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STEM

STEM, INC.

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7172
SEC CIK
0001758766
Parsed reports
395

Last 12 months

Inside the activity.

0 purchase rows · 16 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202502
Dec 202500
Jan 202600
Feb 202601
Mar 202608
Apr 202600
May 202600
Jun 202600
Jul 202605
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
December 01, 2021 Filed Dec 3, 2021 17:35 UTC
BUSH WILLIAM JOHNChief Financial Officer
SaleCommon Stock, Par Value $0.0001 Per Share 4,973 $20.77 $103,283.24
Disclosure

SEC source: 0001758766-21-000224 · wf-form4_163857090360448.xml · nonDerivative · entry 1

BUSH WILLIAM JOHN · CIK 0001241516 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 302,818

F1 · kind: The sale reported in the Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 31, 2021.

F2 · price: The price reported is a weighted average price. The shares were sold in multiple transactions at per share prices ranging from $20.24 to $21.23. The Reporting Person undertakes to provide upon request to the SEC staff, the Issuer, or any stockholder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
November 30, 2021 Filed Dec 2, 2021 14:30 UTC OtherCommon Stock, Par Value $0.0001 Per Share 10,051 $0.00 $0.00
Disclosure

SEC source: 0001758766-21-000210 · wf-form4_163847344426822.xml · nonDerivative · entry 2

MORGAN MICHAEL C · CIK 0001250209 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Held by Trust

Disclosed balance after: 542,181

F4 · shares: Shares distributed in the Distribution to Trust.

F5 · balance_after: Represents total number of shares beneficially owned by Trust after giving effect to the Distribution.

F6 · ownership.nature: Held by a trust of which the reporting person is a trustee.

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November 30, 2021 Filed Dec 2, 2021 14:30 UTC OtherCommon Stock, Par Value $0.0001 Per Share 151,171 $0.00 $0.00
Disclosure

SEC source: 0001758766-21-000210 · wf-form4_163847344426822.xml · nonDerivative · entry 1

MORGAN MICHAEL C · CIK 0001250209 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Held by Portcullis Investments, LP

Disclosed balance after: 1,103,937

F1 · shares: Gives effect to the pro rata distribution of shares of Issuer common stock from Star Peak Sponsor LLC (the "Sponsor") and its affiliates to members of the Sponsor, for no additional consideration (the "Distribution"). The reported shares were distributed in the Distribution to Portcullis Investments, LP. The reporting person serves as Manager of the general partner, Portcullis G.P., LLC, for, and he and his spouse indirectly hold interests in, Portcullis Investments, L.P. The reporting person disclaims any beneficial ownership of the reported shares other than to the extent of any pecuniary interest he may have therein, directly or indirectly.

F2 · balance_after: Represents total number of shares beneficially owned by Portcullis Investments, LP after giving effect to the Distribution.

F3 · ownership.nature: The reporting person serves as Manager of the general partner, Portcullis G.P., LLC, for, and he and his spouse indirectly hold interests in, Portcullis Investments, L.P. The reporting person disclaims any beneficial ownership of the reported shares other than to the extent of any pecuniary interest he may have therein, directly or indirectly.

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November 30, 2021 Filed Dec 2, 2021 23:40 UTC
Daley AdamDirector
OtherCommon Stock, Par Value $0.0001 Per Share 13,865 $0.00 $0.00
Disclosure

SEC source: 0001758766-21-000212 · wf-form4_163848840146727.xml · nonDerivative · entry 2

Daley Adam · CIK 0001821227 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 101,249

F4 · kind: The shares of common stock reported herein give effect to the Distribution.

F5 · balance_after: Represents number of shares directly and beneficially owned by the reporting person after giving effect to the Distribution.

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November 30, 2021 Filed Dec 2, 2021 23:40 UTC
Daley AdamDirector
OtherCommon Stock, Par Value $0.0001 Per Share 10,051 $0.00 $0.00
Disclosure

SEC source: 0001758766-21-000212 · wf-form4_163848840146727.xml · nonDerivative · entry 1

Daley Adam · CIK 0001821227 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Daley Revocable Trust

Disclosed balance after: 442,776

F1 · kind: The shares of common stock reported herein give effect to a pro rata distribution of Issuer common stock from Star Peak Sponsor LLC (the "Sponsor") and its affiliates to members of the Sponsor, including the reporting person, for no additional consideration (the "Distribution").

