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Nasdaq · USD

SSTI

SOUNDTHINKING, INC.

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Tapewire entity
361
SEC CIK
0001351636
Parsed reports
466

Last 12 months

Inside the activity.

15 purchase rows · 3 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202501
Dec 202501
Jan 202600
Feb 2026150
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202601
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 07, 2019 Filed Mar 11, 2019 21:36 UTC
Stewart Alan R.Chief Financial Officer
GrantCommon Stock 6,674 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-018537 · doc4.xml · nonDerivative · entry 1

Stewart Alan R. · CIK 0001705492 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,758

F1 · shares: Represents Restricted Stock Units (RSUs"). The RSUs shall vest as follows: 6.25% of the RSUs shall vest quarterly, starting June 10, 2019, subject to continued employment on each such vesting date.

Read SEC document
March 07, 2019 Filed Mar 20, 2019 21:28 UTC
Golzadeh NasimSVP Customer Support
GrantStock Option (Right to Buy) · Derivative 50,000 $0.00 Strike: $44.95 $0.00
Disclosure

SEC source: 0001209191-19-020622 · doc4.xml · derivative · entry 1

Golzadeh Nasim · CIK 0001769017 · SVP Customer Support

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Common Stock · 50,000 shares

Expires 2029-03-06

F1 · derivative.exercise_date: 25% of the grant vests on the one-year anniversary of March 7, 2019 and then following such one-year anniversary, 1/48th of the grant vests monthly for 36 months, subject to Reporting Person's Continuous Service.

Read SEC document
March 06, 2019 Filed Mar 8, 2019 23:37 UTC
Clark Ralph A.Director · President and CEO
Exercise / conversionCommon Stock (Right to Buy) · Derivative 52,943 $0.00 Strike: $0.68 $0.00
Disclosure

SEC source: 0001209191-19-018276 · doc4.xml · derivative · entry 2

Clark Ralph A. · CIK 0001705470 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 52,943 shares

Expires 2022-10-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Fully vested and exercisable.

Read SEC document
March 06, 2019 Filed Mar 8, 2019 23:37 UTC
Clark Ralph A.Director · President and CEO
Exercise / conversionCommon Stock 52,943 $0.68 $36,001.24
Disclosure

SEC source: 0001209191-19-018276 · doc4.xml · nonDerivative · entry 1

Clark Ralph A. · CIK 0001705470 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 498,999

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 1,631 shares purchased under Issuer's Employee Stock Purchase Plan on June 13, 2018.

F2 · balance_after: Includes 642 shares purchased under Issuer's Employee Stock Purchase Plan on December 13, 2018.

Read SEC document
February 19, 2019 Filed Feb 20, 2019 22:58 UTC
Hawkins Joseph O.Sr. VP Operations
SaleCommon Stock 900 $47.17 $42,450.75
Disclosure

SEC source: 0001209191-19-011742 · doc4.xml · nonDerivative · entry 4

Hawkins Joseph O. · CIK 0001705405 · Sr. VP Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,209

F1 · shares: Shares sold pursuant to a 10b5-1 plan.

F3 · price: The shares were sold at prices ranging from $47.05 to $47.28. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.

F4 · balance_after: Includes 503 shares purchased under Issuer's Employee Stock Purchase Plan on December 13, 2018.

Read SEC document
February 19, 2019 Filed Feb 20, 2019 22:58 UTC
Hawkins Joseph O.Sr. VP Operations
SaleCommon Stock 1,011 $46.77 $47,285.89
Disclosure

SEC source: 0001209191-19-011742 · doc4.xml · nonDerivative · entry 3

Hawkins Joseph O. · CIK 0001705405 · Sr. VP Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,109

F1 · shares: Shares sold pursuant to a 10b5-1 plan.

