SSNC

SEC source: 0001209191-24-004470 · doc4.xml · nonDerivative · entry 1

Kanwar Rahul · CIK 0001571080 · President & COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 67,098

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

SEC source: 0001209191-24-004468 · doc4.xml · derivative · entry 3

STONE WILLIAM C · CIK 0001032282 · Director · Chairman of the Board & CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 42,251

Underlying: Common Stock · 21,373 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F2 · shares: On March 2, 2023, the reporting person was granted 63,377 restricted stock units, vesting in three equal annual installments beginning on the first anniversary of the grant date. The number of securities reported in columns 5 and 7 includes 247 dividend equivalent rights accrued with respect to the underlying restricted stock units.

F2 · derivative.exercise_date: On March 2, 2023, the reporting person was granted 63,377 restricted stock units, vesting in three equal annual installments beginning on the first anniversary of the grant date. The number of securities reported in columns 5 and 7 includes 247 dividend equivalent rights accrued with respect to the underlying restricted stock units.

F2 · derivative.expiration_date: On March 2, 2023, the reporting person was granted 63,377 restricted stock units, vesting in three equal annual installments beginning on the first anniversary of the grant date. The number of securities reported in columns 5 and 7 includes 247 dividend equivalent rights accrued with respect to the underlying restricted stock units.

F2 · derivative.underlying_shares: On March 2, 2023, the reporting person was granted 63,377 restricted stock units, vesting in three equal annual installments beginning on the first anniversary of the grant date. The number of securities reported in columns 5 and 7 includes 247 dividend equivalent rights accrued with respect to the underlying restricted stock units.

SEC source: 0001209191-24-004472 · doc4.xml · derivative · entry 2

White Jason Douglas · CIK 0001882795 · SVP & General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,676

Underlying: Common Stock · 6,412 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F2 · shares: On March 2, 2023, the reporting person was granted 19,014 restricted stock units, vesting in three equal annual installments beginning on the first anniversary of the grant date. The number of securities reported in columns 5 and 7 includes 74 dividend equivalent rights accrued with respect to the underlying restricted stock units.

F2 · derivative.exercise_date: On March 2, 2023, the reporting person was granted 19,014 restricted stock units, vesting in three equal annual installments beginning on the first anniversary of the grant date. The number of securities reported in columns 5 and 7 includes 74 dividend equivalent rights accrued with respect to the underlying restricted stock units.

F2 · derivative.expiration_date: On March 2, 2023, the reporting person was granted 19,014 restricted stock units, vesting in three equal annual installments beginning on the first anniversary of the grant date. The number of securities reported in columns 5 and 7 includes 74 dividend equivalent rights accrued with respect to the underlying restricted stock units.

F2 · derivative.underlying_shares: On March 2, 2023, the reporting person was granted 19,014 restricted stock units, vesting in three equal annual installments beginning on the first anniversary of the grant date. The number of securities reported in columns 5 and 7 includes 74 dividend equivalent rights accrued with respect to the underlying restricted stock units.

SEC source: 0001209191-24-004470 · doc4.xml · derivative · entry 3

Kanwar Rahul · CIK 0001571080 · President & COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 33,802

Underlying: Common Stock · 17,098 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F2 · shares: On March 2, 2023, the reporting person was granted 50,702 restricted stock units, vesting in three equal annual installments beginning on the first anniversary of the grant date. The number of securities reported in columns 5 and 7 includes 198 dividend equivalent rights accrued with respect to the underlying restricted stock units.

F2 · derivative.exercise_date: On March 2, 2023, the reporting person was granted 50,702 restricted stock units, vesting in three equal annual installments beginning on the first anniversary of the grant date. The number of securities reported in columns 5 and 7 includes 198 dividend equivalent rights accrued with respect to the underlying restricted stock units.

F2 · derivative.expiration_date: On March 2, 2023, the reporting person was granted 50,702 restricted stock units, vesting in three equal annual installments beginning on the first anniversary of the grant date. The number of securities reported in columns 5 and 7 includes 198 dividend equivalent rights accrued with respect to the underlying restricted stock units.

F2 · derivative.underlying_shares: On March 2, 2023, the reporting person was granted 50,702 restricted stock units, vesting in three equal annual installments beginning on the first anniversary of the grant date. The number of securities reported in columns 5 and 7 includes 198 dividend equivalent rights accrued with respect to the underlying restricted stock units.

