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Nasdaq · USD

SSTI

SOUNDTHINKING, INC.

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Tapewire entity
361
SEC CIK
0001351636
Parsed reports
466

Last 12 months

Inside the activity.

15 purchase rows · 3 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202501
Dec 202501
Jan 202600
Feb 2026150
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202601
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 02, 2020 Filed Mar 4, 2021 22:55 UTC SaleCommon Stock 3,040 $39.74 $120,813.86
Disclosure

SEC source: 0001209191-21-017956 · doc4.xml · nonDerivative · entry 3

Levensohn Pascal · CIK 0001394300 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,908

F3 · price: Price reported is a weighted-average sales price. The shares were sold at prices ranging from $39.32 to $41.01. The Reporting Person will provide upon request to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
March 02, 2020 Filed Mar 4, 2021 22:55 UTC SaleCommon Stock 1,951 $38.78 $75,654.51
Disclosure

SEC source: 0001209191-21-017956 · doc4.xml · nonDerivative · entry 2

Levensohn Pascal · CIK 0001394300 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,948

F2 · price: Price reported is a weighted-average sales price. The shares were sold at prices ranging from $38.28 to $39.21. The Reporting Person will provide upon request to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
February 26, 2020 Filed Feb 28, 2020 22:48 UTC
Klepper Robert SamuelSVP Marketing and Products
SaleCommon Stock 400 $36.09 $14,437.00
Disclosure

SEC source: 0001209191-20-014096 · doc4.xml · nonDerivative · entry 2

Klepper Robert Samuel · CIK 0001734558 · SVP Marketing and Products

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,962

F3 · balance_after: The shares were sold at prices ranging from $36.01 to $36.25. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
February 26, 2020 Filed Feb 28, 2020 22:48 UTC
Klepper Robert SamuelSVP Marketing and Products
SaleCommon Stock 3,210 $35.27 $113,206.11
Disclosure

SEC source: 0001209191-20-014096 · doc4.xml · nonDerivative · entry 1

Klepper Robert Samuel · CIK 0001734558 · SVP Marketing and Products

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,362

F1 · balance_after: The shares were sold at prices ranging from $35.01 to $35.59. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.

F2 · balance_after: Includes 550 shares purchased under Issuer's Employee Stock Purchase Plan on June 13, 2019 and 74 shares purchased under Issuer's Employee Stock Purchase Plan on November 15, 2019.

Read SEC document
February 25, 2020 Filed Feb 25, 2020 22:41 UTC
Clark Ralph A.Director · President and CEO
SaleCommon Stock 1,295 $36.65 $47,459.03
Disclosure

SEC source: 0001209191-20-012647 · doc4.xml · nonDerivative · entry 5

Clark Ralph A. · CIK 0001705470 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 498,140

F5 · shares: The Reporting Person made a prior election to sell only the number of shares of common stock necessary to cover applicable tax withholding obligations realized upon the vesting of restricted stock units, as well as any related brokerage commission fees.

Read SEC document
February 25, 2020 Filed Feb 25, 2020 18:32 UTC
BUNYARD GARY TSVP Public Safety Solutions
SaleCommon Stock 460 $36.65 $16,858.03
Disclosure

SEC source: 0001209191-20-012712 · doc4.xml · nonDerivative · entry 1

BUNYARD GARY T · CIK 0001261588 · SVP Public Safety Solutions

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,725

F1 · shares: The Reporting Person made a prior election to sell only the number of shares of common stock necessary to cover applicable tax withholding obligations realized upon the vesting of restricted stock units, as well as any related brokerage commission fees.

Read SEC document
February 25, 2020 Filed Feb 26, 2020 00:08 UTC
Hawkins Joseph O.Sr. VP Operations
SaleCommon Stock 1,061 $36.65 $38,883.42
Disclosure

SEC source: 0001209191-20-012762 · doc4.xml · nonDerivative · entry 1

Hawkins Joseph O. · CIK 0001705405 · Sr. VP Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,244

F1 · shares: The Reporting Person made a prior election to sell only the number of shares of common stock necessary to cover applicable tax withholding obligations realized upon the vesting of restricted stock units, as well as any related brokerage commission fees.

Read SEC document
February 25, 2020 Filed Feb 25, 2020 23:29 UTC
Ames Paul S.SVP Products and Technology
SaleCommon Stock 1,061 $36.65 $38,883.42
Disclosure

SEC source: 0001209191-20-012705 · doc4.xml · nonDerivative · entry 1

Ames Paul S. · CIK 0001705493 · SVP Products and Technology

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,941

F1 · shares: The Reporting Person made a prior election to sell only the number of shares of common stock necessary to cover applicable tax withholding obligations realized upon the vesting of restricted stock units, as well as any related brokerage commission fees.

