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Nasdaq · USD

SSTI

SOUNDTHINKING, INC.

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Tapewire entity
361
SEC CIK
0001351636
Parsed reports
466

Last 12 months

Inside the activity.

15 purchase rows · 3 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202501
Dec 202501
Jan 202600
Feb 2026150
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202601
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
August 09, 2018 Filed Aug 13, 2018 20:56 UTC
LAUDER GARY M10% owner
SaleCommon Stock 1,600 $48.14 $77,022.08
Disclosure

SEC source: 0000899243-18-022142 · doc4.xml · nonDerivative · entry 2

LAUDER GARY M · CIK 0001008088 · 10% owner

LAUDER GARY M REVOCABLE TRUST UAD 8/10/2000 · CIK 0001173609 · 10% owner

Lauder Partners LLC · CIK 0001705993 · 10% owner

GARY M LAUDER 2015 TRUST · CIK 0001260297 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 1,275,436

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $48.10 to $48.25, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

F5 · ownership.nature: Shares held indirectly by The Gary M. Lauder Revocable Trust, of which Gary M. Lauder is a Trustee.

Read SEC document
August 09, 2018 Filed Aug 13, 2018 20:56 UTC
LAUDER GARY M10% owner
SaleCommon Stock 5,357 $46.65 $249,903.51
Disclosure

SEC source: 0000899243-18-022142 · doc4.xml · nonDerivative · entry 1

LAUDER GARY M · CIK 0001008088 · 10% owner

LAUDER GARY M REVOCABLE TRUST UAD 8/10/2000 · CIK 0001173609 · 10% owner

Lauder Partners LLC · CIK 0001705993 · 10% owner

GARY M LAUDER 2015 TRUST · CIK 0001260297 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 1,277,036

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $46.50 to $47.03, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

F5 · ownership.nature: Shares held indirectly by The Gary M. Lauder Revocable Trust, of which Gary M. Lauder is a Trustee.

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July 31, 2018 Filed Aug 2, 2018 22:25 UTC Exercise / conversionWarrant (Right to Buy) · Derivative 226 $0.00 Strike: $5.87 $0.00
Disclosure

SEC source: 0001209191-18-045071 · doc4.xml · derivative · entry 12

Levensohn Pascal · CIK 0001394300 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 226 shares

Expires 2019-07-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: Immediate.

Read SEC document
July 31, 2018 Filed Aug 2, 2018 22:25 UTC Exercise / conversionWarrant (Right to Buy) · Derivative 198 $0.00 Strike: $5.87 $0.00
Disclosure

SEC source: 0001209191-18-045071 · doc4.xml · derivative · entry 11

Levensohn Pascal · CIK 0001394300 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 198 shares

Expires 2019-08-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: Immediate.

Read SEC document
July 31, 2018 Filed Aug 2, 2018 22:25 UTC Exercise / conversionWarrant (Right to Buy) · Derivative 1,355 $0.00 Strike: $5.87 $0.00
Disclosure

SEC source: 0001209191-18-045071 · doc4.xml · derivative · entry 10

Levensohn Pascal · CIK 0001394300 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,355 shares

Expires 2019-08-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: Immediate.

Read SEC document
July 31, 2018 Filed Aug 2, 2018 22:25 UTC Exercise / conversionWarrant (Right to Buy) · Derivative 48 $0.00 Strike: $5.87 $0.00
Disclosure

SEC source: 0001209191-18-045071 · doc4.xml · derivative · entry 9

Levensohn Pascal · CIK 0001394300 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 48 shares

Expires 2019-08-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: Immediate.

Read SEC document
July 31, 2018 Filed Aug 2, 2018 22:25 UTC Tax withholdingCommon Stock 36 $5.87 $211.20
Disclosure

SEC source: 0001209191-18-045071 · doc4.xml · nonDerivative · entry 6

Levensohn Pascal · CIK 0001394300 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Limited Liability Company

Disclosed balance after: 226

F1 · ownership.nature: Shares are held directly by Levensohn Venture Partners, LLC, of which Reporting Person is a member.

