SRFM

SEC source: 0001321655-25-000044 · wk-form4_1743120118.xml · nonDerivative · entry 1

Palantir Technologies Inc. · CIK 0001321655 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,421,007

F1 · kind: The Reporting Person received the shares as consideration under a commercial arrangement with the Issuer, pursuant to which the Reporting Person was entitled to receive shares of the Issuer's common stock or cash in exchange for the Reporting Person providing certain ordinary course services to the Issuer. In determining the number of shares that the Reporting Person was entitled to under such arrangement, the shares were valued at the lower of (i) the 5-day volume weighted average trading price ending on the last completed trading day prior to the issuance and (ii) the closing price on the last completed trading day prior to the issuance.

F1 · price: The Reporting Person received the shares as consideration under a commercial arrangement with the Issuer, pursuant to which the Reporting Person was entitled to receive shares of the Issuer's common stock or cash in exchange for the Reporting Person providing certain ordinary course services to the Issuer. In determining the number of shares that the Reporting Person was entitled to under such arrangement, the shares were valued at the lower of (i) the 5-day volume weighted average trading price ending on the last completed trading day prior to the issuance and (ii) the closing price on the last completed trading day prior to the issuance.

SEC source: 0000950170-24-140609 · ownership.xml · nonDerivative · entry 2

ALBERT CARL A · CIK 0001287248 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Trust

Disclosed balance after: 61,928

F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $3.31 to $3.64 per share. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth above.

F3 · ownership.nature: These shares are held by the Carl Albert Trust dated June 7, 1991.

SEC source: 0000950170-24-140607 · ownership.xml · nonDerivative · entry 1

Shahani Sudhin · CIK 0001984003 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 360,877

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $3.35 to $3.50 per share. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth above.

F2 · balance_after: On August 19, 2024, the Issuer effected a 1-for-7 reverse stock split, which is reflected in the Reporting's Person's number of securities beneficially owned reported in this filing.

SEC source: 0001321655-24-000237 · wk-form4_1733965935.xml · nonDerivative · entry 1

Palantir Technologies Inc. · CIK 0001321655 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,176,996

F1 · kind: The Reporting Person received the shares as consideration under a commercial arrangement with the Issuer, pursuant to which the Reporting Person was entitled to receive shares of the Issuer's common stock or cash in exchange for the Reporting Person providing certain ordinary course services to the Issuer. In determining the number of shares that the Reporting Person was entitled to under such arrangement, the shares were valued at the lower of (i) the 5-day volume weighted average trading price ending on the trading day prior to the issuance date and (ii) the closing price on the trading day prior to the issuance date.

F1 · price: The Reporting Person received the shares as consideration under a commercial arrangement with the Issuer, pursuant to which the Reporting Person was entitled to receive shares of the Issuer's common stock or cash in exchange for the Reporting Person providing certain ordinary course services to the Issuer. In determining the number of shares that the Reporting Person was entitled to under such arrangement, the shares were valued at the lower of (i) the 5-day volume weighted average trading price ending on the trading day prior to the issuance date and (ii) the closing price on the trading day prior to the issuance date.

SEC source: 0001321655-24-000190 · wk-form4_1728082219.xml · nonDerivative · entry 1

Palantir Technologies Inc. · CIK 0001321655 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,730,166

F1 · kind: The Reporting Person received the shares as consideration under a commercial arrangement with the Issuer, pursuant to which the Reporting Person was entitled to receive shares of the Issuer's common stock or cash in exchange for the Reporting Person providing certain ordinary course services to the Issuer. In determining the number of shares that the Reporting Person was entitled to under such arrangement, the shares were valued at the lower of (i) the 5-day volume weighted average trading price ending on the trading day prior to the issuance date and (ii) the closing price on the trading day prior to the issuance date.

