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Nasdaq · USD

STKS

ONE Group Hospitality, Inc.

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7176
SEC CIK
0001399520
Parsed reports
360

Last 12 months

Inside the activity.

0 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202600
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Aug 202600
Sep 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
November 12, 2021 Filed Nov 17, 2021 00:48 UTC
HILARIO EMANUEL NDirector · PRESIDENT AND CEO
SaleCommon Stock 25,985 $16.25 $422,256.25
Disclosure

SEC source: 0001415889-21-005225 · form4-11162021_041143.xml · nonDerivative · entry 1

HILARIO EMANUEL N · CIK 0001203939 · Director · PRESIDENT AND CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,439,426

Read SEC document
November 09, 2021 Filed Nov 12, 2021 21:47 UTC
Hing ChristiCHIEF ACCOUNTING OFFICER
SaleCommon Stock 2,208 $15.28 $33,738.24
Disclosure

SEC source: 0001415889-21-005172 · form4-11122021_011149.xml · nonDerivative · entry 1

Hing Christi · CIK 0001543502 · CHIEF ACCOUNTING OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,580

F1 · shares: Reflects shares sold for tax liability upon the vesting of restricted stock units.

Read SEC document
September 30, 2021 Filed Oct 4, 2021 22:39 UTC GrantCommon Stock, par value $0.0001 per share 1,169 $0.00 $0.00
Disclosure

SEC source: 0001415889-21-004725 · form4-10042021_031016.xml · nonDerivative · entry 1

Lintonsmith Susan · CIK 0001882102 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,023

Read SEC document
September 30, 2021 Filed Oct 4, 2021 22:34 UTC GrantCommon Stock, par value $0.0001 per share 1,169 $0.00 $0.00
Disclosure

SEC source: 0001415889-21-004723 · form4-10042021_031031.xml · nonDerivative · entry 1

Olinger Haydee · CIK 0001749345 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,023

Read SEC document
September 24, 2021 Filed Sep 28, 2021 21:58 UTC
HILARIO EMANUEL NDirector · PRESIDENT AND CEO
GrantCommon Stock 400,000 $0.00 $0.00
Disclosure

SEC source: 0001415889-21-004599 · form4-09282021_020948.xml · nonDerivative · entry 1

HILARIO EMANUEL N · CIK 0001203939 · Director · PRESIDENT AND CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,465,411

F1 · shares: Represents a grant of 400,000 restricted stock units (RSUs) issued under the Issuer's 2019 Equity Incentive Plan pursuant to an Employment Agreement, by and between the Issuer and the Reporting Person, dated September 24, 2021. The RSUs shall vest in equal increments with 100,000 units vesting on each of August 31, 2022, August 31, 2023, August 31, 2024 and August 31, 2025.

Read SEC document
September 14, 2021 Filed Sep 30, 2021 01:21 UTC SaleCommon Stock 492 $10.44 $5,136.48
Disclosure

SEC source: 0001415889-21-004616 · form4-09292021_060921.xml · nonDerivative · entry 1

Angelis Dimitrios · CIK 0001595628 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 105,668

F1 · price: Price reported is a weighted average price. The shares were sold in multiple transactions at prices ranging from $10.40 to $10.45, inclusive. The reporting person undertakes to provide The ONE Group Hospitality, Inc. (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range specified above.

Read SEC document
September 13, 2021 Filed Sep 15, 2021 21:50 UTC GrantCommon Stock, par value $0.0001 per share 4,854 $0.00 $0.00
Disclosure

SEC source: 0001415889-21-004405 · form4-09152021_020919.xml · nonDerivative · entry 1

Lintonsmith Susan · CIK 0001882102 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,854

Read SEC document
September 13, 2021 Filed Sep 15, 2021 21:48 UTC GrantCommon Stock, par value $0.0001 per share 4,854 $0.00 $0.00
Disclosure

SEC source: 0001415889-21-004402 · form4-09152021_020910.xml · nonDerivative · entry 1

Olinger Haydee · CIK 0001749345 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,854

Read SEC document
August 16, 2021 Filed Aug 17, 2021 22:45 UTC
Segal JonathanDirector · DIRECTOR, BUSINESS DEVELOPMENT · 10% owner
SaleCommon Stock 5,403 $11.03 $59,595.09
Disclosure

