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Nasdaq · USD

SSNC

SS&C Technologies Holdings Inc

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3276
SEC CIK
0001402436
Parsed reports
259

Last 12 months

Inside the activity.

0 purchase rows · 4 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
Nov 202501
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202603
Jun 202600
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Aug 202600
Sep 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 18, 2021 Filed Mar 19, 2021 21:33 UTC
Frank Joseph J.SVP, Chief Legal Officer
PurchaseCommon Stock 2.062 $69.59 $143.49
Disclosure

SEC source: 0001209191-21-022144 · doc4.xml · nonDerivative · entry 1

Frank Joseph J. · CIK 0001734126 · SVP, Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,108.3772

Read SEC document
March 10, 2021 Filed Mar 12, 2021 00:49 UTC
Frank Joseph J.SVP, Chief Legal Officer
Tax withholdingCommon Stock 134 $66.45 $8,904.30
Disclosure

SEC source: 0001209191-21-019965 · doc4.xml · nonDerivative · entry 1

Frank Joseph J. · CIK 0001734126 · SVP, Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,106.3152

Read SEC document
February 26, 2021 Filed Mar 3, 2021 00:53 UTC PurchaseCommon Stock 37 $67.31 $2,490.47
Disclosure

SEC source: 0001209191-21-016512 · doc4.xml · nonDerivative · entry 1

MICHAEL JONATHAN E · CIK 0001192701 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Through Trust

Disclosed balance after: 61,251

F1 · balance_after: This number has been corrected to reflect a gift of 814 shares by the Reporting Person that occurred in 2017.

Read SEC document
February 10, 2021 Filed Feb 11, 2021 21:33 UTC
Frank Joseph J.SVP, Chief Legal Officer
Tax withholdingCommon Stock 155 $68.76 $10,657.80
Disclosure

SEC source: 0001209191-21-009710 · doc4.xml · nonDerivative · entry 1

Frank Joseph J. · CIK 0001734126 · SVP, Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,240.3152

Read SEC document
January 11, 2021 Filed Jan 13, 2021 21:11 UTC
Frank Joseph J.SVP, Chief Legal Officer
Tax withholdingCommon Stock 154 $70.78 $10,900.12
Disclosure

SEC source: 0001209191-21-003402 · doc4.xml · nonDerivative · entry 1

Frank Joseph J. · CIK 0001734126 · SVP, Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,395.3152

Read SEC document
December 22, 2020 Filed Dec 28, 2020 16:21 UTC
STONE WILLIAM CDirector · Chairman of the Board & CEO · 10% owner
GrantStock Option (Right to Buy) · Derivative 225,000 $0.00 Strike: $71.46 $0.00
Disclosure

SEC source: 0001209191-20-065172 · doc4.xml · derivative · entry 2

STONE WILLIAM C · CIK 0001032282 · Director · Chairman of the Board & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 225,000

Underlying: Common Stock · 225,000 shares

Expires 2030-12-22

F1 · derivative.exercise_date: One quarter vests on December 22, 2021 and then 1/36 each month thereafter until fully vested on the fourth anniversary of the date of grant.

Read SEC document
December 22, 2020 Filed Dec 28, 2020 16:21 UTC
STONE WILLIAM CDirector · Chairman of the Board & CEO · 10% owner
GiftCommon Stock 215,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-065172 · doc4.xml · nonDerivative · entry 1

STONE WILLIAM C · CIK 0001032282 · Director · Chairman of the Board & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,461,624

Read SEC document
December 22, 2020 Filed Dec 28, 2020 21:24 UTC
Frank Joseph J.SVP, Chief Legal Officer
GrantStock Option (right to buy) · Derivative 75,000 $0.00 Strike: $71.46 $0.00
Disclosure

SEC source: 0001209191-20-065178 · doc4.xml · derivative · entry 1

Frank Joseph J. · CIK 0001734126 · SVP, Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,000

Underlying: Common Stock · 75,000 shares

Expires 2030-12-22

F1 · derivative.exercise_date: One quarter vests on December 22, 2021 and then 1/36 each month thereafter until fully vested on the fourth anniversary of the date of grant.

