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ONE Group Hospitality, Inc.

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7176
SEC CIK
0001399520
Parsed reports
360

Last 12 months

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Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
April 02, 2024 Filed Apr 4, 2024 20:44 UTC
Loy TylerCHIEF FINANCIAL OFFICER
GrantCommon Stock 14,179 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-010288 · form4-04042024_080413.xml · nonDerivative · entry 2

Loy Tyler · CIK 0001772231 · CHIEF FINANCIAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 185,634

F1 · shares: Represents a performance-based grant of 14,179 restricted stock units (RSUs) issued under the Issuer's 2019 Equity Incentive Plan. The performance-based RSUs may be earned at any time prior to the third anniversary of the grant date based on attaining a 15% year-over-year increase in compounded annual growth rate in the volume-weighted average price of the Company's stock.

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April 02, 2024 Filed Apr 4, 2024 20:44 UTC
Loy TylerCHIEF FINANCIAL OFFICER
GrantCommon Stock 12,000 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-010288 · form4-04042024_080413.xml · nonDerivative · entry 1

Loy Tyler · CIK 0001772231 · CHIEF FINANCIAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 171,455

Read SEC document
April 02, 2024 Filed Apr 4, 2024 20:41 UTC
Segal JonathanDirector · 10% owner
GrantStock Option (right to buy) · Derivative 16,446 $0.00 Strike: $5.73 $0.00
Disclosure

SEC source: 0001415889-24-010284 · form4-04042024_080450.xml · derivative · entry 3

Segal Jonathan · CIK 0001581001 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,446

Underlying: Common Stock · 16,446 shares

Expires 2034-04-02

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April 02, 2024 Filed Apr 4, 2024 20:41 UTC
Segal JonathanDirector · 10% owner
GrantCommon Stock 22,905 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-010284 · form4-04042024_080450.xml · nonDerivative · entry 1

Segal Jonathan · CIK 0001581001 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,026,372

F1 · shares: Represents a performance-based grant of 22,905 restricted stock units (RSUs) issued under the Issuer's 2019 Equity Incentive Plan. The performance-based RSUs may be earned at any time prior to the third anniversary of the grant date based on attaining a 15% year-over-year increase in compounded annual growth rate in the volume-weighted average price of the Company's stock.

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March 19, 2024 Filed Mar 19, 2024 23:35 UTC
Kanen David10% owner · See Explanation of Responses
Kanen Wealth Management LLC10% owner · See Explanation of Responses
Philotimo Fund, LP10% owner · See Explanation of Responses
Philotimo Focused Growth & Income Fund10% owner · See Explanation of Responses
PurchaseClass A Common Stock, par value $0.0001 7,103 $4.19 $29,782.17
Disclosure

SEC source: 0001193805-24-000407 · e619392_4-stks.xml · nonDerivative · entry 3

Kanen David · CIK 0001681743 · 10% owner · See Explanation of Responses

Kanen Wealth Management LLC · CIK 0001681614 · 10% owner · See Explanation of Responses

Philotimo Fund, LP · CIK 0001688522 · 10% owner · See Explanation of Responses

Philotimo Focused Growth & Income Fund · CIK 0001962162 · 10% owner · See Explanation of Responses

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · Philotimo Focused Growth & Income Fund

Disclosed balance after: 393,975

F1 · security: This Form 4 is filed jointly by David Kanen, Kanen Wealth Management, LLC ("KWM"), Philotimo Fund, LP, and Philotimo Focused Growth and Income Fund (collectively, the "Reporting Persons"). Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for the purposes of Section 16 or any other purpose.

F2 · ownership.nature: Securities directly beneficially owned by Philotimo Focused Growth and Income Fund. KWM, as the investment manager of Philotimo Focused Growth and Income Fund, and Mr. Kanen, as the managing member of KWM, may be deemed to beneficially own the securities owned by Philotimo Focused Growth and Income Fund.

