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SRPT

Sarepta Therapeutics, Inc.

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4426
SEC CIK
0000873303
Parsed reports
366

Last 12 months

Inside the activity.

0 purchase rows · 2 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202501
Jan 202600
Feb 202600
Mar 202601
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
July 20, 2017 Filed Jul 22, 2017 01:45 UTC
Cumbo AlexanderSVP, Chief Commercial Officer
Exercise / conversionNon-Qualified Stock Options (right to buy) · Derivative 2,500 $13.71 Strike: $13.71 $34,275.00
Disclosure

SEC source: 0001209191-17-046035 · doc4.xml · derivative · entry 4

Cumbo Alexander · CIK 0001685994 · SVP, Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,774

Underlying: Common Stock · 2,500 shares

Expires 2026-02-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by the reporting person, on May 15, 2017, accordingly, the reporting person had no discretion with regards to the timing of the transaction.

Read SEC document
July 20, 2017 Filed Jul 22, 2017 01:45 UTC
Cumbo AlexanderSVP, Chief Commercial Officer
SaleCommon Stock 3,418 $41.00 $140,138.00
Disclosure

SEC source: 0001209191-17-046035 · doc4.xml · nonDerivative · entry 3

Cumbo Alexander · CIK 0001685994 · SVP, Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,875

F1 · shares: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by the reporting person, on May 15, 2017, accordingly, the reporting person had no discretion with regards to the timing of the transaction.

Read SEC document
July 20, 2017 Filed Jul 22, 2017 01:45 UTC
Cumbo AlexanderSVP, Chief Commercial Officer
SaleCommon Stock 2,500 $41.00 $102,500.00
Disclosure

SEC source: 0001209191-17-046035 · doc4.xml · nonDerivative · entry 2

Cumbo Alexander · CIK 0001685994 · SVP, Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,293

F1 · shares: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by the reporting person, on May 15, 2017, accordingly, the reporting person had no discretion with regards to the timing of the transaction.

Read SEC document
July 20, 2017 Filed Jul 22, 2017 01:45 UTC
Cumbo AlexanderSVP, Chief Commercial Officer
Exercise / conversionCommon Stock 2,500 $13.71 $34,275.00
Disclosure

SEC source: 0001209191-17-046035 · doc4.xml · nonDerivative · entry 1

Cumbo Alexander · CIK 0001685994 · SVP, Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,793

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by the reporting person, on May 15, 2017, accordingly, the reporting person had no discretion with regards to the timing of the transaction.

Read SEC document
June 26, 2017 Filed Jun 28, 2017 21:50 UTC
INGRAM DOUGLAS SDirector · President & CEO
GrantStock Option (right to buy) · Derivative 3,300,000 $0.00 Strike: $34.65 $0.00
Disclosure

SEC source: 0001209191-17-042164 · doc4.xml · derivative · entry 2

INGRAM DOUGLAS S · CIK 0001190644 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,300,000

Underlying: Common Stock · 3,300,000 shares

Expires 2027-06-26

F2 · derivative.exercise_date: On June 26, 2022, subject to the Reporting Person's continued service to the Issuer or a subsidiary thereof from the date of grant through such date, a percentage of the stock options will vest based on the extent to which the compounded annual growth rate ("CAGR") of the Issuer's stock price from June 26, 2017 (based on the closing price on such date) through June 26, 2022 (based on the average of the closing price of the Issuer's common stock on the 20 days immediately preceding such date) exceeds the CAGR of the NASDAQ Biotech Index (or any successor index) during the same period.

F3 · derivative.expiration_date: In certain situations, the stock options will expire within twelve months of such situation, but in no event will the stock options be exercisable after June 26, 2027.

Read SEC document
June 26, 2017 Filed Jun 28, 2017 21:50 UTC
INGRAM DOUGLAS SDirector · President & CEO
GrantCommon Stock 335,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-042164 · doc4.xml · nonDerivative · entry 1

INGRAM DOUGLAS S · CIK 0001190644 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 335,000

F1 · shares: Represents shares of restricted stock. Twenty-five percent of the shares will vest on June 26, 2018 and one thirty-sixth of the remaining unvested shares will vest on each monthly anniversary of June 26 thereafter, ending on June 26, 2021, in each case subject to the Reporting Person's continued service to the Issuer or a subsidiary thereof from the date of grant through each applicable vesting date.