Read SEC document
July 31, 2018 Filed Aug 2, 2018 22:25 UTC Exercise / conversionCommon Stock 226 $5.87 $1,325.87
Disclosure

SEC source: 0001209191-18-045071 · doc4.xml · nonDerivative · entry 5

Levensohn Pascal · CIK 0001394300 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Limited Liability Company

Disclosed balance after: 261

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · ownership.nature: Shares are held directly by Levensohn Venture Partners, LLC, of which Reporting Person is a member.

Read SEC document
July 31, 2018 Filed Aug 2, 2018 22:25 UTC Tax withholdingCommon Stock 254 $5.87 $1,490.14
Disclosure

SEC source: 0001209191-18-045071 · doc4.xml · nonDerivative · entry 4

Levensohn Pascal · CIK 0001394300 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,802

Read SEC document
July 31, 2018 Filed Aug 2, 2018 22:25 UTC Exercise / conversionCommon Stock 198 $5.87 $1,161.61
Disclosure

SEC source: 0001209191-18-045071 · doc4.xml · nonDerivative · entry 3

Levensohn Pascal · CIK 0001394300 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,056

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 31, 2018 Filed Aug 2, 2018 22:25 UTC Exercise / conversionCommon Stock 1,355 $5.87 $7,949.38
Disclosure

SEC source: 0001209191-18-045071 · doc4.xml · nonDerivative · entry 2

Levensohn Pascal · CIK 0001394300 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,858

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 31, 2018 Filed Aug 2, 2018 22:25 UTC Exercise / conversionCommon Stock 41 $5.87 $240.53
Disclosure

SEC source: 0001209191-18-045071 · doc4.xml · nonDerivative · entry 1

Levensohn Pascal · CIK 0001394300 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,503

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 31, 2018 Filed Mar 11, 2019 23:45 UTC
Klepper Robert SamuelSVP Marketing and Products
PurchaseCommon Stock 6 $40.97 $245.82
Disclosure

SEC source: 0001209191-19-018619 · doc4.xml · nonDerivative · entry 10

Klepper Robert Samuel · CIK 0001734558 · SVP Marketing and Products

10b5-1 filing: Not disclosed

Ownership: Indirect · By Son

Disclosed balance after: 45

F1 · ownership.nature: The Reporting Person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

Read SEC document
July 31, 2018 Filed May 24, 2021 20:27 UTC Amendment Tax withholdingCommon Stock 36 $5.87 $211.20
Disclosure

SEC source: 0001209191-21-035325 · doc4a.xml · nonDerivative · entry 6

Levensohn Pascal · CIK 0001394300 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Limited Liability Company

Disclosed balance after: 226

F1 · ownership.nature: Shares are held directly by Levensohn Venture Partners, LLC, of which Reporting Person is a member.

Read SEC document
July 31, 2018 Filed May 24, 2021 20:27 UTC Amendment Exercise / conversionCommon Stock 262 $5.87 $1,537.08
Disclosure

SEC source: 0001209191-21-035325 · doc4a.xml · nonDerivative · entry 5

Levensohn Pascal · CIK 0001394300 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Limited Liability Company

Disclosed balance after: 262

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · ownership.nature: Shares are held directly by Levensohn Venture Partners, LLC, of which Reporting Person is a member.

Read SEC document
July 31, 2018 Filed May 24, 2021 20:27 UTC Amendment Tax withholdingCommon Stock 254 $5.87 $1,490.14
Disclosure

SEC source: 0001209191-21-035325 · doc4a.xml · nonDerivative · entry 4

Levensohn Pascal · CIK 0001394300 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,056

Read SEC document
July 31, 2018 Filed May 24, 2021 20:27 UTC Amendment Exercise / conversionCommon Stock 230 $5.87 $1,349.34
Disclosure

SEC source: 0001209191-21-035325 · doc4a.xml · nonDerivative · entry 3

Levensohn Pascal · CIK 0001394300 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,310

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 31, 2018 Filed May 24, 2021 20:27 UTC Amendment Exercise / conversionCommon Stock 1,570 $5.87 $9,210.72
Disclosure