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March 18, 2024 Filed Mar 19, 2024 23:35 UTC
Kanen David10% owner · See Explanation of Responses
Kanen Wealth Management LLC10% owner · See Explanation of Responses
Philotimo Fund, LP10% owner · See Explanation of Responses
Philotimo Focused Growth & Income Fund10% owner · See Explanation of Responses
PurchaseClass A Common Stock, par value $0.0001 73,733 $4.21 $310,659.25
Disclosure

SEC source: 0001193805-24-000407 · e619392_4-stks.xml · nonDerivative · entry 2

Kanen David · CIK 0001681743 · 10% owner · See Explanation of Responses

Kanen Wealth Management LLC · CIK 0001681614 · 10% owner · See Explanation of Responses

Philotimo Fund, LP · CIK 0001688522 · 10% owner · See Explanation of Responses

Philotimo Focused Growth & Income Fund · CIK 0001962162 · 10% owner · See Explanation of Responses

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · Philotimo Focused Growth & Income Fund

Disclosed balance after: 386,872

F1 · security: This Form 4 is filed jointly by David Kanen, Kanen Wealth Management, LLC ("KWM"), Philotimo Fund, LP, and Philotimo Focused Growth and Income Fund (collectively, the "Reporting Persons"). Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for the purposes of Section 16 or any other purpose.

F2 · ownership.nature: Securities directly beneficially owned by Philotimo Focused Growth and Income Fund. KWM, as the investment manager of Philotimo Focused Growth and Income Fund, and Mr. Kanen, as the managing member of KWM, may be deemed to beneficially own the securities owned by Philotimo Focused Growth and Income Fund.

Read SEC document
March 15, 2024 Filed Mar 19, 2024 23:35 UTC
Kanen David10% owner · See Explanation of Responses
Kanen Wealth Management LLC10% owner · See Explanation of Responses
Philotimo Fund, LP10% owner · See Explanation of Responses
Philotimo Focused Growth & Income Fund10% owner · See Explanation of Responses
PurchaseClass A Common Stock, par value $0.0001 191,585 $3.75 $719,056.82
Disclosure

SEC source: 0001193805-24-000407 · e619392_4-stks.xml · nonDerivative · entry 1

Kanen David · CIK 0001681743 · 10% owner · See Explanation of Responses

Kanen Wealth Management LLC · CIK 0001681614 · 10% owner · See Explanation of Responses

Philotimo Fund, LP · CIK 0001688522 · 10% owner · See Explanation of Responses

Philotimo Focused Growth & Income Fund · CIK 0001962162 · 10% owner · See Explanation of Responses

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · Philotimo Focused Growth & Income Fund

Disclosed balance after: 313,139

F1 · security: This Form 4 is filed jointly by David Kanen, Kanen Wealth Management, LLC ("KWM"), Philotimo Fund, LP, and Philotimo Focused Growth and Income Fund (collectively, the "Reporting Persons"). Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for the purposes of Section 16 or any other purpose.

F2 · ownership.nature: Securities directly beneficially owned by Philotimo Focused Growth and Income Fund. KWM, as the investment manager of Philotimo Focused Growth and Income Fund, and Mr. Kanen, as the managing member of KWM, may be deemed to beneficially own the securities owned by Philotimo Focused Growth and Income Fund.

Read SEC document
February 08, 2024 Filed Feb 9, 2024 01:06 UTC
HILARIO EMANUEL NDirector · PRESIDENT AND CEO
Tax withholdingCommon Stock 15,514 $6.10 $94,635.40
Disclosure

SEC source: 0001415889-24-003116 · form4-02092024_010236.xml · nonDerivative · entry 1

HILARIO EMANUEL N · CIK 0001203939 · Director · PRESIDENT AND CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,779,307

F1 · shares: Reflects shares withheld on tax liability upon the vesting of 33,333 restricted stock units.