Read SEC document
May 19, 2017 Filed Jun 8, 2017 12:33 UTC
Cumbo AlexanderSVP, Chief Commercial Officer
GrantStock Option (right to buy) · Derivative 40,000 $0.00 Strike: $34.64 $0.00
Disclosure

SEC source: 0001209191-17-038455 · doc4.xml · derivative · entry 1

Cumbo Alexander · CIK 0001685994 · SVP, Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,000

Underlying: Common Stock · 40,000 shares

Expires 2027-05-19

F1 · derivative.exercise_date: 25% of the option granted vests and is exercisable on the first anniversary of the date of grant and 1/48th of the total granted option will vest and become exercisable on each monthly anniversary thereafter, such that the option will be fully vested and exercisable on the fourth anniversary of the date of grant.

Read SEC document
April 20, 2017 Filed Apr 24, 2017 21:11 UTC
Kaye Edward M. MDDirector · President & CEO
Tax withholdingCommon Stock 4,349 $32.54 $141,516.46
Disclosure

SEC source: 0001209191-17-027998 · doc4.xml · nonDerivative · entry 1

Kaye Edward M. MD · CIK 0001522780 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,820

F1 · shares: Shares were withheld by the Company to satisfy tax withholding obligations related to a vesting of restricted stock.

Read SEC document
April 03, 2017 Filed Apr 5, 2017 21:06 UTC
Stehman-Breen CatherineSVP, Chief Medical Officer
GrantStock Option (right to buy) · Derivative 100,000 $0.00 Strike: $29.70 $0.00
Disclosure

SEC source: 0001209191-17-025720 · doc4.xml · derivative · entry 1

Stehman-Breen Catherine · CIK 0001702233 · SVP, Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,000

Underlying: Common Stock · 100,000 shares

Expires 2027-04-03

F1 · derivative.exercise_date: 25% of the option granted vests and is exercisable on the first anniversary of the date of grant and 1/48th of the total granted option will vest and become exercisable on each monthly anniversary thereafter, such that the option will be fully vested and exercisable on the fourth anniversary of the date of grant.

Read SEC document
March 19, 2017 Filed Mar 21, 2017 22:05 UTC
Mahatme SandeshEVP, CFO & CBO
Tax withholdingCommon Stock 171 $30.30 $5,181.30
Disclosure

SEC source: 0001209191-17-022109 · doc4.xml · nonDerivative · entry 1

Mahatme Sandesh · CIK 0001511034 · EVP, CFO & CBO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,361

F1 · shares: Shares were withheld by the Company to satisfy tax withholding obligations related to a vesting of restricted stock granted on 9/19/2016.

Read SEC document
March 19, 2017 Filed Mar 21, 2017 22:07 UTC
Howton David TSVP, General Counsel
Tax withholdingCommon Stock 152 $30.30 $4,605.60
Disclosure

SEC source: 0001209191-17-022110 · doc4.xml · nonDerivative · entry 1

Howton David T · CIK 0001529297 · SVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,301

F1 · shares: Shares were withheld by the Company to satisfy tax withholding obligations related to a vesting of restricted stock granted on 9/19/2016.

Read SEC document
March 19, 2017 Filed Mar 21, 2017 22:01 UTC
Ruff ShamimSVP, Regulatory Affairs & Qual
Tax withholdingCommon Stock 177 $30.30 $5,363.10
Disclosure

SEC source: 0001209191-17-022104 · doc4.xml · nonDerivative · entry 1

Ruff Shamim · CIK 0001685986 · SVP, Regulatory Affairs & Qual

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,062

F1 · shares: Shares were withheld by the Company to satisfy tax withholding obligations related to a vesting of restricted stock granted on 9/19/2016.