Read SEC document
February 21, 2020 Filed Feb 25, 2020 22:41 UTC
Clark Ralph A.Director · President and CEO
SaleCommon Stock 200 $39.16 $7,831.00
Disclosure

SEC source: 0001209191-20-012647 · doc4.xml · nonDerivative · entry 4

Clark Ralph A. · CIK 0001705470 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 499,435

F4 · balance_after: The shares were sold at prices ranging from $39.12 to $39.19. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
February 21, 2020 Filed Feb 25, 2020 22:41 UTC
Clark Ralph A.Director · President and CEO
SaleCommon Stock 2,891 $38.27 $110,652.74
Disclosure

SEC source: 0001209191-20-012647 · doc4.xml · nonDerivative · entry 3

Clark Ralph A. · CIK 0001705470 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 499,635

F3 · balance_after: The shares were sold at prices ranging from $37.91 to $38.79. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
February 21, 2020 Filed Feb 25, 2020 22:41 UTC
Clark Ralph A.Director · President and CEO
SaleCommon Stock 3,847 $37.37 $143,747.39
Disclosure

SEC source: 0001209191-20-012647 · doc4.xml · nonDerivative · entry 2

Clark Ralph A. · CIK 0001705470 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 502,526

F2 · balance_after: The shares were sold at prices ranging from $36.89 to $37.86. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
February 21, 2020 Filed Feb 25, 2020 22:41 UTC
Clark Ralph A.Director · President and CEO
SaleCommon Stock 34,531 $36.35 $1,255,315.80
Disclosure

SEC source: 0001209191-20-012647 · doc4.xml · nonDerivative · entry 1

Clark Ralph A. · CIK 0001705470 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 506,373

F1 · balance_after: The shares were sold at prices ranging from $35.89 to $36.88. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
February 21, 2020 Filed Feb 25, 2020 22:23 UTC
Stewart Alan R.Chief Financial Officer
SaleCommon Stock 100 $39.19 $3,919.00
Disclosure

SEC source: 0001209191-20-012603 · doc4.xml · nonDerivative · entry 3

Stewart Alan R. · CIK 0001705492 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,513

Read SEC document
February 21, 2020 Filed Feb 25, 2020 22:23 UTC
Stewart Alan R.Chief Financial Officer
SaleCommon Stock 4,614 $38.14 $175,985.34
Disclosure

SEC source: 0001209191-20-012603 · doc4.xml · nonDerivative · entry 2

Stewart Alan R. · CIK 0001705492 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,613

F2 · balance_after: The shares were sold at prices ranging from $38 to $38.79. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
February 21, 2020 Filed Feb 25, 2020 22:23 UTC
Stewart Alan R.Chief Financial Officer
SaleCommon Stock 5,198 $37.02 $192,448.15
Disclosure

SEC source: 0001209191-20-012603 · doc4.xml · nonDerivative · entry 1

Stewart Alan R. · CIK 0001705492 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,227

F1 · balance_after: The shares were sold at prices ranging from $37 to $37.14. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
February 18, 2020 Filed Feb 20, 2020 00:12 UTC
Hawkins Joseph O.Sr. VP Operations
SaleCommon Stock 1,911 $29.01 $55,432.38
Disclosure

SEC source: 0001209191-20-010788 · doc4.xml · nonDerivative · entry 1

Hawkins Joseph O. · CIK 0001705405 · Sr. VP Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,305

F1 · shares: Shares sold under a 10b5-1 plan.

F2 · balance_after: The shares were sold at prices ranging from $28.705 to $29.225. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
February 12, 2020 Filed Feb 19, 2021 02:27 UTC
Hawkins Joseph O.Sr. VP Operations
Exercise / conversionCommon Stock (Right to Buy) · Derivative 883 $0.00 Strike: $0.85 $0.00
Disclosure

SEC source: 0001209191-21-012224 · doc4.xml · derivative · entry 4

Hawkins Joseph O. · CIK 0001705405 · Sr. VP Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,204

Underlying: Common Stock · 883 shares

Expires 2026-02-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Fully vested and exercisable.

