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Nasdaq · USD

SSNC

SS&C Technologies Holdings Inc

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3276
SEC CIK
0001402436
Parsed reports
259

Last 12 months

Inside the activity.

0 purchase rows · 4 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
Nov 202501
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202603
Jun 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
June 11, 2019 Filed Jun 12, 2019 21:20 UTC
Frank Joseph J.SVP,Global Head of M&A and CLO
GrantCommon Stock 14.1116 $54.28 $765.98
Disclosure

SEC source: 0001209191-19-036457 · doc4.xml · nonDerivative · entry 2

Frank Joseph J. · CIK 0001734126 · SVP,Global Head of M&A and CLO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,738.4293

F1 · shares: The reported securities reflect restricted stock units granted as dividend equivalents which accrued as and when dividends were paid on the issuer's common stock in connection with the issuer's 06/03/2019 quarterly dividend paid to shareholders on 06/17/2019 and which was credited to the reporting person on 06/11/2019.

Read SEC document
June 10, 2019 Filed Jun 12, 2019 21:20 UTC
Frank Joseph J.SVP,Global Head of M&A and CLO
Tax withholdingCommon Stock 186 $58.40 $10,862.40
Disclosure

SEC source: 0001209191-19-036457 · doc4.xml · nonDerivative · entry 1

Frank Joseph J. · CIK 0001734126 · SVP,Global Head of M&A and CLO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,724.3177

Read SEC document
May 16, 2019 Filed May 20, 2019 20:05 UTC
Frank Joseph J.SVP,Global Head of M&A and CLO
SaleCommon Stock 10,141 $59.89 $607,374.91
Disclosure

SEC source: 0001209191-19-031327 · doc4.xml · nonDerivative · entry 1

Frank Joseph J. · CIK 0001734126 · SVP,Global Head of M&A and CLO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,910.3177

F1 · price: The price reported is the weighted average of the shares sold. The shares were sold at varying prices in the range of $59.76 to $60.00. The reporting person undertakes, upon request by the Staff of the Securities and Exchange Commission, or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price

Read SEC document
May 15, 2019 Filed May 16, 2019 21:32 UTC GrantStock Option (right to buy) · Derivative 3,000 $0.00 Strike: $58.71 $0.00
Disclosure

SEC source: 0001209191-19-030524 · doc4.xml · derivative · entry 1

Conjeevaram Smita · CIK 0001656600 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,000

Underlying: Common Stock · 3,000 shares

Expires 2029-05-15

F1 · derivative.exercise_date: The stock option is fully vested as of the date of grant.

Read SEC document
May 15, 2019 Filed May 16, 2019 21:37 UTC GrantStock Option (right to buy) · Derivative 3,000 $0.00 Strike: $58.71 $0.00
Disclosure

SEC source: 0001209191-19-030544 · doc4.xml · derivative · entry 1

ZAMKOW MICHAEL JAY · CIK 0001611681 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,000

Underlying: Common Stock · 3,000 shares

Expires 2029-05-15

F1 · derivative.exercise_date: The stock option is fully vested as of the date of grant.

Read SEC document
May 15, 2019 Filed May 16, 2019 21:36 UTC GrantStock Option (right to buy) · Derivative 3,000 $0.00 Strike: $58.71 $0.00
Disclosure

SEC source: 0001209191-19-030538 · doc4.xml · derivative · entry 1

Varsano David · CIK 0001514904 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,000

Underlying: Common Stock · 3,000 shares

Expires 2029-05-15

F1 · derivative.exercise_date: The option is fully vested as of the date of grant.

Read SEC document
May 15, 2019 Filed May 16, 2019 21:35 UTC GrantStock Option (right to buy) · Derivative 3,000 $0.00 Strike: $58.71 $0.00
Disclosure

SEC source: 0001209191-19-030533 · doc4.xml · derivative · entry 1

MICHAEL JONATHAN E · CIK 0001192701 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,000

Underlying: Common Stock · 3,000 shares

Expires 2029-05-15

F1 · derivative.exercise_date: The stock option is fully vested as of the date of grant.

