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Nasdaq · USD

STEX

Streamex Corp.

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Tapewire entity
1816
SEC CIK
0001530766
Parsed reports
330

Last 12 months

Inside the activity.

18 purchase rows · 9 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202510
Dec 202500
Jan 202670
Feb 202630
Mar 202600
Apr 202604
May 202651
Jun 202621
Jul 202600
Aug 202600
Sep 202601
Oct 202602

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
November 24, 2017 Filed Nov 28, 2017 19:04 UTC
Tanaka Roy TDirector
GrantCommon Stock 30,000 $0.00 $0.00
Disclosure

SEC source: 0001185185-17-002496 · form4-tanaka112817.xml · nonDerivative · entry 1

Tanaka Roy T · CIK 0001444304 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,875

Read SEC document
November 24, 2017 Filed Nov 28, 2017 19:12 UTC GrantCommon Stock 50,000 $0.00 $0.00
Disclosure

SEC source: 0001185185-17-002500 · form4-odonnell112817.xml · nonDerivative · entry 1

ODONNELL JEFFREY F · CIK 0001226425 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 409,000

Read SEC document
November 24, 2017 Filed Nov 29, 2017 02:01 UTC GrantCommon Stock 50,000 $0.00 $0.00
Disclosure

SEC source: 0001185185-17-002505 · form4-weild112817.xml · nonDerivative · entry 1

Weild IV David · CIK 0001648023 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,000

Read SEC document
November 24, 2017 Filed Nov 29, 2017 00:14 UTC GrantCommon Stock 30,000 $0.00 $0.00
Disclosure

SEC source: 0001185185-17-002502 · form4-filler112817.xml · nonDerivative · entry 1

Filler Andrew Lawrence · CIK 0001722942 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,000

Read SEC document
November 24, 2017 Filed Mar 8, 2018 22:43 UTC
Rafferty JosephChief Commercialization Offcr
GrantStock Option (Right to Buy) · Derivative 420,000 $0.00 Strike: $1.45 $0.00
Disclosure

SEC source: 0001185185-18-000392 · form4-rafferty030818.xml · derivative · entry 2

Rafferty Joseph · CIK 0001733727 · Chief Commercialization Offcr

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 420,000

Underlying: Common Stock · 420,000 shares

Expires 2027-11-24

F1 · derivative.exercise_date: 120,000 of the optioned shares vested on November 24, 2017. The remaining optioned shares shall vest as follows: (i) 50,000 on November 24, 2019; (ii) 100,000 shares on the date that the first entity to have a PURE EP System installed converts to a paying customer of the company; (iii) 50,000 on the date that the company first files financial statements with the U.S. Securities and Exchange Commission on Form 10-K or Form 10-Q that report revenues, calculated in accordance with generally accepted accounting principles; and (iv) 100,000 on the date that the company first files financial statements with the U.S. Securities and Exchange Commission on Form 10-K that report annual revenues of at least $10,000,000, calculated in accordance with generally accepted accounting principles.

Read SEC document
November 11, 2017 Filed May 8, 2018 17:16 UTC
LONDONER KENNETH LDirector · Chief Executive Officer · 10% owner
SaleCommon Stock 66,667 $0.75 $50,000.25
Disclosure

SEC source: 0001185185-18-000804 · form4-londoner050818.xml · nonDerivative · entry 9

LONDONER KENNETH L · CIK 0001449534 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Endicott Management Partners, LLC

Disclosed balance after: 2,953,307

F1 · ownership.nature: The Reporting Person is the beneficial owner of Endicott Management Partners, LLC.

Read SEC document
November 08, 2017 Filed Nov 13, 2017 19:42 UTC GrantStock Option (Right to Buy) · Derivative 75,000 $0.00 Strike: $1.57 $0.00
Disclosure

SEC source: 0001185185-17-002344 · form4-mikolaitis111317.xml · derivative · entry 1

Mikolaitis Lora · CIK 0001647985 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 325,000

Underlying: Common Stock · 75,000 shares

Expires 2027-11-08

F1 · derivative.exercise_date: One-half of the option vested on the date of the grant and the remainder vests in its entirety on November 8, 2018, provided that the reporting person is providing services to the Issuer on the vesting date and subject to the terms and conditions of the BioSig Technologies, Inc. 2012 Equity Incentive Plan.