Read SEC document
March 10, 2017 Filed Mar 15, 2017 01:48 UTC
Mahatme SandeshEVP, CFO & CBO
GrantIncentive Stock Option (right to buy) · Derivative 4,751 $0.00 Strike: $32.63 $0.00
Disclosure

SEC source: 0001209191-17-020689 · doc4.xml · derivative · entry 2

Mahatme Sandesh · CIK 0001511034 · EVP, CFO & CBO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,751

Underlying: Common Stock · 4,751 shares

Expires 2027-03-10

F1 · derivative.exercise_date: 25% of the option granted vests and is exercisable on the first anniversary of the date of grant and 1/48th of the total granted option will vest and become exercisable on each monthly anniversary thereafter, such that the option will be fully vested and exercisable on the fourth anniversary of the date of grant.

Read SEC document
March 10, 2017 Filed Mar 15, 2017 01:48 UTC
Mahatme SandeshEVP, CFO & CBO
GrantNon-Qualified Stock Option (right to buy) · Derivative 32,749 $0.00 Strike: $32.63 $0.00
Disclosure

SEC source: 0001209191-17-020689 · doc4.xml · derivative · entry 1

Mahatme Sandesh · CIK 0001511034 · EVP, CFO & CBO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,749

Underlying: Common Stock · 32,749 shares

Expires 2027-03-10

F1 · derivative.exercise_date: 25% of the option granted vests and is exercisable on the first anniversary of the date of grant and 1/48th of the total granted option will vest and become exercisable on each monthly anniversary thereafter, such that the option will be fully vested and exercisable on the fourth anniversary of the date of grant.

Read SEC document
March 10, 2017 Filed Mar 15, 2017 01:51 UTC
Cumbo AlexanderVP, Head of Commercial
GrantIncentive Stock Option (right to buy) · Derivative 4,924 $0.00 Strike: $32.63 $0.00
Disclosure

SEC source: 0001209191-17-020692 · doc4.xml · derivative · entry 2

Cumbo Alexander · CIK 0001685994 · VP, Head of Commercial

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,924

Underlying: Common Stock · 4,924 shares

Expires 2027-03-10

F1 · derivative.exercise_date: 25% of the option granted vests and is exercisable on the first anniversary of the date of grant and 1/48th of the total granted option will vest and become exercisable on each monthly anniversary thereafter, such that the option will be fully vested and exercisable on the fourth anniversary of the date of grant.

Read SEC document
March 10, 2017 Filed Mar 15, 2017 01:51 UTC
Cumbo AlexanderVP, Head of Commercial
GrantNon-Qualified Stock Option (right to buy) · Derivative 22,576 $0.00 Strike: $32.63 $0.00
Disclosure

SEC source: 0001209191-17-020692 · doc4.xml · derivative · entry 1

Cumbo Alexander · CIK 0001685994 · VP, Head of Commercial

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,576

Underlying: Common Stock · 22,576 shares

Expires 2027-03-10

F1 · derivative.exercise_date: 25% of the option granted vests and is exercisable on the first anniversary of the date of grant and 1/48th of the total granted option will vest and become exercisable on each monthly anniversary thereafter, such that the option will be fully vested and exercisable on the fourth anniversary of the date of grant.

Read SEC document
March 10, 2017 Filed Mar 15, 2017 01:50 UTC
Ruff ShamimSVP, Regulatory Affairs & Qual
GrantIncentive Stock Option (right to buy) · Derivative 4,189 $0.00 Strike: $32.63 $0.00
Disclosure

SEC source: 0001209191-17-020691 · doc4.xml · derivative · entry 2

Ruff Shamim · CIK 0001685986 · SVP, Regulatory Affairs & Qual

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,189

Underlying: Common Stock · 4,189 shares

Expires 2027-03-10

F1 · derivative.exercise_date: 25% of the option granted vests and is exercisable on the first anniversary of the date of grant and 1/48th of the total granted option will vest and become exercisable on each monthly anniversary thereafter, such that the option will be fully vested and exercisable on the fourth anniversary of the date of grant.