Read SEC document
May 15, 2019 Filed May 16, 2019 21:33 UTC GrantStock Option (right to buy) · Derivative 3,000 $0.00 Strike: $58.71 $0.00
Disclosure

SEC source: 0001209191-19-030528 · doc4.xml · derivative · entry 1

Daniels Michael E · CIK 0001333915 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,000

Underlying: Common Stock · 3,000 shares

Expires 2029-05-15

F1 · derivative.exercise_date: The stock option is fully vested as of the date of grant.

Read SEC document
May 13, 2019 Filed May 15, 2019 21:41 UTC Exercise / conversionStock Option (right to buy) · Derivative 15,000 $0.00 Strike: $9.87 $0.00
Disclosure

SEC source: 0001209191-19-030111 · doc4.xml · derivative · entry 2

Varsano David · CIK 0001514904 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,500

Underlying: Common Stock · 15,000 shares

Expires 2021-03-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The stock option was fully vested as of the date of the grant.

Read SEC document
May 13, 2019 Filed May 15, 2019 21:41 UTC Exercise / conversionCommon Stock 15,000 $9.87 $148,050.00
Disclosure

SEC source: 0001209191-19-030111 · doc4.xml · nonDerivative · entry 1

Varsano David · CIK 0001514904 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The stock option was fully vested as of the date of the grant.

Read SEC document
May 09, 2019 Filed May 14, 2019 00:54 UTC
Frank Joseph J.SVP,Global Head of M&A and CLO
Tax withholdingCommon Stock 186 $58.30 $10,843.80
Disclosure

SEC source: 0001209191-19-029498 · doc4.xml · nonDerivative · entry 1

Frank Joseph J. · CIK 0001734126 · SVP,Global Head of M&A and CLO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,051.3177

Read SEC document
May 06, 2019 Filed May 7, 2019 22:18 UTC PurchaseCommon Stock 93 $59.05 $5,491.65
Disclosure

SEC source: 0001209191-19-028076 · doc4.xml · nonDerivative · entry 1

MICHAEL JONATHAN E · CIK 0001192701 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Through Trust

Disclosed balance after: 59,399

Read SEC document
May 03, 2019 Filed May 7, 2019 22:30 UTC PurchaseCommon Stock 17,000 $59.76 $1,015,920.00
Disclosure

SEC source: 0001209191-19-028080 · doc4.xml · nonDerivative · entry 1

ZAMKOW MICHAEL JAY · CIK 0001611681 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,000

F1 · price: The price reported is the weighted average of the shares purchased. The shares were purchased at varying prices in the range of $59.57 to $59.97. The reporting person undertakes, upon request by the Staff of the Securities and Exchange Commission, or a security holder of the issuer, to provide full information regarding the number of shares purchased at each separate price.

Read SEC document
March 20, 2019 Filed Mar 21, 2019 20:25 UTC PurchaseCommon Stock 66 $62.99 $4,157.34
Disclosure

SEC source: 0001209191-19-020760 · doc4.xml · nonDerivative · entry 1

MICHAEL JONATHAN E · CIK 0001192701 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Through Trust

Disclosed balance after: 59,306

Read SEC document
March 18, 2019 Filed Mar 19, 2019 19:49 UTC
Frank Joseph J.SVP,Global Head of M&A and CLO
PurchaseCommon Stock 2.218 $62.69 $139.05
Disclosure

SEC source: 0001209191-19-020255 · doc4.xml · nonDerivative · entry 1

Frank Joseph J. · CIK 0001734126 · SVP,Global Head of M&A and CLO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,237.3177

Read SEC document
March 13, 2019 Filed Mar 15, 2019 18:42 UTC
Frank Joseph J.SVP,Global Head of M&A and CLO
GrantCommon Stock 13.915 $62.45 $868.99
Disclosure

SEC source: 0001209191-19-019651 · doc4.xml · nonDerivative · entry 1

Frank Joseph J. · CIK 0001734126 · SVP,Global Head of M&A and CLO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,235.0997

F1 · shares: The reported securities reflect restricted stock units granted as dividend equivalents which accrued as and when dividends were paid on the issuer's common stock in connection with the issuer's 03/01/2019 quarterly dividend that was paid to shareholders on 03/15/2019 and which was credited to the reporting person on 03/13/2019.

