022 Filed Sep 10, 2022 01:30 UTC |
Havencrest Healthcare Partners, L.P.10% owner
TOI HC I, LLC10% owner
|
SaleCommon stock | 23,500 | $6.04 | $141,940.00 |
DisclosureSEC source: 0000899243-22-030763 · doc4.xml · nonDerivative · entry 2 Havencrest Healthcare Partners, L.P. · CIK 0001705748 · 10% owner Havencrest Healthcare Partners GP, LLC · CIK 0001893722 · 10% owner TOI HC I, LLC · CIK 0001892154 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 15,149,229 F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.77 to $6.17, inclusive. The reporting person undertakes to provide The Oncology Institute, Inc., any security holder of The Oncology Institute, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) to this Form 4. F4 · ownership.nature: TOI HC I, LLC is the record holder of these shares. Havencrest Healthcare Partners, L.P. may be deemed to have beneficial ownership of the shares directly held by TOI HC I, LLC. Havencrest Healthcare Partners GP, LLC controls Havencrest Healthcare Partners, L.P. Each reporting person disclaims beneficial ownership of the reported securities except to the extent of such reporting person's pecuniary interest therein. Read SEC document |
| September 07, 2022 Filed Sep 10, 2022 01:30 UTC |
Havencrest Healthcare Partners, L.P.10% owner
TOI HC I, LLC10% owner
|
SaleCommon stock | 45,000 | $6.04 | $271,800.00 |
DisclosureSEC source: 0000899243-22-030763 · doc4.xml · nonDerivative · entry 1 Havencrest Healthcare Partners, L.P. · CIK 0001705748 · 10% owner Havencrest Healthcare Partners GP, LLC · CIK 0001893722 · 10% owner TOI HC I, LLC · CIK 0001892154 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 15,172,729 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.62 to $6.18, inclusive. The reporting person undertakes to provide The Oncology Institute, Inc., any security holder of The Oncology Institute, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (1) to this Form 4. F4 · ownership.nature: TOI HC I, LLC is the record holder of these shares. Havencrest Healthcare Partners, L.P. may be deemed to have beneficial ownership of the shares directly held by TOI HC I, LLC. Havencrest Healthcare Partners GP, LLC controls Havencrest Healthcare Partners, L.P. Each reporting person disclaims beneficial ownership of the reported securities except to the extent of such reporting person's pecuniary interest therein. Read SEC document |
| September 06, 2022 Filed Sep 7, 2022 01:30 UTC |
Havencrest Healthcare Partners, L.P.10% owner
TOI HC I, LLC10% owner
|
SaleCommon stock | 84,200 | $5.91 | $497,622.00 |
DisclosureSEC source: 0000899243-22-030551 · doc4.xml · nonDerivative · entry 3 Havencrest Healthcare Partners, L.P. · CIK 0001705748 · 10% owner Havencrest Healthcare Partners GP, LLC · CIK 0001893722 · 10% owner TOI HC I, LLC · CIK 0001892154 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 15,217,729 F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.65 to $6.27, inclusive. The reporting person undertakes to provide The Oncology Institute, Inc., any security holder of The Oncology Institute, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (3) to this Form 4. F4 · ownership.nature: TOI HC I, LLC is the record holder of these shares. Havencrest Healthcare Partners, L.P. may be deemed to have beneficial ownership of the shares directly held by TOI HC I, LLC. Havencrest Healthcare Partners GP, LLC controls Havencrest Healthcare Partners, L.P. Each reporting person disclaims beneficial ownership of the reported securities except to the extent of such reporting person's pecuniary interest therein. Read SEC document |
| September 02, 2022 Filed Sep 7, 2022 01:30 UTC |
Havencrest Healthcare Partners, L.P.10% owner
TOI HC I, LLC10% owner
|
SaleCommon stock | 41,783 | $6.03 | $251,951.49 |