F2 · price: The shares were sold at prices ranging from $46.61 to $46.94. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
January 31, 2019 Filed Mar 11, 2019 23:45 UTC
Klepper Robert SamuelSVP Marketing and Products
PurchaseCommon Stock 11 $47.35 $520.85
Disclosure

SEC source: 0001209191-19-018619 · doc4.xml · nonDerivative · entry 21

Klepper Robert Samuel · CIK 0001734558 · SVP Marketing and Products

10b5-1 filing: Not disclosed

Ownership: Indirect · By Son

Disclosed balance after: 57

F1 · ownership.nature: The Reporting Person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

Read SEC document
January 25, 2019 Filed Mar 11, 2019 23:45 UTC
Klepper Robert SamuelSVP Marketing and Products
SaleCommon Stock 12 $46.55 $558.60
Disclosure

SEC source: 0001209191-19-018619 · doc4.xml · nonDerivative · entry 20

Klepper Robert Samuel · CIK 0001734558 · SVP Marketing and Products

10b5-1 filing: Not disclosed

Ownership: Indirect · By Son

Disclosed balance after: 46

F5 · kind: The Reporting Person's sale of Issuer common stock reported herein was matchable under Section 16(b) of the Securities Exchange Act of 1934 with the reporting person's purchase of 12 shares of Issuer common stock at a price of $38.01 per share on October 24, 2018. The reporting person has agreed to pay to Issuer $102.48, representing the full amount of the profit realized in connection with the short-swing transaction.

F1 · ownership.nature: The Reporting Person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

Read SEC document
January 09, 2019 Filed Feb 20, 2019 22:58 UTC
Hawkins Joseph O.Sr. VP Operations
Exercise / conversionCommon Stock (Right to Buy) · Derivative 1,765 $0.00 Strike: $0.85 $0.00
Disclosure

SEC source: 0001209191-19-011742 · doc4.xml · derivative · entry 6

Hawkins Joseph O. · CIK 0001705405 · Sr. VP Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,852

Underlying: Common Stock · 1,765 shares

Expires 2026-02-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: 1/48th of the grant vests monthly for 48 months from February 2, 2016.

Read SEC document
January 09, 2019 Filed Feb 20, 2019 22:58 UTC
Hawkins Joseph O.Sr. VP Operations
Exercise / conversionStock Option (Right to Buy) · Derivative 5,882 $0.00 Strike: $0.68 $0.00
Disclosure

SEC source: 0001209191-19-011742 · doc4.xml · derivative · entry 5

Hawkins Joseph O. · CIK 0001705405 · Sr. VP Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,236

Underlying: Common Stock · 5,882 shares

Expires 2022-10-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: Fully vested and exercisable.

Read SEC document
January 09, 2019 Filed Feb 20, 2019 22:58 UTC
Hawkins Joseph O.Sr. VP Operations
Exercise / conversionCommon Stock 1,765 $0.85 $1,500.25
Disclosure

SEC source: 0001209191-19-011742 · doc4.xml · nonDerivative · entry 2

Hawkins Joseph O. · CIK 0001705405 · Sr. VP Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,120

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 09, 2019 Filed Feb 20, 2019 22:58 UTC
Hawkins Joseph O.Sr. VP Operations
Exercise / conversionCommon Stock 5,882 $0.68 $3,999.76
Disclosure

SEC source: 0001209191-19-011742 · doc4.xml · nonDerivative · entry 1

Hawkins Joseph O. · CIK 0001705405 · Sr. VP Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,355

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 17, 2018 Filed Mar 11, 2019 23:45 UTC
Klepper Robert SamuelSVP Marketing and Products
PurchaseCommon Stock 1 $30.43 $30.43
Disclosure

SEC source: 0001209191-19-018619 · doc4.xml · nonDerivative · entry 19

Klepper Robert Samuel · CIK 0001734558 · SVP Marketing and Products

10b5-1 filing: Not disclosed

Ownership: Indirect · By Son

Disclosed balance after: 58

F1 · ownership.nature: The Reporting Person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

Read SEC document
November 20, 2018 Filed Nov 20, 2018 16:58 UTC SaleCommon Stock 10,000 $34.47 $344,680.00
Disclosure

SEC source: 0001209191-18-059451 · doc4.xml · nonDerivative · entry 8

Groos Thomas T. · CIK 0001706000 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Limited Liability Company

Disclosed balance after: 418,376

F10 · price: The shares were sold at prices between $34.01 and $35.00 The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.