Read SEC document
February 20, 2019 Filed Feb 22, 2019 21:32 UTC Exercise / conversionStock Option (right to buy) · Derivative 100,000 $0.00 Strike: $11.22 $0.00
Disclosure

SEC source: 0001209191-19-012598 · doc4.xml · derivative · entry 6

PEDONTI PATRICK J · CIK 0001194387 · SVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Common Stock · 100,000 shares

Expires 2022-12-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The option is a "time-based" option that vested in full on December 27, 2016.

Read SEC document
February 20, 2019 Filed Feb 22, 2019 21:32 UTC Exercise / conversionStock Option (right to buy) · Derivative 57,500 $0.00 Strike: $6.74 $0.00
Disclosure

SEC source: 0001209191-19-012598 · doc4.xml · derivative · entry 5

PEDONTI PATRICK J · CIK 0001194387 · SVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 57,500 shares

Expires 2021-10-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The option is a "time-based" option that vested in full on October 3, 2015.

Read SEC document
February 20, 2019 Filed Feb 22, 2019 21:32 UTC SaleCommon Stock 100,000 $59.41 $5,940,690.00
Disclosure

SEC source: 0001209191-19-012598 · doc4.xml · nonDerivative · entry 4

PEDONTI PATRICK J · CIK 0001194387 · SVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: Open market transaction pursuant to a 10b5-1 trading plan adopted by the Reporting Person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

F2 · price: The price reported is the weighted average of the shares sold. The shares were sold at varying prices in the range of $58.95 to $60.07. The reporting person undertakes, upon request by the Staff of the Securities and Exchange Commission, or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.

Read SEC document
February 20, 2019 Filed Feb 22, 2019 21:32 UTC Exercise / conversionCommon Stock 100,000 $11.22 $1,122,000.00
Disclosure

SEC source: 0001209191-19-012598 · doc4.xml · nonDerivative · entry 3

PEDONTI PATRICK J · CIK 0001194387 · SVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 20, 2019 Filed Feb 22, 2019 21:32 UTC SaleCommon Stock 57,500 $59.41 $3,415,896.75
Disclosure

SEC source: 0001209191-19-012598 · doc4.xml · nonDerivative · entry 2

PEDONTI PATRICK J · CIK 0001194387 · SVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: Open market transaction pursuant to a 10b5-1 trading plan adopted by the Reporting Person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

F2 · price: The price reported is the weighted average of the shares sold. The shares were sold at varying prices in the range of $58.95 to $60.07. The reporting person undertakes, upon request by the Staff of the Securities and Exchange Commission, or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.

Read SEC document
February 20, 2019 Filed Feb 22, 2019 21:32 UTC Exercise / conversionCommon Stock 57,500 $6.74 $387,550.00
Disclosure

SEC source: 0001209191-19-012598 · doc4.xml · nonDerivative · entry 1

PEDONTI PATRICK J · CIK 0001194387 · SVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,500

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 21, 2018 Filed Dec 26, 2018 15:19 UTC PurchaseCommon Stock 97 $43.19 $4,189.43
Disclosure

SEC source: 0001209191-18-064051 · doc4.xml · nonDerivative · entry 1

MICHAEL JONATHAN E · CIK 0001192701 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Through Trust

Disclosed balance after: 59,240

Read SEC document
December 18, 2018 Filed Dec 19, 2018 23:06 UTC
Frank Joseph J.SVP,Global Head of M&A and CLO
PurchaseCommon Stock 0.626 $44.45 $27.83
Disclosure

