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ONE Group Hospitality, Inc.

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7176
SEC CIK
0001399520
Parsed reports
360

Last 12 months

Inside the activity.

0 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202600
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Aug 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
January 06, 2021 Filed Jan 8, 2021 02:18 UTC
HILARIO EMANUEL NDirector · President and CEO
Tax withholdingCommon Stock 23,247 $3.71 $86,246.37
Disclosure

SEC source: 0001104659-21-002161 · tm212108d1_form4.xml · nonDerivative · entry 2

HILARIO EMANUEL N · CIK 0001203939 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,206,685

Read SEC document
January 06, 2021 Filed Jan 8, 2021 02:18 UTC
HILARIO EMANUEL NDirector · President and CEO
GrantCommon Stock 50,000 $0.00 $0.00
Disclosure

SEC source: 0001104659-21-002161 · tm212108d1_form4.xml · nonDerivative · entry 1

HILARIO EMANUEL N · CIK 0001203939 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,229,932

Read SEC document
November 12, 2020 Filed Nov 13, 2020 16:23 UTC PurchaseCommon Stock 3,750 $2.97 $11,137.50
Disclosure

SEC source: 0001104659-20-124805 · tm2035897d1_4.xml · nonDerivative · entry 3

BULLIS EUGENE M · CIK 0001256739 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 180,363

Read SEC document
November 12, 2020 Filed Nov 13, 2020 16:23 UTC PurchaseCommon Stock 3,750 $2.98 $11,175.00
Disclosure

SEC source: 0001104659-20-124805 · tm2035897d1_4.xml · nonDerivative · entry 2

BULLIS EUGENE M · CIK 0001256739 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 176,613

Read SEC document
November 11, 2020 Filed Nov 13, 2020 16:23 UTC PurchaseCommon Stock 7,500 $3.00 $22,500.00
Disclosure

SEC source: 0001104659-20-124805 · tm2035897d1_4.xml · nonDerivative · entry 1

BULLIS EUGENE M · CIK 0001256739 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 172,863

Read SEC document
November 08, 2020 Filed Mar 12, 2021 02:34 UTC
Loy TylerChief Financial Officer
Tax withholdingCommon Stock 2,319 $2.81 $6,516.39
Disclosure

SEC source: 0001104659-21-035171 · tm2019524d5_4.xml · nonDerivative · entry 1

Loy Tyler · CIK 0001772231 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 145,938

F1 · shares: Reflects shares withheld on tax liability upon the vesting of 8,000 restricted stock units.

Read SEC document
November 01, 2020 Filed Mar 12, 2021 02:35 UTC
Hing ChristiChief Accounting Officer
Tax withholdingCommon Stock 2,345 $1.98 $4,643.10
Disclosure

SEC source: 0001104659-21-035172 · tm219524d6_4.xml · nonDerivative · entry 1

Hing Christi · CIK 0001543502 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,899

F1 · shares: Reflects shares withheld on tax liability upon the vesting of 8,000 restricted stock units.

Read SEC document
October 29, 2020 Filed Feb 17, 2021 02:54 UTC
Segal JonathanDirector · Director, Business Development · 10% owner
GiftCommon Stock 1,441,230 $0.00 $0.00
Disclosure

SEC source: 0001104659-21-024607 · tm216938d1_5.xml · nonDerivative · entry 1

Segal Jonathan · CIK 0001581001 · Director · Director, Business Development · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,170,000

F1 · ownership.direct: Prior filings erroneously indicated that the reporting person had an indirect beneficial ownership of shares held by two trusts. The reporting person ceased to have any beneficial ownership of such shares upon his transfer of such shares to the trusts as bona fide gifts.