Read SEC document
December 22, 2020 Filed Dec 28, 2020 21:23 UTC GrantStock Option (right to buy) · Derivative 90,000 $0.00 Strike: $71.46 $0.00
Disclosure

SEC source: 0001209191-20-065176 · doc4.xml · derivative · entry 1

PEDONTI PATRICK J · CIK 0001194387 · SVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,000

Underlying: Common Stock · 90,000 shares

Expires 2030-12-22

F1 · derivative.exercise_date: One quarter vests on December 22, 2021 and then 1/36 each month thereafter until fully vested on the fourth anniversary of the date of grant.

Read SEC document
December 22, 2020 Filed Dec 28, 2020 21:22 UTC
Kanwar RahulPresident & COO
GrantStock Option (right to buy) · Derivative 140,000 $0.00 Strike: $71.46 $0.00
Disclosure

SEC source: 0001209191-20-065174 · doc4.xml · derivative · entry 1

Kanwar Rahul · CIK 0001571080 · President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 140,000

Underlying: Common Stock · 140,000 shares

Expires 2030-12-22

F1 · derivative.exercise_date: One quarter vests on December 22, 2021 and then 1/36 each month thereafter until fully vested on the fourth anniversary of the date of grant.

Read SEC document
December 17, 2020 Filed Dec 18, 2020 21:57 UTC
Frank Joseph J.SVP, Chief Legal Officer
PurchaseCommon Stock 0.646 $72.21 $46.65
Disclosure

SEC source: 0001209191-20-064449 · doc4.xml · nonDerivative · entry 2

Frank Joseph J. · CIK 0001734126 · SVP, Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,549.3152

Read SEC document
December 16, 2020 Filed Dec 18, 2020 21:57 UTC
Frank Joseph J.SVP, Chief Legal Officer
GrantCommon Stock 2.7454 $72.20 $198.22
Disclosure

SEC source: 0001209191-20-064449 · doc4.xml · nonDerivative · entry 1

Frank Joseph J. · CIK 0001734126 · SVP, Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,548.6692

F1 · shares: The reported securities reflect restricted stock units granted as dividend equivalents which accrued as and when dividends were paid on the issuer's common stock in connection with the issuer's 12/01/2020 quarterly dividend paid to shareholders on 12/15/2020 and which was credited to the reporting person on 12/16/2020.

Read SEC document
December 10, 2020 Filed Dec 14, 2020 22:19 UTC
Frank Joseph J.SVP, Chief Legal Officer
Tax withholdingCommon Stock 189 $72.34 $13,672.26
Disclosure

SEC source: 0001209191-20-063282 · doc4.xml · nonDerivative · entry 1

Frank Joseph J. · CIK 0001734126 · SVP, Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,545.9238

Read SEC document
December 03, 2020 Filed Dec 8, 2020 00:31 UTC PurchaseCommon Stock 22 $70.63 $1,553.86
Disclosure

SEC source: 0001209191-20-062019 · doc4.xml · nonDerivative · entry 1

MICHAEL JONATHAN E · CIK 0001192701 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Through Trust

Disclosed balance after: 62,028

F1 · price: The price reported is the weighted average of the shares purchased. The shares were purchased at varying prices in the range of $69.605 to $70.98. The reporting person undertakes, upon request by the Staff of the Securities and Exchange Commission, or a security holder of the issuer, to provide full information regarding the number of shares purchased at each separate price.

