SPWR

SEC source: 0001213900-24-110586 · ownership.xml · nonDerivative · entry 1

Gishen Adam · CIK 0001846826 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 287,742

SEC source: 0001213900-24-081505 · ownership.xml · derivative · entry 1

Rodgers Thurman J · CIK 0001183967 · Director · Chief Executive officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: Not disclosed

Underlying: Common Stock · 3,742,690 shares

Expires not disclosed

F1 · derivative.exercise_price: The conversion rate for the 7% Convertible Senior Notes due 2029 (the "Convertible Notes") is equal to 467.8363 shares of common stock per $1,000 principal amount of the Convertible Notes (equivalent to an initial conversion price of approximately $2.14 per share of common stock), subject to adjustment in accordance with the applicable indenture.

F2 · derivative.exercise_date: The Convertible Notes mature on July 1, 2029, unless earlier converted or repurchased. The Reporting Person may convert all or any portion of the Convertible Notes at any time after September 16, 2025 and prior to the close of business on the business day immediately preceding the maturity date.

F2 · derivative.expiration_date: The Convertible Notes mature on July 1, 2029, unless earlier converted or repurchased. The Reporting Person may convert all or any portion of the Convertible Notes at any time after September 16, 2025 and prior to the close of business on the business day immediately preceding the maturity date.

F1 · derivative.underlying_shares: The conversion rate for the 7% Convertible Senior Notes due 2029 (the "Convertible Notes") is equal to 467.8363 shares of common stock per $1,000 principal amount of the Convertible Notes (equivalent to an initial conversion price of approximately $2.14 per share of common stock), subject to adjustment in accordance with the applicable indenture.

F3 · ownership.nature: $4,000,000 of the Convertible Notes are owned by the Rodgers Massey Revocable Trust, for which the Reporting Person and his spouse serve as trustee. $4,000,000 of the remaining Convertible Notes are owned by the Rodgers Family Freedom and Free Markets Charitable Trust, for which the Reporting Person and his spouse serve as trustee.

SEC source: 0001213900-24-076188 · ownership.xml · nonDerivative · entry 1

Anderson William James · CIK 0001984868 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 934,751

F1 · price: On August 30, 2024, the Company granted Mr. Anderson 529,611 restricted stock units pursuant to the Company's 2023 Equity Incentive Plan (the "Plan"), each of which fully vested into one share of common stock upon grant, subject to the terms and conditions of the Plan.

SEC source: 0001213900-24-071480 · ownership.xml · nonDerivative · entry 3

Gishen Adam · CIK 0001846826 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 337,742

SEC source: 0001213900-24-071480 · ownership.xml · nonDerivative · entry 2

Gishen Adam · CIK 0001846826 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 338,375

SEC source: 0001213900-24-071212 · ownership.xml · nonDerivative · entry 1

Thiam Tidjane · CIK 0001624402 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 158,624

SEC source: 0000950170-24-092927 · ownership.xml · derivative · entry 3

Carlyle Group Inc. · CIK 0001527166 · 10% owner

Carlyle Holdings I GP Inc. · CIK 0001548626 · 10% owner

Carlyle Holdings I GP Sub L.L.C. · CIK 0001548627 · 10% owner

Carlyle Holdings I L.P. · CIK 0001548628 · 10% owner

CG Subsidiary Holdings L.L.C. · CIK 0001790577 · 10% owner

TC Group, LLC · CIK 0000933790 · 10% owner

TC Group Sub L.P. · CIK 0001548639 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 0

Underlying: Common Stock · 4,936,483 shares

Expires 2030-07-18

F1 · ownership.nature: The Carlyle Group Inc., which is a publicly traded entity listed on Nasdaq, is the sole shareholder of Carlyle Holdings I GP Inc., which is the sole member of Carlyle Holdings I GP Sub L.L.C., which is the general partner of Carlyle Holdings I L.P., which, with respect to the securities managed by CRSEF Lux GP S.a r.l., is the managing member of CG Subsidiary Holdings L.L.C., which is the managing member of TC Group, L.L.C., which is the general partner of TC Group Sub L.P., which is the sole shareholder of CRSEF Lux GP S.a r.l., which is a general partner of Carlyle CRSEF Solis Aggregator, S.C.Sp.