F2 · balance_after: Represents number of shares beneficially owned by Daley Revocable Trust after giving effect to the Distribution.

F3 · ownership.nature: Held by Daley Revocable Trust, of which the reporting person is a trustee.

Read SEC document
November 22, 2021 Filed Nov 24, 2021 17:39 UTC
Triplett Mark WilliamChief Operating Officer
SaleCommon Stock, Par Value $0.0001 Per Share 500 $23.37 $11,687.00
Disclosure

SEC source: 0001758766-21-000208 · wf-form4_163779355811887.xml · nonDerivative · entry 2

Triplett Mark William · CIK 0001332718 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,801

F1 · kind: The sale reported in the Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 26, 2021.

F3 · price: The price reported is a weighted average price. The shares were sold in multiple transactions at per share prices ranging from $23.36 to $23.39. The Reporting Person undertakes to provide upon request to the SEC staff, the Issuer, or any stockholder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
November 22, 2021 Filed Nov 24, 2021 17:39 UTC
Triplett Mark WilliamChief Operating Officer
SaleCommon Stock, Par Value $0.0001 Per Share 4,500 $22.86 $102,877.20
Disclosure

SEC source: 0001758766-21-000208 · wf-form4_163779355811887.xml · nonDerivative · entry 1

Triplett Mark William · CIK 0001332718 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,301

F1 · kind: The sale reported in the Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 26, 2021.

F2 · price: The price reported is a weighted average price. The shares were sold in multiple transactions at per share prices ranging from $22.35 to $23.32. The Reporting Person undertakes to provide upon request to the SEC staff, the Issuer, or any stockholder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
November 17, 2021 Filed Nov 19, 2021 23:18 UTC
Carrington John EugeneCEO and Director
SaleCommon Stock, Par Value $0.0001 Per Share 5,000 $22.75 $113,774.00
Disclosure

SEC source: 0001758766-21-000204 · wf-form4_163736386026364.xml · nonDerivative · entry 2

Carrington John Eugene · CIK 0001434884 · CEO and Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 476,724

F1 · kind: The sale reported in the Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 31, 2021.

F3 · price: The price reported is a weighted average price. The shares were sold in multiple transactions at per share prices ranging from $22.47 to $23.18. The Reporting Person undertakes to provide upon request to the SEC staff, the Issuer, or any stockholder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
November 17, 2021 Filed Nov 19, 2021 23:18 UTC
Carrington John EugeneCEO and Director
SaleCommon Stock, Par Value $0.0001 Per Share 39,750 $22.01 $874,980.98
Disclosure

SEC source: 0001758766-21-000204 · wf-form4_163736386026364.xml · nonDerivative · entry 1

Carrington John Eugene · CIK 0001434884 · CEO and Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 481,724

F1 · kind: The sale reported in the Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 31, 2021.

F2 · price: The price reported is a weighted average price. The shares were sold in multiple transactions at per share prices ranging from $21.47 to $22.41. The Reporting Person undertakes to provide upon request to the SEC staff, the Issuer, or any stockholder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
November 17, 2021 Filed Nov 19, 2021 18:20 UTC
BUSH WILLIAM JOHNChief Financial Officer
SaleCommon Stock, Par Value $0.0001 Per Share 1,400 $22.69 $31,766.56
Disclosure

SEC source: 0001758766-21-000206 · wf-form4_163736399098506.xml · nonDerivative · entry 2

BUSH WILLIAM JOHN · CIK 0001241516 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 307,791

F1 · kind: The sale reported in the Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 31, 2021.