Read SEC document
March 10, 2017 Filed Mar 15, 2017 01:50 UTC
Ruff ShamimSVP, Regulatory Affairs & Qual
GrantNon-Qualified Stock Option (right to buy) · Derivative 20,811 $0.00 Strike: $32.63 $0.00
Disclosure

SEC source: 0001209191-17-020691 · doc4.xml · derivative · entry 1

Ruff Shamim · CIK 0001685986 · SVP, Regulatory Affairs & Qual

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,811

Underlying: Common Stock · 20,811 shares

Expires 2027-03-10

F1 · derivative.exercise_date: 25% of the option granted vests and is exercisable on the first anniversary of the date of grant and 1/48th of the total granted option will vest and become exercisable on each monthly anniversary thereafter, such that the option will be fully vested and exercisable on the fourth anniversary of the date of grant.

Read SEC document
March 10, 2017 Filed Mar 15, 2017 01:49 UTC
Howton David TSVP, General Counsel
GrantIncentive Stock Option (right to buy) · Derivative 4,411 $0.00 Strike: $32.63 $0.00
Disclosure

SEC source: 0001209191-17-020690 · doc4.xml · derivative · entry 2

Howton David T · CIK 0001529297 · SVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,411

Underlying: Common Stock · 4,411 shares

Expires 2027-03-10

F1 · derivative.exercise_date: 25% of the option granted vests and is exercisable on the first anniversary of the date of grant and 1/48th of the total granted option will vest and become exercisable on each monthly anniversary thereafter, such that the option will be fully vested and exercisable on the fourth anniversary of the date of grant.

Read SEC document
March 10, 2017 Filed Mar 15, 2017 01:49 UTC
Howton David TSVP, General Counsel
GrantNon-Qualified Stock Option (right to buy) · Derivative 25,589 $0.00 Strike: $32.63 $0.00
Disclosure

SEC source: 0001209191-17-020690 · doc4.xml · derivative · entry 1

Howton David T · CIK 0001529297 · SVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,589

Underlying: Common Stock · 25,589 shares

Expires 2027-03-10

F1 · derivative.exercise_date: 25% of the option granted vests and is exercisable on the first anniversary of the date of grant and 1/48th of the total granted option will vest and become exercisable on each monthly anniversary thereafter, such that the option will be fully vested and exercisable on the fourth anniversary of the date of grant.

Read SEC document
March 10, 2017 Filed Mar 15, 2017 01:47 UTC
Kaye Edward M. MDDirector · President, CEO & CMO
GrantIncentive Stock Option (right to buy) · Derivative 4,377 $0.00 Strike: $32.63 $0.00
Disclosure

SEC source: 0001209191-17-020688 · doc4.xml · derivative · entry 2

Kaye Edward M. MD · CIK 0001522780 · Director · President, CEO & CMO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,377

Underlying: Common Stock · 4,377 shares

Expires 2027-03-10

F1 · derivative.exercise_date: 25% of the option granted vests and is exercisable on the first anniversary of the date of grant and 1/48th of the total granted option will vest and become exercisable on each monthly anniversary thereafter, such that the option will be fully vested and exercisable on the fourth anniversary of the date of grant.

Read SEC document
March 10, 2017 Filed Mar 15, 2017 01:47 UTC
Kaye Edward M. MDDirector · President, CEO & CMO
GrantNon-Qualified Stock Option (right to buy) · Derivative 95,623 $0.00 Strike: $32.63 $0.00
Disclosure

SEC source: 0001209191-17-020688 · doc4.xml · derivative · entry 1

Kaye Edward M. MD · CIK 0001522780 · Director · President, CEO & CMO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 95,623

Underlying: Common Stock · 95,623 shares

Expires 2027-03-10

F1 · derivative.exercise_date: 25% of the option granted vests and is exercisable on the first anniversary of the date of grant and 1/48th of the total granted option will vest and become exercisable on each monthly anniversary thereafter, such that the option will be fully vested and exercisable on the fourth anniversary of the date of grant.