F2 · ownership.nature: The Carlyle Group Inc. is also the sole member of Carlyle Holdings II GP L.L.C., which is the managing member of Carlyle Holdings II L.L.C., which, with respect to the securities managed by CRSEF Managing GP, L.P., is the managing member of CG Subsidiary Holdings L.L.C., which is the general partner of TC Group Cayman Investment Holdings, L.P., which is the general partner of TC Group Cayman Investment Holdings Sub L.P., which is the sole member of CRSEF GP, L.L.C., which is the general partner of CRSEF Managing GP, L.P., which is also a general partner of Carlyle CRSEF Solis Aggregator, S.C.Sp. Carlyle CRSEF Solis Aggregator, S.C.Sp. is the managing member of CRSEF Solis Holdings, L.L.C. Accordingly, each of the entities named herein may be deemed to share beneficial ownership of the securities held of record by CRSEF Solis Holdings, L.L.C.

SEC source: 0000950170-24-092927 · ownership.xml · nonDerivative · entry 2

Carlyle Group Inc. · CIK 0001527166 · 10% owner

Carlyle Holdings I GP Inc. · CIK 0001548626 · 10% owner

Carlyle Holdings I GP Sub L.L.C. · CIK 0001548627 · 10% owner

Carlyle Holdings I L.P. · CIK 0001548628 · 10% owner

CG Subsidiary Holdings L.L.C. · CIK 0001790577 · 10% owner

TC Group, LLC · CIK 0000933790 · 10% owner

TC Group Sub L.P. · CIK 0001548639 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 4,901,340

F3 · kind: On July 18, 2024, the reporting persons exercised a warrant to purchase 4,936,483 shares of Common Stock for $0.01 per share. The reporting persons paid the exercise price on a cashless basis, resulting in the Issuer's withholding of 35,143 of the warrant shares to pay the exercise price and issuing to the reporting persons the remaining 4,901,340 shares.

F4 · price: The price reported in Column 4 represents the average of the closing price of the issuer's common stock over a fifteen day period from June 21, 2024 to July 15, 2024.

F1 · ownership.nature: The Carlyle Group Inc., which is a publicly traded entity listed on Nasdaq, is the sole shareholder of Carlyle Holdings I GP Inc., which is the sole member of Carlyle Holdings I GP Sub L.L.C., which is the general partner of Carlyle Holdings I L.P., which, with respect to the securities managed by CRSEF Lux GP S.a r.l., is the managing member of CG Subsidiary Holdings L.L.C., which is the managing member of TC Group, L.L.C., which is the general partner of TC Group Sub L.P., which is the sole shareholder of CRSEF Lux GP S.a r.l., which is a general partner of Carlyle CRSEF Solis Aggregator, S.C.Sp.

F2 · ownership.nature: The Carlyle Group Inc. is also the sole member of Carlyle Holdings II GP L.L.C., which is the managing member of Carlyle Holdings II L.L.C., which, with respect to the securities managed by CRSEF Managing GP, L.P., is the managing member of CG Subsidiary Holdings L.L.C., which is the general partner of TC Group Cayman Investment Holdings, L.P., which is the general partner of TC Group Cayman Investment Holdings Sub L.P., which is the sole member of CRSEF GP, L.L.C., which is the general partner of CRSEF Managing GP, L.P., which is also a general partner of Carlyle CRSEF Solis Aggregator, S.C.Sp. Carlyle CRSEF Solis Aggregator, S.C.Sp. is the managing member of CRSEF Solis Holdings, L.L.C. Accordingly, each of the entities named herein may be deemed to share beneficial ownership of the securities held of record by CRSEF Solis Holdings, L.L.C.

SEC source: 0000950170-24-092927 · ownership.xml · nonDerivative · entry 1

Carlyle Group Inc. · CIK 0001527166 · 10% owner

Carlyle Holdings I GP Inc. · CIK 0001548626 · 10% owner

Carlyle Holdings I GP Sub L.L.C. · CIK 0001548627 · 10% owner

Carlyle Holdings I L.P. · CIK 0001548628 · 10% owner

CG Subsidiary Holdings L.L.C. · CIK 0001790577 · 10% owner

TC Group, LLC · CIK 0000933790 · 10% owner

TC Group Sub L.P. · CIK 0001548639 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 4,936,483

F1 · ownership.nature: The Carlyle Group Inc., which is a publicly traded entity listed on Nasdaq, is the sole shareholder of Carlyle Holdings I GP Inc., which is the sole member of Carlyle Holdings I GP Sub L.L.C., which is the general partner of Carlyle Holdings I L.P., which, with respect to the securities managed by CRSEF Lux GP S.a r.l., is the managing member of CG Subsidiary Holdings L.L.C., which is the managing member of TC Group, L.L.C., which is the general partner of TC Group Sub L.P., which is the sole shareholder of CRSEF Lux GP S.a r.l., which is a general partner of Carlyle CRSEF Solis Aggregator, S.C.Sp.