Read SEC document
December 29, 2023 Filed Jan 2, 2024 23:28 UTC GrantCommon Stock 4,289 $6.12 $26,248.68
Disclosure

SEC source: 0001415889-24-000083 · form4-01022024_110119.xml · nonDerivative · entry 1

Lintonsmith Susan · CIK 0001882102 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 30,364

Read SEC document
December 29, 2023 Filed Jan 2, 2024 23:19 UTC GrantCommon Stock 4,289 $6.12 $26,248.68
Disclosure

SEC source: 0001415889-24-000077 · form4-01022024_110118.xml · nonDerivative · entry 1

Serruya Michael · CIK 0001401800 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 234,125

Read SEC document
December 29, 2023 Filed Jan 2, 2024 23:37 UTC
HILARIO EMANUEL NDirector · PRESIDENT AND CEO
Tax withholdingCommon Stock 109,376 $6.89 $753,600.64
Disclosure

SEC source: 0001415889-24-000085 · form4-01022024_110156.xml · nonDerivative · entry 1

HILARIO EMANUEL N · CIK 0001203939 · Director · PRESIDENT AND CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,794,821

F1 · shares: Reflects shares withheld on tax liability upon the vesting of 250,000 restricted stock units.

Read SEC document
December 29, 2023 Filed Jan 2, 2024 23:14 UTC GrantCommon Stock 4,289 $6.12 $26,248.68
Disclosure

SEC source: 0001415889-24-000075 · form4-01022024_110148.xml · nonDerivative · entry 1

BULLIS EUGENE M · CIK 0001256739 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 152,619

Read SEC document
December 29, 2023 Filed Jan 2, 2024 23:43 UTC
Loy TylerCHIEF FINANCIAL OFFICER
Tax withholdingCommon Stock 3,500 $4.53 $15,855.00
Disclosure

SEC source: 0001415889-24-000087 · form4-01022024_110126.xml · nonDerivative · entry 1

Loy Tyler · CIK 0001772231 · CHIEF FINANCIAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 159,455

F1 · shares: Reflects shares withheld on tax liability upon the vesting of 8,000 restricted stock units.

Read SEC document
December 29, 2023 Filed Jan 2, 2024 23:24 UTC GrantCommon Stock 4,289 $6.12 $26,248.68
Disclosure

SEC source: 0001415889-24-000081 · form4-01022024_110101.xml · nonDerivative · entry 1

Olinger Haydee · CIK 0001749345 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 34,364

Read SEC document
December 29, 2023 Filed Jan 2, 2024 23:21 UTC GrantCommon Stock 4,289 $6.12 $26,248.68
Disclosure

SEC source: 0001415889-24-000079 · form4-01022024_110145.xml · nonDerivative · entry 1

Angelis Dimitrios · CIK 0001595628 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 103,190

Read SEC document
September 29, 2023 Filed Oct 3, 2023 23:01 UTC GrantCommon Stock 4,773 $5.50 $26,251.50
Disclosure

SEC source: 0001415889-23-013958 · form4-10032023_111020.xml · nonDerivative · entry 1

Lintonsmith Susan · CIK 0001882102 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 26,075

Read SEC document
September 29, 2023 Filed Oct 3, 2023 22:56 UTC GrantCommon Stock 4,773 $5.50 $26,251.50
Disclosure

SEC source: 0001415889-23-013954 · form4-10032023_101009.xml · nonDerivative · entry 1

Serruya Michael · CIK 0001401800 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 229,836

Read SEC document
September 29, 2023 Filed Oct 3, 2023 22:24 UTC GrantCommon Stock 4,773 $5.50 $26,251.50
Disclosure

SEC source: 0001415889-23-013945 · form4-10032023_101015.xml · nonDerivative · entry 1

BULLIS EUGENE M · CIK 0001256739 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 148,330

Read SEC document
September 29, 2023 Filed Oct 3, 2023 22:59 UTC GrantCommon Stock 4,773 $5.50 $26,251.50
Disclosure