F1 · price: The Reporting Person received the shares as consideration under a commercial arrangement with the Issuer, pursuant to which the Reporting Person was entitled to receive shares of the Issuer's common stock or cash in exchange for the Reporting Person providing certain ordinary course services to the Issuer. In determining the number of shares that the Reporting Person was entitled to under such arrangement, the shares were valued at the lower of (i) the 5-day volume weighted average trading price ending on the trading day prior to the issuance date and (ii) the closing price on the trading day prior to the issuance date.

F2 · price: The Reporting Person's acquisition reported herein was matchable under Section 16(b) of the Securities Exchange Act of 1934 ("Section 16(b)"), to the extent of 32,955 shares, with the Reporting Person's dispositions of 8,300 shares on September 12, 2024, 5,131 shares on September 13, 2024, 6,673 shares on September 16, 2024, 2,300 shares on September 17, 2024, 2,249 shares on September 18, 2024, 500 shares on September 23, 2024, 600 shares on September 24, 2024, 4,102 shares on September 27, 2024, and 3,100 shares on September 30, 2024. The Reporting Person has remitted to the Issuer an aggregate of $4,755.88 in connection with such matchable sale transactions pursuant to Section 16(b).

SEC source: 0001321655-24-000184 · wk-form4_1727913527.xml · nonDerivative · entry 1

Palantir Technologies Inc. · CIK 0001321655 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,459,297

F1 · price: This transaction represents sales executed in multiple open market sales. The sales reflected in this line item were made at prices ranging from $1.31 to $1.435. The price reported above reflects the weighted average sale price of trades occurring within that price range. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.

SEC source: 0001321655-24-000182 · wk-form4_1727486118.xml · nonDerivative · entry 3

Palantir Technologies Inc. · CIK 0001321655 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,462,397

F3 · price: This transaction represents sales executed in multiple open market sales. The sales reflected in this line item were made at prices ranging from $1.25 to $1.32. The price reported above reflects the weighted average sale price of trades occurring within that price range. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.

SEC source: 0001321655-24-000182 · wk-form4_1727486118.xml · nonDerivative · entry 2

Palantir Technologies Inc. · CIK 0001321655 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,466,499

F2 · price: This transaction represents sales executed in multiple open market sales. The sales reflected in this line item were made at prices ranging from $1.12 to $1.22. The price reported above reflects the weighted average sale price of trades occurring within that price range. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.

SEC source: 0001321655-24-000182 · wk-form4_1727486118.xml · nonDerivative · entry 1

Palantir Technologies Inc. · CIK 0001321655 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,470,799

F1 · price: This transaction represents sales executed in multiple open market sales. The sales reflected in this line item were made at prices ranging from $1.13 to $1.21. The price reported above reflects the weighted average sale price of trades occurring within that price range. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.

SEC source: 0001321655-24-000177 · wk-form4_1727222181.xml · nonDerivative · entry 3

Palantir Technologies Inc. · CIK 0001321655 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,475,346

F3 · price: This transaction represents sales executed in multiple open market sales. The sales reflected in this line item were made at prices ranging from $1.18 to $1.25. The price reported above reflects the weighted average sale price of trades occurring within that price range. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.

SEC source: 0001321655-24-000177 · wk-form4_1727222181.xml · nonDerivative · entry 2

Palantir Technologies Inc. · CIK 0001321655 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,478,746

F2 · price: This transaction represents sales executed in multiple open market sales. The sales reflected in this line item were made at prices ranging from $1.22 to $1.28. The price reported above reflects the weighted average sale price of trades occurring within that price range. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.

SEC source: 0001321655-24-000177 · wk-form4_1727222181.xml · nonDerivative · entry 1

Palantir Technologies Inc. · CIK 0001321655 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,480,746

F1 · price: This transaction represents sales executed in multiple open market sales. The sales reflected in this line item were made at prices ranging from $1.17 to $1.24. The price reported above reflects the weighted average sale price of trades occurring within that price range. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.

SEC source: 0001321655-24-000175 · wk-form4_1726787040.xml · nonDerivative · entry 3

Palantir Technologies Inc. · CIK 0001321655 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,485,646

F3 · price: This transaction represents sales executed in multiple open market sales. The sales reflected in this line item were made at prices ranging from $1.10 to $1.23. The price reported above reflects the weighted average sale price of trades occurring within that price range. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.