F3 · price: The price reported is a weighted average price. The shares were sold in multiple transactions at per share prices ranging from $22.47 to $23.22. The Reporting Person undertakes to provide upon request to the SEC staff, the Issuer, or any stockholder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
November 17, 2021 Filed Nov 19, 2021 18:20 UTC
BUSH WILLIAM JOHNChief Financial Officer
SaleCommon Stock, Par Value $0.0001 Per Share 11,056 $22.01 $243,342.56
Disclosure

SEC source: 0001758766-21-000206 · wf-form4_163736399098506.xml · nonDerivative · entry 1

BUSH WILLIAM JOHN · CIK 0001241516 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 309,191

F1 · kind: The sale reported in the Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 31, 2021.

F2 · price: The price reported is a weighted average price. The shares were sold in multiple transactions at per share prices ranging from $21.47 to $22.46. The Reporting Person undertakes to provide upon request to the SEC staff, the Issuer, or any stockholder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
November 16, 2021 Filed Nov 17, 2021 19:49 UTC
Johnson larshChief Technology Officer
SaleCommon Stock, Par Value $0.0001 Per Share 15,000 $24.55 $368,305.50
Disclosure

SEC source: 0001758766-21-000202 · wf-form4_163719652717936.xml · nonDerivative · entry 1

Johnson larsh · CIK 0001864717 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 41,698

F1 · kind: The sale reported in the Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 30, 2021.

F2 · price: The price reported is a weighted average price. The shares were sold in multiple transactions at per share prices ranging from $24.12 to $25.09. The Reporting Person undertakes to provide upon request to the SEC staff, the Issuer, or any stockholder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F3 · ownership.nature: Shares held by trust for which the reporting person is a trustee.

Read SEC document
November 16, 2021 Filed Nov 17, 2021 16:32 UTC
Carrington John EugeneCEO and Director
SaleCommon Stock, Par Value $0.0001 Per Share 44,750 $24.55 $1,098,795.98
Disclosure

SEC source: 0001758766-21-000200 · wf-form4_163716672132300.xml · nonDerivative · entry 1

Carrington John Eugene · CIK 0001434884 · CEO and Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 521,474

F1 · kind: The sale reported in the Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 31, 2021.

F2 · price: The price reported is a weighted average price. The shares were sold in multiple transactions at per share prices ranging from $24.20 to $25.09. The Reporting Person undertakes to provide upon request to the SEC staff, the Issuer, or any stockholder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
November 16, 2021 Filed Nov 17, 2021 11:31 UTC
BUSH WILLIAM JOHNChief Financial Officer
SaleCommon Stock, Par Value $0.0001 Per Share 12,456 $24.56 $305,860.82
Disclosure

SEC source: 0001758766-21-000199 · wf-form4_163716670463599.xml · nonDerivative · entry 1

BUSH WILLIAM JOHN · CIK 0001241516 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 320,247

F1 · kind: The sale reported in the Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 31, 2021.

F2 · price: The price reported is a weighted average price. The shares were sold in multiple transactions at per share prices ranging from $24.20 to $25.09. The Reporting Person undertakes to provide upon request to the SEC staff, the Issuer, or any stockholder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
November 11, 2021 Filed Nov 12, 2021 12:04 UTC
Patel PrakeshChief Strategy Officer
SaleCommon Stock, Par Value $0.0001 Per Share 5,000 $27.02 $135,075.00
Disclosure

SEC source: 0001758766-21-000188 · wf-form4_163673666972038.xml · nonDerivative · entry 3

Patel Prakesh · CIK 0001863629 · Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,231

F1 · kind: The sale reported in the Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 8, 2021.

F4 · price: The price reported is a weighted average price. The shares were sold in multiple transactions at per share prices ranging from $27.01 to $27.03. The Reporting Person undertakes to provide upon request to the SEC staff, the Issuer, or any stockholder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
November 11, 2021 Filed Nov 12, 2021 12:04 UTC
Patel PrakeshChief Strategy Officer
SaleCommon Stock, Par Value $0.0001 Per Share 25,000 $25.26 $631,522.50
Disclosure

SEC source: 0001758766-21-000188 · wf-form4_163673666972038.xml · nonDerivative · entry 2

Patel Prakesh · CIK 0001863629 · Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,231

F1 · kind: The sale reported in the Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 8, 2021.