SEC source: 0001209191-18-063556 · doc4.xml · nonDerivative · entry 2

Frank Joseph J. · CIK 0001734126 · SVP,Global Head of M&A and CLO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,221.1847

Read SEC document
December 17, 2018 Filed Dec 19, 2018 23:06 UTC
Frank Joseph J.SVP,Global Head of M&A and CLO
GrantCommon Stock 16.1425 $48.15 $777.26
Disclosure

SEC source: 0001209191-18-063556 · doc4.xml · nonDerivative · entry 1

Frank Joseph J. · CIK 0001734126 · SVP,Global Head of M&A and CLO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,220.5587

F1 · shares: The reported securities reflect restricted stock units granted as dividend equivalents which accrued as and when dividends were paid on the issuer's common stock in connection with the issuer's 12/01/2018 quarterly dividend that was paid to shareholders on 12/17/18 and which was credited to the reporting person on 12/17/2018.

Read SEC document
December 17, 2018 Filed Dec 21, 2018 15:25 UTC
STONE WILLIAM CDirector · Chairman of the Board & CEO · 10% owner
GrantStock Option (Right to Buy) · Derivative 500,000 $0.00 Strike: $44.28 $0.00
Disclosure

SEC source: 0001209191-18-063872 · doc4.xml · derivative · entry 1

STONE WILLIAM C · CIK 0001032282 · Director · Chairman of the Board & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 500,000

Underlying: Common Stock · 500,000 shares

Expires 2028-12-17

F1 · derivative.exercise_date: One quarter vests on December 17, 2019 and then 1/36 each month thereafter until fully vested on the fourth anniversary of the date of grant.

Read SEC document
December 17, 2018 Filed Dec 21, 2018 20:31 UTC
Frank Joseph J.SVP,Global Head of M&A and CLO
GrantStock Option (Right to Buy) · Derivative 175,000 $0.00 Strike: $44.28 $0.00
Disclosure

SEC source: 0001209191-18-063877 · doc4.xml · derivative · entry 1

Frank Joseph J. · CIK 0001734126 · SVP,Global Head of M&A and CLO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 175,000

Underlying: Common Stock · 175,000 shares

Expires 2028-12-17

F1 · derivative.exercise_date: One quarter vests on December 17, 2019 and then 1/36 each month thereafter until fully vested on the fourth anniversary of the date of grant.

Read SEC document
December 17, 2018 Filed Dec 21, 2018 20:26 UTC
Kanwar RahulPresident & COO
GrantStock Option (right to buy) · Derivative 300,000 $0.00 Strike: $44.28 $0.00
Disclosure

SEC source: 0001209191-18-063875 · doc4.xml · derivative · entry 1

Kanwar Rahul · CIK 0001571080 · President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 300,000

Underlying: Common Stock · 300,000 shares

Expires 2028-12-17

F1 · derivative.exercise_date: One quarter vests on December 17, 2019 and then 1/36 each month thereafter until fully vested on the fourth anniversary of the date of grant.

Read SEC document
December 17, 2018 Filed Dec 21, 2018 20:25 UTC
BOULANGER NORMAND ADirector · President and COO
GrantStock Option (right to buy) · Derivative 100,000 $0.00 Strike: $44.28 $0.00
Disclosure

SEC source: 0001209191-18-063873 · doc4.xml · derivative · entry 1

BOULANGER NORMAND A · CIK 0001194386 · Director · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,000

Underlying: Common Stock · 100,000 shares

Expires 2028-12-17

F1 · derivative.exercise_date: One quarter vests on December 17, 2019 and then 1/36 each month thereafter until fully vested on the fourth anniversary of the date of grant.