Read SEC document
October 27, 2020 Filed Oct 29, 2020 18:41 UTC GrantCommon Stock 12,387 $2.22 $27,499.14
Disclosure

SEC source: 0001104659-20-119460 · tm2034571d1_4.xml · nonDerivative · entry 1

Serruya Michael · CIK 0001401800 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 195,562

Read SEC document
October 27, 2020 Filed Oct 29, 2020 18:41 UTC GrantCommon Stock 12,387 $2.22 $27,499.14
Disclosure

SEC source: 0001104659-20-119461 · tm2034571d2_4.xml · nonDerivative · entry 1

BULLIS EUGENE M · CIK 0001256739 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 165,363

Read SEC document
October 27, 2020 Filed Oct 29, 2020 18:42 UTC GrantCommon Stock 12,387 $2.22 $27,499.14
Disclosure

SEC source: 0001104659-20-119462 · tm2034571d3_4.xml · nonDerivative · entry 1

Angelis Dimitrios · CIK 0001595628 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 109,942

Read SEC document
July 28, 2020 Filed Jul 30, 2020 17:30 UTC GrantCommon Stock 20,522 $1.34 $27,499.48
Disclosure

SEC source: 0001104659-20-088259 · tm2026128d3_4.xml · nonDerivative · entry 1

Serruya Michael · CIK 0001401800 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 183,175

Read SEC document
July 28, 2020 Filed Jul 30, 2020 17:28 UTC GrantCommon Stock 20,522 $1.34 $27,499.48
Disclosure

SEC source: 0001104659-20-088257 · tm2026128d1_4.xml · nonDerivative · entry 1

BULLIS EUGENE M · CIK 0001256739 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 152,976

Read SEC document
July 28, 2020 Filed Jul 30, 2020 17:29 UTC GrantCommon Stock 20,522 $1.34 $27,499.48
Disclosure

SEC source: 0001104659-20-088258 · tm2026128d2_4.xml · nonDerivative · entry 1

Angelis Dimitrios · CIK 0001595628 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 97,555

Read SEC document
July 28, 2020 Filed Jul 31, 2020 23:49 UTC Amendment GrantCommon Stock 20,522 $1.34 $27,499.48
Disclosure

SEC source: 0001104659-20-089226 · tm2026296d2_4a.xml · nonDerivative · entry 1

Serruya Michael · CIK 0001401800 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 183,175

F1 · kind: This amendment is filed for the sole purpose of including a Power of Attorney as Exhibit 24. This amendment restates the transactions and holdings reported in the original Form 4 that it amends.

Read SEC document
July 28, 2020 Filed Jul 31, 2020 23:49 UTC Amendment GrantCommon Stock 20,522 $1.34 $27,499.48
Disclosure

SEC source: 0001104659-20-089225 · tm2026296d1_4a.xml · nonDerivative · entry 1

BULLIS EUGENE M · CIK 0001256739 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 152,976

F1 · kind: This amendment is filed for the sole purpose of including a Power of Attorney as Exhibit 24. This amendment restates the transactions and holdings reported in the original Form 4 that it amends.

Read SEC document
July 28, 2020 Filed Jul 31, 2020 23:50 UTC Amendment GrantCommon Stock 20,522 $1.34 $27,499.48
Disclosure

SEC source: 0001104659-20-089227 · tm2026296d3_4a.xml · nonDerivative · entry 1

Angelis Dimitrios · CIK 0001595628 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 97,555

F1 · kind: This amendment is filed for the sole purpose of including a Power of Attorney as Exhibit 24. This amendment restates the transactions and holdings reported in the original Form 4 that it amends.

Read SEC document
June 24, 2020 Filed Jun 26, 2020 21:01 UTC
Kanen David10% owner
SaleCOMMON STOCK 9,013 $1.63 $14,721.83
Disclosure

SEC source: 0001209191-20-039105 · doc4.xml · nonDerivative · entry 2

Kanen David · CIK 0001681743 · 10% owner

Kanen Wealth Management LLC · CIK 0001681614 · 10% owner

Philotimo Fund, LP · CIK 0001688522 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Kanen Wealth Management LLC

Disclosed balance after: 2,854,827

F1 · shares: These shares relate to an unsolicited client request to liquidate.

F2 · balance_after: Mr. Kanen beneficially owns, pursuant to the beneficial ownership rules of Section 13(d) of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), 4,729,077 shares of Common Stock, which represent approximately 16.4% of the Issuer's outstanding shares of Common Stock. Pursuant to such beneficial ownership rules, Mr. Kanen, as the managing member of KWM, may be deemed to beneficially own the 2,863,840 shares of Common Stock held in customer accounts managed by KWM (including the 20,237 shares held in Mr. Kanen's account) and the 1,845,000 shares of Common Stock held by The Philotimo Fund LLC, of which KWM is the general partner. Mr. Kanen expressly disclaims such beneficial ownership except to the extent of his pecuniary interest therein. Mr. Kanen does not have a pecuniary interest under Section 16 of the Exchange Act in the shares of Common Stock held in customer accounts managed by KWM other than the 20,237 shares held in Mr. Kanen's account.