SEC source: 0001321655-24-000175 · wk-form4_1726787040.xml · nonDerivative · entry 2

Palantir Technologies Inc. · CIK 0001321655 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,493,611

F2 · price: This transaction represents sales executed in multiple open market sales. The sales reflected in this line item were made at prices ranging from $1.24 to $1.31. The price reported above reflects the weighted average sale price of trades occurring within that price range. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.

SEC source: 0001321655-24-000175 · wk-form4_1726787040.xml · nonDerivative · entry 1

Palantir Technologies Inc. · CIK 0001321655 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,496,540

F1 · price: This transaction represents sales executed in multiple open market sales. The sales reflected in this line item were made at prices ranging from $1.18 to $1.37. The price reported above reflects the weighted average sale price of trades occurring within that price range. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.

SEC source: 0001321655-24-000170 · wk-form4_1726531884.xml · nonDerivative · entry 3

Palantir Technologies Inc. · CIK 0001321655 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,503,318

F4 · price: This transaction represents sales executed in multiple open market sales. The sales reflected in this line item were made at prices ranging from $1.26 to $1.47. The price reported above reflects the weighted average sale price of trades occurring within that price range. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.

SEC source: 0001321655-24-000170 · wk-form4_1726531884.xml · nonDerivative · entry 2

Palantir Technologies Inc. · CIK 0001321655 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,509,991

F3 · price: This transaction represents sales executed in multiple open market sales. The sales reflected in this line item were made at prices ranging from $1.43 to $1.53. The price reported above reflects the weighted average sale price of trades occurring within that price range. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.

SEC source: 0001321655-24-000170 · wk-form4_1726531884.xml · nonDerivative · entry 1

Palantir Technologies Inc. · CIK 0001321655 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,515,122

F1 · price: This transaction represents sales executed in multiple open market sales. The sales reflected in this line item were made at prices ranging from $1.41 to $1.55. The price reported above reflects the weighted average sale price of trades occurring within that price range. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.

F2 · balance_after: On August 19, 2024, the Issuer effected a 1-for-7 reverse stock split, which is reflected in the Reporting's Person's number of securities beneficially owned reported in this filing.

SEC source: 0000950170-25-062878 · ownership.xml · derivative · entry 1

White Deanna Leigh · CIK 0001984009 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 125,151

Underlying: Common Stock · 125,151 shares

Expires 2034-06-25

F1 · security: On August 19, 2024, the Issuer effected a 1-for-7 reverse stock split, which is reflected in the Reporting Person's number of securities, related exercise price, and vesting provisions reported in this filing.

F2 · derivative.exercise_date: This option represents the right to purchase 125,151 shares of the Issuer's common stock, which vests as follows, subject to the Reporting Person's continued service to the Issuer on such vesting date: (i) one-third of the shares subject to the option vest on the date that is the earlier of (x) May 15, 2025 and (y) the last trading day where the sale price of the Issuer's common stock equals or exceeds $21.00 per share (as adjusted for stock splits, stock dividends, reorganizations, recapitalizations and the like) for any 20 trading days within any 30-trading day period following May 15, 2024; (ii) one-third of the shares subject to the option vest on the date that is the earlier of (x) May 15, 2026 and (y) the last trading day where the sale price of the Issuer's common stock equals or exceeds $35.00 per share (as adjusted for stock splits, stock dividends, reorganizations, recapitalizations and the like) for any 20 trading days within any 30-trading day period following May 15, 2024;

F3 · derivative.exercise_date: (continued form footnote 2) and (iii) one-third of the shares subject to the option vest on the date that is the earlier of (x) May 15, 2027 and (y) the last trading day where the sale price of the Issuer's common stock equals or exceeds $49.00 per share (as adjusted for stock splits, stock dividends, reorganizations, recapitalizations and the like) for any 20 trading days within any 30-trading day period following May 15, 2024. As previously disclosed on the current report on Form 8-K filed by the Issuer on May 20, 2024, the Reporting Person was granted an option in connection with her appointment as Interim Chief Executive Officer and Chief Operating Officer, which was subsequently reflected in the Summary Compensation Table in Part III, Item 11 of the Issuer's Annual Report on Form 10-K for the year ended December 31, 2024.