Read SEC document
March 10, 2017 Filed Mar 15, 2017 01:46 UTC GrantNon-Qualified Stock Option (right to buy) · Derivative 12,350 $0.00 Strike: $32.63 $0.00
Disclosure

SEC source: 0001209191-17-020686 · doc4.xml · derivative · entry 2

Nicaise Claude · CIK 0001644162 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,350

Underlying: Common Stock · 12,350 shares

Expires 2027-03-10

F2 · derivative.exercise_date: The option will vest at a rate of 1/24th of the total option amount granted on a monthly basis over two years commencing on the first monthly anniversary of Sarepta's 2017 Annual Meeting of Stockholders.

Read SEC document
March 10, 2017 Filed Mar 15, 2017 01:46 UTC GrantCommon Stock 1,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-020686 · doc4.xml · nonDerivative · entry 1

Nicaise Claude · CIK 0001644162 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,000

F1 · shares: Each restricted stock unit represents the right to receive one share of common stock and will vest in full on the first year anniversary of Sarepta's 2017 Annual Meeting of Stockholders.

Read SEC document
March 10, 2017 Filed Mar 15, 2017 01:46 UTC GrantNon-Qualified Stock Option (right to buy) · Derivative 12,350 $0.00 Strike: $32.63 $0.00
Disclosure

SEC source: 0001209191-17-020687 · doc4.xml · derivative · entry 2

Wigzell Hans Lennart Rudolf · CIK 0001492766 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,350

Underlying: Common Stock · 12,350 shares

Expires 2027-03-10

F2 · derivative.exercise_date: The option will vest at a rate of 1/24th of the total option amount granted on a monthly basis over two years commencing on the first monthly anniversary of Sarepta's 2017 Annual Meeting of Stockholders.

Read SEC document
March 10, 2017 Filed Mar 15, 2017 01:46 UTC GrantCommon Stock 1,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-020687 · doc4.xml · nonDerivative · entry 1

Wigzell Hans Lennart Rudolf · CIK 0001492766 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,666

F1 · shares: Each restricted stock unit represents the right to receive one share of common stock and will vest in full on the first year anniversary of Sarepta's 2017 Annual Meeting of Stockholders.

Read SEC document
March 10, 2017 Filed Mar 15, 2017 01:45 UTC GrantNon-Qualified Stock Option (right to buy) · Derivative 12,350 $0.00 Strike: $32.63 $0.00
Disclosure

SEC source: 0001209191-17-020685 · doc4.xml · derivative · entry 2

BEHRENS M KATHLEEN · CIK 0001211701 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,350

Underlying: Common Stock · 12,350 shares

Expires 2027-03-10

F2 · derivative.exercise_date: The option will vest at a rate of 1/24th of the total option amount granted on a monthly basis over two years commencing on the first monthly anniversary of Sarepta's 2017 Annual Meeting of Stockholders.

Read SEC document
March 10, 2017 Filed Mar 15, 2017 01:45 UTC GrantCommon Stock 1,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-020685 · doc4.xml · nonDerivative · entry 1

BEHRENS M KATHLEEN · CIK 0001211701 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 113,116

F1 · shares: Each restricted stock unit represents the right to receive one share of common stock and will vest in full on the first year anniversary of Sarepta's 2017 Annual Meeting of Stockholders.

Read SEC document
March 10, 2017 Filed Mar 15, 2017 01:37 UTC GrantNon-Qualified Stock Option (right to buy) · Derivative 12,350 $0.00 Strike: $32.63 $0.00
Disclosure

SEC source: 0001209191-17-020682 · doc4.xml · derivative · entry 2

BEHRENS M KATHLEEN · CIK 0001211701 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,350

Underlying: Common Stock · 12,350 shares

Expires 2027-03-10

F2 · derivative.exercise_date: The option will vest at a rate of 1/24th of the total option amount granted on a monthly basis over two years commencing on the first monthly anniversary of Sarepta's 2017 Annual Meeting of Stockholders.

Read SEC document
March 10, 2017 Filed Mar 15, 2017 01:37 UTC GrantCommon Stock 1,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-020682 · doc4.xml · nonDerivative · entry 1

BEHRENS M KATHLEEN · CIK 0001211701 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 113,116

F1 · shares: Each restricted stock unit represents the right to receive one share of common stock and will vest in full on the first year anniversary of Sarepta's 2017 Annual Meeting of Stockholders.