SEC source: 0001209191-21-035325 · doc4a.xml · nonDerivative · entry 2

Levensohn Pascal · CIK 0001394300 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,080

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 31, 2018 Filed May 24, 2021 20:27 UTC Amendment Exercise / conversionCommon Stock 48 $5.87 $281.60
Disclosure

SEC source: 0001209191-21-035325 · doc4a.xml · nonDerivative · entry 1

Levensohn Pascal · CIK 0001394300 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,510

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 15, 2018 Filed Mar 11, 2019 23:45 UTC
Klepper Robert SamuelSVP Marketing and Products
PurchaseCommon Stock 1 $40.27 $40.27
Disclosure

SEC source: 0001209191-19-018619 · doc4.xml · nonDerivative · entry 11

Klepper Robert Samuel · CIK 0001734558 · SVP Marketing and Products

10b5-1 filing: Not disclosed

Ownership: Indirect · By Son

Disclosed balance after: 46

F1 · ownership.nature: The Reporting Person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

Read SEC document
July 10, 2018 Filed Mar 11, 2019 23:45 UTC
Klepper Robert SamuelSVP Marketing and Products
PurchaseCommon Stock 8 $38.54 $308.32
Disclosure

SEC source: 0001209191-19-018619 · doc4.xml · nonDerivative · entry 9

Klepper Robert Samuel · CIK 0001734558 · SVP Marketing and Products

10b5-1 filing: Not disclosed

Ownership: Indirect · By Son

Disclosed balance after: 39

F1 · ownership.nature: The Reporting Person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

Read SEC document
July 09, 2018 Filed Mar 11, 2019 23:45 UTC
Klepper Robert SamuelSVP Marketing and Products
PurchaseCommon Stock 1 $40.23 $40.23
Disclosure

SEC source: 0001209191-19-018619 · doc4.xml · nonDerivative · entry 8

Klepper Robert Samuel · CIK 0001734558 · SVP Marketing and Products

10b5-1 filing: Not disclosed

Ownership: Indirect · By Son

Disclosed balance after: 31

F1 · ownership.nature: The Reporting Person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

Read SEC document
July 06, 2018 Filed Mar 11, 2019 23:45 UTC
Klepper Robert SamuelSVP Marketing and Products
PurchaseCommon Stock 7 $40.48 $283.36
Disclosure

SEC source: 0001209191-19-018619 · doc4.xml · nonDerivative · entry 7

Klepper Robert Samuel · CIK 0001734558 · SVP Marketing and Products

10b5-1 filing: Not disclosed

Ownership: Indirect · By Son

Disclosed balance after: 30

F1 · ownership.nature: The Reporting Person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

Read SEC document
July 05, 2018 Filed Mar 11, 2019 23:45 UTC
Klepper Robert SamuelSVP Marketing and Products
PurchaseCommon Stock 6 $37.33 $223.98
Disclosure

SEC source: 0001209191-19-018619 · doc4.xml · nonDerivative · entry 6

Klepper Robert Samuel · CIK 0001734558 · SVP Marketing and Products

10b5-1 filing: Not disclosed

Ownership: Indirect · By Son

Disclosed balance after: 23

F1 · ownership.nature: The Reporting Person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

Read SEC document
July 05, 2018 Filed Mar 11, 2019 23:45 UTC
Klepper Robert SamuelSVP Marketing and Products
PurchaseCommon Stock 1 $36.45 $36.45
Disclosure

SEC source: 0001209191-19-018619 · doc4.xml · nonDerivative · entry 5

Klepper Robert Samuel · CIK 0001734558 · SVP Marketing and Products

10b5-1 filing: Not disclosed

Ownership: Indirect · By Son

Disclosed balance after: 17

F1 · ownership.nature: The Reporting Person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

Read SEC document
July 05, 2018 Filed Mar 11, 2019 23:45 UTC
Klepper Robert SamuelSVP Marketing and Products
PurchaseCommon Stock 1 $36.35 $36.35
Disclosure