Read SEC document
November 10, 2020 Filed Nov 12, 2020 21:07 UTC
Frank Joseph J.SVP, Chief Legal Officer
Tax withholdingCommon Stock 187 $64.54 $12,068.98
Disclosure

SEC source: 0001209191-20-057906 · doc4.xml · nonDerivative · entry 1

Frank Joseph J. · CIK 0001734126 · SVP, Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,734.9238

Read SEC document
October 12, 2020 Filed Oct 13, 2020 23:03 UTC
Frank Joseph J.SVP, Chief Legal Officer
Tax withholdingCommon Stock 189 $64.09 $12,113.01
Disclosure

SEC source: 0001209191-20-054730 · doc4.xml · nonDerivative · entry 1

Frank Joseph J. · CIK 0001734126 · SVP, Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,921.9238

Read SEC document
September 22, 2020 Filed Sep 24, 2020 22:38 UTC
Frank Joseph J.SVP, Chief Legal Officer
SaleCommon Stock 1,629 $61.00 $99,369.00
Disclosure

SEC source: 0001209191-20-051984 · doc4.xml · nonDerivative · entry 1

Frank Joseph J. · CIK 0001734126 · SVP, Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,110.9238

Read SEC document
September 18, 2020 Filed Sep 18, 2020 22:22 UTC
Frank Joseph J.SVP, Chief Legal Officer
PurchaseCommon Stock 3.3226 $61.71 $205.04
Disclosure

SEC source: 0001209191-20-051200 · doc4.xml · nonDerivative · entry 2

Frank Joseph J. · CIK 0001734126 · SVP, Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,739.9238

Read SEC document
September 16, 2020 Filed Sep 18, 2020 22:22 UTC
Frank Joseph J.SVP, Chief Legal Officer
GrantCommon Stock 5.6352 $61.27 $345.27
Disclosure

SEC source: 0001209191-20-051200 · doc4.xml · nonDerivative · entry 1

Frank Joseph J. · CIK 0001734126 · SVP, Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,736.6012

F1 · shares: The reported securities reflect restricted stock units granted as dividend equivalents which accrued as and when dividends were paid on the issuer's common stock in connection with the issuer's 09/01/2020 quarterly dividend paid to shareholders on 09/15/2020 and which was credited to the reporting person on 09/16/2020.

Read SEC document
September 10, 2020 Filed Sep 11, 2020 22:00 UTC
Frank Joseph J.SVP, Chief Legal Officer
Tax withholdingCommon Stock 187 $60.17 $11,251.79
Disclosure

SEC source: 0001209191-20-050203 · doc4.xml · nonDerivative · entry 1

Frank Joseph J. · CIK 0001734126 · SVP, Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,730.966

Read SEC document
August 24, 2020 Filed Aug 25, 2020 22:01 UTC Exercise / conversionStock Option (right to buy) · Derivative 149,184 $0.00 Strike: $11.22 $0.00
Disclosure

SEC source: 0001209191-20-048282 · doc4.xml · derivative · entry 6

BOULANGER NORMAND A · CIK 0001194386 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 149,184 shares

Expires 2022-12-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The option is a "time-based" option that vested in full on December 27, 2016.

Read SEC document
August 24, 2020 Filed Aug 25, 2020 22:01 UTC SaleCommon Stock 149,184 $62.92 $9,386,687.12
Disclosure

SEC source: 0001209191-20-048282 · doc4.xml · nonDerivative · entry 4

BOULANGER NORMAND A · CIK 0001194386 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 230,000

F2 · price: The price reported is the weighted average of the shares sold. The shares were sold at varying prices in the range of $62.75 to $63.03. The reporting person undertakes, upon request by the Staff of the Securities and Exchange Commission, or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.

Read SEC document
August 24, 2020 Filed Aug 25, 2020 22:01 UTC Exercise / conversionCommon Stock 149,184 $11.22 $1,673,844.48
Disclosure

SEC source: 0001209191-20-048282 · doc4.xml · nonDerivative · entry 3

BOULANGER NORMAND A · CIK 0001194386 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 379,184

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 21, 2020 Filed Aug 25, 2020 22:01 UTC Exercise / conversionStock Option (right to buy) · Derivative 50,816 $0.00 Strike: $11.22 $0.00
Disclosure

SEC source: 0001209191-20-048282 · doc4.xml · derivative · entry 5

BOULANGER NORMAND A · CIK 0001194386 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 149,184

Underlying: Common Stock · 50,816 shares

Expires 2022-12-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The option is a "time-based" option that vested in full on December 27, 2016.