F4 · ownership.nature: Shares held directly by RT Groos, LLC, over which Thomas T. Groos holds voting and dispositive power.

Read SEC document
November 20, 2018 Filed Nov 20, 2018 16:58 UTC SaleCommon Stock 10,000 $32.69 $326,889.00
Disclosure

SEC source: 0001209191-18-059451 · doc4.xml · nonDerivative · entry 7

Groos Thomas T. · CIK 0001706000 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Limited Liability Company

Disclosed balance after: 428,376

F9 · price: The shares were sold at prices between $32.29 and $33.29 The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.

F4 · ownership.nature: Shares held directly by RT Groos, LLC, over which Thomas T. Groos holds voting and dispositive power.

Read SEC document
November 20, 2018 Filed Nov 20, 2018 21:57 UTC
Clark Ralph A.Director · President and CEO
Exercise / conversionCommon Stock (Right to Buy) · Derivative 5,000 $0.00 Strike: $0.68 $0.00
Disclosure

SEC source: 0001209191-18-059450 · doc4.xml · derivative · entry 2

Clark Ralph A. · CIK 0001705470 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,943

Underlying: Common Stock · 5,000 shares

Expires 2022-10-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Fully vested and exercisable.

Read SEC document
November 20, 2018 Filed Nov 20, 2018 21:57 UTC
Clark Ralph A.Director · President and CEO
Exercise / conversionCommon Stock 5,000 $0.68 $3,400.00
Disclosure

SEC source: 0001209191-18-059450 · doc4.xml · nonDerivative · entry 1

Clark Ralph A. · CIK 0001705470 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 448,783

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 19, 2018 Filed Nov 19, 2018 19:06 UTC
Stewart Alan R.Chief Financial Officer
Exercise / conversionStock Option (Right to Buy) · Derivative 2,000 $0.00 Strike: $3.06 $0.00
Disclosure

SEC source: 0001209191-18-059128 · doc4.xml · derivative · entry 2

Stewart Alan R. · CIK 0001705492 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,283

Underlying: Common Stock · 2,000 shares

Expires 2027-03-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: 25% of the grant vested on the one-year anniversary of February 3, 2017, then following such one-year anniversary, 1/36th of the grant vests monthly for 36 months.

Read SEC document
November 19, 2018 Filed Nov 20, 2018 16:58 UTC SaleCommon Stock 11,277 $33.13 $373,607.01
Disclosure

SEC source: 0001209191-18-059451 · doc4.xml · nonDerivative · entry 6

Groos Thomas T. · CIK 0001706000 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Limited Liability Company

Disclosed balance after: 438,376

F8 · price: The shares were sold at prices between $33.11 and $33.40 The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.

F4 · ownership.nature: Shares held directly by RT Groos, LLC, over which Thomas T. Groos holds voting and dispositive power.

Read SEC document
November 19, 2018 Filed Nov 20, 2018 16:58 UTC SaleCommon Stock 5,623 $32.58 $183,169.23
Disclosure

SEC source: 0001209191-18-059451 · doc4.xml · nonDerivative · entry 5

Groos Thomas T. · CIK 0001706000 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Limited Liability Company

Disclosed balance after: 449,653

F7 · price: The shares were sold at prices between $32.10 and $33.10 The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.

F4 · ownership.nature: Shares held directly by RT Groos, LLC, over which Thomas T. Groos holds voting and dispositive power.

Read SEC document
November 19, 2018 Filed Nov 20, 2018 16:58 UTC SaleCommon Stock 13,100 $31.30 $410,030.00
Disclosure

SEC source: 0001209191-18-059451 · doc4.xml · nonDerivative · entry 4

Groos Thomas T. · CIK 0001706000 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Limited Liability Company

Disclosed balance after: 455,276

F6 · price: The shares were sold at prices between $31.00 and $31.99 The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.