SEC source: 0001209191-19-018619 · doc4.xml · nonDerivative · entry 4

Klepper Robert Samuel · CIK 0001734558 · SVP Marketing and Products

10b5-1 filing: Not disclosed

Ownership: Indirect · By Son

Disclosed balance after: 16

F1 · ownership.nature: The Reporting Person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

Read SEC document
July 05, 2018 Filed Mar 11, 2019 23:45 UTC
Klepper Robert SamuelSVP Marketing and Products
PurchaseCommon Stock 15 $36.20 $543.00
Disclosure

SEC source: 0001209191-19-018619 · doc4.xml · nonDerivative · entry 3

Klepper Robert Samuel · CIK 0001734558 · SVP Marketing and Products

10b5-1 filing: Not disclosed

Ownership: Indirect · By Son

Disclosed balance after: 15

F1 · ownership.nature: The Reporting Person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

Read SEC document
June 19, 2018 Filed Mar 11, 2019 23:45 UTC
Klepper Robert SamuelSVP Marketing and Products
SaleCommon Stock 2 $40.26 $80.52
Disclosure

SEC source: 0001209191-19-018619 · doc4.xml · nonDerivative · entry 2

Klepper Robert Samuel · CIK 0001734558 · SVP Marketing and Products

10b5-1 filing: Not disclosed

Ownership: Indirect · By Son

Disclosed balance after: 0

F2 · kind: The Reporting Person's sale of Issuer common stock reported herein was matchable under Section 16(b) of the Securities Exchange Act of 1934 with the Reporting Person's purchase of 2 shares of Issuer common stock at a price of $38.54 per share on July 10, 2018. The Reporting Person has agreed to pay to Issuer $3.44, representing the full amount of the profit realized in connection with the short-swing transaction.

F1 · ownership.nature: The Reporting Person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

Read SEC document
May 29, 2018 Filed Jun 1, 2018 11:39 UTC GrantCommon Stock 3,295 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-034562 · doc4.xml · nonDerivative · entry 1

Groos Thomas T. · CIK 0001706000 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,431

F1 · shares: Represents Restricted Stock Units ("RSUs"). All of the RSUs subject to this Award will vest upon the earlier of May 29, 2019 and the Company's next annual meeting of stockholders. In addition, all such RSUs will vest upon a Change in Control (as defined in the Plan) or immediately prior to the effectiveness of the Participant's resignation or removal (and contingent upon the effectiveness of a Change in Control) in the event that the Participant is required to resign his position as a member of the Board of Directors as a condition of the Change in Control or is removed from his position as a member of the Board of Directors in connection with the Change in Control. Notwithstanding the foregoing, vesting shall terminate upon the Participant's termination of Continuous Service.

Read SEC document
May 29, 2018 Filed Jun 1, 2018 15:38 UTC GrantCommon Stock 3,295 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-034561 · doc4.xml · nonDerivative · entry 1

BRATTON WILLIAM J. · CIK 0001507464 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,369

F1 · shares: Represents Restricted Stock Units ("RSUs"). All of the RSUs subject to this Award will vest upon the earlier of May 29, 2019 and the Company's next annual meeting of stockholders. In addition, all such RSUs will vest upon a Change in Control (as defined in the Plan) or immediately prior to the effectiveness of the Participant's resignation or removal (and contingent upon the effectiveness of a Change in Control) in the event that the Participant is required to resign his position as a member of the Board of Directors as a condition of the Change in Control or is removed from his position as a member of the Board of Directors in connection with the Change in Control. Notwithstanding the foregoing, vesting shall terminate upon the Participant's termination of Continuous Service.

Read SEC document
May 29, 2018 Filed Jun 1, 2018 15:37 UTC GrantCommon Stock 3,295 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-034560 · doc4.xml · nonDerivative · entry 1

Hawks Randall · CIK 0001646756 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,447

F1 · shares: Represents Restricted Stock Units ("RSUs"). All of the RSUs subject to this Award will vest upon the earlier of May 29, 2019 and the Company's next annual meeting of stockholders. In addition, all such RSUs will vest upon a Change in Control (as defined in the Plan) or immediately prior to the effectiveness of the Participant's resignation or removal (and contingent upon the effectiveness of a Change in Control) in the event that the Participant is required to resign his position as a member of the Board of Directors as a condition of the Change in Control or is removed from his position as a member of the Board of Directors in connection with the Change in Control. Notwithstanding the foregoing, vesting shall terminate upon the Participant's termination of Continuous Service.