F3 · price: The price reported is a weighted average price. The shares were sold in multiple transactions at per share prices ranging from $25.04 to $25.47. The Reporting Person undertakes to provide upon request to the SEC staff, the Issuer, or any stockholder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
November 10, 2021 Filed Nov 12, 2021 12:04 UTC
Patel PrakeshChief Strategy Officer
SaleCommon Stock, Par Value $0.0001 Per Share 90,000 $25.25 $2,272,185.00
Disclosure

SEC source: 0001758766-21-000188 · wf-form4_163673666972038.xml · nonDerivative · entry 1

Patel Prakesh · CIK 0001863629 · Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,231

F1 · kind: The sale reported in the Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 8, 2021.

F2 · price: The price reported is a weighted average price. The shares were sold in multiple transactions at per share prices ranging from $25.00 to $25.66. The Reporting Person undertakes to provide upon request to the SEC staff, the Issuer, or any stockholder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
November 08, 2021 Filed Nov 9, 2021 19:02 UTC
Triplett Mark WilliamChief Operating Officer
SaleCommon Stock, Par Value $0.0001 Per Share 5,000 $24.94 $124,693.00
Disclosure

SEC source: 0001758766-21-000186 · wf-form4_163650251341691.xml · nonDerivative · entry 1

Triplett Mark William · CIK 0001332718 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,801

F1 · kind: The sale reported in the Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 26, 2021.

F2 · price: The price reported is a weighted average price. The shares were sold in multiple transactions at per share prices ranging from $24.63 to $25.40. The Reporting Person undertakes to provide upon request to the SEC staff, the Issuer, or any stockholder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
November 02, 2021 Filed Nov 4, 2021 11:25 UTC
Russo AlanChief Revenue Officer
SaleCommon Stock, Par Value $0.0001 Per Share 8,500 $25.01 $212,570.55
Disclosure

SEC source: 0001758766-21-000177 · wf-form4_163603950640377.xml · nonDerivative · entry 1

Russo Alan · CIK 0001864029 · Chief Revenue Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 139,594

F1 · kind: The sale reported in the Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 1, 2021.

F2 · price: The price reported is a weighted average price. The shares were sold in multiple transactions at per share prices ranging from $25.00 to $25.05. The Reporting Person undertakes to provide upon request to the SEC staff, the Issuer, or any stockholder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
October 28, 2021 Filed Nov 1, 2021 18:06 UTC
Triplett Mark WilliamChief Operating Officer
SaleCommon Stock, Par Value $0.0001 Per Share 100 $26.75 $2,675.00
Disclosure

SEC source: 0001758766-21-000175 · wf-form4_163580435044983.xml · nonDerivative · entry 4

Triplett Mark William · CIK 0001332718 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,801

F1 · kind: The sale reported in the Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 26, 2021.

Read SEC document
October 28, 2021 Filed Nov 1, 2021 18:06 UTC
Triplett Mark WilliamChief Operating Officer
SaleCommon Stock, Par Value $0.0001 Per Share 200 $25.42 $5,084.00
Disclosure

SEC source: 0001758766-21-000175 · wf-form4_163580435044983.xml · nonDerivative · entry 3

Triplett Mark William · CIK 0001332718 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,901

F1 · kind: The sale reported in the Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 26, 2021.

F4 · price: The price reported is a weighted average price. The shares were sold in multiple transactions at per share prices ranging from $25.00 to $25.84. The Reporting Person undertakes to provide upon request to the SEC staff, the Issuer, or any stockholder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
October 28, 2021 Filed Nov 1, 2021 18:06 UTC
Triplett Mark WilliamChief Operating Officer
SaleCommon Stock, Par Value $0.0001 Per Share 800 $24.14 $19,310.24
Disclosure

SEC source: 0001758766-21-000175 · wf-form4_163580435044983.xml · nonDerivative · entry 2

Triplett Mark William · CIK 0001332718 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,101

F1 · kind: The sale reported in the Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 26, 2021.