DisclosureSEC source: 0000899243-22-030551 · doc4.xml · nonDerivative · entry 2 Havencrest Healthcare Partners, L.P. · CIK 0001705748 · 10% owner Havencrest Healthcare Partners GP, LLC · CIK 0001893722 · 10% owner TOI HC I, LLC · CIK 0001892154 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 15,301,929 F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.91 to $6.21, inclusive. The reporting person undertakes to provide The Oncology Institute, Inc., any security holder of The Oncology Institute, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) to this Form 4. F4 · ownership.nature: TOI HC I, LLC is the record holder of these shares. Havencrest Healthcare Partners, L.P. may be deemed to have beneficial ownership of the shares directly held by TOI HC I, LLC. Havencrest Healthcare Partners GP, LLC controls Havencrest Healthcare Partners, L.P. Each reporting person disclaims beneficial ownership of the reported securities except to the extent of such reporting person's pecuniary interest therein. Read SEC document |
| September 01, 2022 Filed Sep 7, 2022 01:30 UTC |
Havencrest Healthcare Partners, L.P.10% owner
TOI HC I, LLC10% owner
|
SaleCommon stock | 31,500 | $6.16 | $194,040.00 |
DisclosureSEC source: 0000899243-22-030551 · doc4.xml · nonDerivative · entry 1 Havencrest Healthcare Partners, L.P. · CIK 0001705748 · 10% owner Havencrest Healthcare Partners GP, LLC · CIK 0001893722 · 10% owner TOI HC I, LLC · CIK 0001892154 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 15,343,712 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.00 to $6.38, inclusive. The reporting person undertakes to provide The Oncology Institute, Inc., any security holder of The Oncology Institute, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (1) to this Form 4. F4 · ownership.nature: TOI HC I, LLC is the record holder of these shares. Havencrest Healthcare Partners, L.P. may be deemed to have beneficial ownership of the shares directly held by TOI HC I, LLC. Havencrest Healthcare Partners GP, LLC controls Havencrest Healthcare Partners, L.P. Each reporting person disclaims beneficial ownership of the reported securities except to the extent of such reporting person's pecuniary interest therein. Read SEC document |
| August 31, 2022 Filed Sep 1, 2022 01:30 UTC |
Havencrest Healthcare Partners, L.P.10% owner
TOI HC I, LLC10% owner
|
SaleCommon stock | 25,000 | $6.36 | $159,000.00 |
DisclosureSEC source: 0000899243-22-030146 · doc4.xml · nonDerivative · entry 3 Havencrest Healthcare Partners, L.P. · CIK 0001705748 · 10% owner Havencrest Healthcare Partners GP, LLC · CIK 0001893722 · 10% owner TOI HC I, LLC · CIK 0001892154 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 15,375,212 F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.09 to $6.51, inclusive. The reporting person undertakes to provide The Oncology Institute, Inc., any security holder of The Oncology Institute, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (3) to this Form 4. F4 · ownership.nature: TOI HC I, LLC is the record holder of these shares. Havencrest Healthcare Partners, L.P. may be deemed to have beneficial ownership of the shares directly held by TOI HC I, LLC. Havencrest Healthcare Partners GP, LLC controls Havencrest Healthcare Partners, L.P. Each reporting person disclaims beneficial ownership of the reported securities except to the extent of such reporting person's pecuniary interest therein. Read SEC document |
| August 30, 2022 Filed Sep 1, 2022 01:30 UTC |
Havencrest Healthcare Partners, L.P.10% owner
TOI HC I, LLC10% owner
|
SaleCommon stock | 38,500 | $6.19 | $238,315.00 |
DisclosureSEC source: 0000899243-22-030146 · doc4.xml · nonDerivative · entry 2 Havencrest Healthcare Partners, L.P. · CIK 0001705748 · 10% owner Havencrest Healthcare Partners GP, LLC · CIK 0001893722 · 10% owner TOI HC I, LLC · CIK 0001892154 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 15,400,212 F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.92 to $6.51, inclusive. The reporting person undertakes to provide The Oncology Institute, Inc., any security holder of The Oncology Institute, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) to this Form 4. F4 · ownership.nature: TOI HC I, LLC is the record holder of these shares. Havencrest Healthcare Partners, L.P. may be deemed to have beneficial ownership of the shares directly held by TOI HC I, LLC. Havencrest Healthcare Partners GP, LLC controls Havencrest Healthcare Partners, L.P. Each reporting person disclaims beneficial ownership of the reported securities except to the extent of such reporting person's pecuniary interest therein. Read SEC document |