Read SEC document
May 29, 2018 Filed Jun 1, 2018 15:36 UTC
Morial MarcDirector
GrantCommon Stock 3,295 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-034559 · doc4.xml · nonDerivative · entry 1

Morial Marc · CIK 0001576125 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,447

F1 · shares: Represents Restricted Stock Units ("RSUs"). All of the RSUs subject to this Award will vest upon the earlier of May 29, 2019 and the Company's next annual meeting of stockholders. In addition, all such RSUs will vest upon a Change in Control (as defined in the Plan) or immediately prior to the effectiveness of the Participant's resignation or removal (and contingent upon the effectiveness of a Change in Control) in the event that the Participant is required to resign his position as a member of the Board of Directors as a condition of the Change in Control or is removed from his position as a member of the Board of Directors in connection with the Change in Control. Notwithstanding the foregoing, vesting shall terminate upon the Participant's termination of Continuous Service.

Read SEC document
May 29, 2018 Filed Jun 1, 2018 15:35 UTC GrantCommon Stock 4,701 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-034558 · doc4.xml · nonDerivative · entry 1

Levensohn Pascal · CIK 0001394300 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,462

F1 · shares: Represents Restricted Stock Units ("RSUs"). All of the RSUs subject to this Award will vest upon the earlier of May 29, 2019 and the Company's next annual meeting of stockholders. In addition, all such RSUs will vest upon a Change in Control (as defined in the Plan) or immediately prior to the effectiveness of the Participant's resignation or removal (and contingent upon the effectiveness of a Change in Control) in the event that the Participant is required to resign his position as a member of the Board of Directors as a condition of the Change in Control or is removed from his position as a member of the Board of Directors in connection with the Change in Control. Notwithstanding the foregoing, vesting shall terminate upon the Participant's termination of Continuous Service.

Read SEC document
May 14, 2018 Filed May 15, 2018 22:42 UTC SaleCommon Stock 153 $30.20 $4,620.91
Disclosure

SEC source: 0001209191-18-030326 · doc4.xml · nonDerivative · entry 2

Levensohn Pascal · CIK 0001394300 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 9,719

F2 · kind: On May 14, 2018, Levensohn 2000 Children's Trust, LLC ("LCH") exercised a warrant to purchase 785 shares of Issuer's common stock for $5.8667 per share. LCH paid the exercise price on a cashless basis, resulting in Issuer's withholding of 153 of the warrant shares to pay the exercise price and issuing to LCH the remaining 632 shares.

F3 · ownership.nature: Shares are held directly by Levensohn Securities Holdings, LLC, over which Reporting Person holds voting and dispositive power.

Read SEC document
May 14, 2018 Filed May 15, 2018 22:42 UTC OtherCommon Stock 785 $5.87 $4,605.36
Disclosure

SEC source: 0001209191-18-030326 · doc4.xml · nonDerivative · entry 1

Levensohn Pascal · CIK 0001394300 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 9,872

F1 · ownership.nature: Shares are held directly by Levensohn 2000 Children's Trust, over which Reporting Person holds voting and dispositive power.

Read SEC document
May 10, 2018 Filed May 10, 2018 19:35 UTC
Stewart Alan R.Chief Financial Officer
Exercise / conversionStock Option (Right to Buy) · Derivative 812 $0.00 Strike: $3.06 $0.00
Disclosure

SEC source: 0001209191-18-029210 · doc4.xml · derivative · entry 4

Stewart Alan R. · CIK 0001705492 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,188

Underlying: Common Stock · 812 shares

Expires 2027-03-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: 1/48th of the grant vests monthly for 48 months from March 27, 2017.