Read SEC document
December 17, 2018 Filed Dec 21, 2018 20:26 UTC GrantStock Option (right to buy) · Derivative 200,000 $0.00 Strike: $44.28 $0.00
Disclosure

SEC source: 0001209191-18-063874 · doc4.xml · derivative · entry 1

PEDONTI PATRICK J · CIK 0001194387 · SVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 200,000

Underlying: Common Stock · 200,000 shares

Expires 2028-12-17

F1 · derivative.exercise_date: One quarter vests on December 17, 2019 and then 1/36 each month thereafter until fully vested on the fourth anniversary of the date of grant.

Read SEC document
November 20, 2018 Filed Nov 21, 2018 17:49 UTC PurchaseCommon Stock 10,000 $44.58 $445,793.00
Disclosure

SEC source: 0001209191-18-059660 · doc4.xml · nonDerivative · entry 1

MICHAEL JONATHAN E · CIK 0001192701 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Through Trust

Disclosed balance after: 59,143

F1 · price: The price reported is the weighted average of the shares purchased. The shares were purchased at varying prices in the range of $43.80 to $45.33. The reporting person undertakes, upon request by the Staff of the Securities and Exchange Commission, or a security holder of the issuer, to provide full information regarding the number of shares purchased at each separate price.

Read SEC document
November 19, 2018 Filed Nov 20, 2018 22:57 UTC Exercise / conversionStock Option (right to buy) · Derivative 10,000 $0.00 Strike: $9.87 $0.00
Disclosure

SEC source: 0001209191-18-059511 · doc4.xml · derivative · entry 2

Varsano David · CIK 0001514904 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,500

Underlying: Common Stock · 10,000 shares

Expires 2021-03-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The stock option was fully vested as of the date of the grant.

Read SEC document
November 19, 2018 Filed Nov 20, 2018 22:57 UTC Exercise / conversionCommon Stock 10,000 $9.87 $98,700.00
Disclosure

SEC source: 0001209191-18-059511 · doc4.xml · nonDerivative · entry 1

Varsano David · CIK 0001514904 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 15, 2018 Filed Nov 19, 2018 23:25 UTC PurchaseCommon Stock 1,100 $47.53 $52,280.25
Disclosure

SEC source: 0001209191-18-059309 · doc4.xml · nonDerivative · entry 2

ZAMKOW MICHAEL JAY · CIK 0001611681 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Brokerage account in name of adult son

Disclosed balance after: 2,175

F1 · price: The price reported is the weighted average of the shares purchased. The shares were purchased at varying prices in the range of $47.34 to $47.76. The reporting person undertakes, upon request by the Staff of the Securities and Exchange Commission, or a security holder of the issuer, to provide full information regarding the number of shares purchased at each separate price.

F2 · balance_after: The reported securities are held in a brokerage account in the name of the reporting person's adult son. The reporting person disclaims beneficial ownership of such securities.

F2 · ownership.nature: The reported securities are held in a brokerage account in the name of the reporting person's adult son. The reporting person disclaims beneficial ownership of such securities.

Read SEC document
November 15, 2018 Filed Nov 19, 2018 23:25 UTC PurchaseCommon Stock 21,000 $47.53 $998,077.50
Disclosure

SEC source: 0001209191-18-059309 · doc4.xml · nonDerivative · entry 1

ZAMKOW MICHAEL JAY · CIK 0001611681 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,000

F1 · price: The price reported is the weighted average of the shares purchased. The shares were purchased at varying prices in the range of $47.34 to $47.76. The reporting person undertakes, upon request by the Staff of the Securities and Exchange Commission, or a security holder of the issuer, to provide full information regarding the number of shares purchased at each separate price.

Read SEC document
November 12, 2018 Filed Nov 14, 2018 23:57 UTC PurchaseCommon Stock 3,000 $48.52 $145,554.00
Disclosure

SEC source: 0001209191-18-058631 · doc4.xml · nonDerivative · entry 1

Conjeevaram Smita · CIK 0001656600 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,000

F1 · price: The price reported is the weighted average of the shares purchased. The shares were purchased at varying prices in the range of $48.5150 to $48.5297. The reporting person undertakes, upon request by the Staff of the Securities and Exchange Commission, or a security holder of the issuer, to provide full information regarding the number of shares purchased at each separate price.