Read SEC document
November 08, 2017 Filed Nov 13, 2017 19:45 UTC
LONDONER KENNETH LDirector · Chief Executive Officer · 10% owner
GrantCommon Stock 450,000 $0.00 $0.00
Disclosure

SEC source: 0001185185-17-002346 · form4-londoner111317.xml · nonDerivative · entry 1

LONDONER KENNETH L · CIK 0001449534 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 685,650

Read SEC document
November 08, 2017 Filed Nov 13, 2017 19:48 UTC
CHAUSSY STEVEChief Financial Officer
GrantCommon Stock, $0.001 par value per share 250,000 $0.00 $0.00
Disclosure

SEC source: 0001185185-17-002348 · form4-chaussy111317.xml · nonDerivative · entry 1

CHAUSSY STEVE · CIK 0001261041 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 884,187

Read SEC document
November 08, 2017 Filed Nov 14, 2017 16:45 UTC GrantCommon Stock 200,000 $0.00 $0.00
Disclosure

SEC source: 0001185185-17-002387 · form4-odonnell111317.xml · nonDerivative · entry 1

ODONNELL JEFFREY F · CIK 0001226425 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 359,000

Read SEC document
August 22, 2017 Filed Aug 23, 2017 13:40 UTC
CHAUSSY STEVEChief Financial Officer
PurchaseCommon Stock, $0.001 par value per share 5,425 $1.40 $7,592.83
Disclosure

SEC source: 0001185185-17-001826 · form4-chaussy082317.xml · nonDerivative · entry 2

CHAUSSY STEVE · CIK 0001261041 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 634,187

Read SEC document
August 22, 2017 Filed Aug 23, 2017 13:40 UTC
CHAUSSY STEVEChief Financial Officer
PurchaseCommon Stock, $0.001 par value per share 5,000 $1.38 $6,897.50
Disclosure

SEC source: 0001185185-17-001826 · form4-chaussy082317.xml · nonDerivative · entry 1

CHAUSSY STEVE · CIK 0001261041 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 628,762

Read SEC document
June 06, 2017 Filed Jun 7, 2017 18:06 UTC SaleCommon Stock 200,000 $0.75 $150,000.00
Disclosure

SEC source: 0001185185-17-001347 · form4-mikolaitis060717.xml · nonDerivative · entry 2

Mikolaitis Lora · CIK 0001647985 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Miko Consulting Group, Inc.

Disclosed balance after: 3,192,474

F1 · ownership.nature: The Reporting Person has sole voting and dispositive power over the securities held for the account of Miko Consulting Group, Inc.

Read SEC document
June 06, 2017 Filed Jun 8, 2017 12:22 UTC
LONDONER KENNETH LDirector · Executive Chairman · 10% owner
SaleCommon Stock 200,000 $0.75 $150,000.00
Disclosure

SEC source: 0001185185-17-001353 · form4-londoner060717.xml · nonDerivative · entry 2

LONDONER KENNETH L · CIK 0001449534 · Director · Executive Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Endicott Management Partners, LLC

Disclosed balance after: 3,134,974

F1 · ownership.nature: The Reporting Person is the beneficial owner of Endicott Management Partners, LLC.

Read SEC document
March 30, 2017 Filed Mar 31, 2017 20:54 UTC
LONDONER KENNETH LDirector · 10% owner
Disposition to issuerCommon Stock 10,744 $1.51 $16,223.44
Disclosure

SEC source: 0001185185-17-000776 · form4-londoner4_033017.xml · nonDerivative · entry 3

LONDONER KENNETH L · CIK 0001449534 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 235,650

F3 · price: Such price representing the closing price of BSGM stock as of March 29, 2017.

Read SEC document
February 16, 2017 Filed Mar 31, 2017 20:54 UTC
LONDONER KENNETH LDirector · 10% owner
GiftCommon Stock 100,000 $0.00 $0.00
Disclosure

SEC source: 0001185185-17-000776 · form4-londoner4_033017.xml · nonDerivative · entry 2

LONDONER KENNETH L · CIK 0001449534 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 246,393

Read SEC document
February 10, 2017 Filed Mar 31, 2017 20:54 UTC
LONDONER KENNETH LDirector · 10% owner
SaleCommon Stock 3,000 $1.56 $4,680.00
Disclosure

SEC source: 0001185185-17-000776 · form4-londoner4_033017.xml · nonDerivative · entry 1

LONDONER KENNETH L · CIK 0001449534 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 346,393

F1 · price: The price indicated is the weighted average of multiple same-way trades ranging in price from $1.56 to $1.57. Upon request by the SEC staff, the issuer, or any security holder of the issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.