Read SEC document
February 12, 2020 Filed Feb 19, 2021 02:27 UTC
Hawkins Joseph O.Sr. VP Operations
Exercise / conversionStock Option (Right to Buy) · Derivative 2,940 $0.00 Strike: $0.68 $0.00
Disclosure

SEC source: 0001209191-21-012224 · doc4.xml · derivative · entry 3

Hawkins Joseph O. · CIK 0001705405 · Sr. VP Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,414

Underlying: Common Stock · 2,940 shares

Expires 2022-10-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Fully vested and exercisable.

Read SEC document
February 12, 2020 Filed Feb 19, 2021 02:27 UTC
Hawkins Joseph O.Sr. VP Operations
Exercise / conversionCommon Stock 883 $0.85 $750.55
Disclosure

SEC source: 0001209191-21-012224 · doc4.xml · nonDerivative · entry 2

Hawkins Joseph O. · CIK 0001705405 · Sr. VP Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,803

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 12, 2020 Filed Feb 19, 2021 02:27 UTC
Hawkins Joseph O.Sr. VP Operations
Exercise / conversionCommon Stock 2,940 $0.68 $1,999.20
Disclosure

SEC source: 0001209191-21-012224 · doc4.xml · nonDerivative · entry 1

Hawkins Joseph O. · CIK 0001705405 · Sr. VP Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,920

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 05, 2020 Filed Feb 7, 2020 01:13 UTC
Hawkins Joseph O.Sr. VP Operations
Exercise / conversionCommon Stock (Right to Buy) · Derivative 1,765 $0.00 Strike: $0.85 $0.00
Disclosure

SEC source: 0001209191-20-007336 · doc4.xml · derivative · entry 4

Hawkins Joseph O. · CIK 0001705405 · Sr. VP Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,087

Underlying: Common Stock · 1,765 shares

Expires 2026-02-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Fully vested and exercisable.

Read SEC document
February 05, 2020 Filed Feb 7, 2020 01:13 UTC
Hawkins Joseph O.Sr. VP Operations
Exercise / conversionStock Option (Right to Buy) · Derivative 5,882 $0.00 Strike: $0.68 $0.00
Disclosure

SEC source: 0001209191-20-007336 · doc4.xml · derivative · entry 3

Hawkins Joseph O. · CIK 0001705405 · Sr. VP Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,354

Underlying: Common Stock · 5,882 shares

Expires 2022-10-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Fully vested and exercisable.

Read SEC document
February 05, 2020 Filed Feb 7, 2020 01:13 UTC
Hawkins Joseph O.Sr. VP Operations
Exercise / conversionCommon Stock 1,765 $0.85 $1,500.25
Disclosure

SEC source: 0001209191-20-007336 · doc4.xml · nonDerivative · entry 2

Hawkins Joseph O. · CIK 0001705405 · Sr. VP Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,216

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 05, 2020 Filed Feb 7, 2020 01:13 UTC
Hawkins Joseph O.Sr. VP Operations
Exercise / conversionCommon Stock 5,882 $0.68 $3,999.76
Disclosure

SEC source: 0001209191-20-007336 · doc4.xml · nonDerivative · entry 1

Hawkins Joseph O. · CIK 0001705405 · Sr. VP Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,451

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 14, 2020 Filed Jan 16, 2020 23:33 UTC
Ames Paul S.SVP Products and Technology
Exercise / conversionStock Option (Right to Buy) · Derivative 208 $0.00 Strike: $3.06 $0.00
Disclosure

SEC source: 0001209191-20-003764 · doc4.xml · derivative · entry 4

Ames Paul S. · CIK 0001705493 · SVP Products and Technology

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 313

Underlying: Common Stock · 208 shares

Expires 2027-03-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: 1/48th of the grant vests monthly for 48 months from March 27, 2017.

Read SEC document
January 14, 2020 Filed Jan 16, 2020 23:33 UTC
Ames Paul S.SVP Products and Technology
Exercise / conversionStock Option (Right to Buy) · Derivative 625 $0.00 Strike: $3.06 $0.00
Disclosure

SEC source: 0001209191-20-003764 · doc4.xml · derivative · entry 3

Ames Paul S. · CIK 0001705493 · SVP Products and Technology

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 876

Underlying: Common Stock · 625 shares

Expires 2027-03-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: 1/48th of the grant vests monthly for 48 months from March 13, 2017.