F3 · ownership.nature: Kanen Wealth Management LLC ("KWM") does not have a pecuniary interest in the shares of Common Stock held in customer accounts managed by KWM. The number reflected above excludes 20,237 shares held in Mr. Kanen's account.

Read SEC document
June 24, 2020 Filed Jun 26, 2020 21:01 UTC
Kanen David10% owner
SaleCOMMON STOCK 27,300 $1.73 $47,229.00
Disclosure

SEC source: 0001209191-20-039105 · doc4.xml · nonDerivative · entry 1

Kanen David · CIK 0001681743 · 10% owner

Kanen Wealth Management LLC · CIK 0001681614 · 10% owner

Philotimo Fund, LP · CIK 0001688522 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Kanen Wealth Management LLC

Disclosed balance after: 2,863,840

F1 · shares: These shares relate to an unsolicited client request to liquidate.

F2 · balance_after: Mr. Kanen beneficially owns, pursuant to the beneficial ownership rules of Section 13(d) of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), 4,729,077 shares of Common Stock, which represent approximately 16.4% of the Issuer's outstanding shares of Common Stock. Pursuant to such beneficial ownership rules, Mr. Kanen, as the managing member of KWM, may be deemed to beneficially own the 2,863,840 shares of Common Stock held in customer accounts managed by KWM (including the 20,237 shares held in Mr. Kanen's account) and the 1,845,000 shares of Common Stock held by The Philotimo Fund LLC, of which KWM is the general partner. Mr. Kanen expressly disclaims such beneficial ownership except to the extent of his pecuniary interest therein. Mr. Kanen does not have a pecuniary interest under Section 16 of the Exchange Act in the shares of Common Stock held in customer accounts managed by KWM other than the 20,237 shares held in Mr. Kanen's account.

F3 · ownership.nature: Kanen Wealth Management LLC ("KWM") does not have a pecuniary interest in the shares of Common Stock held in customer accounts managed by KWM. The number reflected above excludes 20,237 shares held in Mr. Kanen's account.

Read SEC document
May 18, 2020 Filed May 19, 2020 16:05 UTC
Siluk LindaChief Administrative Officer
Tax withholdingCommon Stock 2,828 $1.35 $3,817.80
Disclosure

SEC source: 0001104659-20-063734 · tm2020213d1_4.xml · nonDerivative · entry 1

Siluk Linda · CIK 0001374722 · Chief Administrative Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 123,062

F1 · shares: Shares of common stock were withheld by the company to cover withholding taxes upon the vesting of restricted stock units.

Read SEC document
April 29, 2020 Filed May 1, 2020 20:08 UTC GrantCommon Stock 19,643 $1.40 $27,500.20
Disclosure

SEC source: 0001104659-20-055466 · tm2018357d3_4.xml · nonDerivative · entry 1

Serruya Michael · CIK 0001401800 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 162,653

Read SEC document
April 29, 2020 Filed May 1, 2020 20:07 UTC GrantCommon Stock 19,643 $1.40 $27,500.20
Disclosure

SEC source: 0001104659-20-055464 · tm2018357d2_4.xml · nonDerivative · entry 1

BULLIS EUGENE M · CIK 0001256739 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 132,454

Read SEC document
April 29, 2020 Filed May 1, 2020 20:07 UTC GrantCommon Stock 19,643 $1.40 $27,500.20
Disclosure

SEC source: 0001104659-20-055462 · tm2018357d1_4.xml · nonDerivative · entry 1

Angelis Dimitrios · CIK 0001595628 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,033

Read SEC document
March 29, 2020 Filed Mar 31, 2020 21:50 UTC
HILARIO EMANUEL NDirector · President and CEO
Tax withholdingCommon Stock 1,001 $1.69 $1,691.69
Disclosure

SEC source: 0001104659-20-041290 · tm2014316d3_4.xml · nonDerivative · entry 1

HILARIO EMANUEL N · CIK 0001203939 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,179,932

F1 · shares: Shares of common stock were withheld by the Company to cover withholding taxes upon the vesting of restricted stock units.