F2 · ownership.nature: The Carlyle Group Inc. is also the sole member of Carlyle Holdings II GP L.L.C., which is the managing member of Carlyle Holdings II L.L.C., which, with respect to the securities managed by CRSEF Managing GP, L.P., is the managing member of CG Subsidiary Holdings L.L.C., which is the general partner of TC Group Cayman Investment Holdings, L.P., which is the general partner of TC Group Cayman Investment Holdings Sub L.P., which is the sole member of CRSEF GP, L.L.C., which is the general partner of CRSEF Managing GP, L.P., which is also a general partner of Carlyle CRSEF Solis Aggregator, S.C.Sp. Carlyle CRSEF Solis Aggregator, S.C.Sp. is the managing member of CRSEF Solis Holdings, L.L.C. Accordingly, each of the entities named herein may be deemed to share beneficial ownership of the securities held of record by CRSEF Solis Holdings, L.L.C.

SEC source: 0000950170-24-092862 · ownership.xml · derivative · entry 3

CRSEF Solis Holdings, L.L.C. · CIK 0002029921 · 10% owner

CRSEF Lux GP S.a r.l. · CIK 0002030094 · 10% owner

Carlyle Holdings II GP L.L.C. · CIK 0001548629 · 10% owner

Carlyle Holdings II L.L.C. · CIK 0001548630 · 10% owner

TC Group Cayman Investment Holdings, L.P. · CIK 0001475444 · 10% owner

TC Group Cayman Investment Holdings Sub L.P. · CIK 0001548636 · 10% owner

CRSEF GP, L.L.C. · CIK 0002029875 · 10% owner

CRSEF Managing GP, L.P. · CIK 0002029874 · 10% owner

Carlyle CRSEF Solis Aggregator, S.C.Sp. · CIK 0002030096 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 0

Underlying: Common Stock · 4,936,483 shares

Expires 2030-07-18

F1 · ownership.nature: The Carlyle Group Inc., which is a publicly traded entity listed on Nasdaq, is the sole shareholder of Carlyle Holdings I GP Inc., which is the sole member of Carlyle Holdings I GP Sub L.L.C., which is the general partner of Carlyle Holdings I L.P., which, with respect to the securities managed by CRSEF Lux GP S.a r.l., is the managing member of CG Subsidiary Holdings L.L.C., which is the managing member of TC Group, L.L.C., which is the general partner of TC Group Sub L.P., which is the sole shareholder of CRSEF Lux GP S.a r.l., which is a general partner of Carlyle CRSEF Solis Aggregator, S.C.Sp.

F2 · ownership.nature: The Carlyle Group Inc. is also the sole member of Carlyle Holdings II GP L.L.C., which is the managing member of Carlyle Holdings II L.L.C., which, with respect to the securities managed by CRSEF Managing GP, L.P., is the managing member of CG Subsidiary Holdings L.L.C., which is the general partner of TC Group Cayman Investment Holdings, L.P., which is the general partner of TC Group Cayman Investment Holdings Sub L.P., which is the sole member of CRSEF GP, L.L.C., which is the general partner of CRSEF Managing GP, L.P., which is also a general partner of Carlyle CRSEF Solis Aggregator, S.C.Sp. Carlyle CRSEF Solis Aggregator, S.C.Sp. is the managing member of CRSEF Solis Holdings, L.L.C. Accordingly, each of the entities named herein may be deemed to share beneficial ownership of the securities held of record by CRSEF Solis Holdings, L.L.C.

SEC source: 0000950170-24-092862 · ownership.xml · nonDerivative · entry 2

CRSEF Solis Holdings, L.L.C. · CIK 0002029921 · 10% owner

CRSEF Lux GP S.a r.l. · CIK 0002030094 · 10% owner

Carlyle Holdings II GP L.L.C. · CIK 0001548629 · 10% owner

Carlyle Holdings II L.L.C. · CIK 0001548630 · 10% owner

TC Group Cayman Investment Holdings, L.P. · CIK 0001475444 · 10% owner

TC Group Cayman Investment Holdings Sub L.P. · CIK 0001548636 · 10% owner

CRSEF GP, L.L.C. · CIK 0002029875 · 10% owner

CRSEF Managing GP, L.P. · CIK 0002029874 · 10% owner

Carlyle CRSEF Solis Aggregator, S.C.Sp. · CIK 0002030096 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 4,901,340

F3 · kind: On July 18, 2024, the reporting persons exercised a warrant to purchase 4,936,483 shares of Common Stock for $0.01 per share. The reporting persons paid the exercise price on a cashless basis, resulting in the Issuer's withholding of 35,143 of the warrant shares to pay the exercise price and issuing to the reporting persons the remaining 4,901,340 shares.