Read SEC document
March 10, 2017 Filed Mar 15, 2017 01:27 UTC GrantNon-Qualified Stock Option (right to buy) · Derivative 12,350 $0.00 Strike: $32.63 $0.00
Disclosure

SEC source: 0001209191-17-020680 · doc4.xml · derivative · entry 2

Barry Richard · CIK 0001562371 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,350

Underlying: Common Stock · 12,350 shares

Expires 2027-03-10

F2 · derivative.exercise_date: The option will vest at a rate of 1/24th of the total option amount granted on a monthly basis over two years commencing on the first monthly anniversary of Sarepta's 2017 Annual Meeting of Stockholders.

Read SEC document
March 10, 2017 Filed Mar 15, 2017 01:27 UTC GrantCommon Stock 1,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-020680 · doc4.xml · nonDerivative · entry 1

Barry Richard · CIK 0001562371 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,242,014

F1 · shares: Each restricted stock unit represents the right to receive one share of common stock and will vest in full on the first year anniversary of Sarepta's 2017 Annual Meeting of Stockholders.

Read SEC document
March 10, 2017 Filed Mar 15, 2017 01:42 UTC GrantNon-Qualified Stock Option (right to buy) · Derivative 12,350 $0.00 Strike: $32.63 $0.00
Disclosure

SEC source: 0001209191-17-020684 · doc4.xml · derivative · entry 2

Kress Jean-Paul · CIK 0001654979 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,350

Underlying: Common Stock · 12,350 shares

Expires 2027-03-10

F2 · derivative.exercise_date: The option will vest at a rate of 1/24th of the total option amount granted on a monthly basis over two years commencing on the first monthly anniversary of Sarepta's 2017 Annual Meeting of Stockholders.

Read SEC document
March 10, 2017 Filed Mar 15, 2017 01:42 UTC GrantCommon Stock 1,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-020684 · doc4.xml · nonDerivative · entry 1

Kress Jean-Paul · CIK 0001654979 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,000

F1 · shares: Each restricted stock unit represents the right to receive one share of common stock and will vest in full on the first year anniversary of Sarepta's 2017 Annual Meeting of Stockholders.

Read SEC document
January 20, 2017 Filed Jan 24, 2017 22:52 UTC
Kaye Edward M. MDDirector · President, CEO & CMO
Tax withholdingCommon Stock 4,466 $32.66 $145,859.56
Disclosure

SEC source: 0001209191-17-005349 · doc4.xml · nonDerivative · entry 1

Kaye Edward M. MD · CIK 0001522780 · Director · President, CEO & CMO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,169

F1 · shares: Shares were withheld by the Company to satisfy tax withholding obligations related to a vesting of restricted stock.

Read SEC document
November 09, 2016 Filed Nov 10, 2016 13:27 UTC
Howton David TSVP, General Counsel
Exercise / conversionIncentive Stock Option (right to buy) · Derivative 1,000 $0.00 Strike: $23.85 $0.00
Disclosure

SEC source: 0001209191-16-149230 · doc4.xml · derivative · entry 2

Howton David T · CIK 0001529297 · SVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,768

Underlying: Common Stock · 1,000 shares

Expires 2022-11-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: 25% of the option granted became exercisable on the first anniversary of the date of hire (11/05/2012) and 1/48th of the total granted option became exercisable on each monthly anniversary thereafter, such that the option became fully exercisable on the fourth anniversary of the date of hire.

Read SEC document
November 09, 2016 Filed Nov 10, 2016 13:27 UTC
Howton David TSVP, General Counsel
Exercise / conversionCommon Stock 1,000 $23.85 $23,850.00
Disclosure

SEC source: 0001209191-16-149230 · doc4.xml · nonDerivative · entry 1

Howton David T · CIK 0001529297 · SVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,453

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 15,300 Restricted Stock Award ("RSA") that will vest upon the Company exceeding $80 million in total revenue reported in publicly released GAAP financials, in any fiscal quarter between grant date and June 30, 2018, and an additional 3,825 RSAs that will vest during the same period if the total revenue reported in the publicly released GAAP financials exceeds $100 million.