| August 29, 2022 Filed Sep 1, 2022 01:30 UTC |
Havencrest Healthcare Partners, L.P.10% owner
TOI HC I, LLC10% owner
|
SaleCommon stock | 15,000 | $6.14 | $92,100.00 |
DisclosureSEC source: 0000899243-22-030146 · doc4.xml · nonDerivative · entry 1 Havencrest Healthcare Partners, L.P. · CIK 0001705748 · 10% owner Havencrest Healthcare Partners GP, LLC · CIK 0001893722 · 10% owner TOI HC I, LLC · CIK 0001892154 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 15,438,712 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.91 to $6.32, inclusive. The reporting person undertakes to provide The Oncology Institute, Inc., any security holder of The Oncology Institute, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (1) to this Form 4. F4 · ownership.nature: TOI HC I, LLC is the record holder of these shares. Havencrest Healthcare Partners, L.P. may be deemed to have beneficial ownership of the shares directly held by TOI HC I, LLC. Havencrest Healthcare Partners GP, LLC controls Havencrest Healthcare Partners, L.P. Each reporting person disclaims beneficial ownership of the reported securities except to the extent of such reporting person's pecuniary interest therein. Read SEC document |
| August 26, 2022 Filed Aug 27, 2022 01:30 UTC |
Havencrest Healthcare Partners, L.P.10% owner
TOI HC I, LLC10% owner
|
SaleCommon stock | 40,000 | $6.03 | $241,200.00 |
DisclosureSEC source: 0000899243-22-029900 · doc4.xml · nonDerivative · entry 3 Havencrest Healthcare Partners, L.P. · CIK 0001705748 · 10% owner Havencrest Healthcare Partners GP, LLC · CIK 0001893722 · 10% owner TOI HC I, LLC · CIK 0001892154 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 15,453,712 F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.85 to $6.27, inclusive. The reporting person undertakes to provide The Oncology Institute, Inc., any security holder of The Oncology Institute, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (3) to this Form 4. F4 · ownership.nature: TOI HC I, LLC is the record holder of these shares. Havencrest Healthcare Partners, L.P. may be deemed to have beneficial ownership of the shares directly held by TOI HC I, LLC. Havencrest Healthcare Partners GP, LLC controls Havencrest Healthcare Partners, L.P. Each reporting person disclaims beneficial ownership of the reported securities except to the extent of such reporting person's pecuniary interest therein. Read SEC document |
| August 25, 2022 Filed Aug 27, 2022 01:30 UTC |
Havencrest Healthcare Partners, L.P.10% owner
TOI HC I, LLC10% owner
|
SaleCommon stock | 3,525 | $6.20 | $21,855.00 |
DisclosureSEC source: 0000899243-22-029900 · doc4.xml · nonDerivative · entry 2 Havencrest Healthcare Partners, L.P. · CIK 0001705748 · 10% owner Havencrest Healthcare Partners GP, LLC · CIK 0001893722 · 10% owner TOI HC I, LLC · CIK 0001892154 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 15,493,712 F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.00 to $6.40, inclusive. The reporting person undertakes to provide The Oncology Institute, Inc., any security holder of The Oncology Institute, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) to this Form 4. F4 · ownership.nature: TOI HC I, LLC is the record holder of these shares. Havencrest Healthcare Partners, L.P. may be deemed to have beneficial ownership of the shares directly held by TOI HC I, LLC. Havencrest Healthcare Partners GP, LLC controls Havencrest Healthcare Partners, L.P. Each reporting person disclaims beneficial ownership of the reported securities except to the extent of such reporting person's pecuniary interest therein. Read SEC document |