Read SEC document
January 14, 2020 Filed Jan 16, 2020 23:33 UTC
Ames Paul S.SVP Products and Technology
Exercise / conversionCommon Stock 208 $3.06 $636.48
Disclosure

SEC source: 0001209191-20-003764 · doc4.xml · nonDerivative · entry 2

Ames Paul S. · CIK 0001705493 · SVP Products and Technology

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,002

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 14, 2020 Filed Jan 16, 2020 23:33 UTC
Ames Paul S.SVP Products and Technology
Exercise / conversionCommon Stock 625 $3.06 $1,912.50
Disclosure

SEC source: 0001209191-20-003764 · doc4.xml · nonDerivative · entry 1

Ames Paul S. · CIK 0001705493 · SVP Products and Technology

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,794

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 1,367 shares purchased under Issuer's Employee Stock Purchase Plan on June 13, 2019 and 453 shares purchased under Issuer's Employee Stock Purchase Plan on November 15, 2019.

Read SEC document
December 31, 2019 Filed Mar 4, 2021 22:55 UTC GiftCommon Stock 6,675 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-017956 · doc4.xml · nonDerivative · entry 1

Levensohn Pascal · CIK 0001394300 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 0

F1 · kind: Exempt distribution of shares by Levensohn 2000 Children's Trust to the beneficiary.

F1 · ownership.nature: Exempt distribution of shares by Levensohn 2000 Children's Trust to the beneficiary.

Read SEC document
November 18, 2019 Filed Nov 19, 2019 22:20 UTC
Hawkins Joseph O.Sr. VP Operations
SaleCommon Stock 1,911 $22.40 $42,806.40
Disclosure

SEC source: 0001209191-19-057254 · doc4.xml · nonDerivative · entry 1

Hawkins Joseph O. · CIK 0001705405 · Sr. VP Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,569

F1 · balance_after: Includes 226 shares purchased under Issuer's Employee Stock Purchase Plan on November 15, 2019.

F2 · balance_after: The shares were sold at prices ranging from $22.21 to $22.51. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
September 25, 2019 Filed Sep 27, 2019 16:29 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 5,000 $0.00 Strike: $3.06 $0.00
Disclosure

SEC source: 0001209191-19-050933 · doc4.xml · derivative · entry 2

BRATTON WILLIAM J. · CIK 0001507464 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,000 shares

Expires 2027-03-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Fully vested and exercisable.

Read SEC document
September 25, 2019 Filed Sep 27, 2019 16:29 UTC Exercise / conversionCommon Stock 5,000 $3.06 $15,300.00
Disclosure

SEC source: 0001209191-19-050933 · doc4.xml · nonDerivative · entry 1

BRATTON WILLIAM J. · CIK 0001507464 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,538

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 16, 2019 Filed Aug 19, 2019 22:00 UTC
Hawkins Joseph O.Sr. VP Operations
SaleCommon Stock 172 $29.51 $5,075.72
Disclosure

SEC source: 0001209191-19-046683 · doc4.xml · nonDerivative · entry 2

Hawkins Joseph O. · CIK 0001705405 · Sr. VP Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,254

F2 · price: The shares were sold at prices ranging from $29.48 to $29.54. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.

F3 · balance_after: Includes 683 shares purchased under Issuer's Employee Stock Purchase Plan on June 13, 2019.

Read SEC document
August 16, 2019 Filed Aug 19, 2019 22:00 UTC
Hawkins Joseph O.Sr. VP Operations
SaleCommon Stock 1,739 $28.96 $50,361.44
Disclosure

SEC source: 0001209191-19-046683 · doc4.xml · nonDerivative · entry 1

Hawkins Joseph O. · CIK 0001705405 · Sr. VP Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,743

F1 · price: The shares were sold at prices ranging from $28.43 to $29.35. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
August 16, 2019 Filed Aug 20, 2019 13:41 UTC
Clark Ralph A.Director · President and CEO
Exercise / conversionStock Option (Right to Buy) · Derivative 4,902 $0.00 Strike: $1.70 $0.00
Disclosure

SEC source: 0001209191-19-046756 · doc4.xml · derivative · entry 2

Clark Ralph A. · CIK 0001705470 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,414

Underlying: Common Stock · 4,902 shares

Expires 2026-07-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: 1/48th of the grant vests monthly for 48 months from July 19, 2016.

Read SEC document
August 16, 2019 Filed Aug 20, 2019 13:41 UTC
Clark Ralph A.Director · President and CEO
Exercise / conversionCommon Stock 4,902 $1.70 $8,333.40
Disclosure

SEC source: 0001209191-19-046756 · doc4.xml · nonDerivative · entry 1

Clark Ralph A. · CIK 0001705470 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 540,904

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 2,273 shares purchased under Issuer's Employee Stock Purchase Plan on June 13, 2019.