F3 · price: The price reported is a weighted average price. The shares were sold in multiple transactions at per share prices ranging from $23.75 to $24.45. The Reporting Person undertakes to provide upon request to the SEC staff, the Issuer, or any stockholder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
October 28, 2021 Filed Nov 1, 2021 18:06 UTC
Triplett Mark WilliamChief Operating Officer
SaleCommon Stock, Par Value $0.0001 Per Share 3,900 $23.15 $90,265.89
Disclosure

SEC source: 0001758766-21-000175 · wf-form4_163580435044983.xml · nonDerivative · entry 1

Triplett Mark William · CIK 0001332718 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,901

F1 · kind: The sale reported in the Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 26, 2021.

F2 · price: The price reported is a weighted average price. The shares were sold in multiple transactions at per share prices ranging from $22.70 to $23.68. The Reporting Person undertakes to provide upon request to the SEC staff, the Issuer, or any stockholder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
October 27, 2021 Filed Oct 29, 2021 18:39 UTC
Patel PrakeshChief Strategy Officer
Exercise / conversionStock Option (Right to Buy) · Derivative 20,628 $26.65 Strike: $1.25 $549,736.20
Disclosure

SEC source: 0001758766-21-000173 · wf-form4_163554714352947.xml · derivative · entry 5

Patel Prakesh · CIK 0001863629 · Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 761,052

Underlying: Common Stock, Par Value $0.0001 Per Share · 20,628 shares

Expires 2025-07-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 27, 2021 Filed Oct 29, 2021 18:39 UTC
Patel PrakeshChief Strategy Officer
Exercise / conversionStock Option (Right to Buy) · Derivative 43,073 $26.65 Strike: $0.97 $1,147,895.45
Disclosure

SEC source: 0001758766-21-000173 · wf-form4_163554714352947.xml · derivative · entry 4

Patel Prakesh · CIK 0001863629 · Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 781,680

Underlying: Common Stock, Par Value $0.0001 Per Share · 43,073 shares

Expires 2025-02-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 27, 2021 Filed Oct 29, 2021 18:39 UTC
Patel PrakeshChief Strategy Officer
Exercise / conversionStock Option (Right to Buy) · Derivative 116,299 $0.00 Strike: $0.97 $0.00
Disclosure

SEC source: 0001758766-21-000173 · wf-form4_163554714352947.xml · derivative · entry 3

Patel Prakesh · CIK 0001863629 · Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 824,753

Underlying: Common Stock, Par Value $0.0001 Per Share · 116,299 shares

Expires 2025-02-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 27, 2021 Filed Oct 29, 2021 18:39 UTC
Patel PrakeshChief Strategy Officer
Tax withholdingCommon Stock, Par Value $0.0001 Per Share 6,769 $0.00 $0.00
Disclosure

SEC source: 0001758766-21-000173 · wf-form4_163554714352947.xml · nonDerivative · entry 2

Patel Prakesh · CIK 0001863629 · Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 173,231

F1 · shares: Represents shares that have been withheld by the Issuer to satisfy remittance obligations in connection with the net settlement of stock option awards, and does not represent a sale by the reporting person.

Read SEC document
October 27, 2021 Filed Oct 29, 2021 18:39 UTC
Patel PrakeshChief Strategy Officer
GrantCommon Stock, Par Value $0.0001 Per Share 180,000 $0.00 $0.00
Disclosure

SEC source: 0001758766-21-000173 · wf-form4_163554714352947.xml · nonDerivative · entry 1

Patel Prakesh · CIK 0001863629 · Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 180,000

Read SEC document
August 30, 2021 Filed Sep 1, 2021 18:16 UTC
Johnson larshChief Technology Officer
Exercise / conversionStock Option (Right to Buy) · Derivative 110,000 $24.96 Strike: $1.67 $2,745,600.00
Disclosure

SEC source: 0001758766-21-000165 · wf-form4_163053458558596.xml · derivative · entry 4

Johnson larsh · CIK 0001864717 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 647,033