Read SEC document
November 05, 2018 Filed Nov 7, 2018 20:03 UTC PurchaseCommon Stock 600 $49.79 $29,875.98
Disclosure

SEC source: 0001209191-18-057538 · doc4.xml · nonDerivative · entry 1

MICHAEL JONATHAN E · CIK 0001192701 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Through Trust

Disclosed balance after: 49,143

F1 · price: The price reported is the weighted average of the shares purchased. The shares were purchased at varying prices in the range of $49.6966 to $49.89. The reporting person undertakes, upon request by the Staff of the Securities and Exchange Commission, or a security holder of the issuer, to provide full information regarding the number of shares purchased at each separate price.

Read SEC document
September 19, 2018 Filed Sep 20, 2018 23:44 UTC
Frank Joseph J.SVP,Global Head of M&A and CLO
PurchaseCommon Stock 13.679 $55.18 $754.81
Disclosure

SEC source: 0001209191-18-051843 · doc4.xml · nonDerivative · entry 3

Frank Joseph J. · CIK 0001734126 · SVP,Global Head of M&A and CLO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,204.4162

Read SEC document
September 18, 2018 Filed Sep 20, 2018 23:44 UTC
Frank Joseph J.SVP,Global Head of M&A and CLO
GrantCommon Stock 30.7372 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-18-051843 · doc4.xml · nonDerivative · entry 2

Frank Joseph J. · CIK 0001734126 · SVP,Global Head of M&A and CLO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,190.7372

F1 · shares: The reported securities reflect restricted stock units granted as dividend equivalents which accrued as and when dividends were paid on the issuer's common stock, including (i) 16.1730 restricted stock units granted in connections with the issuer's 06/01/2018 quarterly dividend that was paid to shareholders on 6/15/18 and which was credited to the reporting person on 07/02/2018 and (ii) 14.5642 restricted stock units granted in connection with the issuer's 09/04/2018 quarterly dividend that was paid to shareholders on 09/18/2018 but, due to an administrative error, was credited to the reporting person's account on 09/11/2018.

F2 · price: The market value of the underlying securities was (i) $50.93 in respect of the June quarterly dividend and (ii) $59.00 in respect of the September quarterly dividend.

Read SEC document
August 02, 2018 Filed Aug 6, 2018 20:57 UTC
Kanwar RahulPresident & COO
GrantStock Option (right to buy) · Derivative 100,000 $0.00 Strike: $54.35 $0.00
Disclosure

SEC source: 0001209191-18-045567 · doc4.xml · derivative · entry 1

Kanwar Rahul · CIK 0001571080 · President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,000

Underlying: Common Stock · 100,000 shares

Expires 2028-08-02

F1 · derivative.exercise_date: One quarter vests on August 2, 2019 and then 1/36 each month thereafter until fully vested on the fourth anniversary of the date of grant.

Read SEC document
June 28, 2018 Filed Sep 20, 2018 23:44 UTC
Frank Joseph J.SVP,Global Head of M&A and CLO
Tax withholdingCommon Stock 4,763 $51.87 $247,056.81
Disclosure

SEC source: 0001209191-18-051843 · doc4.xml · nonDerivative · entry 1

Frank Joseph J. · CIK 0001734126 · SVP,Global Head of M&A and CLO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,160

Read SEC document
May 16, 2018 Filed May 17, 2018 22:24 UTC GrantStock Option (right to buy) · Derivative 3,000 $0.00 Strike: $49.17 $0.00
Disclosure

SEC source: 0001209191-18-031152 · doc4.xml · derivative · entry 1

ZAMKOW MICHAEL JAY · CIK 0001611681 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,000

Underlying: Common Stock · 3,000 shares

Expires 2028-05-16

F1 · derivative.exercise_date: The stock option is fully vested as of the date of grant.