F4 · ownership.nature: Shares held directly by RT Groos, LLC, over which Thomas T. Groos holds voting and dispositive power.

Read SEC document
November 16, 2018 Filed Nov 19, 2018 20:57 UTC
Hawkins Joseph O.Sr. VP, Operations
SaleCommon Stock 611 $30.54 $18,661.35
Disclosure

SEC source: 0001209191-18-059143 · doc4.xml · nonDerivative · entry 3

Hawkins Joseph O. · CIK 0001705405 · Sr. VP, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,970

F1 · shares: Shares sold pursuant to a 10b5-1 plan.

F4 · price: The shares were sold at prices ranging from $30.40 to $30.75. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
November 16, 2018 Filed Nov 19, 2018 20:57 UTC
Hawkins Joseph O.Sr. VP, Operations
SaleCommon Stock 400 $29.59 $11,835.00
Disclosure

SEC source: 0001209191-18-059143 · doc4.xml · nonDerivative · entry 2

Hawkins Joseph O. · CIK 0001705405 · Sr. VP, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,581

F1 · shares: Shares sold pursuant to a 10b5-1 plan.

F3 · price: The shares were sold at prices ranging from $29.29 to $29.89. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
November 16, 2018 Filed Nov 19, 2018 20:57 UTC
Hawkins Joseph O.Sr. VP, Operations
SaleCommon Stock 900 $28.36 $25,520.49
Disclosure

SEC source: 0001209191-18-059143 · doc4.xml · nonDerivative · entry 1

Hawkins Joseph O. · CIK 0001705405 · Sr. VP, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,981

F1 · shares: Shares sold pursuant to a 10b5-1 plan.

F2 · price: The shares were sold at prices ranging from $28.17 to $28.99. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
November 16, 2018 Filed Nov 19, 2018 19:06 UTC
Stewart Alan R.Chief Financial Officer
Exercise / conversionCommon Stock 2,000 $3.06 $6,120.00
Disclosure

SEC source: 0001209191-18-059128 · doc4.xml · nonDerivative · entry 1

Stewart Alan R. · CIK 0001705492 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,084

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 16, 2018 Filed Nov 20, 2018 16:58 UTC SaleCommon Stock 15,000 $33.08 $496,200.00
Disclosure

SEC source: 0001209191-18-059451 · doc4.xml · nonDerivative · entry 3

Groos Thomas T. · CIK 0001706000 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Limited Liability Company

Disclosed balance after: 468,376

F5 · price: The shares were sold at prices between $33.072 and $33.45 The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.

F4 · ownership.nature: Shares held directly by RT Groos, LLC, over which Thomas T. Groos holds voting and dispositive power.

Read SEC document
November 16, 2018 Filed Nov 20, 2018 16:58 UTC SaleCommon Stock 35,000 $31.91 $1,116,836.00
Disclosure

SEC source: 0001209191-18-059451 · doc4.xml · nonDerivative · entry 2

Groos Thomas T. · CIK 0001706000 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Limited Liability Company

Disclosed balance after: 483,376

F3 · price: The shares were sold at prices between $32.06 and $33.06 The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.

F4 · ownership.nature: Shares held directly by RT Groos, LLC, over which Thomas T. Groos holds voting and dispositive power.

Read SEC document
November 16, 2018 Filed Nov 20, 2018 16:58 UTC SaleCommon Stock 12,000 $31.50 $378,000.00
Disclosure

SEC source: 0001209191-18-059451 · doc4.xml · nonDerivative · entry 1

Groos Thomas T. · CIK 0001706000 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 50,515

F1 · price: The shares were sold at prices between $31.46 and $32.2301 The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.

F2 · ownership.nature: Shares held directly by The Thomas T. Groos Revocable Trust, over which Thomas T. Groos holds voting and dispositive power.