SEC source: 0001415889-23-013956 · form4-10032023_101002.xml · nonDerivative · entry 1

Olinger Haydee · CIK 0001749345 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 30,075

Read SEC document
September 29, 2023 Filed Oct 3, 2023 22:51 UTC GrantCommon Stock 4,773 $5.50 $26,251.50
Disclosure

SEC source: 0001415889-23-013952 · form4-10032023_101059.xml · nonDerivative · entry 1

Angelis Dimitrios · CIK 0001595628 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 98,901

Read SEC document
August 16, 2023 Filed Aug 17, 2023 23:14 UTC
Loy TylerCHIEF FINANCIAL OFFICER
Tax withholdingCommon Stock 875 $6.81 $5,958.75
Disclosure

SEC source: 0001415889-23-012368 · form4-08172023_110822.xml · nonDerivative · entry 1

Loy Tyler · CIK 0001772231 · CHIEF FINANCIAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 162,955

F1 · shares: Reflects shares withheld on tax liability upon the vesting of 2,000 restricted stock units.

Read SEC document
June 30, 2023 Filed Jul 6, 2023 22:47 UTC GrantCommon Stock 3,586 $7.32 $26,249.52
Disclosure

SEC source: 0001415889-23-010915 · form4-07062023_100719.xml · nonDerivative · entry 1

Lintonsmith Susan · CIK 0001882102 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 21,302

Read SEC document
June 30, 2023 Filed Jul 6, 2023 22:40 UTC GrantCommon Stock 3,586 $7.32 $26,249.52
Disclosure

SEC source: 0001415889-23-010909 · form4-07062023_100713.xml · nonDerivative · entry 1

Serruya Michael · CIK 0001401800 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 225,063

Read SEC document
June 30, 2023 Filed Jul 6, 2023 22:37 UTC GrantCommon Stock 3,586 $7.32 $26,249.52
Disclosure

SEC source: 0001415889-23-010907 · form4-07062023_100740.xml · nonDerivative · entry 1

BULLIS EUGENE M · CIK 0001256739 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 143,557

Read SEC document
June 30, 2023 Filed Jul 6, 2023 22:45 UTC GrantCommon Stock 3,586 $7.32 $26,249.52
Disclosure

SEC source: 0001415889-23-010913 · form4-07062023_100704.xml · nonDerivative · entry 1

Olinger Haydee · CIK 0001749345 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,302

Read SEC document
June 30, 2023 Filed Jul 6, 2023 22:43 UTC GrantCommon Stock 3,586 $7.32 $26,249.52
Disclosure

SEC source: 0001415889-23-010911 · form4-07062023_100727.xml · nonDerivative · entry 1

Angelis Dimitrios · CIK 0001595628 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 94,128

Read SEC document
June 14, 2023 Filed Jun 16, 2023 00:27 UTC
HILARIO EMANUEL NDirector · PRESIDENT AND CEO
Tax withholdingCommon Stock 13,339 $7.45 $99,375.55
Disclosure

SEC source: 0001415889-23-009855 · form4-06162023_120658.xml · nonDerivative · entry 1

HILARIO EMANUEL N · CIK 0001203939 · Director · PRESIDENT AND CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,904,197

F1 · shares: Reflects shares withheld on tax liability upon the vesting of 30,488 restricted stock units.

Read SEC document
June 14, 2023 Filed Jun 16, 2023 00:36 UTC
Hing ChristiCHIEF ACCOUNTING OFFICER
Tax withholdingCommon Stock 2,738 $7.45 $20,398.10
Disclosure

SEC source: 0001415889-23-009861 · form4-06162023_120608.xml · nonDerivative · entry 1

Hing Christi · CIK 0001543502 · CHIEF ACCOUNTING OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 66,310

F1 · shares: Reflects shares withheld on tax liability upon the vesting of 8,005 restricted stock units.