Read SEC document
August 16, 2019 Filed Aug 20, 2019 13:43 UTC
Stewart Alan R.Chief Financial Officer
Exercise / conversionStock Option (Right to Buy) · Derivative 937 $0.00 Strike: $3.06 $0.00
Disclosure

SEC source: 0001209191-19-046758 · doc4.xml · derivative · entry 4

Stewart Alan R. · CIK 0001705492 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,251

Underlying: Common Stock · 937 shares

Expires 2027-03-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: 1/48th of the grant vests monthly for 48 months from March 27, 2017.

Read SEC document
August 16, 2019 Filed Aug 20, 2019 13:43 UTC
Stewart Alan R.Chief Financial Officer
Exercise / conversionStock Option (Right to Buy) · Derivative 4,845 $0.00 Strike: $3.06 $0.00
Disclosure

SEC source: 0001209191-19-046758 · doc4.xml · derivative · entry 3

Stewart Alan R. · CIK 0001705492 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,070

Underlying: Common Stock · 4,845 shares

Expires 2027-03-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: 25% of the grant vested on one-year anniversary of February 3, 2017, then following such one-year anniversary, 1/36th of the grant vests monthly for 36 months.

Read SEC document
August 16, 2019 Filed Aug 20, 2019 13:43 UTC
Stewart Alan R.Chief Financial Officer
Exercise / conversionCommon Stock 937 $3.06 $2,867.22
Disclosure

SEC source: 0001209191-19-046758 · doc4.xml · nonDerivative · entry 2

Stewart Alan R. · CIK 0001705492 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,425

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 2,273 shares purchased under Issuer's Employee Stock Purchase Plan on June 13, 2019.

Read SEC document
August 16, 2019 Filed Aug 20, 2019 13:43 UTC
Stewart Alan R.Chief Financial Officer
Exercise / conversionCommon Stock 4,845 $3.06 $14,825.70
Disclosure

SEC source: 0001209191-19-046758 · doc4.xml · nonDerivative · entry 1

Stewart Alan R. · CIK 0001705492 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,215

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 13, 2019 Filed Jun 14, 2019 17:14 UTC GrantCommon Stock 2,243 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-037192 · doc4.xml · nonDerivative · entry 1

Groos Thomas T. · CIK 0001706000 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,674

F1 · shares: Represents Restricted Stock Units ("RSUs"). All of the RSUs subject to this Award will vest upon the earlier of June 13, 2020 and the Company's next annual meeting of stockholders. In addition, all such RSUs will vest upon a Change in Control (as defined in the Plan) or immediately prior to the effectiveness of the Participant's resignation or removal (and contingent upon the effectiveness of a Change in Control) in the event that the Participant is required to resign his position as a member of the Board of Directors as a condition of the Change in Control or is removed from his position as a member of the Board of Directors in connection with the Change in Control. Notwithstanding the foregoing, vesting shall terminate upon the Participant's termination of Continuous Service.

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June 13, 2019 Filed Jun 14, 2019 21:20 UTC GrantCommon Stock 2,243 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-037199 · doc4.xml · nonDerivative · entry 2

BRATTON WILLIAM J. · CIK 0001507464 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,538

F2 · shares: Represents Restricted Stock Units ("RSUs"). All of the RSUs subject to this Award will vest upon the earlier of June 13, 2020 and the Company's next annual meeting of stockholders. In addition, all such RSUs will vest upon a Change in Control (as defined in the Plan) or immediately prior to the effectiveness of the Participants resignation or removal (and contingent upon the effectiveness of a Change in Control) in the event that the Participant is required to resign his position as a member of the Board of Directors as a condition of the Change in Control or is removed from his position as a member of the Board of Directors in connection with the Change in Control. Notwithstanding the foregoing, vesting shall terminate upon the Participant's termination of Continuous Service.

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June 13, 2019 Filed Jun 14, 2019 21:20 UTC SaleCommon Stock 3,074 $42.93 $131,966.82
Disclosure

SEC source: 0001209191-19-037199 · doc4.xml · nonDerivative · entry 1

BRATTON WILLIAM J. · CIK 0001507464 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,295

F1 · shares: The shares were sold at prices ranging from $40.55 to $41.44. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.