Read SEC document
May 10, 2018 Filed May 10, 2018 19:35 UTC
Stewart Alan R.Chief Financial Officer
Exercise / conversionStock Option (Right to Buy) · Derivative 617 $0.00 Strike: $3.06 $0.00
Disclosure

SEC source: 0001209191-18-029210 · doc4.xml · derivative · entry 3

Stewart Alan R. · CIK 0001705492 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,283

Underlying: Common Stock · 617 shares

Expires 2027-03-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: 25% of the grant vested on the one-year anniversary of February 3, 2017, then following such one-year anniversary, 1/36th of the grant vests monthly for 36 months.

Read SEC document
May 10, 2018 Filed May 10, 2018 19:35 UTC
Stewart Alan R.Chief Financial Officer
Exercise / conversionCommon Stock 812 $3.06 $2,484.72
Disclosure

SEC source: 0001209191-18-029210 · doc4.xml · nonDerivative · entry 2

Stewart Alan R. · CIK 0001705492 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,084

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 10, 2018 Filed May 10, 2018 19:35 UTC
Stewart Alan R.Chief Financial Officer
Exercise / conversionCommon Stock 617 $3.06 $1,888.02
Disclosure

SEC source: 0001209191-18-029210 · doc4.xml · nonDerivative · entry 1

Stewart Alan R. · CIK 0001705492 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,272

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 27, 2018 Filed Apr 27, 2018 17:11 UTC
Ames Paul S.Sr. VP Products and Technology
Exercise / conversionCommon Stock · Derivative 1,000 $0.00 Strike: $0.85 $0.00
Disclosure

SEC source: 0001209191-18-026419 · doc4.xml · derivative · entry 2

Ames Paul S. · CIK 0001705493 · Sr. VP Products and Technology

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,060

Underlying: Common Stock · 1,000 shares

Expires 2025-09-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: 25% of the grant vested on the one-year anniversary of November 17, 2014 and then following such one-year anniversary, 1/36th of the grant vests monthly for 36 months.

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April 27, 2018 Filed Apr 27, 2018 17:11 UTC
Ames Paul S.Sr. VP Products and Technology
Exercise / conversionCommon Stock 1,000 $0.85 $850.00
Disclosure

SEC source: 0001209191-18-026419 · doc4.xml · nonDerivative · entry 1

Ames Paul S. · CIK 0001705493 · Sr. VP Products and Technology

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,687

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 26, 2018 Filed Apr 26, 2018 17:52 UTC
Stewart Alan R.Chief Financial Officer
Exercise / conversionStock Option (Right to Buy) · Derivative 1,412 $0.00 Strike: $3.06 $0.00
Disclosure

SEC source: 0001209191-18-026175 · doc4.xml · derivative · entry 2

Stewart Alan R. · CIK 0001705492 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,412 shares

Expires 2026-10-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Fully vested and exercisable.

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April 26, 2018 Filed Apr 26, 2018 17:52 UTC
Stewart Alan R.Chief Financial Officer
Exercise / conversionCommon Stock 1,412 $3.06 $4,320.72
Disclosure

SEC source: 0001209191-18-026175 · doc4.xml · nonDerivative · entry 1

Stewart Alan R. · CIK 0001705492 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,655

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 25, 2018 Filed Apr 28, 2018 00:00 UTC
LAUDER GARY MDirector · 10% owner
OtherWarrant (Right to Buy) · Derivative 106,136 $0.00 Strike: $0.17 $0.00
Disclosure

SEC source: 0001209191-18-026743 · doc4.xml · derivative · entry 6

LAUDER GARY M · CIK 0001008088 · Director · 10% owner

LAUDER GARY M REVOCABLE TRUST UAD 8/10/2000 · CIK 0001173609 · 10% owner

Lauder Partners LLC · CIK 0001705993 · 10% owner

GARY M LAUDER 2015 TRUST · CIK 0001260297 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Limited Liability Company

Disclosed balance after: 0

Underlying: Common Stock · 106,136 shares

Expires 2021-02-13

F5 · derivative.exercise_date: Immediate.

F2 · ownership.nature: Shares held directly by Lauder Partners LLC, of which Gary M. Lauder is the Managing Member.