SEC source: 0001209191-24-004128 · doc4.xml · derivative · entry 3

MICHAEL JONATHAN E · CIK 0001192701 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,000 shares

Expires 2024-05-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The stock option was fully vested as of the date of the grant.

SEC source: 0001209191-24-004128 · doc4.xml · nonDerivative · entry 1

MICHAEL JONATHAN E · CIK 0001192701 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 54,500

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001209191-24-003948 · doc4.xml · derivative · entry 3

STONE WILLIAM C · CIK 0001032282 · Director · Chairman of the Board & CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 58,104

Underlying: Common Stock · 58,104 shares

Expires not disclosed

F3 · derivative.exercise_price: The Restricted Stock Units vest 1/3 on each of February 22, 2025, 2026 and 2027.

F3 · shares: The Restricted Stock Units vest 1/3 on each of February 22, 2025, 2026 and 2027.

F3 · derivative.exercise_date: The Restricted Stock Units vest 1/3 on each of February 22, 2025, 2026 and 2027.

F3 · derivative.expiration_date: The Restricted Stock Units vest 1/3 on each of February 22, 2025, 2026 and 2027.

SEC source: 0001209191-24-003948 · doc4.xml · derivative · entry 2

STONE WILLIAM C · CIK 0001032282 · Director · Chairman of the Board & CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 218,659

Underlying: Common Stock · 218,659 shares

Expires 2034-02-22

F2 · shares: Represents a time-vesting stock option, which vests as to one quarter on February 22, 2025 and then 1/36 each month thereafter until fully vested on the fourth anniversary of the date of grant.

F2 · derivative.exercise_date: Represents a time-vesting stock option, which vests as to one quarter on February 22, 2025 and then 1/36 each month thereafter until fully vested on the fourth anniversary of the date of grant.

SEC source: 0001209191-24-003948 · doc4.xml · derivative · entry 1

STONE WILLIAM C · CIK 0001032282 · Director · Chairman of the Board & CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 178,245

Underlying: Common Stock · 178,245 shares

Expires 2031-03-17

F1 · shares: On March 17, 2021, the reporting person was granted a stock option to purchase a target number of 225,000 shares of common stock which vests based on the achievement of certain performance criteria over a 2021-2023 performance period, subject to the reporting persons continued employment through the final determination of the satisfaction of the performance goals. On February 22, 2024, the performance criteria applicable to the option were certified, resulting in vesting of the option as to 178,245 shares.

SEC source: 0001209191-24-003954 · doc4.xml · derivative · entry 2

White Jason Douglas · CIK 0001882795 · SVP & General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,432

Underlying: Common Stock · 17,432 shares

Expires not disclosed

F2 · derivative.exercise_price: The Restricted Stock Units vest 1/3 on each of February 22, 2025, 2026 and 2027.

F2 · shares: The Restricted Stock Units vest 1/3 on each of February 22, 2025, 2026 and 2027.

F2 · derivative.exercise_date: The Restricted Stock Units vest 1/3 on each of February 22, 2025, 2026 and 2027.

F2 · derivative.expiration_date: The Restricted Stock Units vest 1/3 on each of February 22, 2025, 2026 and 2027.

SEC source: 0001209191-24-003954 · doc4.xml · derivative · entry 1

White Jason Douglas · CIK 0001882795 · SVP & General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 65,598

Underlying: Common Stock · 65,598 shares

Expires 2034-02-22

F1 · shares: Represents a time-vesting stock option, which vests as to one quarter on February 22, 2025 and then 1/36 each month thereafter until fully vested on the fourth anniversary of the date of grant.

F1 · derivative.exercise_date: Represents a time-vesting stock option, which vests as to one quarter on February 22, 2025 and then 1/36 each month thereafter until fully vested on the fourth anniversary of the date of grant.

SEC source: 0001209191-24-003952 · doc4.xml · derivative · entry 2

Schell Brian N · CIK 0001537240 · EVP & CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,495

Underlying: Common Stock · 15,495 shares

Expires not disclosed

F2 · derivative.exercise_price: The Restricted Stock Units vest 1/3 on each of February 22, 2025, 2026 and 2027.

F2 · shares: The Restricted Stock Units vest 1/3 on each of February 22, 2025, 2026 and 2027.

F2 · derivative.exercise_date: The Restricted Stock Units vest 1/3 on each of February 22, 2025, 2026 and 2027.

F2 · derivative.expiration_date: The Restricted Stock Units vest 1/3 on each of February 22, 2025, 2026 and 2027.