Read SEC document
June 14, 2023 Filed Jun 16, 2023 00:33 UTC
Segal JonathanDirector · 10% owner
Tax withholdingCommon Stock 2,501 $7.45 $18,632.45
Disclosure

SEC source: 0001415889-23-009859 · form4-06162023_120647.xml · nonDerivative · entry 1

Segal Jonathan · CIK 0001581001 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,003,467

F1 · shares: Reflects shares withheld on tax liability upon the vesting of 5,716 restricted stock units.

Read SEC document
June 14, 2023 Filed Jun 16, 2023 00:31 UTC
Loy TylerCHIEF FINANCIAL OFFICER
Tax withholdingCommon Stock 6,005 $7.45 $44,737.25
Disclosure

SEC source: 0001415889-23-009857 · form4-06162023_120613.xml · nonDerivative · entry 1

Loy Tyler · CIK 0001772231 · CHIEF FINANCIAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 163,830

F1 · shares: Reflects shares withheld on tax liability upon the vesting of 13,724 restricted stock units.

Read SEC document
June 13, 2023 Filed Jun 14, 2023 23:21 UTC SaleCommon Stock 28,000 $7.71 $215,880.00
Disclosure

SEC source: 0001415889-23-009808 · form4-06142023_110618.xml · nonDerivative · entry 1

Angelis Dimitrios · CIK 0001595628 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 90,542

F1 · price: Price reported is a weighted average price. The shares were sold in multiple transactions at prices ranging from $7.70 to $7.73, inclusive. The reporting person undertakes to provide The ONE Group Hospitality, Inc. (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range specified above.

Read SEC document
May 02, 2023 Filed May 5, 2023 00:19 UTC
Kanen David10% owner · See Explanation of Responses
Kanen Wealth Management LLC10% owner · See Explanation of Responses
Philotimo Fund, LPSee Explanation of Responses
Philotimo Focused Growth & Income FundSee Explanation of Responses
OtherWarrants (right to buy) · Derivative 125,000 $0.00 Strike: $1.63 $0.00
Disclosure

SEC source: 0000921895-23-001050 · form411527009_05042023.xml · derivative · entry 5

Kanen David · CIK 0001681743 · 10% owner · See Explanation of Responses

Kanen Wealth Management LLC · CIK 0001681614 · 10% owner · See Explanation of Responses

Philotimo Fund, LP · CIK 0001688522 · See Explanation of Responses

Philotimo Focused Growth & Income Fund · CIK 0001962162 · See Explanation of Responses

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · Philotimo Fund, LP

Disclosed balance after: 0

Underlying: Common Stock, par value $0.0001 · 125,000 shares

Expires 2023-05-15

F1 · security: This Form 4 is filed jointly by David Kanen, Kanen Wealth Management, LLC ("KWM"), Philotimo Fund, LP, and Philotimo Focused Growth and Income Fund (collectively, the "Reporting Persons"). Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for the purposes of Section 16 or any other purpose.

F5 · derivative.exercise_date: Immediately exercisable.

F2 · ownership.nature: Securities directly beneficially owned by Philotimo Fund, LP. KWM, as the general partner of Philotimo Fund, LP, and Mr. Kanen, as the managing member of KWM, may be deemed to beneficially own the securities owned by Philotimo Fund, LP.

Read SEC document
May 02, 2023 Filed May 5, 2023 00:19 UTC
Kanen David10% owner · See Explanation of Responses
Kanen Wealth Management LLC10% owner · See Explanation of Responses
Philotimo Fund, LPSee Explanation of Responses
Philotimo Focused Growth & Income FundSee Explanation of Responses
OtherCommon Stock, par value $0.0001 125,000 $1.63 $203,750.00
Disclosure

SEC source: 0000921895-23-001050 · form411527009_05042023.xml · nonDerivative · entry 1

Kanen David · CIK 0001681743 · 10% owner · See Explanation of Responses

Kanen Wealth Management LLC · CIK 0001681614 · 10% owner · See Explanation of Responses

Philotimo Fund, LP · CIK 0001688522 · See Explanation of Responses

Philotimo Focused Growth & Income Fund · CIK 0001962162 · See Explanation of Responses

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · Philotimo Fund, LP

Disclosed balance after: 1,970,000

F1 · security: This Form 4 is filed jointly by David Kanen, Kanen Wealth Management, LLC ("KWM"), Philotimo Fund, LP, and Philotimo Focused Growth and Income Fund (collectively, the "Reporting Persons"). Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for the purposes of Section 16 or any other purpose.