Read SEC document
October 25, 2018 Filed Mar 11, 2019 23:45 UTC
Klepper Robert SamuelSVP Marketing and Products
PurchaseCommon Stock 7 $38.26 $267.82
Disclosure

SEC source: 0001209191-19-018619 · doc4.xml · nonDerivative · entry 18

Klepper Robert Samuel · CIK 0001734558 · SVP Marketing and Products

10b5-1 filing: Not disclosed

Ownership: Indirect · By Son

Disclosed balance after: 57

F1 · ownership.nature: The Reporting Person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

Read SEC document
October 24, 2018 Filed Mar 11, 2019 23:45 UTC
Klepper Robert SamuelSVP Marketing and Products
PurchaseCommon Stock 38 $38.01 $1,444.38
Disclosure

SEC source: 0001209191-19-018619 · doc4.xml · nonDerivative · entry 17

Klepper Robert Samuel · CIK 0001734558 · SVP Marketing and Products

10b5-1 filing: Not disclosed

Ownership: Indirect · By Son

Disclosed balance after: 50

F1 · ownership.nature: The Reporting Person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

Read SEC document
October 22, 2018 Filed Mar 11, 2019 23:45 UTC
Klepper Robert SamuelSVP Marketing and Products
PurchaseCommon Stock 6 $40.70 $244.20
Disclosure

SEC source: 0001209191-19-018619 · doc4.xml · nonDerivative · entry 16

Klepper Robert Samuel · CIK 0001734558 · SVP Marketing and Products

10b5-1 filing: Not disclosed

Ownership: Indirect · By Son

Disclosed balance after: 12

F1 · ownership.nature: The Reporting Person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

Read SEC document
October 16, 2018 Filed Mar 11, 2019 23:45 UTC
Klepper Robert SamuelSVP Marketing and Products
PurchaseCommon Stock 6 $42.72 $256.32
Disclosure

SEC source: 0001209191-19-018619 · doc4.xml · nonDerivative · entry 15

Klepper Robert Samuel · CIK 0001734558 · SVP Marketing and Products

10b5-1 filing: Not disclosed

Ownership: Indirect · By Son

Disclosed balance after: 6

F1 · ownership.nature: The Reporting Person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

Read SEC document
October 09, 2018 Filed Oct 9, 2018 22:30 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 7,843 $0.00 Strike: $0.85 $0.00
Disclosure

SEC source: 0001209191-18-054596 · doc4.xml · derivative · entry 5

Levensohn Pascal · CIK 0001394300 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,922

Underlying: Common Stock · 7,843 shares

Expires 2026-02-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: 1/48th of the grant vests monthly for 48 months from February 1, 2016.

Read SEC document
October 09, 2018 Filed Oct 9, 2018 22:30 UTC Exercise / conversionCommon Stock 7,843 $0.85 $6,666.55
Disclosure

SEC source: 0001209191-18-054596 · doc4.xml · nonDerivative · entry 1

Levensohn Pascal · CIK 0001394300 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,645

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 04, 2018 Filed Oct 18, 2018 23:25 UTC
LAUDER GARY M10% owner
GiftCommon Stock 39,000 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-18-026980 · doc4.xml · nonDerivative · entry 1

LAUDER GARY M · CIK 0001008088 · 10% owner

LAUDER GARY M REVOCABLE TRUST UAD 8/10/2000 · CIK 0001173609 · 10% owner

Lauder Partners LLC · CIK 0001705993 · 10% owner

GARY M LAUDER 2015 TRUST · CIK 0001260297 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 1,147,529

F1 · price: Not applicable

F2 · ownership.nature: Shares held indirectly by The Gary M. Lauder Revocable Trust, of which Gary M. Lauder is a Trustee.