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May 16, 2018 Filed May 17, 2018 22:23 UTC GrantStock Option (right to buy) · Derivative 3,000 $0.00 Strike: $49.17 $0.00
Disclosure

SEC source: 0001209191-18-031150 · doc4.xml · derivative · entry 1

Varsano David · CIK 0001514904 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,000

Underlying: Common Stock · 3,000 shares

Expires 2028-05-16

F1 · derivative.exercise_date: The option is fully vested as of the date of grant.

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May 16, 2018 Filed May 17, 2018 22:22 UTC GrantStock Option (right to buy) · Derivative 3,000 $0.00 Strike: $49.17 $0.00
Disclosure

SEC source: 0001209191-18-031148 · doc4.xml · derivative · entry 1

MICHAEL JONATHAN E · CIK 0001192701 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,000

Underlying: Common Stock · 3,000 shares

Expires 2028-05-16

F1 · derivative.exercise_date: The stock option is fully vested as of the date of grant.

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May 16, 2018 Filed May 17, 2018 22:20 UTC GrantStock Option (right to buy) · Derivative 3,000 $0.00 Strike: $49.17 $0.00
Disclosure

SEC source: 0001209191-18-031144 · doc4.xml · derivative · entry 1

Conjeevaram Smita · CIK 0001656600 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,000

Underlying: Common Stock · 3,000 shares

Expires 2028-05-16

F1 · derivative.exercise_date: The stock option is fully vested as of the date of grant.

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May 16, 2018 Filed May 18, 2018 14:28 UTC GrantStock Option (right to buy) · Derivative 3,000 $0.00 Strike: $49.17 $0.00
Disclosure

SEC source: 0001209191-18-031294 · doc4.xml · derivative · entry 1

Daniels Michael E · CIK 0001333915 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,000

Underlying: Common Stock · 3,000 shares

Expires 2028-05-16

F1 · derivative.exercise_date: The stock option is fully vested as of the date of grant.

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May 11, 2018 Filed May 15, 2018 21:26 UTC PurchaseCommon Stock 12,543 $49.10 $615,882.62
Disclosure

SEC source: 0001209191-18-030264 · doc4.xml · nonDerivative · entry 1

MICHAEL JONATHAN E · CIK 0001192701 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Through Family Trust

Disclosed balance after: 48,543

F1 · price: The price reported is the weighted average of the shares purchased. The shares were purchased at varying prices in the range of $49.06 to $49.19. The reporting person undertakes, upon request by the Staff of the Securities and Exchange Commission, or a security holder of the issuer, to provide full information regarding the number of shares purchased at each separate price.

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May 07, 2018 Filed May 8, 2018 18:02 UTC
Igoe Paul GerardSVP & General Counsel
Exercise / conversionStock Option (right to buy) · Derivative 24,400 $0.00 Strike: $21.10 $0.00
Disclosure

SEC source: 0001209191-18-028686 · doc4.xml · derivative · entry 9

Igoe Paul Gerard · CIK 0001461136 · SVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,600

Underlying: 0 · 24,400 shares

Expires 2023-12-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The option is a "time-based" option that vested in full on December 20, 2017.

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May 07, 2018 Filed May 8, 2018 18:02 UTC
Igoe Paul GerardSVP & General Counsel
Exercise / conversionStock Option (right to buy) · Derivative 38,000 $0.00 Strike: $11.38 $0.00
Disclosure

SEC source: 0001209191-18-028686 · doc4.xml · derivative · entry 8

Igoe Paul Gerard · CIK 0001461136 · SVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: 0 · 38,000 shares

Expires 2023-01-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The option is a "time-based" option that vested in full on January 7, 2017.

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May 07, 2018 Filed May 8, 2018 18:02 UTC
Igoe Paul GerardSVP & General Counsel
SaleCommon Stock 24,400 $48.53 $1,184,151.52
Disclosure

SEC source: 0001209191-18-028686 · doc4.xml · nonDerivative · entry 6

Igoe Paul Gerard · CIK 0001461136 · SVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.