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April 25, 2018 Filed Apr 28, 2018 00:00 UTC
LAUDER GARY MDirector · 10% owner
OtherWarrant (Right to Buy) · Derivative 162,158 $0.00 Strike: $5.87 $0.00
Disclosure

SEC source: 0001209191-18-026743 · doc4.xml · derivative · entry 5

LAUDER GARY M · CIK 0001008088 · Director · 10% owner

LAUDER GARY M REVOCABLE TRUST UAD 8/10/2000 · CIK 0001173609 · 10% owner

Lauder Partners LLC · CIK 0001705993 · 10% owner

GARY M LAUDER 2015 TRUST · CIK 0001260297 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 0

Underlying: Common Stock · 162,158 shares

Expires 2019-07-12

F5 · derivative.exercise_date: Immediate.

F1 · ownership.nature: Shares held directly by The Gary M. Lauder Revocable Trust, of which Gary M. Lauder is a Trustee.

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April 25, 2018 Filed Apr 28, 2018 00:00 UTC
LAUDER GARY MDirector · 10% owner
OtherCommon Stock 106,136 $0.17 $18,043.12
Disclosure

SEC source: 0001209191-18-026743 · doc4.xml · nonDerivative · entry 2

LAUDER GARY M · CIK 0001008088 · Director · 10% owner

LAUDER GARY M REVOCABLE TRUST UAD 8/10/2000 · CIK 0001173609 · 10% owner

Lauder Partners LLC · CIK 0001705993 · 10% owner

GARY M LAUDER 2015 TRUST · CIK 0001260297 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Limited Liability Company

Disclosed balance after: 1,179,725

F2 · ownership.nature: Shares held directly by Lauder Partners LLC, of which Gary M. Lauder is the Managing Member.

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April 25, 2018 Filed Apr 28, 2018 00:00 UTC
LAUDER GARY MDirector · 10% owner
OtherCommon Stock 162,158 $5.87 $951,332.34
Disclosure

SEC source: 0001209191-18-026743 · doc4.xml · nonDerivative · entry 1

LAUDER GARY M · CIK 0001008088 · Director · 10% owner

LAUDER GARY M REVOCABLE TRUST UAD 8/10/2000 · CIK 0001173609 · 10% owner

Lauder Partners LLC · CIK 0001705993 · 10% owner

GARY M LAUDER 2015 TRUST · CIK 0001260297 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 1,282,393

F1 · ownership.nature: Shares held directly by The Gary M. Lauder Revocable Trust, of which Gary M. Lauder is a Trustee.

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April 24, 2018 Filed Apr 24, 2018 19:15 UTC
Stewart Alan R.Chief Financial Officer
Exercise / conversionStock Option (Right to Buy) · Derivative 8,600 $0.00 Strike: $3.06 $0.00
Disclosure

SEC source: 0001209191-18-025935 · doc4.xml · derivative · entry 2

Stewart Alan R. · CIK 0001705492 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,900

Underlying: Common Stock · 8,600 shares

Expires 2027-03-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: 25% of the grant vested on the one-year anniversary of February 3, 2017, then following such one-year anniversary, 1/36th of the grant vests monthly for 36 months.

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April 24, 2018 Filed Apr 24, 2018 19:15 UTC
Stewart Alan R.Chief Financial Officer
Exercise / conversionCommon Stock 8,600 $3.06 $26,316.00
Disclosure

SEC source: 0001209191-18-025935 · doc4.xml · nonDerivative · entry 1

Stewart Alan R. · CIK 0001705492 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,243

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 04, 2018 Filed Mar 11, 2019 23:45 UTC
Klepper Robert SamuelSVP Marketing and Products
PurchaseCommon Stock 2 $32.19 $64.38
Disclosure

SEC source: 0001209191-19-018619 · doc4.xml · nonDerivative · entry 1

Klepper Robert Samuel · CIK 0001734558 · SVP Marketing and Products

10b5-1 filing: Not disclosed

Ownership: Indirect · By Son

Disclosed balance after: 2

F1 · ownership.nature: The Reporting Person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.