SEC source: 0001415889-21-003979 · form4-08172021_030822.xml · nonDerivative · entry 2

Segal Jonathan · CIK 0001581001 · Director · DIRECTOR, BUSINESS DEVELOPMENT · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,113,612

Read SEC document
August 13, 2021 Filed Aug 17, 2021 22:45 UTC
Segal JonathanDirector · DIRECTOR, BUSINESS DEVELOPMENT · 10% owner
SaleCommon Stock 44,126 $11.11 $490,239.86
Disclosure

SEC source: 0001415889-21-003979 · form4-08172021_030822.xml · nonDerivative · entry 1

Segal Jonathan · CIK 0001581001 · Director · DIRECTOR, BUSINESS DEVELOPMENT · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,119,015

Read SEC document
August 10, 2021 Filed Aug 10, 2021 12:32 UTC
Loy TylerChief Financial Officer
GrantCommon Stock 6,000 $0.00 $0.00
Disclosure

SEC source: 0001104659-21-102563 · tm2124681-1_4seq1.xml · nonDerivative · entry 1

Loy Tyler · CIK 0001772231 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 133,494

Read SEC document
August 03, 2021 Filed Aug 5, 2021 22:17 UTC GrantCommon Stock 3,090 $9.44 $29,169.60
Disclosure

SEC source: 0001104659-21-100895 · tm2124326-3_4seq1.xml · nonDerivative · entry 1

Serruya Michael · CIK 0001401800 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 208,603

Read SEC document
August 03, 2021 Filed Aug 5, 2021 22:16 UTC GrantCommon Stock 3,090 $9.44 $29,169.60
Disclosure

SEC source: 0001104659-21-100893 · tm2124326-1_4seq1.xml · nonDerivative · entry 1

BULLIS EUGENE M · CIK 0001256739 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 112,097

Read SEC document
August 03, 2021 Filed Aug 5, 2021 22:16 UTC GrantCommon Stock 3,090 $9.44 $29,169.60
Disclosure

SEC source: 0001104659-21-100894 · tm2124326-2_4seq1.xml · nonDerivative · entry 1

Angelis Dimitrios · CIK 0001595628 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 106,160

Read SEC document
June 16, 2021 Filed Jun 17, 2021 01:38 UTC SaleCommon Stock 500 $12.00 $6,000.00
Disclosure

SEC source: 0001104659-21-082221 · tm2120009d1_4.xml · nonDerivative · entry 3

BULLIS EUGENE M · CIK 0001256739 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 109,007

F3 · price: Price reported is a weighted average price. The shares were sold in multiple transactions at prices ranging from $12.00 to $12.10, inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range specified above.

Read SEC document
June 16, 2021 Filed Jun 17, 2021 01:39 UTC
Segal JonathanDirector · Director, Business Development · 10% owner
Exercise / conversionOption to Purchase Common Stock · Derivative 4,455 $2.73 Strike: $2.73 $12,162.15
Disclosure

SEC source: 0001104659-21-082223 · tm2120009d2_4.xml · derivative · entry 4

Segal Jonathan · CIK 0001581001 · Director · Director, Business Development · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,942

Underlying: Common Stock · 4,455 shares

Expires 2026-04-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 16, 2021 Filed Jun 17, 2021 01:39 UTC
Segal JonathanDirector · Director, Business Development · 10% owner
SaleCommon Stock 4,848 $11.31 $54,830.88
Disclosure

SEC source: 0001104659-21-082223 · tm2120009d2_4.xml · nonDerivative · entry 3

Segal Jonathan · CIK 0001581001 · Director · Director, Business Development · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,163,141

F2 · price: Price reported is a weighted average price. The shares were sold in multiple transactions at prices ranging from $11.29 to $11.50, inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range specified above.

Read SEC document
June 16, 2021 Filed Jun 17, 2021 01:39 UTC
Segal JonathanDirector · Director, Business Development · 10% owner
SaleCommon Stock 4,455 $11.53 $51,366.15
Disclosure

SEC source: 0001104659-21-082223 · tm2120009d2_4.xml · nonDerivative · entry 2

Segal Jonathan · CIK 0001581001 · Director · Director, Business Development · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,167,989

F1 · price: Price reported is a weighted average price. The shares were sold in multiple transactions at prices ranging from $11.29 to $12.10, inclusive. The reporting person undertakes to provide The ONE Group Hospitality, Inc. (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range specified above.