F2 · ownership.nature: Securities directly beneficially owned by Philotimo Fund, LP. KWM, as the general partner of Philotimo Fund, LP, and Mr. Kanen, as the managing member of KWM, may be deemed to beneficially own the securities owned by Philotimo Fund, LP.

Read SEC document
April 07, 2023 Filed Apr 12, 2023 01:18 UTC
HILARIO EMANUEL NDirector · PRESIDENT AND CEO
Tax withholdingCommon Stock 76,463 $7.85 $600,234.55
Disclosure

SEC source: 0001415889-23-006453 · form4-04122023_010446.xml · nonDerivative · entry 1

HILARIO EMANUEL N · CIK 0001203939 · Director · PRESIDENT AND CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,917,536

F1 · shares: Reflects shares withheld on tax liability upon the vesting of 174,769 restricted stock units.

Read SEC document
April 07, 2023 Filed Apr 12, 2023 01:31 UTC
Hing ChristiCHIEF ACCOUNTING OFFICER
Tax withholdingCommon Stock 3,656 $8.15 $29,796.40
Disclosure

SEC source: 0001415889-23-006459 · form4-04122023_010448.xml · nonDerivative · entry 1

Hing Christi · CIK 0001543502 · CHIEF ACCOUNTING OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 69,048

F1 · shares: Reflects shares withheld on tax liability upon the vesting of 8,731 restricted stock units.

Read SEC document
April 07, 2023 Filed Apr 12, 2023 01:29 UTC
Segal JonathanDirector · 10% owner
Tax withholdingCommon Stock 21,443 $7.89 $169,185.27
Disclosure

SEC source: 0001415889-23-006457 · form4-04122023_010439.xml · nonDerivative · entry 1

Segal Jonathan · CIK 0001581001 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,005,968

F1 · shares: Reflects shares withheld on tax liability upon the vesting of 48,657 restricted stock units.

Read SEC document
April 07, 2023 Filed Apr 12, 2023 01:27 UTC
Loy TylerCHIEF FINANCIAL OFFICER
Tax withholdingCommon Stock 9,235 $7.94 $73,325.90
Disclosure

SEC source: 0001415889-23-006455 · form4-04122023_010412.xml · nonDerivative · entry 1

Loy Tyler · CIK 0001772231 · CHIEF FINANCIAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 169,835

F1 · shares: Reflects shares withheld on tax liability upon the vesting of 20,859 restricted stock units.

Read SEC document
March 31, 2023 Filed Apr 5, 2023 00:21 UTC GrantCommon Stock 3,241 $8.10 $26,252.10
Disclosure

SEC source: 0001415889-23-006167 · form4-04052023_120448.xml · nonDerivative · entry 1

Lintonsmith Susan · CIK 0001882102 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,716

Read SEC document
March 31, 2023 Filed Apr 5, 2023 00:16 UTC GrantCommon Stock 3,241 $8.10 $26,252.10
Disclosure

SEC source: 0001415889-23-006163 · form4-04052023_120452.xml · nonDerivative · entry 1

Serruya Michael · CIK 0001401800 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 221,477

Read SEC document
March 31, 2023 Filed Apr 5, 2023 00:10 UTC GrantCommon Stock 3,241 $8.10 $26,252.10
Disclosure

SEC source: 0001415889-23-006159 · form4-04052023_120409.xml · nonDerivative · entry 1

BULLIS EUGENE M · CIK 0001256739 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 139,971