Read SEC document
August 21, 2020 Filed Aug 25, 2020 22:01 UTC SaleCommon Stock 50,816 $62.53 $3,177,768.40
Disclosure

SEC source: 0001209191-20-048282 · doc4.xml · nonDerivative · entry 2

BOULANGER NORMAND A · CIK 0001194386 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 230,000

F1 · price: The price reported is the weighted average of the shares sold. The shares were sold at varying prices in the range of $62.50 to $62.555. The reporting person undertakes, upon request by the Staff of the Securities and Exchange Commission, or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.

Read SEC document
August 21, 2020 Filed Aug 25, 2020 22:01 UTC Exercise / conversionCommon Stock 50,816 $11.22 $570,155.52
Disclosure

SEC source: 0001209191-20-048282 · doc4.xml · nonDerivative · entry 1

BOULANGER NORMAND A · CIK 0001194386 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 280,816

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 19, 2020 Filed Aug 21, 2020 20:26 UTC Exercise / conversionStock Option (right to buy) · Derivative 42,500 $0.00 Strike: $20.71 $0.00
Disclosure

SEC source: 0001209191-20-047927 · doc4.xml · derivative · entry 3

Daniels Michael E · CIK 0001333915 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 42,500 shares

Expires 2023-11-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The option is a "time-based" option that vested in full on the date of grant, on November 5,2013.

Read SEC document
August 19, 2020 Filed Aug 21, 2020 20:26 UTC SaleStock Option (right to buy) 32,500 $62.52 $2,032,033.25
Disclosure

SEC source: 0001209191-20-047927 · doc4.xml · nonDerivative · entry 2

Daniels Michael E · CIK 0001333915 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

F1 · price: The price reported is the weighted average of the shares sold. The shares sold at varying prices in the range of $62.33 to $62.73. The reporting person undertakes, upon request by the Staff of the Securities and Exchange Commission, or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.

Read SEC document
August 19, 2020 Filed Aug 21, 2020 20:26 UTC Exercise / conversionStock Option (right to buy) 42,500 $20.71 $880,175.00
Disclosure

SEC source: 0001209191-20-047927 · doc4.xml · nonDerivative · entry 1

Daniels Michael E · CIK 0001333915 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,500

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 10, 2020 Filed Aug 12, 2020 20:11 UTC
Frank Joseph J.SVP, Chief Legal Officer
Tax withholdingCommon Stock 188 $61.56 $11,573.28
Disclosure

SEC source: 0001209191-20-046346 · doc4.xml · nonDerivative · entry 1

Frank Joseph J. · CIK 0001734126 · SVP, Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,917.966

Read SEC document
August 04, 2020 Filed Aug 6, 2020 20:05 UTC PurchaseCommon Stock 472 $58.19 $27,464.22
Disclosure

SEC source: 0001209191-20-045454 · doc4.xml · nonDerivative · entry 1

MICHAEL JONATHAN E · CIK 0001192701 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Through Trust

Disclosed balance after: 62,006

F1 · price: The price reported is the weighted average of the shares purchased. The shares were purchased at varying prices in the range of $58.17 to $58.21. The reporting person undertakes, upon request by the Staff of the Securities and Exchange Commission, or a security holder of the issuer, to provide full information regarding the number of shares purchased at each separate price.

Read SEC document
July 09, 2020 Filed Jul 13, 2020 20:34 UTC
Frank Joseph J.SVP, Chief Legal Officer
Tax withholdingCommon Stock 187 $56.35 $10,537.45
Disclosure

SEC source: 0001209191-20-042269 · doc4.xml · nonDerivative · entry 1

Frank Joseph J. · CIK 0001734126 · SVP, Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,105.966

Read SEC document
June 16, 2020 Filed Jun 17, 2020 22:43 UTC
Frank Joseph J.SVP, Chief Legal Officer
GrantCommon Stock 7.458 $58.89 $439.20
Disclosure

SEC source: 0001209191-20-037409 · doc4.xml · nonDerivative · entry 2

Frank Joseph J. · CIK 0001734126 · SVP, Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,292.966

F1 · shares: The reported securities reflect restricted stock units granted as dividend equivalents which accrued as and when dividends were paid on the issuer's common stock in connection with the issuer's 06/01/2020 quarterly dividend paid to shareholders on 06/15/2020 and which was credited to the reporting person on 06/16/2020.