Read SEC document
June 16, 2021 Filed Jun 17, 2021 01:39 UTC
Segal JonathanDirector · Director, Business Development · 10% owner
Exercise / conversionCommon Stock 4,455 $2.73 $12,162.15
Disclosure

SEC source: 0001104659-21-082223 · tm2120009d2_4.xml · nonDerivative · entry 1

Segal Jonathan · CIK 0001581001 · Director · Director, Business Development · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,172,444

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 15, 2021 Filed Jun 17, 2021 01:38 UTC SaleCommon Stock 2,407 $12.28 $29,557.96
Disclosure

SEC source: 0001104659-21-082221 · tm2120009d1_4.xml · nonDerivative · entry 2

BULLIS EUGENE M · CIK 0001256739 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 109,507

F2 · price: Price reported is a weighted average price. The shares were sold in multiple transactions at prices ranging from $12.25 to $12.35, inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range specified above.

Read SEC document
June 14, 2021 Filed Jun 15, 2021 01:36 UTC
Segal JonathanDirector · Director, Business Development · 10% owner
Exercise / conversionOption to Purchase Common Stock · Derivative 3,920 $2.73 Strike: $2.73 $10,701.60
Disclosure

SEC source: 0001104659-21-081026 · tm2119729-3_4seq1.xml · derivative · entry 8

Segal Jonathan · CIK 0001581001 · Director · Director, Business Development · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,397

Underlying: Common Stock · 3,920 shares

Expires 2026-04-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 14, 2021 Filed Jun 15, 2021 01:36 UTC
Segal JonathanDirector · Director, Business Development · 10% owner
SaleCommon Stock 1,000 $12.80 $12,800.00
Disclosure

SEC source: 0001104659-21-081026 · tm2119729-3_4seq1.xml · nonDerivative · entry 6

Segal Jonathan · CIK 0001581001 · Director · Director, Business Development · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,167,989

F4 · price: Price reported is a weighted average price. The shares were sold in multiple transactions at prices ranging from $12.78 to $12.85, inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range specified above.

Read SEC document
June 14, 2021 Filed Jun 15, 2021 01:36 UTC
Segal JonathanDirector · Director, Business Development · 10% owner
SaleCommon Stock 3,920 $12.74 $49,940.80
Disclosure

SEC source: 0001104659-21-081026 · tm2119729-3_4seq1.xml · nonDerivative · entry 5

Segal Jonathan · CIK 0001581001 · Director · Director, Business Development · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,168,989

F3 · price: Price reported is a weighted average price. The shares were sold in multiple transactions at prices ranging from $12.49 to $13.09, inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range specified above.

Read SEC document
June 14, 2021 Filed Jun 15, 2021 01:36 UTC
Segal JonathanDirector · Director, Business Development · 10% owner
Exercise / conversionCommon Stock 3,920 $2.73 $10,701.60
Disclosure

SEC source: 0001104659-21-081026 · tm2119729-3_4seq1.xml · nonDerivative · entry 4

Segal Jonathan · CIK 0001581001 · Director · Director, Business Development · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,172,909

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 14, 2021 Filed Jun 17, 2021 01:38 UTC SaleCommon Stock 17,527 $12.61 $221,015.47
Disclosure

SEC source: 0001104659-21-082221 · tm2120009d1_4.xml · nonDerivative · entry 1

BULLIS EUGENE M · CIK 0001256739 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 111,914

F1 · price: Price reported is a weighted average price. The shares were sold in multiple transactions at prices ranging from $12.30 to $13.09, inclusive. The reporting person undertakes to provide The ONE Group Hospitality, Inc. (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range specified above.

Read SEC document
June 11, 2021 Filed Jun 15, 2021 01:35 UTC SaleCommon Stock 30,873 $12.69 $391,778.37
Disclosure

SEC source: 0001104659-21-081023 · tm2119729-1_4seq1.xml · nonDerivative · entry 2

BULLIS EUGENE M · CIK 0001256739 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 129,441

F2 · price: Price reported is a weighted average price. The shares were sold in multiple transactions at prices ranging from $12.50 to $13.32, inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range specified above.