Read SEC document
September 17, 2018 Filed Mar 11, 2019 23:45 UTC
Klepper Robert SamuelSVP Marketing and Products
SaleCommon Stock 4 $59.58 $238.32
Disclosure

SEC source: 0001209191-19-018619 · doc4.xml · nonDerivative · entry 14

Klepper Robert Samuel · CIK 0001734558 · SVP Marketing and Products

10b5-1 filing: Not disclosed

Ownership: Indirect · By Son

Disclosed balance after: 0

F4 · kind: The Reporting Person's sale of Issuer's common stock reported herein was matchable under Section 16(b) of the Securities Exchange Act of 1934, to the extent of 4 shares, with the reporting person's purchase of 2 shares of Issuer's common stock at a price of $32.19 on April 4, 2018, 1 share of Issuer's common stock at a price of $36.20 on July 5, 2018 and 1 share of Issuer's common stock at a price of $30.43 per share on December 17, 2018. The Reporting Person has agreed to pay to Issuer $107.31, representing the full amount of the profit realized in connection with the short-swing transaction.

F1 · ownership.nature: The Reporting Person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

Read SEC document
September 12, 2018 Filed Sep 14, 2018 16:51 UTC
LAUDER GARY M10% owner
SaleCommon Stock 21,200 $59.52 $1,261,828.24
Disclosure

SEC source: 0000899243-18-024497 · doc4.xml · nonDerivative · entry 2

LAUDER GARY M · CIK 0001008088 · 10% owner

LAUDER GARY M REVOCABLE TRUST UAD 8/10/2000 · CIK 0001173609 · 10% owner

Lauder Partners LLC · CIK 0001705993 · 10% owner

GARY M LAUDER 2015 TRUST · CIK 0001260297 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 1,186,529

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $59.09 to $59.98, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

F3 · ownership.nature: Shares held indirectly by The Gary M. Lauder Revocable Trust, of which Gary M. Lauder is a Trustee.

Read SEC document
September 12, 2018 Filed Sep 14, 2018 16:51 UTC
LAUDER GARY M10% owner
SaleCommon Stock 5,800 $58.70 $340,458.84
Disclosure

SEC source: 0000899243-18-024497 · doc4.xml · nonDerivative · entry 1

LAUDER GARY M · CIK 0001008088 · 10% owner

LAUDER GARY M REVOCABLE TRUST UAD 8/10/2000 · CIK 0001173609 · 10% owner

Lauder Partners LLC · CIK 0001705993 · 10% owner

GARY M LAUDER 2015 TRUST · CIK 0001260297 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 1,207,729

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $58.07 to $59.05, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

F3 · ownership.nature: Shares held indirectly by The Gary M. Lauder Revocable Trust, of which Gary M. Lauder is a Trustee.

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September 04, 2018 Filed Mar 11, 2019 23:45 UTC
Klepper Robert SamuelSVP Marketing and Products
PurchaseCommon Stock 4 $57.96 $231.84
Disclosure

SEC source: 0001209191-19-018619 · doc4.xml · nonDerivative · entry 13

Klepper Robert Samuel · CIK 0001734558 · SVP Marketing and Products

10b5-1 filing: Not disclosed

Ownership: Indirect · By Son

Disclosed balance after: 4

F1 · ownership.nature: The Reporting Person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

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August 30, 2018 Filed Mar 11, 2019 23:45 UTC
Klepper Robert SamuelSVP Marketing and Products
SaleCommon Stock 46 $54.68 $2,515.28
Disclosure

SEC source: 0001209191-19-018619 · doc4.xml · nonDerivative · entry 12

Klepper Robert Samuel · CIK 0001734558 · SVP Marketing and Products

10b5-1 filing: Not disclosed

Ownership: Indirect · By Son

Disclosed balance after: 0

F3 · kind: The Reporting Person's sale of Issuer common stock reported herein was matchable under Section 16(b) of the Securities Exchange Act of 1934, to the extent of 45 shares, with the reporting person's purchase of 13 shares of Issuer common stock at a price of $36.20 per share on July 5, 2018, 1 share of Issuer common stock at a price of $36.35 on July 5, 2018, 1 share of Issuer common stock at a price of $36.45 on July 5, 2018, 6 shares of Issuer common stock at a price of $37.33 on July 5, 2018 and 24 shares of Issuer common stock at a price of $38.01 on October 24, 2018. The Reporting Person has agreed to pay to Issuer $799.46, representing the full amount of the profit realized in connection with the short-swing transaction.