SEC source: 0000950170-24-064861 · ownership.xml · nonDerivative · entry 1

Shahani Sudhin · CIK 0001984003 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,405,499

F1 · price: This transaction represents a transfer of securities by bona fide gift to a trust for which no payment or consideration was received by the reporting person.

SEC source: 0000950170-24-042397 · ownership.xml · nonDerivative · entry 1

Bland Tyrone D. · CIK 0001984081 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 104,762

F1 · shares: Represents restricted stock units ("RSUs"). Each RSU represents a contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. The RSUs will vest in full on July 27, 2024, subject to the Reporting Person's continued service to the Issuer.

SEC source: 0000950170-24-042404 · ownership.xml · derivative · entry 5

Hack Bruce L. · CIK 0001439316 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,000

Underlying: Common Stock · 25,000 shares

Expires 2034-04-03

F5 · derivative.exercise_date: This option represents the right to purchase 25,000 shares of the Issuer's common stock, which vests on the date that is the earlier of (x) the third anniversary of the grant date and (y) the last trading day where the sale price of the Issuer's common stock equals or exceeds $7.00 per share (as adjusted for stock splits, stock dividends, reorganizations, recapitalizations and the like) for any 20 trading days within any 30-trading day period following the grant date, subject to the Reporting Person's continued service to the Issuer on such vesting date.

SEC source: 0000950170-24-042404 · ownership.xml · derivative · entry 4

Hack Bruce L. · CIK 0001439316 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,000

Underlying: Common Stock · 25,000 shares

Expires 2034-04-03

F4 · derivative.exercise_date: This option represents the right to purchase 25,000 shares of the Issuer's common stock, which vests on the date that is the earlier of (x) the second anniversary of the grant date and (y) the last trading day where the sale price of the Issuer's common stock equals or exceeds $5.00 per share (as adjusted for stock splits, stock dividends, reorganizations, recapitalizations and the like) for any 20 trading days within any 30-trading day period following the grant date, subject to the Reporting Person's continued service to the Issuer on such vesting date.

SEC source: 0000950170-24-042404 · ownership.xml · derivative · entry 3

Hack Bruce L. · CIK 0001439316 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,000

Underlying: Common Stock · 25,000 shares

Expires 2034-04-03

F3 · derivative.exercise_date: This option represents the right to purchase 25,000 shares of the Issuer's common stock, which vests on the date that is the earlier of (x) the first anniversary of the grant date and (y) the last trading day where the sale price of the Issuer's common stock equals or exceeds $3.00 per share (as adjusted for stock splits, stock dividends, reorganizations, recapitalizations and the like) for any 20 trading days within any 30-trading day period following the grant date, subject to the Reporting Person's continued service to the Issuer on such vesting date.

SEC source: 0000950170-24-042404 · ownership.xml · derivative · entry 2

Hack Bruce L. · CIK 0001439316 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,000

Underlying: Common Stock · 25,000 shares

Expires 2034-04-03

F2 · derivative.exercise_date: This option represents the right to purchase 25,000 shares of the Issuer's common stock, which vested immediately upon grant.

SEC source: 0000950170-24-042404 · ownership.xml · nonDerivative · entry 1

Hack Bruce L. · CIK 0001439316 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 104,762

F1 · shares: Represents restricted stock units ("RSUs"). Each RSU represents a contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. The RSUs will vest in full on July 27, 2024, subject to the Reporting Person's continued service to the Issuer.