Read SEC document
March 29, 2020 Filed Mar 31, 2020 17:52 UTC
Siluk LindaChief Administrative Officer
Tax withholdingCommon Stock 2,034 $1.69 $3,437.46
Disclosure

SEC source: 0001104659-20-041293 · tm2014316d6_4.xml · nonDerivative · entry 1

Siluk Linda · CIK 0001374722 · Chief Administrative Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 125,890

F1 · shares: Shares of common stock were withheld by the Company to cover withholding taxes upon the vesting of restricted stock units.

Read SEC document
March 29, 2020 Filed Mar 31, 2020 21:51 UTC Tax withholdingCommon Stock 338 $1.69 $571.22
Disclosure

SEC source: 0001104659-20-041292 · tm2014316d4_4.xml · nonDerivative · entry 1

Loy Tyler · CIK 0001772231 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 148,257

F1 · shares: Shares of common stock were withheld by the Company to cover withholding taxes upon the vesting of restricted stock units.

Read SEC document
March 29, 2020 Filed Mar 31, 2020 21:51 UTC
Segal JonathanDirector · Director, Business Development
Tax withholdingCommon Stock 3,132 $1.69 $5,293.08
Disclosure

SEC source: 0001104659-20-041291 · tm2014316d5_4.xml · nonDerivative · entry 1

Segal Jonathan · CIK 0001581001 · Director · Director, Business Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,870,224

F1 · shares: Shares of common stock were withheld by the Company to cover withholding taxes upon the vesting of restricted stock units.

Read SEC document
March 26, 2020 Filed Mar 30, 2020 16:09 UTC
Siluk LindaChief Administrative Officer
Tax withholdingCommon Stock 4,040 $1.45 $5,858.00
Disclosure

SEC source: 0001104659-20-040360 · tm2014185d1_4.xml · nonDerivative · entry 1

Siluk Linda · CIK 0001374722 · Chief Administrative Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 127,924

F1 · shares: Shares of common stock were withheld to cover withholding taxes upon the vesting of restricted stock units.

Read SEC document
March 26, 2020 Filed Mar 30, 2020 20:09 UTC Tax withholdingCommon Stock 1,715 $1.45 $2,486.75
Disclosure

SEC source: 0001104659-20-040361 · tm2014185d2_4.xml · nonDerivative · entry 1

Loy Tyler · CIK 0001772231 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 148,595

F1 · shares: Shares of common stock were withheld to cover withholding taxes upon the vesting of restricted stock units.

Read SEC document
March 25, 2020 Filed Mar 26, 2020 21:20 UTC GrantCommon Stock 23,109 $0.00 $0.00
Disclosure

SEC source: 0001104659-20-038906 · tm2013786d2_4.xml · nonDerivative · entry 1

Serruya Michael · CIK 0001401800 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 143,010

Read SEC document
March 25, 2020 Filed Mar 26, 2020 21:21 UTC GrantCommon Stock 23,109 $0.00 $0.00
Disclosure

SEC source: 0001104659-20-038909 · tm2013786d3_4.xml · nonDerivative · entry 1

BULLIS EUGENE M · CIK 0001256739 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 112,811

Read SEC document
March 25, 2020 Filed Mar 26, 2020 21:22 UTC GrantCommon Stock 23,109 $0.00 $0.00
Disclosure

SEC source: 0001104659-20-038912 · tm2013786d4_4.xml · nonDerivative · entry 1

Angelis Dimitrios · CIK 0001595628 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,390

Read SEC document
March 24, 2020 Filed Mar 26, 2020 22:24 UTC
HILARIO EMANUEL NDirector · President and CEO
GrantCommon Stock 420,168 $0.00 $0.00
Disclosure

SEC source: 0001104659-20-038943 · tm2013786d9_4.xml · nonDerivative · entry 2

HILARIO EMANUEL N · CIK 0001203939 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,184,774