SEC source: 0001209191-24-003952 · doc4.xml · derivative · entry 1

Schell Brian N · CIK 0001537240 · EVP & CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 58,310

Underlying: Common Stock · 58,310 shares

Expires 2034-02-22

F1 · shares: Represents a time-vesting stock option, which vests as to one quarter on February 22, 2025 and then 1/36 each month thereafter until fully vested on the fourth anniversary of the date of grant.

F1 · derivative.exercise_date: Represents a time-vesting stock option, which vests as to one quarter on February 22, 2025 and then 1/36 each month thereafter until fully vested on the fourth anniversary of the date of grant.

SEC source: 0001209191-24-003950 · doc4.xml · derivative · entry 3

Kanwar Rahul · CIK 0001571080 · President & COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 46,483

Underlying: Common Stock · 46,483 shares

Expires not disclosed

F3 · derivative.exercise_price: The Restricted Stock Units vest 1/3 on each of February 22, 2025, 2026 and 2027.

F3 · shares: The Restricted Stock Units vest 1/3 on each of February 22, 2025, 2026 and 2027.

F3 · derivative.exercise_date: The Restricted Stock Units vest 1/3 on each of February 22, 2025, 2026 and 2027.

F3 · derivative.expiration_date: The Restricted Stock Units vest 1/3 on each of February 22, 2025, 2026 and 2027.

SEC source: 0001209191-24-003950 · doc4.xml · derivative · entry 2

Kanwar Rahul · CIK 0001571080 · President & COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 174,928

Underlying: Common Stock · 174,928 shares

Expires 2034-02-22

F2 · shares: Represents a time-vesting stock option, which vests as to one quarter on February 22, 2025 and then 1/36 each month thereafter until fully vested on the fourth anniversary of the date of grant.

F2 · derivative.exercise_date: Represents a time-vesting stock option, which vests as to one quarter on February 22, 2025 and then 1/36 each month thereafter until fully vested on the fourth anniversary of the date of grant.

SEC source: 0001209191-24-003950 · doc4.xml · derivative · entry 1

Kanwar Rahul · CIK 0001571080 · President & COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 110,908

Underlying: Common Stock · 110,908 shares

Expires 2031-03-17

F1 · shares: On March 17, 2021, the reporting person was granted a stock option to purchase a target number of 140,000 shares of common stock which vests based on the achievement of certain performance criteria over a 2021-2023 performance period, subject to the reporting persons continued employment through the final determination of the satisfaction of the performance goals. On February 22, 2024, the performance criteria applicable to the option were certified, resulting in vesting of the option as to 110,908 shares.

SEC source: 0001209191-24-001580 · doc4.xml · derivative · entry 1

Walton Debra · CIK 0001771962 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,649

Underlying: Common Stock · 1,649 shares

Expires not disclosed

F1 · derivative.exercise_price: The Restricted Stock Units vest 100% on the first anniversary of the grant date, provided that the Reporting Person remains in continuous service with the Issuer through the applicable vesting date.

F1 · shares: The Restricted Stock Units vest 100% on the first anniversary of the grant date, provided that the Reporting Person remains in continuous service with the Issuer through the applicable vesting date.

F1 · derivative.exercise_date: The Restricted Stock Units vest 100% on the first anniversary of the grant date, provided that the Reporting Person remains in continuous service with the Issuer through the applicable vesting date.

F1 · derivative.expiration_date: The Restricted Stock Units vest 100% on the first anniversary of the grant date, provided that the Reporting Person remains in continuous service with the Issuer through the applicable vesting date.

SEC source: 0001209191-23-059781 · doc4.xml · nonDerivative · entry 1

STONE WILLIAM C · CIK 0001032282 · Director · Chairman of the Board & CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 31,941,624

SEC source: 0001209191-23-049529 · doc4.xml · nonDerivative · entry 4

BOULANGER NORMAND A · CIK 0001194386 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 280,000

F3 · price: The price reported is the weighted average of the shares sold. The shares were sold at varying prices in the range of $54.90 to $55.32. The reporting person undertakes, upon request by the Staff of the Securities and Exchange Commission, or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.

SEC source: 0001209191-23-049529 · doc4.xml · nonDerivative · entry 3

BOULANGER NORMAND A · CIK 0001194386 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 340,000

F2 · price: The price reported is the weighted average of the shares sold. The shares were sold at varying prices in the range of $54.55 to $54.76. The reporting person undertakes, upon request by the Staff of the Securities and Exchange Commission, or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.