| August 24, 2022 Filed Aug 27, 2022 01:30 UTC |
Havencrest Healthcare Partners, L.P.10% owner
TOI HC I, LLC10% owner
|
SaleCommon stock | 21,084 | $6.37 | $134,305.08 |
DisclosureSEC source: 0000899243-22-029900 · doc4.xml · nonDerivative · entry 1 Havencrest Healthcare Partners, L.P. · CIK 0001705748 · 10% owner Havencrest Healthcare Partners GP, LLC · CIK 0001893722 · 10% owner TOI HC I, LLC · CIK 0001892154 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 15,497,237 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.25 to $6.68, inclusive. The reporting person undertakes to provide The Oncology Institute, Inc., any security holder of The Oncology Institute, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (1) to this Form 4. F4 · ownership.nature: TOI HC I, LLC is the record holder of these shares. Havencrest Healthcare Partners, L.P. may be deemed to have beneficial ownership of the shares directly held by TOI HC I, LLC. Havencrest Healthcare Partners GP, LLC controls Havencrest Healthcare Partners, L.P. Each reporting person disclaims beneficial ownership of the reported securities except to the extent of such reporting person's pecuniary interest therein. Read SEC document |
| August 23, 2022 Filed Aug 24, 2022 01:30 UTC |
Havencrest Healthcare Partners, L.P.10% owner
TOI HC I, LLC10% owner
|
SaleCommon stock | 48,100 | $6.54 | $314,574.00 |
DisclosureSEC source: 0000899243-22-029569 · doc4.xml · nonDerivative · entry 3 Havencrest Healthcare Partners, L.P. · CIK 0001705748 · 10% owner Havencrest Healthcare Partners GP, LLC · CIK 0001893722 · 10% owner TOI HC I, LLC · CIK 0001892154 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 15,518,321 F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.35 to $6.69, inclusive. The reporting person undertakes to provide The Oncology Institute, Inc., any security holder of The Oncology Institute, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (3) to this Form 4. F4 · ownership.nature: TOI HC I, LLC is the record holder of these shares. Havencrest Healthcare Partners, L.P. may be deemed to have beneficial ownership of the shares directly held by TOI HC I, LLC. Havencrest Healthcare Partners GP, LLC controls Havencrest Healthcare Partners, L.P. Each reporting person disclaims beneficial ownership of the reported securities except to the extent of such reporting person's pecuniary interest therein. Read SEC document |
| August 22, 2022 Filed Aug 24, 2022 01:30 UTC |
Havencrest Healthcare Partners, L.P.10% owner
TOI HC I, LLC10% owner
|
SaleCommon stock | 35,500 | $6.53 | $231,815.00 |
DisclosureSEC source: 0000899243-22-029569 · doc4.xml · nonDerivative · entry 2 Havencrest Healthcare Partners, L.P. · CIK 0001705748 · 10% owner Havencrest Healthcare Partners GP, LLC · CIK 0001893722 · 10% owner TOI HC I, LLC · CIK 0001892154 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 15,566,421 F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.31 to $6.66, inclusive. The reporting person undertakes to provide The Oncology Institute, Inc., any security holder of The Oncology Institute, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) to this Form 4. F4 · ownership.nature: TOI HC I, LLC is the record holder of these shares. Havencrest Healthcare Partners, L.P. may be deemed to have beneficial ownership of the shares directly held by TOI HC I, LLC. Havencrest Healthcare Partners GP, LLC controls Havencrest Healthcare Partners, L.P. Each reporting person disclaims beneficial ownership of the reported securities except to the extent of such reporting person's pecuniary interest therein. Read SEC document |
| August 19, 2022 Filed Aug 24, 2022 01:30 UTC |
Havencrest Healthcare Partners, L.P.10% owner
TOI HC I, LLC10% owner
|
SaleCommon stock | 10,873 | $6.81 | $74,045.13 |