Read SEC document
March 24, 2020 Filed Mar 26, 2020 22:24 UTC
HILARIO EMANUEL NDirector · President and CEO
GrantCommon Stock 146,534 $0.00 $0.00
Disclosure

SEC source: 0001104659-20-038943 · tm2013786d9_4.xml · nonDerivative · entry 1

HILARIO EMANUEL N · CIK 0001203939 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 764,606

Read SEC document
March 24, 2020 Filed Mar 26, 2020 18:23 UTC
Siluk LindaChief Administrative Officer
GrantCommon Stock 38,655 $0.00 $0.00
Disclosure

SEC source: 0001104659-20-038942 · tm2013786d6_4.xml · nonDerivative · entry 2

Siluk Linda · CIK 0001374722 · Chief Administrative Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 131,964

Read SEC document
March 24, 2020 Filed Mar 26, 2020 18:23 UTC
Siluk LindaChief Administrative Officer
GrantCommon Stock 26,092 $0.00 $0.00
Disclosure

SEC source: 0001104659-20-038942 · tm2013786d6_4.xml · nonDerivative · entry 1

Siluk Linda · CIK 0001374722 · Chief Administrative Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 93,309

Read SEC document
March 24, 2020 Filed Mar 26, 2020 22:47 UTC
Hing ChristiChief Accounting Officer
GrantCommon Stock 9,244 $0.00 $0.00
Disclosure

SEC source: 0001104659-20-038950 · tm2013786d7_4.xml · nonDerivative · entry 1

Hing Christi · CIK 0001543502 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,244

Read SEC document
March 24, 2020 Filed Mar 26, 2020 22:22 UTC
Loy TylerChief Financial Officer
GrantCommon Stock 42,017 $0.00 $0.00
Disclosure

SEC source: 0001104659-20-038940 · tm2013786d5_4.xml · nonDerivative · entry 2

Loy Tyler · CIK 0001772231 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 150,310

Read SEC document
March 24, 2020 Filed Mar 26, 2020 22:22 UTC
Loy TylerChief Financial Officer
GrantCommon Stock 29,307 $0.00 $0.00
Disclosure

SEC source: 0001104659-20-038940 · tm2013786d5_4.xml · nonDerivative · entry 1

Loy Tyler · CIK 0001772231 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 108,293

Read SEC document
March 24, 2020 Filed Mar 26, 2020 21:25 UTC
Segal JonathanDirector · Director, Business Development
GrantCommon Stock 110,294 $0.00 $0.00
Disclosure

SEC source: 0001104659-20-038919 · tm2013786d8_4.xml · nonDerivative · entry 2

Segal Jonathan · CIK 0001581001 · Director · Director, Business Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,873,356

Read SEC document
March 24, 2020 Filed Mar 26, 2020 21:25 UTC
Segal JonathanDirector · Director, Business Development
GrantCommon Stock 74,449 $0.00 $0.00
Disclosure

SEC source: 0001104659-20-038919 · tm2013786d8_4.xml · nonDerivative · entry 1

Segal Jonathan · CIK 0001581001 · Director · Director, Business Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,763,062

Read SEC document
March 24, 2020 Filed Mar 31, 2020 21:49 UTC Amendment
HILARIO EMANUEL NDirector · President and CEO
GrantCommon Stock 420,168 $0.00 $0.00
Disclosure

SEC source: 0001104659-20-041289 · tm2014316d1_4a.xml · nonDerivative · entry 2

HILARIO EMANUEL N · CIK 0001203939 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,180,933

F2 · balance_after: This amendment is filed to reflect that, following the reported transaction in row 2 of Table I of the original Form 4, the reporting person beneficially owned 1,180,933 shares of common stock of the issuer, not 1,184,774.

Read SEC document
March 24, 2020 Filed Mar 31, 2020 21:49 UTC Amendment
HILARIO EMANUEL NDirector · President and CEO
GrantCommon Stock 146,534 $0.00 $0.00
Disclosure

SEC source: 0001104659-20-041289 · tm2014316d1_4a.xml · nonDerivative · entry 1

HILARIO EMANUEL N · CIK 0001203939 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 760,765

F1 · balance_after: This amendment is filed to reflect that, following the reported transaction in row 1 of Table I of the original Form 4, the reporting person beneficially owned 760,765 shares of common stock of the issuer, not 764,606.