SEC source: 0001209191-23-049529 · doc4.xml · derivative · entry 5

BOULANGER NORMAND A · CIK 0001194386 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 170,000 shares

Expires 2023-12-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The option is a "time-based" option that vested in full on December 20, 2017.

SEC source: 0001209191-23-049529 · doc4.xml · nonDerivative · entry 2

BOULANGER NORMAND A · CIK 0001194386 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 380,000

F1 · price: The price reported is the weighted average of the shares sold. The shares were sold at varying prices in the range of $55.12 to $55.28. The reporting person undertakes, upon request by the Staff of the Securities and Exchange Commission, or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.

SEC source: 0001209191-23-049529 · doc4.xml · nonDerivative · entry 1

BOULANGER NORMAND A · CIK 0001194386 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 400,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001209191-23-048919 · doc4.xml · derivative · entry 2

STONE WILLIAM C · CIK 0001032282 · Director · Chairman of the Board & CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 340,000 shares

Expires 2023-12-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The option is a "time-based" option that vested in full on December 20, 2017.

SEC source: 0001209191-23-048919 · doc4.xml · nonDerivative · entry 1

STONE WILLIAM C · CIK 0001032282 · Director · Chairman of the Board & CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 32,091,624

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001209191-23-047874 · doc4.xml · derivative · entry 3

Kanwar Rahul · CIK 0001571080 · President & COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 140,000 shares

Expires 2023-12-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The option is a "time-based" option that vested in full on December 20, 2017.

SEC source: 0001209191-23-047874 · doc4.xml · nonDerivative · entry 2

Kanwar Rahul · CIK 0001571080 · President & COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 50,000

F1 · price: The price reported is the weighted average of the shares sold. The shares were sold at varying prices in the range of $56.70 to $56.88. The reporting person undertakes, upon request by the Staff of the Securities and Exchange Commission the issuer, or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.

SEC source: 0001209191-23-047874 · doc4.xml · nonDerivative · entry 1

Kanwar Rahul · CIK 0001571080 · President & COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 190,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001209191-23-046255 · doc4.xml · derivative · entry 2

Schell Brian N · CIK 0001537240 · EVP & CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 115,474

Underlying: Common Stock · 115,474 shares

Expires not disclosed

F2 · derivative.exercise_price: The Restricted Stock Units vest 1/3 on each of August 15, 2024, 2025 and 2026.

F2 · shares: The Restricted Stock Units vest 1/3 on each of August 15, 2024, 2025 and 2026.

F2 · derivative.exercise_date: The Restricted Stock Units vest 1/3 on each of August 15, 2024, 2025 and 2026.

F2 · derivative.expiration_date: The Restricted Stock Units vest 1/3 on each of August 15, 2024, 2025 and 2026.

SEC source: 0001209191-23-046255 · doc4.xml · derivative · entry 1

Schell Brian N · CIK 0001537240 · EVP & CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 61,882

Underlying: Common Stock · 61,882 shares

Expires 2033-08-15

F1 · shares: One quarter vests on August 15, 2024 and then 1/36 each month thereafter until fully vested on the fourth anniversary of the date of grant.

F1 · derivative.exercise_date: One quarter vests on August 15, 2024 and then 1/36 each month thereafter until fully vested on the fourth anniversary of the date of grant.

SEC source: 0001209191-23-038654 · doc4.xml · derivative · entry 6

PEDONTI PATRICK J · CIK 0001194387 · SVP and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 70,000 shares

Expires 2025-12-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The option is a "time-based" option that vested in full on December 22, 2019.

SEC source: 0001209191-23-038654 · doc4.xml · derivative · entry 5

PEDONTI PATRICK J · CIK 0001194387 · SVP and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 130,000 shares

Expires 2024-12-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The option is a "time-based" option that vested in full on December 19, 2018.

SEC source: 0001209191-23-038654 · doc4.xml · nonDerivative · entry 4

PEDONTI PATRICK J · CIK 0001194387 · SVP and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

F1 · price: The price reported is the weighted average of the shares sold. The shares were sold at varying prices in the range of $59.91 to $60.38. The reporting person undertakes, upon request by the Staff of the Securities and Exchange Commission, or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.

SEC source: 0001209191-23-038654 · doc4.xml · nonDerivative · entry 3

PEDONTI PATRICK J · CIK 0001194387 · SVP and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 70,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001209191-23-038654 · doc4.xml · nonDerivative · entry 2

PEDONTI PATRICK J · CIK 0001194387 · SVP and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

F1 · price: The price reported is the weighted average of the shares sold. The shares were sold at varying prices in the range of $59.91 to $60.38. The reporting person undertakes, upon request by the Staff of the Securities and Exchange Commission, or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.