SEC source: 0000950170-24-042402 · ownership.xml · derivative · entry 6

ALBERT CARL A · CIK 0001287248 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 301,595

Underlying: Common Stock · 301,595 shares

Expires 2034-04-03

F6 · derivative.exercise_date: This option represents the right to purchase 301,595 shares of the Issuer's common stock, which vests on the date that is the earlier of (x) the third anniversary of the grant date and (y) the last trading day where the sale price of the Issuer's common stock equals or exceeds $7.00 per share (as adjusted for stock splits, stock dividends, reorganizations, recapitalizations and the like) for any 20 trading days within any 30-trading day period following the grant date, subject to the Reporting Person's continued service to the Issuer on such vesting date.

SEC source: 0000950170-24-042402 · ownership.xml · derivative · entry 5

ALBERT CARL A · CIK 0001287248 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 301,595

Underlying: Common Stock · 301,595 shares

Expires 2034-04-03

F5 · derivative.exercise_date: This option represents the right to purchase 301,595 shares of the Issuer's common stock, which vests on the date that is the earlier of (x) the second anniversary of the grant date and (y) the last trading day where the sale price of the Issuer's common stock equals or exceeds $5.00 per share (as adjusted for stock splits, stock dividends, reorganizations, recapitalizations and the like) for any 20 trading days within any 30-trading day period following the grant date, subject to the Reporting Person's continued service to the Issuer on such vesting date.

SEC source: 0000950170-24-042402 · ownership.xml · derivative · entry 4

ALBERT CARL A · CIK 0001287248 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 301,595

Underlying: Common Stock · 301,595 shares

Expires 2034-04-03

F4 · derivative.exercise_date: This option represents the right to purchase 301,595 shares of the Issuer's common stock, which vests on the date that is the earlier of (x) the first anniversary of the grant date and (y) the last trading day where the sale price of the Issuer's common stock equals or exceeds $3.00 per share (as adjusted for stock splits, stock dividends, reorganizations, recapitalizations and the like) for any 20 trading days within any 30-trading day period following the grant date, subject to the Reporting Person's continued service to the Issuer on such vesting date.

SEC source: 0000950170-24-042402 · ownership.xml · derivative · entry 3

ALBERT CARL A · CIK 0001287248 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 301,596

Underlying: Common Stock · 301,596 shares

Expires 2034-04-03

F3 · derivative.exercise_date: This option represents the right to purchase 301,596 shares of the Issuer's common stock, which vested immediately upon grant.

SEC source: 0000950170-24-042402 · ownership.xml · nonDerivative · entry 1

ALBERT CARL A · CIK 0001287248 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 104,762

F1 · shares: Represents restricted stock units ("RSUs"). Each RSU represents a contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. The RSUs will vest in full on July 27, 2024, subject to the Reporting Person's continued service to the Issuer.

SEC source: 0000950170-24-042398 · ownership.xml · nonDerivative · entry 1

Painter Tyler · CIK 0001514853 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 104,762

F1 · shares: Represents restricted stock units ("RSUs"). Each RSU represents a contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. The RSUs will vest in full on July 27, 2024, subject to the Reporting Person's continued service to the Issuer.

SEC source: 0000950170-24-042403 · ownership.xml · nonDerivative · entry 1

D'AGOSTINO JOHN J. · CIK 0001839253 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 146,917

F1 · shares: Represents restricted stock units ("RSUs"). Each RSU represents a contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. The RSUs will vest in full on July 27, 2024, subject to the Reporting Person's continued service to the Issuer.

SEC source: 0000950170-24-042395 · ownership.xml · derivative · entry 4

Reeves Oliver · CIK 0002007798 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 187,500

Underlying: Common Stock · 187,500 shares

Expires 2034-04-03

F4 · derivative.exercise_date: This option represents the right to purchase 187,500 shares of the Issuer's common stock, which vests on the date that is the earlier of (x) the third anniversary of the grant date and (y) the last trading day where the sale price of the Issuer's common stock equals or exceeds $7.00 per share (as adjusted for stock splits, stock dividends, reorganizations, recapitalizations and the like) for any 20 trading days within any 30-trading day period following the grant date, subject to the Reporting Person's continued service to the Issuer on such vesting date.