DisclosureSEC source: 0000899243-22-029569 · doc4.xml · nonDerivative · entry 1 Havencrest Healthcare Partners, L.P. · CIK 0001705748 · 10% owner Havencrest Healthcare Partners GP, LLC · CIK 0001893722 · 10% owner TOI HC I, LLC · CIK 0001892154 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 15,601,921 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.67 to $6.99, inclusive. The reporting person undertakes to provide The Oncology Institute, Inc., any security holder of The Oncology Institute, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (1) to this Form 4. F4 · ownership.nature: TOI HC I, LLC is the record holder of these shares. Havencrest Healthcare Partners, L.P. may be deemed to have beneficial ownership of the shares directly held by TOI HC I, LLC. Havencrest Healthcare Partners GP, LLC controls Havencrest Healthcare Partners, L.P. Each reporting person disclaims beneficial ownership of the reported securities except to the extent of such reporting person's pecuniary interest therein. Read SEC document |
| August 16, 2022 Filed Aug 17, 2022 01:30 UTC |
Havencrest Healthcare Partners, L.P.10% owner
TOI HC I, LLC10% owner
|
SaleCommon stock | 8,437 | $6.40 | $53,996.80 |
DisclosureSEC source: 0000899243-22-028883 · doc4.xml · nonDerivative · entry 3 Havencrest Healthcare Partners, L.P. · CIK 0001705748 · 10% owner Havencrest Healthcare Partners GP, LLC · CIK 0001893722 · 10% owner TOI HC I, LLC · CIK 0001892154 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 15,612,794 F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.06 to $6.62, inclusive. The reporting person undertakes to provide The Oncology Institute, Inc., any security holder of The Oncology Institute, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (3) to this Form 4. F4 · ownership.nature: TOI HC I, LLC is the record holder of these shares. Havencrest Healthcare Partners, L.P. may be deemed to have beneficial ownership of the shares directly held by TOI HC I, LLC. Havencrest Healthcare Partners GP, LLC controls Havencrest Healthcare Partners, L.P. Each reporting person disclaims beneficial ownership of the reported securities except to the extent of such reporting person's pecuniary interest therein. Read SEC document |
| August 15, 2022 Filed Aug 17, 2022 01:30 UTC |
Havencrest Healthcare Partners, L.P.10% owner
TOI HC I, LLC10% owner
|
SaleCommon stock | 16,663 | $6.23 | $103,810.49 |
DisclosureSEC source: 0000899243-22-028883 · doc4.xml · nonDerivative · entry 2 Havencrest Healthcare Partners, L.P. · CIK 0001705748 · 10% owner Havencrest Healthcare Partners GP, LLC · CIK 0001893722 · 10% owner TOI HC I, LLC · CIK 0001892154 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 15,621,231 F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.00 to $6.50, inclusive. The reporting person undertakes to provide The Oncology Institute, Inc., any security holder of The Oncology Institute, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) to this Form 4. F4 · ownership.nature: TOI HC I, LLC is the record holder of these shares. Havencrest Healthcare Partners, L.P. may be deemed to have beneficial ownership of the shares directly held by TOI HC I, LLC. Havencrest Healthcare Partners GP, LLC controls Havencrest Healthcare Partners, L.P. Each reporting person disclaims beneficial ownership of the reported securities except to the extent of such reporting person's pecuniary interest therein. Read SEC document |
| August 12, 2022 Filed Aug 17, 2022 01:30 UTC |
Havencrest Healthcare Partners, L.P.10% owner
TOI HC I, LLC10% owner
|
SaleCommon stock | 24,900 | $6.69 | $166,581.00 |