F1 · ownership.nature: The Reporting Person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

Read SEC document
August 17, 2018 Filed Aug 20, 2018 17:46 UTC
LAUDER GARY M10% owner
SaleCommon Stock 11,500 $40.00 $460,000.00
Disclosure

SEC source: 0000899243-18-022772 · doc4.xml · nonDerivative · entry 2

LAUDER GARY M · CIK 0001008088 · 10% owner

LAUDER GARY M REVOCABLE TRUST UAD 8/10/2000 · CIK 0001173609 · 10% owner

Lauder Partners LLC · CIK 0001705993 · 10% owner

GARY M LAUDER 2015 TRUST · CIK 0001260297 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 1,213,529

F1 · ownership.nature: Shares held indirectly by The Gary M. Lauder Revocable Trust, of which Gary M. Lauder is a Trustee.

Read SEC document
August 16, 2018 Filed Aug 16, 2018 20:01 UTC
Hawkins Joseph O.Sr. VP, Operations
SaleCommon Stock 1,911 $39.80 $76,062.58
Disclosure

SEC source: 0001209191-18-047016 · doc4.xml · nonDerivative · entry 1

Hawkins Joseph O. · CIK 0001705405 · Sr. VP, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,881

F1 · price: The shares were sold at prices ranging from $39.2401 to $40.23. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.

F2 · balance_after: Includes 732 shares acquired on 6/13/2018 pursuant to the Issuer's Employee Stock Purchase Plan.

Read SEC document
August 16, 2018 Filed Aug 20, 2018 17:46 UTC
LAUDER GARY M10% owner
SaleCommon Stock 3,970 $40.00 $158,800.00
Disclosure

SEC source: 0000899243-18-022772 · doc4.xml · nonDerivative · entry 1

LAUDER GARY M · CIK 0001008088 · 10% owner

LAUDER GARY M REVOCABLE TRUST UAD 8/10/2000 · CIK 0001173609 · 10% owner

Lauder Partners LLC · CIK 0001705993 · 10% owner

GARY M LAUDER 2015 TRUST · CIK 0001260297 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 1,225,029

F1 · ownership.nature: Shares held indirectly by The Gary M. Lauder Revocable Trust, of which Gary M. Lauder is a Trustee.

Read SEC document
August 14, 2018 Filed Aug 15, 2018 20:06 UTC
LAUDER GARY M10% owner
SaleCommon Stock 400 $43.34 $17,336.00
Disclosure

SEC source: 0000899243-18-022460 · doc4.xml · nonDerivative · entry 5

LAUDER GARY M · CIK 0001008088 · 10% owner

LAUDER GARY M REVOCABLE TRUST UAD 8/10/2000 · CIK 0001173609 · 10% owner

Lauder Partners LLC · CIK 0001705993 · 10% owner

GARY M LAUDER 2015 TRUST · CIK 0001260297 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 1,228,999

F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $43.00 to $43.65, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

F6 · ownership.nature: Shares held indirectly by The Gary M. Lauder Revocable Trust, of which Gary M. Lauder is a Trustee.

Read SEC document
August 14, 2018 Filed Aug 15, 2018 20:06 UTC
LAUDER GARY M10% owner
SaleCommon Stock 11,473 $41.27 $473,433.35
Disclosure

SEC source: 0000899243-18-022460 · doc4.xml · nonDerivative · entry 4

LAUDER GARY M · CIK 0001008088 · 10% owner

LAUDER GARY M REVOCABLE TRUST UAD 8/10/2000 · CIK 0001173609 · 10% owner

Lauder Partners LLC · CIK 0001705993 · 10% owner

GARY M LAUDER 2015 TRUST · CIK 0001260297 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 1,229,399

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $41.00 to $41.71, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

F6 · ownership.nature: Shares held indirectly by The Gary M. Lauder Revocable Trust, of which Gary M. Lauder is a Trustee.