SEC source: 0000950170-24-042395 · ownership.xml · derivative · entry 3

Reeves Oliver · CIK 0002007798 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 187,500

Underlying: Common Stock · 187,500 shares

Expires 2034-04-03

F3 · derivative.exercise_date: This option represents the right to purchase 187,500 shares of the Issuer's common stock, which vests on the date that is the earlier of (x) the second anniversary of the grant date and (y) the last trading day where the sale price of the Issuer's common stock equals or exceeds $5.00 per share (as adjusted for stock splits, stock dividends, reorganizations, recapitalizations and the like) for any 20 trading days within any 30-trading day period following the grant date, subject to the Reporting Person's continued service to the Issuer on such vesting date.

SEC source: 0000950170-24-042395 · ownership.xml · derivative · entry 2

Reeves Oliver · CIK 0002007798 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 187,500

Underlying: Common Stock · 187,500 shares

Expires 2034-04-03

F2 · derivative.exercise_date: This option represents the right to purchase 187,500 shares of the Issuer's common stock, which vests on the date that is the earlier of (x) the first anniversary of the grant date and (y) the last trading day where the sale price of the Issuer's common stock equals or exceeds $3.00 per share (as adjusted for stock splits, stock dividends, reorganizations, recapitalizations and the like) for any 20 trading days within any 30-trading day period following the grant date, subject to the Reporting Person's continued service to the Issuer on such vesting date.

SEC source: 0000950170-24-042395 · ownership.xml · derivative · entry 1

Reeves Oliver · CIK 0002007798 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 187,500

Underlying: Common Stock · 187,500 shares

Expires 2034-04-03

F1 · derivative.exercise_date: This option represents the right to purchase 187,500 shares of the Issuer's common stock, which vested immediately upon grant.

SEC source: 0000950170-24-042396 · ownership.xml · nonDerivative · entry 1

Mady Edward A. · CIK 0001984494 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 187,137

F1 · shares: Represents restricted stock units ("RSUs"). Each RSU represents a contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. The RSUs will vest in full on July 27, 2024, subject to the Reporting Person's continued service to the Issuer.

SEC source: 0000950170-24-042391 · ownership.xml · derivative · entry 4

Shahani Sudhin · CIK 0001984003 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,595,202

Underlying: Common Stock · 1,595,202 shares

Expires 2034-04-03

F4 · derivative.exercise_date: This option represents the right to purchase 1,595,202 shares of the Issuer's common stock, which vests on the date that is the earlier of (x) the third anniversary of the grant date and (y) the last trading day where the sale price of the Issuer's common stock equals or exceeds $7.00 per share (as adjusted for stock splits, stock dividends, reorganizations, recapitalizations and the like) for any 20 trading days within any 30-trading day period following the grant date, subject to the Reporting Person's continued service to the Issuer on such vesting date.

SEC source: 0000950170-24-042391 · ownership.xml · derivative · entry 3

Shahani Sudhin · CIK 0001984003 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,595,202

Underlying: Common Stock · 1,595,202 shares

Expires 2034-04-03

F3 · derivative.exercise_date: This option represents the right to purchase 1,595,202 shares of the Issuer's common stock, which vests on the date that is the earlier of (x) the second anniversary of the grant date and (y) the last trading day where the sale price of the Issuer's common stock equals or exceeds $5.00 per share (as adjusted for stock splits, stock dividends, reorganizations, recapitalizations and the like) for any 20 trading days within any 30-trading day period following the grant date, subject to the Reporting Person's continued service to the Issuer on such vesting date.