SEC source: 0001209191-23-038654 · doc4.xml · nonDerivative · entry 1

PEDONTI PATRICK J · CIK 0001194387 · SVP and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 130,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001209191-23-034441 · doc4.xml · derivative · entry 1

MICHAEL JONATHAN E · CIK 0001192701 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,533

Underlying: Common Stock · 3,533 shares

Expires not disclosed

F1 · derivative.exercise_price: The Restricted Stock Units vest 100% on the earlier of (i) the first anniversary of the grant date and (ii) the date of the issuer's annual general meeting of stockholders held in fiscal 2024.

F1 · shares: The Restricted Stock Units vest 100% on the earlier of (i) the first anniversary of the grant date and (ii) the date of the issuer's annual general meeting of stockholders held in fiscal 2024.

F1 · derivative.exercise_date: The Restricted Stock Units vest 100% on the earlier of (i) the first anniversary of the grant date and (ii) the date of the issuer's annual general meeting of stockholders held in fiscal 2024.

F1 · derivative.expiration_date: The Restricted Stock Units vest 100% on the earlier of (i) the first anniversary of the grant date and (ii) the date of the issuer's annual general meeting of stockholders held in fiscal 2024.

SEC source: 0001209191-23-034437 · doc4.xml · derivative · entry 1

ZAMKOW MICHAEL JAY · CIK 0001611681 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,533

Underlying: Common Stock · 3,533 shares

Expires not disclosed

F1 · derivative.exercise_price: The Restricted Stock Units vest 100% on the earlier of (i) the first anniversary of the grant date and (ii) the date of the issuer's annual general meeting of stockholders held in fiscal 2024.

F1 · shares: The Restricted Stock Units vest 100% on the earlier of (i) the first anniversary of the grant date and (ii) the date of the issuer's annual general meeting of stockholders held in fiscal 2024.

F1 · derivative.exercise_date: The Restricted Stock Units vest 100% on the earlier of (i) the first anniversary of the grant date and (ii) the date of the issuer's annual general meeting of stockholders held in fiscal 2024.

F1 · derivative.expiration_date: The Restricted Stock Units vest 100% on the earlier of (i) the first anniversary of the grant date and (ii) the date of the issuer's annual general meeting of stockholders held in fiscal 2024.

SEC source: 0001209191-23-034436 · doc4.xml · derivative · entry 1

Daniels Michael E · CIK 0001333915 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,533

Underlying: Common Stock · 3,533 shares

Expires not disclosed

F1 · derivative.exercise_price: The Restricted Stock Units vest 100% on the earlier of (i) the first anniversary of the grant date and (ii) the date of the issuer's annual general meeting of stockholders held in fiscal 2024.

F1 · shares: The Restricted Stock Units vest 100% on the earlier of (i) the first anniversary of the grant date and (ii) the date of the issuer's annual general meeting of stockholders held in fiscal 2024.

F1 · derivative.exercise_date: The Restricted Stock Units vest 100% on the earlier of (i) the first anniversary of the grant date and (ii) the date of the issuer's annual general meeting of stockholders held in fiscal 2024.

F1 · derivative.expiration_date: The Restricted Stock Units vest 100% on the earlier of (i) the first anniversary of the grant date and (ii) the date of the issuer's annual general meeting of stockholders held in fiscal 2024.

SEC source: 0001209191-23-034435 · doc4.xml · derivative · entry 1

Conjeevaram Smita · CIK 0001656600 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,533

Underlying: Common Stock · 3,533 shares

Expires not disclosed

F1 · derivative.exercise_price: The Restricted Stock Units vest 100% on the earlier of (i) the first anniversary of the grant date and (ii) the date of the issuer's annual general meeting of stockholders held in fiscal 2024.

F1 · shares: The Restricted Stock Units vest 100% on the earlier of (i) the first anniversary of the grant date and (ii) the date of the issuer's annual general meeting of stockholders held in fiscal 2024.

F1 · derivative.exercise_date: The Restricted Stock Units vest 100% on the earlier of (i) the first anniversary of the grant date and (ii) the date of the issuer's annual general meeting of stockholders held in fiscal 2024.

F1 · derivative.expiration_date: The Restricted Stock Units vest 100% on the earlier of (i) the first anniversary of the grant date and (ii) the date of the issuer's annual general meeting of stockholders held in fiscal 2024.