F2 · price: Because of the matchable nature of the purchases and sales of BSGM stock disclosed in Table I and on certain other of the Reporting Person's public filings, the Reporting Person has agreed to pay to BSGM $16,222.62 (the "Short-Swing Profit Amount"), which represents the Reporting Person's pecuniary interest in the profit, net of transaction expenses, realized by him from such purchases and sales. The Reporting Person will make such payment to the Company by surrendering to the Company shares of Common Stock with a value equal to the Short-Swing Profit Amount.

Read SEC document
February 09, 2017 Filed Mar 31, 2017 20:52 UTC
LONDONER KENNETH LDirector · 10% owner
SaleCommon Stock 3,500 $1.50 $5,250.00
Disclosure

SEC source: 0001185185-17-000774 · form4-londoner3_033017.xml · nonDerivative · entry 30

LONDONER KENNETH L · CIK 0001449534 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 349,393

Read SEC document
February 03, 2017 Filed Mar 31, 2017 20:52 UTC
LONDONER KENNETH LDirector · 10% owner
SaleCommon Stock 9,000 $1.51 $13,590.00
Disclosure

SEC source: 0001185185-17-000774 · form4-londoner3_033017.xml · nonDerivative · entry 29

LONDONER KENNETH L · CIK 0001449534 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 352,893

Read SEC document
January 31, 2017 Filed Mar 31, 2017 20:52 UTC
LONDONER KENNETH LDirector · 10% owner
SaleCommon Stock 5,000 $1.54 $7,700.00
Disclosure

SEC source: 0001185185-17-000774 · form4-londoner3_033017.xml · nonDerivative · entry 28

LONDONER KENNETH L · CIK 0001449534 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 361,893

F24 · price: The price indicated is the weighted average of multiple same-way trades, each executed at $1.54 per share. Upon request by the SEC staff, the issuer, or any security holder of the issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate execution.

Read SEC document
January 30, 2017 Filed Mar 31, 2017 20:52 UTC
LONDONER KENNETH LDirector · 10% owner
SaleCommon Stock 8,000 $1.60 $12,800.00
Disclosure

SEC source: 0001185185-17-000774 · form4-londoner3_033017.xml · nonDerivative · entry 27

LONDONER KENNETH L · CIK 0001449534 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 366,893

F23 · price: The price indicated is the weighted average of multiple same-way trades ranging in price from $1.57 to $1.63. Upon request by the SEC staff, the issuer, or any security holder of the issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.

Read SEC document
January 17, 2017 Filed Mar 31, 2017 20:52 UTC
LONDONER KENNETH LDirector · 10% owner
SaleCommon Stock 8,000 $1.31 $10,480.00
Disclosure

SEC source: 0001185185-17-000774 · form4-londoner3_033017.xml · nonDerivative · entry 26

LONDONER KENNETH L · CIK 0001449534 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 374,893

F22 · price: The price indicated is the weighted average of multiple same-way trades ranging in price from $1.30 to $1.32. Upon request by the SEC staff, the issuer, or any security holder of the issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.

Read SEC document
December 28, 2016 Filed Mar 31, 2017 20:52 UTC
LONDONER KENNETH LDirector · 10% owner
SaleCommon Stock 35,000 $1.30 $45,500.00
Disclosure

SEC source: 0001185185-17-000774 · form4-londoner3_033017.xml · nonDerivative · entry 25

LONDONER KENNETH L · CIK 0001449534 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 382,893

F21 · price: The price indicated is the weighted average of multiple same-way trades ranging in price from $1.30 to $1.31. Upon request by the SEC staff, the issuer, or any security holder of the issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.