DisclosureSEC source: 0000899243-22-028883 · doc4.xml · nonDerivative · entry 1 Havencrest Healthcare Partners, L.P. · CIK 0001705748 · 10% owner Havencrest Healthcare Partners GP, LLC · CIK 0001893722 · 10% owner TOI HC I, LLC · CIK 0001892154 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 15,637,894 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.50 to $7.02, inclusive. The reporting person undertakes to provide The Oncology Institute, Inc., any security holder of The Oncology Institute, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (1) to this Form 4. F4 · ownership.nature: TOI HC I, LLC is the record holder of these shares. Havencrest Healthcare Partners, L.P. may be deemed to have beneficial ownership of the shares directly held by TOI HC I, LLC. Havencrest Healthcare Partners GP, LLC controls Havencrest Healthcare Partners, L.P. Each reporting person disclaims beneficial ownership of the reported securities except to the extent of such reporting person's pecuniary interest therein. Read SEC document |
| June 10, 2022 Filed Jun 14, 2022 19:12 UTC |
Agajanian Richy10% owner
Jimmy Holdings, Inc.10% owner
|
SaleStock Option (right to buy) · Derivative | 300,000 | $5.15 Strike: $0.85 | $1,545,000.00 |
DisclosureSEC source: 0001437749-22-015003 · rdgdoc.xml · derivative · entry 1 Agajanian Richy · CIK 0001895577 · 10% owner Jimmy Holdings, Inc. · CIK 0001892174 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 296,075 Underlying: Class A Common Stock · 300,000 shares Expires 2028-09-18 F1 · derivative.exercise_date: These stock options were received by Dr. Agajanian's spouse on November 12, 2021 in connection with a business combination. As of that date, 459,475 of the options were vested and 136,600 remained subject to vesting at the rate of 12,418 options each month, subject to Dr. Agajanian's spouse's continued employment with the issuer. F1 · balance_after: These stock options were received by Dr. Agajanian's spouse on November 12, 2021 in connection with a business combination. As of that date, 459,475 of the options were vested and 136,600 remained subject to vesting at the rate of 12,418 options each month, subject to Dr. Agajanian's spouse's continued employment with the issuer. F2 · ownership.nature: Held by Dr. Agajanian's spouse. The reporting persons disclaim beneficial ownership of these securities. Read SEC document |
| May 19, 2022 Filed May 19, 2022 22:43 UTC |
Shah MihirChief Financial Officer
|
GrantStock Options (right to buy) · Derivative | 163,039 | $0.00 Strike: $7.58 | $0.00 |
DisclosureSEC source: 0001628280-22-014963 · wf-form4_165300021470983.xml · derivative · entry 2 Shah Mihir · CIK 0001676960 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 163,039 Underlying: Class A Common Stock · 163,039 shares Expires 2032-05-19 F2 · derivative.exercise_date: The stock options vest in four equal annual installments on each of the first four anniversaries of the Vesting Commencement Date, with all stock options becoming vested on the fourth anniversary of the Vesting Commencement Date, subject to continued service with the Company through such vesting dates. Read SEC document |
| May 19, 2022 Filed May 19, 2022 22:43 UTC |
Shah MihirChief Financial Officer
|
GrantClass A Common Stock | 32,121 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-22-014963 · wf-form4_165300021470983.xml · nonDerivative · entry 1 Shah Mihir · CIK 0001676960 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,121 F1 · shares: Represents restricted stock units ("RSUs") that vest in four equal annual installments on each of the first four anniversaries of May 19, 2022 (the "Vesting Commencement Date"), with all RSUs becoming vested on the fourth anniversary of the Vesting Commencement Date, subject to continued service with the Company through such vesting dates. Read SEC document |
| May 11, 2022 Filed May 13, 2022 16:57 UTC |
Agajanian Richy10% owner
Jimmy Holdings, Inc.10% owner
|
SaleClass A Common Stock | 253,435 | $6.00 | $1,520,610.00 |
DisclosureSEC source: 0001437749-22-012393 · rdgdoc.xml · nonDerivative · entry 2 Agajanian Richy · CIK 0001895577 · 10% owner Jimmy Holdings, Inc. · CIK 0001892174 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 253,436 F2 · ownership.nature: Held by Agajanian Holdings LLC. The membership interests of Agajanian Holdings LLC are held by three trusts each of which Richy Agajanian is a trustee or co-trustee and in such capacity has or shares voting and dispositive authority. The reporting persons disclaim beneficial ownership of these securities except to extent of Richy Agajanian's pecuniary interest as a result of being a beneficiary of one or more of the trusts. Read SEC document |