SEC source: 0001209191-23-034434 · doc4.xml · derivative · entry 1

BOULANGER NORMAND A · CIK 0001194386 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,533

Underlying: Common Stock · 3,533 shares

Expires not disclosed

F1 · derivative.exercise_price: The Restricted Stock Units vest 100% on the earlier of (i) the first anniversary of the grant date and (ii) the date of the issuer's annual general meeting of stockholders held in fiscal 2024.

F1 · shares: The Restricted Stock Units vest 100% on the earlier of (i) the first anniversary of the grant date and (ii) the date of the issuer's annual general meeting of stockholders held in fiscal 2024.

F1 · derivative.exercise_date: The Restricted Stock Units vest 100% on the earlier of (i) the first anniversary of the grant date and (ii) the date of the issuer's annual general meeting of stockholders held in fiscal 2024.

F1 · derivative.expiration_date: The Restricted Stock Units vest 100% on the earlier of (i) the first anniversary of the grant date and (ii) the date of the issuer's annual general meeting of stockholders held in fiscal 2024.

SEC source: 0001209191-23-034430 · doc4.xml · derivative · entry 1

Varsano David · CIK 0001514904 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,533

Underlying: Common Stock · 3,533 shares

Expires not disclosed

F1 · derivative.exercise_price: The Restricted Stock Units vest 100% on the earlier of (i) the first anniversary of the grant date and (ii) the date of the issuer's annual general meeting of stockholders held in fiscal 2024.

F1 · shares: The Restricted Stock Units vest 100% on the earlier of (i) the first anniversary of the grant date and (ii) the date of the issuer's annual general meeting of stockholders held in fiscal 2024.

F1 · derivative.exercise_date: The Restricted Stock Units vest 100% on the earlier of (i) the first anniversary of the grant date and (ii) the date of the issuer's annual general meeting of stockholders held in fiscal 2024.

F1 · derivative.expiration_date: The Restricted Stock Units vest 100% on the earlier of (i) the first anniversary of the grant date and (ii) the date of the issuer's annual general meeting of stockholders held in fiscal 2024.

SEC source: 0001209191-23-029096 · doc4.xml · derivative · entry 3

MICHAEL JONATHAN E · CIK 0001192701 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,000 shares

Expires 2023-05-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The stock option was fully vested as of the date of the grant.

SEC source: 0001209191-23-029096 · doc4.xml · nonDerivative · entry 1

MICHAEL JONATHAN E · CIK 0001192701 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 54,500

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001209191-23-020106 · doc4.xml · derivative · entry 4

Varsano David · CIK 0001514904 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,495

Underlying: Common Stock · 1,505 shares

Expires 2024-05-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The stock option was fully vested as of the date of the grant.

SEC source: 0001209191-23-020106 · doc4.xml · derivative · entry 3

Varsano David · CIK 0001514904 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,495 shares

Expires 2023-05-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The stock option was fully vested as of the date of the grant.

SEC source: 0001209191-23-020106 · doc4.xml · nonDerivative · entry 2

Varsano David · CIK 0001514904 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 63,005

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001209191-23-020106 · doc4.xml · nonDerivative · entry 1

Varsano David · CIK 0001514904 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 61,500

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001209191-23-016547 · doc4.xml · derivative · entry 2

STONE WILLIAM C · CIK 0001032282 · Director · Chairman of the Board & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,377

Underlying: Common Stock · 63,377 shares

Expires not disclosed

F2 · derivative.exercise_price: The Restricted Stock Units vest 1/3 on each of March 2, 2024, 2025 and 2026.

F2 · shares: The Restricted Stock Units vest 1/3 on each of March 2, 2024, 2025 and 2026.

F2 · derivative.exercise_date: The Restricted Stock Units vest 1/3 on each of March 2, 2024, 2025 and 2026.

F2 · derivative.expiration_date: The Restricted Stock Units vest 1/3 on each of March 2, 2024, 2025 and 2026.

SEC source: 0001209191-23-016547 · doc4.xml · derivative · entry 1

STONE WILLIAM C · CIK 0001032282 · Director · Chairman of the Board & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 209,732

Underlying: Common Stock · 209,732 shares

Expires 2033-03-02

F1 · shares: One quarter vests on March 2, 2024 and then 1/36 each month thereafter until fully vested on the fourth anniversary of the date of grant.

F1 · derivative.exercise_date: One quarter vests on March 2, 2024 and then 1/36 each month thereafter until fully vested on the fourth anniversary of the date of grant.