Read SEC document
December 22, 2016 Filed Feb 9, 2017 16:54 UTC GrantOptions to Purchase Common Stock · Derivative 25,000 $0.00 Strike: $1.36 $0.00
Disclosure

SEC source: 0001185185-17-000233 · form4-foley020917.xml · derivative · entry 1

FOLEY DONALD E · CIK 0001014326 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,000

Underlying: Common Stock · 25,000 shares

Expires 2026-12-22

Read SEC document
December 22, 2016 Filed Feb 9, 2017 17:03 UTC GrantOptions to Purchase Common Stock · Derivative 50,000 $0.00 Strike: $1.36 $0.00
Disclosure

SEC source: 0001185185-17-000247 · form4-zeldis020917.xml · derivative · entry 1

ZELDIS JEROME B · CIK 0001433982 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Common Stock · 50,000 shares

Expires 2026-12-22

Read SEC document
December 22, 2016 Filed Feb 9, 2017 22:02 UTC GrantOptions to Purchase Common Stock · Derivative 50,000 $0.00 Strike: $1.36 $0.00
Disclosure

SEC source: 0001185185-17-000245 · form4-weild020917.xml · derivative · entry 1

Weild IV David · CIK 0001648023 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Common Stock · 50,000 shares

Expires 2026-12-22

Read SEC document
December 22, 2016 Filed Feb 9, 2017 21:56 UTC GrantOptions to Purchase Common Stock · Derivative 25,000 $0.00 Strike: $1.36 $0.00
Disclosure

SEC source: 0001185185-17-000237 · form4-gallagher020917.xml · derivative · entry 1

Gallagher Patrick Joseph · CIK 0001648003 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,000

Underlying: Common Stock · 25,000 shares

Expires 2026-12-22

Read SEC document
December 16, 2016 Filed Mar 31, 2017 20:52 UTC
LONDONER KENNETH LDirector · 10% owner
SaleCommon Stock 25,067 $1.35 $33,840.45
Disclosure

SEC source: 0001185185-17-000774 · form4-londoner3_033017.xml · nonDerivative · entry 24

LONDONER KENNETH L · CIK 0001449534 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 417,893

F20 · price: The price indicated is the weighted average of multiple same-way trades, each executed at $1.35 per share. Upon request by the SEC staff, the issuer, or any security holder of the issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate execution.

Read SEC document
December 15, 2016 Filed Mar 31, 2017 20:52 UTC
LONDONER KENNETH LDirector · 10% owner
SaleCommon Stock 465 $1.37 $637.05
Disclosure

SEC source: 0001185185-17-000774 · form4-londoner3_033017.xml · nonDerivative · entry 23

LONDONER KENNETH L · CIK 0001449534 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 442,960

Read SEC document
December 14, 2016 Filed Feb 9, 2017 17:01 UTC
Tanaka Roy TDirector
GrantCommon Stock 20,875 $0.00 $0.00
Disclosure

SEC source: 0001185185-17-000243 · form4-tanaka020917.xml · nonDerivative · entry 1

Tanaka Roy T · CIK 0001444304 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,875

Read SEC document
December 14, 2016 Filed Feb 9, 2017 16:55 UTC
CASH GREGORY DDirector · President and CEO
GrantCommon Stock 20,875 $0.00 $0.00
Disclosure

SEC source: 0001185185-17-000235 · form4-cash020917.xml · nonDerivative · entry 1

CASH GREGORY D · CIK 0001210351 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,875

Read SEC document
December 14, 2016 Filed Feb 9, 2017 16:59 UTC GrantCommon Stock 41,500 $0.00 $0.00
Disclosure

SEC source: 0001185185-17-000241 · form4-odonnell020917.xml · nonDerivative · entry 1

ODONNELL JEFFREY F · CIK 0001226425 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 159,000

Read SEC document
December 13, 2016 Filed Mar 31, 2017 20:52 UTC
LONDONER KENNETH LDirector · 10% owner
SaleCommon Stock 9,100 $1.30 $11,830.00
Disclosure

SEC source: 0001185185-17-000774 · form4-londoner3_033017.xml · nonDerivative · entry 22

LONDONER KENNETH L · CIK 0001449534 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 443,425

Read SEC document
December 12, 2016 Filed Mar 31, 2017 20:52 UTC
LONDONER KENNETH LDirector · 10% owner
SaleCommon Stock 15,300 $1.35 $20,655.00
Disclosure

SEC source: 0001185185-17-000774 · form4-londoner3_033017.xml · nonDerivative · entry 21

LONDONER KENNETH L · CIK 0001449534 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 452,525

F19 · price: The price indicated is the weighted average of multiple same-way trades, each executed at $1.35 per share. Upon request by the SEC staff, the issuer, or any security holder of the issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate execution.