Read SEC document
November 09, 2016 Filed Nov 10, 2016 13:26 UTC
Mahatme SandeshSenior Vice President, CFO
Exercise / conversionIncentive Stock Option (right to buy) · Derivative 1,000 $0.00 Strike: $23.85 $0.00
Disclosure

SEC source: 0001209191-16-149229 · doc4.xml · derivative · entry 2

Mahatme Sandesh · CIK 0001511034 · Senior Vice President, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,768

Underlying: Common Stock · 1,000 shares

Expires 2022-11-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: 25% of the option became exercisable on the first anniversary of the date of hire (11/05/2012) and 1/48th of the total granted option became exercisable on each monthly anniversary thereafter, such that the option became fully exercisable on the fourth anniversary of the date of hire.

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November 09, 2016 Filed Nov 10, 2016 13:26 UTC
Mahatme SandeshSenior Vice President, CFO
Exercise / conversionCommon Stock 1,000 $23.85 $23,850.00
Disclosure

SEC source: 0001209191-16-149229 · doc4.xml · nonDerivative · entry 1

Mahatme Sandesh · CIK 0001511034 · Senior Vice President, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,532

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 15,300 Restricted Stock Award ("RSA") that will vest upon the Company exceeding $80 million in total revenue reported in publicly released GAAP financials, in any fiscal quarter between grant date and June 30, 2018, and an additional 3,825 RSAs that will vest during the same period if the total revenue reported in the publicly released GAAP financials exceeds $100 million.

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November 09, 2016 Filed Nov 10, 2016 13:19 UTC
Kaye Edward M. MDDirector · President, CEO & CMO
Exercise / conversionIncentive Stock Option (right to buy) · Derivative 3,000 $0.00 Strike: $8.28 $0.00
Disclosure

SEC source: 0001209191-16-149227 · doc4.xml · derivative · entry 2

Kaye Edward M. MD · CIK 0001522780 · Director · President, CEO & CMO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,309

Underlying: Common Stock · 3,000 shares

Expires 2021-06-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: This option became exercisable at the rate of 25% of the shares on June 20, 2012 and 1/48th of the total granted shares on each monthly anniversary thereafter, such that the option became fully exercisable on June 20, 2015.

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November 09, 2016 Filed Nov 10, 2016 13:19 UTC
Kaye Edward M. MDDirector · President, CEO & CMO
Exercise / conversionCommon Stock 3,000 $8.28 $24,840.00
Disclosure

SEC source: 0001209191-16-149227 · doc4.xml · nonDerivative · entry 1

Kaye Edward M. MD · CIK 0001522780 · Director · President, CEO & CMO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,635

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 08, 2016 Filed Nov 10, 2016 13:20 UTC
Ruff ShamimSVP, Regulatory Affairs & Qual
Exercise / conversionIncentive Stock Option (right to buy) · Derivative 1,000 $0.00 Strike: $26.24 $0.00
Disclosure

SEC source: 0001209191-16-149228 · doc4.xml · derivative · entry 2

Ruff Shamim · CIK 0001685986 · SVP, Regulatory Affairs & Qual

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,097

Underlying: Common Stock · 1,000 shares

Expires 2023-01-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: 25% of the option became exercisable on the first anniversary of the date of hire (01/02/2013) and 1/48th of the total granted option becomes exercisable on each monthly anniversary thereafter, such that the option will be fully exercisable on the fourth anniversary of the date of hire.

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November 08, 2016 Filed Nov 10, 2016 13:20 UTC
Ruff ShamimSVP, Regulatory Affairs & Qual
Exercise / conversionCommon Stock 1,000 $26.24 $26,240.00
Disclosure

SEC source: 0001209191-16-149228 · doc4.xml · nonDerivative · entry 1

Ruff Shamim · CIK 0001685986 · SVP, Regulatory Affairs & Qual

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,239

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 15,300 Restricted Stock Award ("RSA") that will vest upon the Company exceeding $80 million in total revenue reported in publicly released GAAP financials, in any fiscal quarter between grant date and June 30, 2018, and an additional 3,825 RSAs that will vest during the same period if the total revenue reported in the publicly released GAAP financials exceeds $100 million.