Read SEC document
August 13, 2018 Filed Aug 15, 2018 20:06 UTC
LAUDER GARY M10% owner
SaleCommon Stock 207 $46.05 $9,532.35
Disclosure

SEC source: 0000899243-18-022460 · doc4.xml · nonDerivative · entry 3

LAUDER GARY M · CIK 0001008088 · 10% owner

LAUDER GARY M REVOCABLE TRUST UAD 8/10/2000 · CIK 0001173609 · 10% owner

Lauder Partners LLC · CIK 0001705993 · 10% owner

GARY M LAUDER 2015 TRUST · CIK 0001260297 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 1,240,872

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $46.01 to $46.09, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

F6 · ownership.nature: Shares held indirectly by The Gary M. Lauder Revocable Trust, of which Gary M. Lauder is a Trustee.

Read SEC document
August 13, 2018 Filed Aug 15, 2018 20:06 UTC
LAUDER GARY M10% owner
SaleCommon Stock 3,876 $45.42 $176,055.67
Disclosure

SEC source: 0000899243-18-022460 · doc4.xml · nonDerivative · entry 2

LAUDER GARY M · CIK 0001008088 · 10% owner

LAUDER GARY M REVOCABLE TRUST UAD 8/10/2000 · CIK 0001173609 · 10% owner

Lauder Partners LLC · CIK 0001705993 · 10% owner

GARY M LAUDER 2015 TRUST · CIK 0001260297 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 1,241,079

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $45.00 to $45.935, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

F6 · ownership.nature: Shares held indirectly by The Gary M. Lauder Revocable Trust, of which Gary M. Lauder is a Trustee.

Read SEC document
August 13, 2018 Filed Aug 15, 2018 20:06 UTC
LAUDER GARY M10% owner
SaleCommon Stock 5,492 $43.91 $241,174.04
Disclosure

SEC source: 0000899243-18-022460 · doc4.xml · nonDerivative · entry 1

LAUDER GARY M · CIK 0001008088 · 10% owner

LAUDER GARY M REVOCABLE TRUST UAD 8/10/2000 · CIK 0001173609 · 10% owner

Lauder Partners LLC · CIK 0001705993 · 10% owner

GARY M LAUDER 2015 TRUST · CIK 0001260297 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 1,244,955

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $43.70 to $44.27, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

F6 · ownership.nature: Shares held indirectly by The Gary M. Lauder Revocable Trust, of which Gary M. Lauder is a Trustee.

Read SEC document
August 10, 2018 Filed Aug 13, 2018 20:56 UTC
LAUDER GARY M10% owner
SaleCommon Stock 10,200 $46.54 $474,712.08
Disclosure

SEC source: 0000899243-18-022142 · doc4.xml · nonDerivative · entry 4

LAUDER GARY M · CIK 0001008088 · 10% owner

LAUDER GARY M REVOCABLE TRUST UAD 8/10/2000 · CIK 0001173609 · 10% owner

Lauder Partners LLC · CIK 0001705993 · 10% owner

GARY M LAUDER 2015 TRUST · CIK 0001260297 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 1,250,447

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $46.10 to $46.91, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

F5 · ownership.nature: Shares held indirectly by The Gary M. Lauder Revocable Trust, of which Gary M. Lauder is a Trustee.

Read SEC document
August 10, 2018 Filed Aug 13, 2018 20:56 UTC
LAUDER GARY M10% owner
SaleCommon Stock 14,789 $45.43 $671,917.51
Disclosure

SEC source: 0000899243-18-022142 · doc4.xml · nonDerivative · entry 3

LAUDER GARY M · CIK 0001008088 · 10% owner

LAUDER GARY M REVOCABLE TRUST UAD 8/10/2000 · CIK 0001173609 · 10% owner

Lauder Partners LLC · CIK 0001705993 · 10% owner

GARY M LAUDER 2015 TRUST · CIK 0001260297 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 1,260,647

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $45.00 to $45.88, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

F5 · ownership.nature: Shares held indirectly by The Gary M. Lauder Revocable Trust, of which Gary M. Lauder is a Trustee.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.