Read SEC document
December 12, 2016 Filed Mar 31, 2017 20:52 UTC
LONDONER KENNETH LDirector · 10% owner
PurchaseCommon Stock 6,000 $1.40 $8,400.00
Disclosure

SEC source: 0001185185-17-000774 · form4-londoner3_033017.xml · nonDerivative · entry 20

LONDONER KENNETH L · CIK 0001449534 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 467,825

F18 · price: The price indicated is the weighted average of multiple same-way trades, each executed at $1.40 per share. Upon request by the SEC staff, the issuer, or any security holder of the issuer, the Reporting Person will provide full information regarding the number of shares purchased at each separate execution.

Read SEC document
December 09, 2016 Filed Mar 31, 2017 20:52 UTC
LONDONER KENNETH LDirector · 10% owner
SaleCommon Stock 11,500 $1.35 $15,525.00
Disclosure

SEC source: 0001185185-17-000774 · form4-londoner3_033017.xml · nonDerivative · entry 19

LONDONER KENNETH L · CIK 0001449534 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 461,825

F17 · price: The price indicated is the weighted average of multiple same-way trades ranging in price from $1.33 to $1.38. Upon request by the SEC staff, the issuer, or any security holder of the issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.

Read SEC document
December 08, 2016 Filed Feb 9, 2017 16:58 UTC
LONDONER KENNETH LDirector · 10% owner
GrantCommon Stock 41,500 $0.00 $0.00
Disclosure

SEC source: 0001185185-17-000239 · form4-londoner020917.xml · nonDerivative · entry 1

LONDONER KENNETH L · CIK 0001449534 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 811,411

Read SEC document
December 06, 2016 Filed Mar 31, 2017 20:52 UTC
LONDONER KENNETH LDirector · 10% owner
SaleCommon Stock 17,100 $1.33 $22,743.00
Disclosure

SEC source: 0001185185-17-000774 · form4-londoner3_033017.xml · nonDerivative · entry 18

LONDONER KENNETH L · CIK 0001449534 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 473,325

F16 · price: The price indicated is the weighted average of multiple same-way trades ranging in price from $1.31 to $1.35. Upon request by the SEC staff, the issuer, or any security holder of the issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.

Read SEC document
December 05, 2016 Filed Mar 31, 2017 20:52 UTC
LONDONER KENNETH LDirector · 10% owner
SaleCommon Stock 8,844 $1.38 $12,204.72
Disclosure

SEC source: 0001185185-17-000774 · form4-londoner3_033017.xml · nonDerivative · entry 17

LONDONER KENNETH L · CIK 0001449534 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 490,425

F15 · price: The price indicated is the weighted average of multiple same-way trades ranging in price from $1.34 to $1.40. Upon request by the SEC staff, the issuer, or any security holder of the issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.

Read SEC document
November 30, 2016 Filed Mar 31, 2017 20:52 UTC
LONDONER KENNETH LDirector · 10% owner
SaleCommon Stock 4,000 $1.35 $5,400.00
Disclosure

SEC source: 0001185185-17-000774 · form4-londoner3_033017.xml · nonDerivative · entry 16

LONDONER KENNETH L · CIK 0001449534 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 499,269

Read SEC document
November 29, 2016 Filed Mar 31, 2017 20:52 UTC
LONDONER KENNETH LDirector · 10% owner
SaleCommon Stock 7,100 $1.36 $9,656.00
Disclosure

SEC source: 0001185185-17-000774 · form4-londoner3_033017.xml · nonDerivative · entry 15

LONDONER KENNETH L · CIK 0001449534 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 503,269

F14 · price: The price indicated is the weighted average of multiple same-way trades ranging in price from $1.35 to $1.38. Upon request by the SEC staff, the issuer, or any security holder of the issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.

Read SEC document
November 28, 2016 Filed Mar 31, 2017 20:52 UTC
LONDONER KENNETH LDirector · 10% owner
SaleCommon Stock 4,050 $1.32 $5,346.00
Disclosure

SEC source: 0001185185-17-000774 · form4-londoner3_033017.xml · nonDerivative · entry 14

LONDONER KENNETH L · CIK 0001449534 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 510,369

F13 · price: The price indicated is the weighted average of multiple same-way trades ranging in price from $1.31 to $1.39. Upon request by the SEC staff, the issuer, or any security holder of the issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.