Read SEC document
March 31, 2023 Filed Apr 5, 2023 00:18 UTC GrantCommon Stock 3,241 $8.10 $26,252.10
Disclosure

SEC source: 0001415889-23-006165 · form4-04052023_120452.xml · nonDerivative · entry 1

Olinger Haydee · CIK 0001749345 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 21,716

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March 31, 2023 Filed Apr 5, 2023 00:13 UTC GrantCommon Stock 3,241 $8.10 $26,252.10
Disclosure

SEC source: 0001415889-23-006161 · form4-04052023_120439.xml · nonDerivative · entry 1

Angelis Dimitrios · CIK 0001595628 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 118,542

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March 07, 2023 Filed Mar 10, 2023 01:52 UTC
HILARIO EMANUEL NDirector · PRESIDENT AND CEO
GrantCommon Stock 46,032 $8.53 $392,652.96
Disclosure

SEC source: 0001415889-23-004616 · form4-03102023_010303.xml · nonDerivative · entry 1

HILARIO EMANUEL N · CIK 0001203939 · Director · PRESIDENT AND CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,993,999

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March 07, 2023 Filed Mar 10, 2023 02:00 UTC
Hing ChristiCHIEF ACCOUNTING OFFICER
GrantCommon Stock 14,793 $8.53 $126,184.29
Disclosure

SEC source: 0001415889-23-004622 · form4-03102023_020306.xml · nonDerivative · entry 1

Hing Christi · CIK 0001543502 · CHIEF ACCOUNTING OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,704

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March 07, 2023 Filed Mar 10, 2023 01:57 UTC
Loy TylerCHIEF FINANCIAL OFFICER
GrantCommon Stock 21,793 $8.53 $185,894.29
Disclosure

SEC source: 0001415889-23-004620 · form4-03102023_010329.xml · nonDerivative · entry 1

Loy Tyler · CIK 0001772231 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 179,070

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March 07, 2023 Filed Mar 10, 2023 01:54 UTC
Segal JonathanDirector · DIRECTOR, BUSINESS DEVELOPMENT · 10% owner
GrantCommon Stock 15,387 $8.53 $131,251.11
Disclosure

SEC source: 0001415889-23-004618 · form4-03102023_010343.xml · nonDerivative · entry 1

Segal Jonathan · CIK 0001581001 · Director · DIRECTOR, BUSINESS DEVELOPMENT · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,227,411

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January 17, 2023 Filed Jan 19, 2023 01:00 UTC
HILARIO EMANUEL NDirector · PRESIDENT AND CEO
Tax withholdingCommon Stock 15,619 $6.38 $99,649.22
Disclosure

SEC source: 0001415889-23-001140 · form4-01192023_010122.xml · nonDerivative · entry 1

HILARIO EMANUEL N · CIK 0001203939 · Director · PRESIDENT AND CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,947,967

F1 · price: Reflects shares withheld on tax liability upon the vesting of 33,334 restricted stock units.

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December 30, 2022 Filed Jan 5, 2023 00:58 UTC GrantCommon Stock 2,232 $6.30 $14,061.60
Disclosure

SEC source: 0001415889-23-000468 · form4-01052023_120151.xml · nonDerivative · entry 1

Lintonsmith Susan · CIK 0001882102 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,475

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December 30, 2022 Filed Jan 5, 2023 00:45 UTC GrantCommon Stock 2,480 $6.30 $15,624.00
Disclosure

SEC source: 0001415889-23-000462 · form4-01052023_120117.xml · nonDerivative · entry 1

Serruya Michael · CIK 0001401800 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 218,236

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December 30, 2022 Filed Jan 5, 2023 00:39 UTC GrantCommon Stock 2,480 $6.30 $15,624.00
Disclosure

SEC source: 0001415889-23-000460 · form4-01052023_120109.xml · nonDerivative · entry 1

BULLIS EUGENE M · CIK 0001256739 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 136,730

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.