Read SEC document
June 16, 2020 Filed Jun 17, 2020 22:43 UTC
Frank Joseph J.SVP, Chief Legal Officer
PurchaseCommon Stock 2.06 $58.91 $121.35
Disclosure

SEC source: 0001209191-20-037409 · doc4.xml · nonDerivative · entry 1

Frank Joseph J. · CIK 0001734126 · SVP, Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,285.508

Read SEC document
June 09, 2020 Filed Jun 11, 2020 21:17 UTC
Frank Joseph J.SVP, Chief Legal Officer
Tax withholdingCommon Stock 187 $59.76 $11,175.12
Disclosure

SEC source: 0001209191-20-036004 · doc4.xml · nonDerivative · entry 1

Frank Joseph J. · CIK 0001734126 · SVP, Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,283.448

Read SEC document
May 20, 2020 Filed May 21, 2020 21:28 UTC GrantStock Option (right to buy) · Derivative 6,000 $0.00 Strike: $56.74 $0.00
Disclosure

SEC source: 0001209191-20-031399 · doc4.xml · derivative · entry 1

ZAMKOW MICHAEL JAY · CIK 0001611681 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,000

Underlying: Common Stock · 6,000 shares

Expires 2030-05-20

F1 · derivative.exercise_date: The stock option is fully vested as of the date of grant.

Read SEC document
May 20, 2020 Filed May 21, 2020 21:27 UTC GrantStock Option (right to buy) · Derivative 6,000 $0.00 Strike: $56.74 $0.00
Disclosure

SEC source: 0001209191-20-031397 · doc4.xml · derivative · entry 1

Varsano David · CIK 0001514904 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,000

Underlying: Common Stock · 6,000 shares

Expires 2030-05-20

F1 · derivative.exercise_date: The option is fully vested as of the date of grant.

Read SEC document
May 20, 2020 Filed May 21, 2020 21:26 UTC GrantStock Option (right to buy) · Derivative 6,000 $0.00 Strike: $56.74 $0.00
Disclosure

SEC source: 0001209191-20-031394 · doc4.xml · derivative · entry 1

MICHAEL JONATHAN E · CIK 0001192701 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,000

Underlying: Common Stock · 6,000 shares

Expires 2030-05-20

F1 · derivative.exercise_date: The stock option is fully vested as of the date of grant.

Read SEC document
May 20, 2020 Filed May 21, 2020 21:25 UTC GrantStock Option (right to buy) · Derivative 6,000 $0.00 Strike: $56.74 $0.00
Disclosure

SEC source: 0001209191-20-031391 · doc4.xml · derivative · entry 1

Daniels Michael E · CIK 0001333915 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,000

Underlying: Common Stock · 6,000 shares

Expires 2030-05-20

F1 · derivative.exercise_date: The stock option is fully vested as of the date of grant.

Read SEC document
May 20, 2020 Filed May 21, 2020 21:24 UTC GrantStock Option (right to buy) · Derivative 6,000 $0.00 Strike: $56.74 $0.00
Disclosure

SEC source: 0001209191-20-031388 · doc4.xml · derivative · entry 1

Conjeevaram Smita · CIK 0001656600 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,000

Underlying: Common Stock · 6,000 shares

Expires 2030-05-20

F1 · derivative.exercise_date: The stock option is fully vested as of the date of grant.

Read SEC document
May 20, 2020 Filed May 21, 2020 21:23 UTC GrantStock Option (right to buy) · Derivative 6,000 $0.00 Strike: $56.74 $0.00
Disclosure

SEC source: 0001209191-20-031384 · doc4.xml · derivative · entry 1

BOULANGER NORMAND A · CIK 0001194386 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,000

Underlying: Common Stock · 6,000 shares

Expires 2030-05-20

F1 · derivative.exercise_date: The stock option is fully vested as of the date of grant.