SEC source: 0000950170-24-042391 · ownership.xml · derivative · entry 2

Shahani Sudhin · CIK 0001984003 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,595,202

Underlying: Common Stock · 1,595,202 shares

Expires 2034-04-03

F2 · derivative.exercise_date: This option represents the right to purchase 1,595,202 shares of the Issuer's common stock, which vests on the date that is the earlier of (x) the first anniversary of the grant date and (y) the last trading day where the sale price of the Issuer's common stock equals or exceeds $3.00 per share (as adjusted for stock splits, stock dividends, reorganizations, recapitalizations and the like) for any 20 trading days within any 30-trading day period following the grant date, subject to the Reporting Person's continued service to the Issuer on such vesting date.

SEC source: 0000950170-24-042391 · ownership.xml · derivative · entry 1

Shahani Sudhin · CIK 0001984003 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,595,202

Underlying: Common Stock · 1,595,202 shares

Expires 2034-04-03

F1 · derivative.exercise_date: This option represents the right to purchase 1,595,202 shares of the Issuer's common stock, which vested immediately upon grant.

SEC source: 0000950170-24-003744 · ownership.xml · derivative · entry 4

Reeves Oliver · CIK 0002007798 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 600,000

Underlying: Common Stock · 600,000 shares

Expires 2034-01-08

F4 · derivative.exercise_date: This option represents the right to purchase 600,000 shares of the Issuer's common stock, which vests on the date that is the earlier of (x) January 1, 2027 and (y) the last trading day where the sales price of the Issuer's common stock equals or exceeds $7.00 per share (as adjusted for stock splits, stock dividends, reorganizations, recapitalizations and the like) for any 20 trading days within any 30-trading day period following January 1, 2024, subject to the Reporting Person's continued service to the Issuer on such vesting date.

SEC source: 0000950170-24-003744 · ownership.xml · derivative · entry 3

Reeves Oliver · CIK 0002007798 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 600,000

Underlying: Common Stock · 600,000 shares

Expires 2034-01-08

F3 · derivative.exercise_date: This option represents the right to purchase 600,000 shares of the Issuer's common stock, which vests on the date that is the earlier of (x) January 1, 2026 and (y) the last trading day where the sales price of the Issuer's common stock equals or exceeds $5.00 per share (as adjusted for stock splits, stock dividends, reorganizations, recapitalizations and the like) for any 20 trading days within any 30-trading day period following January 1, 2024, subject to the Reporting Person's continued service to the Issuer on such vesting date.

SEC source: 0000950170-24-003744 · ownership.xml · derivative · entry 2

Reeves Oliver · CIK 0002007798 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 600,000

Underlying: Common Stock · 600,000 shares

Expires 2034-01-08

F2 · derivative.exercise_date: This option represents the right to purchase 600,000 shares of the Issuer's common stock, which vests on the date that is the earlier of (x) January 1, 2025 and (y) the last trading day where the sale price of the Issuer's common stock equals or exceeds $3.00 per share (as adjusted for stock splits, stock dividends, reorganizations, recapitalizations and the like) for any 20 trading days within any 30-trading day period following January 1, 2024, subject to the Reporting Person's continued service to the Issuer on such vesting date.

SEC source: 0000950170-24-003744 · ownership.xml · nonDerivative · entry 1

Reeves Oliver · CIK 0002007798 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 50,000

F1 · shares: Consists of 50,000 restricted stock units, which are fully vested.

SEC source: 0001213900-23-076769 · ownership.xml · nonDerivative · entry 2

ALBERT CARL A · CIK 0001287248 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 88,994

F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.82 to $2.06 per share. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

SEC source: 0001213900-23-076770 · ownership.xml · nonDerivative · entry 3

Shahani Sudhin · CIK 0001984003 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,905,499

F3 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.98 to $2.06 per share. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

SEC source: 0001213900-23-077128 · ownership.xml · nonDerivative · entry 2

ALBERT CARL A · CIK 0001287248 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Trust

Disclosed balance after: 332,004

F3 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.82 to $2.06 per share. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

F2 · ownership.nature: These shares are held by the Carl Albert Trust dated June 7, 1991.

SEC source: 0001213900-23-076769 · ownership.xml · nonDerivative · entry 1

ALBERT CARL A · CIK 0001287248 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 53,409

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.78 to $1.98 per share. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.