Read SEC document
June 11, 2021 Filed Jun 15, 2021 01:36 UTC
Segal JonathanDirector · Director, Business Development · 10% owner
Exercise / conversionOption to Purchase Common Stock · Derivative 40,183 $2.73 Strike: $2.73 $109,699.59
Disclosure

SEC source: 0001104659-21-081026 · tm2119729-3_4seq1.xml · derivative · entry 7

Segal Jonathan · CIK 0001581001 · Director · Director, Business Development · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,317

Underlying: Common Stock · 40,183 shares

Expires 2026-04-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 11, 2021 Filed Jun 15, 2021 01:36 UTC
Segal JonathanDirector · Director, Business Development · 10% owner
SaleCommon Stock 7,115 $12.90 $91,783.50
Disclosure

SEC source: 0001104659-21-081026 · tm2119729-3_4seq1.xml · nonDerivative · entry 3

Segal Jonathan · CIK 0001581001 · Director · Director, Business Development · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,168,989

F2 · price: Price reported is a weighted average price. The shares were sold in multiple transactions at prices ranging from $12.79 to $13.26, inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range specified above.

Read SEC document
June 11, 2021 Filed Jun 15, 2021 01:36 UTC
Segal JonathanDirector · Director, Business Development · 10% owner
SaleCommon Stock 40,183 $12.67 $509,118.61
Disclosure

SEC source: 0001104659-21-081026 · tm2119729-3_4seq1.xml · nonDerivative · entry 2

Segal Jonathan · CIK 0001581001 · Director · Director, Business Development · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,176,104

F1 · price: Price reported is a weighted average price. The shares were sold in multiple transactions at prices ranging from $12.49 to $13.17, inclusive. The reporting person undertakes to provide The ONE Group Hospitality, Inc. (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range specified above.

Read SEC document
June 11, 2021 Filed Jun 15, 2021 01:36 UTC
Segal JonathanDirector · Director, Business Development · 10% owner
Exercise / conversionCommon Stock 40,183 $2.73 $109,699.59
Disclosure

SEC source: 0001104659-21-081026 · tm2119729-3_4seq1.xml · nonDerivative · entry 1

Segal Jonathan · CIK 0001581001 · Director · Director, Business Development · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,216,287

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 10, 2021 Filed Jun 11, 2021 01:09 UTC
HILARIO EMANUEL NDirector · President and CEO
SaleCommon Stock 65,000 $12.72 $826,800.00
Disclosure

SEC source: 0001104659-21-079665 · tm2119442d1_4.xml · nonDerivative · entry 2

HILARIO EMANUEL N · CIK 0001203939 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,065,411

F2 · price: Price reported is a weighted average price. The shares were sold in multiple transactions at prices ranging from $12.50 to $13.19, inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range specified above.

Read SEC document
June 10, 2021 Filed Jun 11, 2021 01:10 UTC
Segal JonathanDirector · Director, Business Development · 10% owner
Exercise / conversionOption to Purchase Common Stock · Derivative 85,763 $2.73 Strike: $2.73 $234,132.99
Disclosure

SEC source: 0001104659-21-079667 · tm2119442d3_4.xml · derivative · entry 8

Segal Jonathan · CIK 0001581001 · Director · Director, Business Development · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 104,500

Underlying: Common Stock · 85,763 shares

Expires 2026-04-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 10, 2021 Filed Jun 11, 2021 01:10 UTC
Segal JonathanDirector · Director, Business Development · 10% owner
SaleCommon Stock 42,885 $12.74 $546,354.90
Disclosure

SEC source: 0001104659-21-079667 · tm2119442d3_4.xml · nonDerivative · entry 6

Segal Jonathan · CIK 0001581001 · Director · Director, Business Development · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,176,104

F4 · price: Price reported is a weighted average price. The shares were sold in multiple transactions at prices ranging from $12.60 to $13.14, inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range specified above.

Read SEC document
June 10, 2021 Filed Jun 11, 2021 01:10 UTC
Segal JonathanDirector · Director, Business Development · 10% owner
SaleCommon Stock 85,763 $12.65 $1,084,901.95
Disclosure

SEC source: 0001104659-21-079667 · tm2119442d3_4.xml · nonDerivative · entry 5

Segal Jonathan · CIK 0001581001 · Director · Director, Business Development · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,218,989

F3 · price: Price reported is a weighted average price. The shares were sold in multiple transactions at prices ranging from $12.25 to $13.08, inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range specified above.