Underlying: Common Stock, Par Value $0.0001 Per Share · 110,000 shares

Expires 2026-08-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 30, 2021 Filed Sep 1, 2021 18:16 UTC
Johnson larshChief Technology Officer
Tax withholdingCommon Stock, Par Value $0.0001 Per Share 53,302 $24.96 $1,330,417.92
Disclosure

SEC source: 0001758766-21-000165 · wf-form4_163053458558596.xml · nonDerivative · entry 2

Johnson larsh · CIK 0001864717 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 150,758

F1 · shares: Represents shares that have been withheld by the Issuer to satisfy income tax withholding and remittance obligations in connection with the net settlement of stock option awards, and does not represent a sale by the reporting person.

Read SEC document
August 30, 2021 Filed Sep 1, 2021 18:16 UTC
Johnson larshChief Technology Officer
Exercise / conversionCommon Stock, Par Value $0.0001 Per Share 110,000 $1.67 $183,700.00
Disclosure

SEC source: 0001758766-21-000165 · wf-form4_163053458558596.xml · nonDerivative · entry 1

Johnson larsh · CIK 0001864717 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 204,060

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 25, 2021 Filed Aug 27, 2021 22:18 UTC
Carrington John EugeneCEO and Director
Exercise / conversionStock Option (Right to Buy) · Derivative 95,000 $24.87 Strike: $1.25 $2,362,650.00
Disclosure

SEC source: 0001758766-21-000163 · wf-form4_163010269532556.xml · derivative · entry 9

Carrington John Eugene · CIK 0001434884 · CEO and Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,371,725

Underlying: Common Stock, Par Value $0.0001 Per Share · 95,000 shares

Expires 2025-10-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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August 25, 2021 Filed Aug 27, 2021 22:18 UTC
Carrington John EugeneCEO and Director
Exercise / conversionStock Option (Right to Buy) · Derivative 519,554 $24.87 Strike: $0.97 $12,921,307.98
Disclosure

SEC source: 0001758766-21-000163 · wf-form4_163010269532556.xml · derivative · entry 8

Carrington John Eugene · CIK 0001434884 · CEO and Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,466,725

Underlying: Common Stock, Par Value $0.0001 Per Share · 519,554 shares

Expires 2025-02-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 25, 2021 Filed Aug 27, 2021 22:18 UTC
Carrington John EugeneCEO and Director
Exercise / conversionStock Option (Right to Buy) · Derivative 118,302 $24.87 Strike: $0.97 $2,942,170.74
Disclosure

SEC source: 0001758766-21-000163 · wf-form4_163010269532556.xml · derivative · entry 7

Carrington John Eugene · CIK 0001434884 · CEO and Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,986,279

Underlying: Common Stock, Par Value $0.0001 Per Share · 118,302 shares

Expires 2025-02-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 25, 2021 Filed Aug 27, 2021 22:18 UTC
Carrington John EugeneCEO and Director
Tax withholdingCommon Stock, Par Value $0.0001 Per Share 49,509 $24.87 $1,231,288.83
Disclosure

SEC source: 0001758766-21-000163 · wf-form4_163010269532556.xml · nonDerivative · entry 6

Carrington John Eugene · CIK 0001434884 · CEO and Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 566,224

F1 · shares: Represents shares that have been withheld by the Issuer to satisfy income tax withholding and remittance obligations in connection with the net settlement of stock option awards, and does not represent a sale by the reporting person.

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August 25, 2021 Filed Aug 27, 2021 22:18 UTC
Carrington John EugeneCEO and Director
Exercise / conversionCommon Stock, Par Value $0.0001 Per Share 95,000 $1.25 $118,750.00
Disclosure

SEC source: 0001758766-21-000163 · wf-form4_163010269532556.xml · nonDerivative · entry 5

Carrington John Eugene · CIK 0001434884 · CEO and Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 615,733

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 25, 2021 Filed Aug 27, 2021 22:18 UTC
Carrington John EugeneCEO and Director
Tax withholdingCommon Stock, Par Value $0.0001 Per Share 267,813 $24.87 $6,660,509.31
Disclosure

SEC source: 0001758766-21-000163 · wf-form4_163010269532556.xml · nonDerivative · entry 4

Carrington John Eugene · CIK 0001434884 · CEO and Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 520,733

F1 · shares: Represents shares that have been withheld by the Issuer to satisfy income tax withholding and remittance obligations in connection with the net settlement of stock option awards, and does not represent a sale by the reporting person.