Read SEC document
September 09, 2016 Filed Mar 31, 2017 20:52 UTC
LONDONER KENNETH LDirector · 10% owner
PurchaseCommon Stock 300 $1.54 $462.00
Disclosure

SEC source: 0001185185-17-000774 · form4-londoner3_033017.xml · nonDerivative · entry 13

LONDONER KENNETH L · CIK 0001449534 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 514,419

F12 · price: The price indicated is the weighted average of multiple same-way trades ranging in price from $1.52 to $1.56. Upon request by the SEC staff, the issuer, or any security holder of the issuer, the Reporting Person will provide full information regarding the number of shares purchased at each separate price.

Read SEC document
August 26, 2016 Filed Mar 31, 2017 20:52 UTC
LONDONER KENNETH LDirector · 10% owner
SaleCommon Stock 5,040 $1.30 $6,552.00
Disclosure

SEC source: 0001185185-17-000774 · form4-londoner3_033017.xml · nonDerivative · entry 12

LONDONER KENNETH L · CIK 0001449534 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 514,119

F11 · price: The price indicated is the weighted average of multiple same-way trades ranging in price from $1.30 to $1.31. Upon request by the SEC staff, the issuer, or any security holder of the issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.

Read SEC document
August 25, 2016 Filed Mar 31, 2017 20:52 UTC
LONDONER KENNETH LDirector · 10% owner
SaleCommon Stock 7,000 $1.32 $9,240.00
Disclosure

SEC source: 0001185185-17-000774 · form4-londoner3_033017.xml · nonDerivative · entry 11

LONDONER KENNETH L · CIK 0001449534 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 519,159

F10 · price: The price indicated is the weighted average of multiple same-way trades ranging in price from $1.30 to $1.36. Upon request by the SEC staff, the issuer, or any security holder of the issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.

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August 24, 2016 Filed Mar 31, 2017 20:52 UTC
LONDONER KENNETH LDirector · 10% owner
SaleCommon Stock 3,500 $1.34 $4,690.00
Disclosure

SEC source: 0001185185-17-000774 · form4-londoner3_033017.xml · nonDerivative · entry 10

LONDONER KENNETH L · CIK 0001449534 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 526,159

F9 · price: The price indicated is the weighted average of multiple same-way trades ranging in price from $1.33 to $1.34. Upon request by the SEC staff, the issuer, or any security holder of the issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.

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August 23, 2016 Filed Mar 31, 2017 20:52 UTC
LONDONER KENNETH LDirector · 10% owner
SaleCommon Stock 3,500 $1.29 $4,515.00
Disclosure

SEC source: 0001185185-17-000774 · form4-londoner3_033017.xml · nonDerivative · entry 9

LONDONER KENNETH L · CIK 0001449534 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 529,659

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August 22, 2016 Filed Mar 31, 2017 20:52 UTC
LONDONER KENNETH LDirector · 10% owner
PurchaseCommon Stock 400 $1.31 $524.00
Disclosure

SEC source: 0001185185-17-000774 · form4-londoner3_033017.xml · nonDerivative · entry 8

LONDONER KENNETH L · CIK 0001449534 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 533,159

F8 · price: The price indicated is the weighted average of multiple same-way trades ranging in price from $1.29 to $1.33. Upon request by the SEC staff, the issuer, or any security holder of the issuer, the Reporting Person will provide full information regarding the number of shares purchased at each separate price.

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August 22, 2016 Filed Mar 31, 2017 20:52 UTC
LONDONER KENNETH LDirector · 10% owner
SaleCommon Stock 18,800 $1.27 $23,876.00
Disclosure

SEC source: 0001185185-17-000774 · form4-londoner3_033017.xml · nonDerivative · entry 7

LONDONER KENNETH L · CIK 0001449534 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 532,759

F7 · price: The price indicated is the weighted average of multiple same-way trades ranging in price from $1.25 to $1.33. Upon request by the SEC staff, the issuer, or any security holder of the issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.

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August 18, 2016 Filed Mar 31, 2017 20:52 UTC
LONDONER KENNETH LDirector · 10% owner
SaleCommon Stock 10,000 $1.28 $12,800.00
Disclosure

SEC source: 0001185185-17-000774 · form4-londoner3_033017.xml · nonDerivative · entry 6

LONDONER KENNETH L · CIK 0001449534 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 551,559

F6 · price: The price indicated is the weighted average of multiple same-way trades ranging in price from $1.25 to $1.29. Upon request by the SEC staff, the issuer, or any security holder of the issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.