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June 13, 2019 Filed Jun 14, 2019 21:15 UTC GrantCommon Stock 2,243 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-037195 · doc4.xml · nonDerivative · entry 1

Saintil Merline · CIK 0001699497 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,583

F1 · shares: Represents Restricted Stock Units ("RSUs"). All of the RSUs subject to this Award will vest upon the earlier of June 13, 2020 and the Company's next annual meeting of stockholders. In addition, all such RSUs will vest upon a Change in Control (as defined in the Plan) or immediately prior to the effectiveness of the Participants resignation or removal (and contingent upon the effectiveness of a Change in Control) in the event that the Participant is required to resign his position as a member of the Board of Directors as a condition of the Change in Control or is removed from his position as a member of the Board of Directors in connection with the Change in Control. Notwithstanding the foregoing, vesting shall terminate upon the Participant's termination of Continuous Service.

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June 13, 2019 Filed Jun 14, 2019 21:14 UTC
Morial MarcDirector
GrantCommon Stock 2,243 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-037193 · doc4.xml · nonDerivative · entry 1

Morial Marc · CIK 0001576125 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,150

F1 · shares: Represents Restricted Stock Units ("RSUs"). All of the RSUs subject to this Award will vest upon the earlier of June 13, 2020 and the Company's next annual meeting of stockholders. In addition, all such RSUs will vest upon a Change in Control (as defined in the Plan) or immediately prior to the effectiveness of the Participants resignation or removal (and contingent upon the effectiveness of a Change in Control) in the event that the Participant is required to resign his position as a member of the Board of Directors as a condition of the Change in Control or is removed from his position as a member of the Board of Directors in connection with the Change in Control. Notwithstanding the foregoing, vesting shall terminate upon the Participant's termination of Continuous Service.

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June 13, 2019 Filed Jun 14, 2019 21:13 UTC GrantCommon Stock 3,200 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-037191 · doc4.xml · nonDerivative · entry 1

Levensohn Pascal · CIK 0001394300 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,345

F1 · shares: Represents Restricted Stock Units ("RSUs"). All of the RSUs subject to this Award will vest upon the earlier of June 13, 2020 and the Company's next annual meeting of stockholders. In addition, all such RSUs will vest upon a Change in Control (as defined in the Plan) or immediately prior to the effectiveness of the Participant's resignation or removal (and contingent upon the effectiveness of a Change in Control) in the event that the Participant is required to resign his position as a member of the Board of Directors as a condition of the Change in Control or is removed from his position as a member of the Board of Directors in connection with the Change in Control. Notwithstanding the foregoing, vesting shall terminate upon the Participant's termination of Continuous Service.

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June 13, 2019 Filed Jun 14, 2019 21:12 UTC GrantCommon Stock 2,243 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-037190 · doc4.xml · nonDerivative · entry 1

Hawks Randall · CIK 0001646756 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,659

F1 · shares: Represents Restricted Stock Units ("RSUs"). All of the RSUs subject to this Award will vest upon the earlier of June 13, 2020 and the Company's next annual meeting of stockholders. In addition, all such RSUs will vest upon a Change in Control (as defined in the Plan) or immediately prior to the effectiveness of the Participant's resignation or removal (and contingent upon the effectiveness of a Change in Control) in the event that the Participant is required to resign his position as a member of the Board of Directors as a condition of the Change in Control or is removed from his position as a member of the Board of Directors in connection with the Change in Control. Notwithstanding the foregoing, vesting shall terminate upon the Participant's termination of Continuous Service.

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June 12, 2019 Filed Jun 12, 2019 21:26 UTC SaleCommon Stock 400 $42.04 $16,814.00
Disclosure

SEC source: 0001209191-19-036470 · doc4.xml · nonDerivative · entry 4

Levensohn Pascal · CIK 0001394300 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,145

F2 · price: The shares were sold at prices ranging from $41.69 to $42.42. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.

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June 12, 2019 Filed Jun 12, 2019 21:26 UTC SaleCommon Stock 1,690 $41.14 $69,524.57
Disclosure

SEC source: 0001209191-19-036470 · doc4.xml · nonDerivative · entry 3

Levensohn Pascal · CIK 0001394300 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,545

F1 · price: The shares were sold at prices ranging from $40.675 to $41.56. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.

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June 10, 2019 Filed Jun 10, 2019 18:27 UTC SaleCommon Stock 1,500 $46.10 $69,150.00
Disclosure

SEC source: 0001209191-19-035967 · doc4.xml · nonDerivative · entry 5

Groos Thomas T. · CIK 0001706000 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Limited Liability Company

Disclosed balance after: 364,135

F2 · ownership.nature: Shares held directly by RT Groos, LLC, over which Thomas T. Groos holds voting and dispositive power.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.