Read SEC document
June 10, 2021 Filed Jun 11, 2021 01:10 UTC
Segal JonathanDirector · Director, Business Development · 10% owner
Exercise / conversionCommon Stock 85,763 $2.73 $234,132.99
Disclosure

SEC source: 0001104659-21-079667 · tm2119442d3_4.xml · nonDerivative · entry 4

Segal Jonathan · CIK 0001581001 · Director · Director, Business Development · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,304,752

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 10, 2021 Filed Jun 15, 2021 01:36 UTC SaleCommon Stock 50,000 $12.40 $620,000.00
Disclosure

SEC source: 0001104659-21-081028 · tm2119729-4_4seq1.xml · nonDerivative · entry 1

Serruya Michael · CIK 0001401800 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By MOS Holdings, Inc.

Disclosed balance after: 147,712

Read SEC document
June 10, 2021 Filed Jun 15, 2021 01:35 UTC SaleCommon Stock 30,000 $12.41 $372,300.00
Disclosure

SEC source: 0001104659-21-081023 · tm2119729-1_4seq1.xml · nonDerivative · entry 1

BULLIS EUGENE M · CIK 0001256739 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 160,314

F1 · price: Price reported is a weighted average price. The shares were sold in multiple transactions at prices ranging from $12.26 to $12.50, inclusive. The reporting person undertakes to provide The ONE Group Hospitality, Inc. (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range specified above.

Read SEC document
June 10, 2021 Filed Jun 15, 2021 01:36 UTC
Loy TylerChief Financial Officer
SaleCommon Stock 20,000 $12.52 $250,400.00
Disclosure

SEC source: 0001104659-21-081025 · tm2119729-2_4seq1.xml · nonDerivative · entry 1

Loy Tyler · CIK 0001772231 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 127,494

F1 · price: Price reported is a weighted average price. The shares were sold in multiple transactions at prices ranging from $12.35 to $12.77, inclusive. The reporting person undertakes to provide The ONE Group Hospitality, Inc. (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range specified above.

Read SEC document
June 09, 2021 Filed Jun 11, 2021 01:09 UTC
HILARIO EMANUEL NDirector · President and CEO
SaleCommon Stock 170,374 $11.70 $1,993,375.80
Disclosure

SEC source: 0001104659-21-079665 · tm2119442d1_4.xml · nonDerivative · entry 1

HILARIO EMANUEL N · CIK 0001203939 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,130,411

F1 · price: Price reported is a weighted average price. The shares were sold in multiple transactions at prices ranging from $11.50 to $12.12, inclusive. The reporting person undertakes to provide The ONE Group Hospitality, Inc. (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range specified above.

Read SEC document
June 09, 2021 Filed Jun 11, 2021 01:10 UTC
Segal JonathanDirector · Director, Business Development · 10% owner
Exercise / conversionOption to Purchase Common Stock · Derivative 163,519 $2.73 Strike: $2.73 $446,406.87
Disclosure

SEC source: 0001104659-21-079667 · tm2119442d3_4.xml · derivative · entry 7

Segal Jonathan · CIK 0001581001 · Director · Director, Business Development · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 190,263

Underlying: Common Stock · 163,519 shares

Expires 2026-04-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 09, 2021 Filed Jun 11, 2021 01:10 UTC
Segal JonathanDirector · Director, Business Development · 10% owner
SaleCommon Stock 45,000 $11.85 $533,250.00
Disclosure

SEC source: 0001104659-21-079667 · tm2119442d3_4.xml · nonDerivative · entry 3

Segal Jonathan · CIK 0001581001 · Director · Director, Business Development · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,218,989

F2 · price: Price reported is a weighted average price. The shares were sold in multiple transactions at prices ranging from $11.50 to $12.31, inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range specified above.

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June 09, 2021 Filed Jun 11, 2021 01:10 UTC
Segal JonathanDirector · Director, Business Development · 10% owner
SaleCommon Stock 163.519 $11.91 $1,947.51
Disclosure

SEC source: 0001104659-21-079667 · tm2119442d3_4.xml · nonDerivative · entry 2

Segal Jonathan · CIK 0001581001 · Director · Director, Business Development · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,263,989

F1 · price: Price reported is a weighted average price. The shares were sold in multiple transactions at prices ranging from $11.41 to $12.31, inclusive. The reporting person undertakes to provide The ONE Group Hospitality, Inc. (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range specified above.