Read SEC document
February 18, 2020 Filed Mar 31, 2020 21:48 UTC
HILARIO EMANUEL NDirector · President and CEO
Tax withholdingCommon Stock 3,841 $4.46 $17,130.86
Disclosure

SEC source: 0001104659-20-041288 · tm2014316d2_4.xml · nonDerivative · entry 1

HILARIO EMANUEL N · CIK 0001203939 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 614,231

F1 · shares: Shares of common stock were withheld by the Company to cover withholding taxes upon the vesting of restricted stock units.

Read SEC document
November 19, 2019 Filed Nov 21, 2019 21:03 UTC GrantCommon Stock 7,500 $3.30 $24,750.00
Disclosure

SEC source: 0001104659-19-066214 · tm1923598d1_4.xml · nonDerivative · entry 1

BULLIS EUGENE M · CIK 0001256739 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 89,702

Read SEC document
November 14, 2019 Filed Nov 15, 2019 21:36 UTC GrantCommon Stock 7,500 $3.29 $24,660.00
Disclosure

SEC source: 0001104659-19-064763 · tm1923066d1_4.xml · nonDerivative · entry 1

BULLIS EUGENE M · CIK 0001256739 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,202

Read SEC document
November 11, 2019 Filed Feb 13, 2020 22:53 UTC
Loy TylerChief Financial Officer
GrantCommon Stock 8,000 $3.40 $27,200.00
Disclosure

SEC source: 0001104659-20-020333 · tm206952d2_4.xml · nonDerivative · entry 1

Loy Tyler · CIK 0001772231 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,986

Read SEC document
November 01, 2019 Filed Nov 5, 2019 21:02 UTC
HILARIO EMANUEL NDirector · President and CEO
GrantCommon Stock 42,088 $0.00 $0.00
Disclosure

SEC source: 0001104659-19-060033 · tm1921931d1_form4.xml · nonDerivative · entry 1

HILARIO EMANUEL N · CIK 0001203939 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 618,072

Read SEC document
July 22, 2019 Filed Jul 24, 2019 20:29 UTC
Kanen David10% owner
OtherCOMMON STOCK 18,597 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-19-043043 · doc4.xml · nonDerivative · entry 1

Kanen David · CIK 0001681743 · 10% owner

Kanen Wealth Management LLC · CIK 0001681614 · 10% owner

Philotimo Fund, LP · CIK 0001688522 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Kanen Wealth Management LLC

Disclosed balance after: 2,948,775

F1 · shares: These shares relate to customer accounts that are no longer managed by Kanen Wealth Management LLC ("KWM").

F1 · price: These shares relate to customer accounts that are no longer managed by Kanen Wealth Management LLC ("KWM").

F2 · balance_after: Mr. Kanen beneficially owns, pursuant to the beneficial ownership rules of Section 13(d) of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), 4,814,012 shares of Common Stock, which represent approximately 17.2% of the Issuer's outstanding shares of Common Stock. Pursuant to such beneficial ownership rules, Mr. Kanen, as the managing member of KWM, may be deemed to beneficially own the 2,948,775 shares of Common Stock held in customer accounts managed by KWM (including the 20,237 shares held in Mr. Kanen's account) and the 1,845,000 shares of Common Stock held by The Philotimo Fund LLC, of which KWM is the general partner. Mr. Kanen expressly disclaims such beneficial ownership except to the extent of his pecuniary interest therein. Mr. Kanen does not have a pecuniary interest under Section 16 of the Exchange Act in the shares of Common Stock held in customer accounts managed by KWM other than the 20,237 shares held in Mr. Kanen's account.

F3 · ownership.nature: Kanen Wealth Management LLC ("KWM") does not have a pecuniary interest in the shares of Common Stock held in customer accounts managed by KWM. The number reflected above excludes 20,237 shares held in Mr. Kanen's account.

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June 26, 2019 Filed Jun 28, 2019 20:05 UTC GrantCommon Stock 15,823 $0.00 $0.00
Disclosure

SEC source: 0001144204-19-033033 · tv524442_4.xml · nonDerivative · entry 1

Serruya Michael · CIK 0001401800 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 119,901

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.