| May 11, 2022 Filed May 13, 2022 16:57 UTC |
Agajanian Richy10% owner
Jimmy Holdings, Inc.10% owner
|
SaleClass A Common Stock | 1,346,565 | $6.00 | $8,079,390.00 |
DisclosureSEC source: 0001437749-22-012393 · rdgdoc.xml · nonDerivative · entry 1 Agajanian Richy · CIK 0001895577 · 10% owner Jimmy Holdings, Inc. · CIK 0001892174 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 6,295,688 F1 · ownership.nature: Held directly by Jimmy Holdings, Inc. and indirectly by Richy Agajanian, the sole holder of all of the outstanding capital stock of Jimmy Holdings, Inc. Read SEC document |
| March 21, 2022 Filed Mar 23, 2022 19:34 UTC |
BARASCH RICHARD ADirector
|
GrantCommon stock | 45,905 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-22-007094 · wf-form4_164807845002324.xml · nonDerivative · entry 1 BARASCH RICHARD A · CIK 0001076341 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 142,018 F1 · shares: Represents restricted stock units that vest in full on November 12, 2022, subject to continued service with the Company through such vesting date. F1 · price: Represents restricted stock units that vest in full on November 12, 2022, subject to continued service with the Company through such vesting date. Read SEC document |
| March 21, 2022 Filed Mar 23, 2022 23:37 UTC |
Dalgleish ScottChief Financial Officer
|
GrantStock Option (right to buy) · Derivative | 26,062 | $0.00 Strike: $7.09 | $0.00 |
DisclosureSEC source: 0001628280-22-007103 · wf-form4_164807863846129.xml · derivative · entry 2 Dalgleish Scott · CIK 0001891053 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,062 Underlying: Common stock · 26,062 shares Expires 2032-03-21 F2 · derivative.exercise_date: The stock options vest as to 1/3rd of the options granted on the second anniversary of the Vesting Commencement Date, with the remaining options vesting in four equal annual installments beginning on the third anniversary of the Vesting Commencement Date, with all options becoming vested on the sixth anniversary of the Vesting Commencement Date, subject to continued service with the Company through such vesting dates. Read SEC document |
| March 21, 2022 Filed Mar 23, 2022 23:37 UTC |
Dalgleish ScottChief Financial Officer
|
GrantCommon stock | 32,092 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-22-007103 · wf-form4_164807863846129.xml · nonDerivative · entry 1 Dalgleish Scott · CIK 0001891053 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 151,008 F1 · shares: Represents RSUs with 1/3rd of the RSUs vesting on the second anniversary of November 12, 2021 ("the Vesting Commencement Date"), with the remaining RSUs vesting in four equal annual installments beginning on the third anniversary of the Vesting Commencement Date, with all RSUs becoming vested on the sixth anniversary of the Vesting Commencement Date, subject to continued service with the Company through such vesting dates. F1 · price: Represents RSUs with 1/3rd of the RSUs vesting on the second anniversary of November 12, 2021 ("the Vesting Commencement Date"), with the remaining RSUs vesting in four equal annual installments beginning on the third anniversary of the Vesting Commencement Date, with all RSUs becoming vested on the sixth anniversary of the Vesting Commencement Date, subject to continued service with the Company through such vesting dates. Read SEC document |
| March 21, 2022 Filed Mar 23, 2022 23:37 UTC |
SARIN RAVI YANGDirector
|
GrantCommon stock | 7,197 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-22-007102 · wf-form4_164807861674913.xml · nonDerivative · entry 2 SARIN RAVI YANG · CIK 0001555959 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,191 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.