Read SEC document
May 11, 2020 Filed May 13, 2020 23:44 UTC
Frank Joseph J.SVP, Chief Legal Officer
Tax withholdingCommon Stock 188 $57.33 $10,778.04
Disclosure

SEC source: 0001209191-20-029007 · doc4.xml · nonDerivative · entry 1

Frank Joseph J. · CIK 0001734126 · SVP, Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,470.448

Read SEC document
May 08, 2020 Filed May 11, 2020 21:29 UTC Exercise / conversionStock Option (right to buy) · Derivative 123,891 $0.00 Strike: $6.74 $0.00
Disclosure

SEC source: 0001209191-20-028348 · doc4.xml · derivative · entry 6

BOULANGER NORMAND A · CIK 0001194386 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 123,891 shares

Expires 2021-10-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The option is a "time-based" option that vested in full on October 3, 2015.

Read SEC document
May 08, 2020 Filed May 11, 2020 21:29 UTC SaleCommon Stock 123,891 $58.34 $7,227,231.04
Disclosure

SEC source: 0001209191-20-028348 · doc4.xml · nonDerivative · entry 4

BOULANGER NORMAND A · CIK 0001194386 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 230,000

F2 · price: The price reported is the weighted average of the shares sold. The shares were sold at varying prices in the range of $58.20 to $58.625. The reporting person undertakes, upon request by the Staff of the Securities and Exchange Commission, or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.

Read SEC document
May 08, 2020 Filed May 11, 2020 21:29 UTC Exercise / conversionCommon Stock 123,891 $6.74 $835,025.34
Disclosure

SEC source: 0001209191-20-028348 · doc4.xml · nonDerivative · entry 3

BOULANGER NORMAND A · CIK 0001194386 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 353,891

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 07, 2020 Filed May 11, 2020 21:29 UTC Exercise / conversionStock Option (right to buy) · Derivative 170,000 $0.00 Strike: $6.74 $0.00
Disclosure

SEC source: 0001209191-20-028348 · doc4.xml · derivative · entry 5

BOULANGER NORMAND A · CIK 0001194386 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 123,891

Underlying: Common Stock · 170,000 shares

Expires 2021-10-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The option is a "time-based" option that vested in full on October 3, 2015.

Read SEC document
May 07, 2020 Filed May 11, 2020 21:29 UTC SaleCommon Stock 46,109 $57.48 $2,650,243.88
Disclosure

SEC source: 0001209191-20-028348 · doc4.xml · nonDerivative · entry 2

BOULANGER NORMAND A · CIK 0001194386 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 230,000

F1 · price: The price reported is the weighted average of the shares sold. The shares were sold at varying prices in the range of $57.40 to $57.50. The reporting person undertakes, upon request by the Staff of the Securities and Exchange Commission, or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.

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May 07, 2020 Filed May 11, 2020 21:29 UTC Exercise / conversionCommon Stock 46,109 $6.74 $310,774.66
Disclosure

SEC source: 0001209191-20-028348 · doc4.xml · nonDerivative · entry 1

BOULANGER NORMAND A · CIK 0001194386 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 276,109

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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April 09, 2020 Filed Apr 13, 2020 22:00 UTC
Frank Joseph J.SVP, Chief Legal Officer
Tax withholdingCommon Stock 187 $49.51 $9,258.37
Disclosure

SEC source: 0001209191-20-024235 · doc4.xml · nonDerivative · entry 1

Frank Joseph J. · CIK 0001734126 · SVP, Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,658.448

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April 01, 2020 Filed Apr 3, 2020 23:20 UTC Exercise / conversionStock Option (right to buy) · Derivative 42,500 $0.00 Strike: $7.65 $0.00
Disclosure

SEC source: 0001209191-20-023468 · doc4.xml · derivative · entry 3

MICHAEL JONATHAN E · CIK 0001192701 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 42,500 shares

Expires 2020-04-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The stock option was fully vested as of the date of the grant.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.