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June 09, 2021 Filed Jun 11, 2021 01:10 UTC
Segal JonathanDirector · Director, Business Development · 10% owner
Exercise / conversionCommon Stock 163,519 $2.73 $446,406.87
Disclosure

SEC source: 0001104659-21-079667 · tm2119442d3_4.xml · nonDerivative · entry 1

Segal Jonathan · CIK 0001581001 · Director · Director, Business Development · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,427,508

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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June 09, 2021 Filed Jun 11, 2021 01:09 UTC SaleCommon Stock 1,000 $11.50 $11,500.00
Disclosure

SEC source: 0001104659-21-079666 · tm2119442d2_4.xml · nonDerivative · entry 1

Angelis Dimitrios · CIK 0001595628 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 103,070

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June 08, 2021 Filed Jun 10, 2021 00:43 UTC
Segal JonathanDirector · Director, Business Development · 10% owner
Exercise / conversionOption to Purchase Common Stock · Derivative 24,385 $2.73 Strike: $2.73 $66,571.05
Disclosure

SEC source: 0001104659-21-078999 · tm2119260-1_4seq1.xml · derivative · entry 6

Segal Jonathan · CIK 0001581001 · Director · Director, Business Development · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 353,782

Underlying: Common Stock · 24,385 shares

Expires 2026-04-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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June 08, 2021 Filed Jun 10, 2021 00:43 UTC
Segal JonathanDirector · Director, Business Development · 10% owner
SaleCommon Stock 24,385 $11.35 $276,769.75
Disclosure

SEC source: 0001104659-21-078999 · tm2119260-1_4seq1.xml · nonDerivative · entry 4

Segal Jonathan · CIK 0001581001 · Director · Director, Business Development · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,263,989

F2 · price: Price reported is a weighted average price. The shares were sold in multiple transactions at prices ranging from $11.20 to $11.44, inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range specified above.

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June 08, 2021 Filed Jun 10, 2021 00:43 UTC
Segal JonathanDirector · Director, Business Development · 10% owner
Exercise / conversionCommon Stock 24,385 $2.73 $66,571.05
Disclosure

SEC source: 0001104659-21-078999 · tm2119260-1_4seq1.xml · nonDerivative · entry 3

Segal Jonathan · CIK 0001581001 · Director · Director, Business Development · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,288,374

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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June 07, 2021 Filed Jun 10, 2021 00:43 UTC
HILARIO EMANUEL NDirector · President and CEO
SaleCommon Stock 18,736 $11.59 $217,150.24
Disclosure

SEC source: 0001104659-21-079000 · tm2119260-2_4seq1.xml · nonDerivative · entry 1

HILARIO EMANUEL N · CIK 0001203939 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,300,785

F1 · price: Price reported is a weighted average price. The shares were sold in multiple transactions at prices ranging from $11.50 to $11.70, inclusive. The reporting person undertakes to provide The ONE Group Hospitality, Inc. (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range specified above.

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June 07, 2021 Filed Jun 10, 2021 00:43 UTC
Segal JonathanDirector · Director, Business Development · 10% owner
Exercise / conversionOption to Purchase Common Stock · Derivative 61,033 $2.73 Strike: $2.73 $166,620.09
Disclosure

SEC source: 0001104659-21-078999 · tm2119260-1_4seq1.xml · derivative · entry 5

Segal Jonathan · CIK 0001581001 · Director · Director, Business Development · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 378,167

Underlying: Common Stock · 61,033 shares

Expires 2026-04-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 07, 2021 Filed Jun 10, 2021 00:43 UTC
Segal JonathanDirector · Director, Business Development · 10% owner
SaleCommon Stock 61,033 $11.35 $692,724.55
Disclosure

SEC source: 0001104659-21-078999 · tm2119260-1_4seq1.xml · nonDerivative · entry 2

Segal Jonathan · CIK 0001581001 · Director · Director, Business Development · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,263,989

F1 · price: Price reported is a weighted average price. The shares were sold in multiple transactions at prices ranging from $10.95 to $11.70, inclusive. The reporting person undertakes to provide The ONE Group Hospitality, Inc. (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range specified above.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.