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August 25, 2021 Filed Aug 27, 2021 22:18 UTC
Carrington John EugeneCEO and Director
Exercise / conversionCommon Stock, Par Value $0.0001 Per Share 519,554 $0.97 $503,967.38
Disclosure

SEC source: 0001758766-21-000163 · wf-form4_163010269532556.xml · nonDerivative · entry 3

Carrington John Eugene · CIK 0001434884 · CEO and Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 788,546

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 25, 2021 Filed Aug 27, 2021 22:18 UTC
Carrington John EugeneCEO and Director
Tax withholdingCommon Stock, Par Value $0.0001 Per Share 57,410 $24.87 $1,427,786.70
Disclosure

SEC source: 0001758766-21-000163 · wf-form4_163010269532556.xml · nonDerivative · entry 2

Carrington John Eugene · CIK 0001434884 · CEO and Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 268,992

F1 · shares: Represents shares that have been withheld by the Issuer to satisfy income tax withholding and remittance obligations in connection with the net settlement of stock option awards, and does not represent a sale by the reporting person.

Read SEC document
August 25, 2021 Filed Aug 27, 2021 22:18 UTC
Carrington John EugeneCEO and Director
Exercise / conversionCommon Stock, Par Value $0.0001 Per Share 118,302 $0.97 $114,752.94
Disclosure

SEC source: 0001758766-21-000163 · wf-form4_163010269532556.xml · nonDerivative · entry 1

Carrington John Eugene · CIK 0001434884 · CEO and Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 326,402

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 25, 2021 Filed Aug 27, 2021 17:26 UTC
BUSH WILLIAM JOHNChief Financial Officer
Exercise / conversionStock Option (Right to Buy) · Derivative 150,000 $24.87 Strike: $1.67 $3,730,500.00
Disclosure

SEC source: 0001758766-21-000161 · wf-form4_163009958578464.xml · derivative · entry 3

BUSH WILLIAM JOHN · CIK 0001241516 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 855,611

Underlying: Common Stock, Par Value $0.0001 Per Share · 150,000 shares

Expires 2027-05-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 25, 2021 Filed Aug 27, 2021 17:26 UTC
BUSH WILLIAM JOHNChief Financial Officer
Tax withholdingCommon Stock, Par Value $0.0001 Per Share 74,504 $24.87 $1,852,914.48
Disclosure

SEC source: 0001758766-21-000161 · wf-form4_163009958578464.xml · nonDerivative · entry 2

BUSH WILLIAM JOHN · CIK 0001241516 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 332,703

F1 · shares: Represents shares that have been withheld by the Issuer to satisfy income tax withholding and remittance obligations in connection with the net settlement of stock option awards, and does not represent a sale by the reporting person.

Read SEC document
August 25, 2021 Filed Aug 27, 2021 17:26 UTC
BUSH WILLIAM JOHNChief Financial Officer
Exercise / conversionCommon Stock, Par Value $0.0001 Per Share 150,000 $1.67 $250,500.00
Disclosure

SEC source: 0001758766-21-000161 · wf-form4_163009958578464.xml · nonDerivative · entry 1

BUSH WILLIAM JOHN · CIK 0001241516 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 407,207

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 23, 2021 Filed Aug 25, 2021 12:09 UTC
Triplett Mark WilliamChief Operating Officer
Exercise / conversionStock Option (Right to Buy) · Derivative 100,000 $23.70 Strike: $2.27 $2,370,000.00
Disclosure

SEC source: 0001758766-21-000159 · wf-form4_162990778232385.xml · derivative · entry 3

Triplett Mark William · CIK 0001332718 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 628,325

Underlying: Common Stock, Par Value $0.0001 Per Share · 100,000 shares

Expires 2029-01-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: These options vested 25% on March 19, 2019, and the remaining options vested in equal monthly installments thereafter.