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October 20, 2016 Filed Oct 24, 2016 20:33 UTC
Kaye Edward M. MDDirector · President, CEO & CMO
Tax withholdingCommon Stock 4,348 $49.05 $213,269.40
Disclosure

SEC source: 0001209191-16-146739 · doc4.xml · nonDerivative · entry 1

Kaye Edward M. MD · CIK 0001522780 · Director · President, CEO & CMO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,635

F1 · shares: Shares were withheld by the Company to satisfy tax withholding obligations related to a vesting of restricted stock.

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October 17, 2016 Filed Oct 19, 2016 20:22 UTC
Mahatme SandeshSenior Vice President, CFO
Exercise / conversionNon-Qualified Stock Options (right to buy) · Derivative 30,000 $13.90 Strike: $13.90 $417,000.00
Disclosure

SEC source: 0001209191-16-146354 · doc4.xml · derivative · entry 3

Mahatme Sandesh · CIK 0001511034 · Senior Vice President, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,874

Underlying: Common Stock · 30,000 shares

Expires 2025-02-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by the reporting person, on September 15, 2016, accordingly, the reporting person had no discretion with regards to the timing of the transaction.

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October 17, 2016 Filed Oct 19, 2016 20:22 UTC
Mahatme SandeshSenior Vice President, CFO
SaleCommon Stock 30,000 $50.08 $1,502,502.00
Disclosure

SEC source: 0001209191-16-146354 · doc4.xml · nonDerivative · entry 2

Mahatme Sandesh · CIK 0001511034 · Senior Vice President, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,532

F1 · shares: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by the reporting person, on September 15, 2016, accordingly, the reporting person had no discretion with regards to the timing of the transaction.

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October 17, 2016 Filed Oct 19, 2016 20:22 UTC
Mahatme SandeshSenior Vice President, CFO
Exercise / conversionCommon Stock 30,000 $13.90 $417,000.00
Disclosure

SEC source: 0001209191-16-146354 · doc4.xml · nonDerivative · entry 1

Mahatme Sandesh · CIK 0001511034 · Senior Vice President, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,532

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by the reporting person, on September 15, 2016, accordingly, the reporting person had no discretion with regards to the timing of the transaction.

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September 22, 2016 Filed Sep 26, 2016 20:23 UTC
Kaye Edward M. MDDirector · President, CEO & CMO
Exercise / conversionNon-Qualified Stock Options (right to buy) · Derivative 40,179 $8.28 Strike: $13.90 $332,682.12
Disclosure

SEC source: 0001209191-16-142786 · doc4.xml · derivative · entry 3

Kaye Edward M. MD · CIK 0001522780 · Director · President, CEO & CMO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,179

Underlying: Common Stock · 40,179 shares

Expires 2021-06-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by the reporting person, on March 16, 2016, accordingly, the reporting person had no discretion with regards to the timing of the transaction.

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September 22, 2016 Filed Sep 26, 2016 20:23 UTC
Kaye Edward M. MDDirector · President, CEO & CMO
SaleCommon Stock 40,179 $60.00 $2,410,740.00
Disclosure

SEC source: 0001209191-16-142786 · doc4.xml · nonDerivative · entry 2

Kaye Edward M. MD · CIK 0001522780 · Director · President, CEO & CMO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,983

F1 · shares: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by the reporting person, on March 16, 2016, accordingly, the reporting person had no discretion with regards to the timing of the transaction.

Read SEC document
September 22, 2016 Filed Sep 26, 2016 20:23 UTC
Kaye Edward M. MDDirector · President, CEO & CMO
Exercise / conversionCommon Stock 40,179 $8.28 $332,682.12
Disclosure

SEC source: 0001209191-16-142786 · doc4.xml · nonDerivative · entry 1

Kaye Edward M. MD · CIK 0001522780 · Director · President, CEO & CMO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 117,162

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by the reporting person, on March 16, 2016, accordingly, the reporting person had no discretion with regards to the timing of the transaction.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.