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August 23, 2021 Filed Aug 25, 2021 12:09 UTC
Triplett Mark WilliamChief Operating Officer
Tax withholdingCommon Stock, Par Value $0.0001 Per Share 49,199 $23.70 $1,166,016.30
Disclosure

SEC source: 0001758766-21-000159 · wf-form4_162990778232385.xml · nonDerivative · entry 2

Triplett Mark William · CIK 0001332718 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,801

F1 · shares: Represents shares that have been withheld by the Issuer to satisfy income tax withholding and remittance obligations in connection with the net settlement of stock option awards, and does not represent a sale by the reporting person.

Read SEC document
August 23, 2021 Filed Aug 25, 2021 12:09 UTC
Triplett Mark WilliamChief Operating Officer
Exercise / conversionCommon Stock, Par Value $0.0001 Per Share 100,000 $2.27 $227,000.00
Disclosure

SEC source: 0001758766-21-000159 · wf-form4_162990778232385.xml · nonDerivative · entry 1

Triplett Mark William · CIK 0001332718 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 13, 2021 Filed Aug 17, 2021 17:35 UTC OtherCommon Stock, Par Value $0.0001 Per Share 532,130 $0.00 $0.00
Disclosure

SEC source: 0001758766-21-000151 · wf-form4_162923611482040.xml · nonDerivative · entry 3

MORGAN MICHAEL C · CIK 0001250209 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Held by Trust

Disclosed balance after: 1,618,901

F4 · shares: Shares distributed in the Distribution to trust.

F5 · ownership.nature: Held by a trust of which the reporting person is a trustee.

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August 13, 2021 Filed Aug 17, 2021 17:35 UTC OtherCommon Stock, Par Value $0.0001 Per Share 952,766 $0.00 $0.00
Disclosure

SEC source: 0001758766-21-000151 · wf-form4_162923611482040.xml · nonDerivative · entry 2

MORGAN MICHAEL C · CIK 0001250209 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Held by Portcullis Investments, LP

Disclosed balance after: 1,086,771

F2 · shares: Shares distributed in the Distribution to Portcullis Investments, LP.

F3 · ownership.nature: The reporting person serves as Manager of the general partner, Portcullis G.P., LLC, for, and he and his spouse indirectly hold interests in, Portcullis Investments, L.P. The reporting person disclaims any beneficial ownership of the reported shares other than to the extent of any pecuniary interest he may have therein, directly or indirectly.

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August 13, 2021 Filed Aug 17, 2021 17:35 UTC OtherCommon Stock, Par Value $0.0001 Per Share 9,375,621 $0.00 $0.00
Disclosure

SEC source: 0001758766-21-000151 · wf-form4_162923611482040.xml · nonDerivative · entry 1

MORGAN MICHAEL C · CIK 0001250209 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Held by Star Peak Sponsor LLC

Disclosed balance after: 134,005

F1 · ownership.nature: Securities held directly by Star Peak Sponsor LLC (the "Sponsor"). Gives effect to the pro rata distribution from the Sponsor and its affiliates to members of the Sponsor, including the reporting person, for no additional consideration (the "Distribution"). As a result of the Distribution to such other members of Sponsor, the reporting person no longer has indirect beneficial ownership of 9,375,621 shares previously reported as held directly by Sponsor, and the reporting person beneficially owns no shares through the Sponsor except as reported herein.

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August 13, 2021 Filed Aug 17, 2021 21:36 UTC
Daley AdamDirector
OtherCommon Stock, Par Value $0.0001 Per Share 87,384 $0.00 $0.00
Disclosure

SEC source: 0001758766-21-000152 · wf-form4_162923615317496.xml · nonDerivative · entry 3

Daley Adam · CIK 0001821227 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 766,360

F3 · kind: The shares of common stock reported herein give effect to the pro rata distribution from an affiliate of the Sponsor for no additional consideration to members of the Sponsor, including the reporting person.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.