F4 · price: The price reported in Column 4 represents the average of the closing price of the issuer's common stock over a fifteen day period from June 21, 2024 to July 15, 2024.

F1 · ownership.nature: The Carlyle Group Inc., which is a publicly traded entity listed on Nasdaq, is the sole shareholder of Carlyle Holdings I GP Inc., which is the sole member of Carlyle Holdings I GP Sub L.L.C., which is the general partner of Carlyle Holdings I L.P., which, with respect to the securities managed by CRSEF Lux GP S.a r.l., is the managing member of CG Subsidiary Holdings L.L.C., which is the managing member of TC Group, L.L.C., which is the general partner of TC Group Sub L.P., which is the sole shareholder of CRSEF Lux GP S.a r.l., which is a general partner of Carlyle CRSEF Solis Aggregator, S.C.Sp.

F2 · ownership.nature: The Carlyle Group Inc. is also the sole member of Carlyle Holdings II GP L.L.C., which is the managing member of Carlyle Holdings II L.L.C., which, with respect to the securities managed by CRSEF Managing GP, L.P., is the managing member of CG Subsidiary Holdings L.L.C., which is the general partner of TC Group Cayman Investment Holdings, L.P., which is the general partner of TC Group Cayman Investment Holdings Sub L.P., which is the sole member of CRSEF GP, L.L.C., which is the general partner of CRSEF Managing GP, L.P., which is also a general partner of Carlyle CRSEF Solis Aggregator, S.C.Sp. Carlyle CRSEF Solis Aggregator, S.C.Sp. is the managing member of CRSEF Solis Holdings, L.L.C. Accordingly, each of the entities named herein may be deemed to share beneficial ownership of the securities held of record by CRSEF Solis Holdings, L.L.C.

SEC source: 0000950170-24-092862 · ownership.xml · nonDerivative · entry 1

CRSEF Solis Holdings, L.L.C. · CIK 0002029921 · 10% owner

CRSEF Lux GP S.a r.l. · CIK 0002030094 · 10% owner

Carlyle Holdings II GP L.L.C. · CIK 0001548629 · 10% owner

Carlyle Holdings II L.L.C. · CIK 0001548630 · 10% owner

TC Group Cayman Investment Holdings, L.P. · CIK 0001475444 · 10% owner

TC Group Cayman Investment Holdings Sub L.P. · CIK 0001548636 · 10% owner

CRSEF GP, L.L.C. · CIK 0002029875 · 10% owner

CRSEF Managing GP, L.P. · CIK 0002029874 · 10% owner

Carlyle CRSEF Solis Aggregator, S.C.Sp. · CIK 0002030096 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 4,936,483

F1 · ownership.nature: The Carlyle Group Inc., which is a publicly traded entity listed on Nasdaq, is the sole shareholder of Carlyle Holdings I GP Inc., which is the sole member of Carlyle Holdings I GP Sub L.L.C., which is the general partner of Carlyle Holdings I L.P., which, with respect to the securities managed by CRSEF Lux GP S.a r.l., is the managing member of CG Subsidiary Holdings L.L.C., which is the managing member of TC Group, L.L.C., which is the general partner of TC Group Sub L.P., which is the sole shareholder of CRSEF Lux GP S.a r.l., which is a general partner of Carlyle CRSEF Solis Aggregator, S.C.Sp.

F2 · ownership.nature: The Carlyle Group Inc. is also the sole member of Carlyle Holdings II GP L.L.C., which is the managing member of Carlyle Holdings II L.L.C., which, with respect to the securities managed by CRSEF Managing GP, L.P., is the managing member of CG Subsidiary Holdings L.L.C., which is the general partner of TC Group Cayman Investment Holdings, L.P., which is the general partner of TC Group Cayman Investment Holdings Sub L.P., which is the sole member of CRSEF GP, L.L.C., which is the general partner of CRSEF Managing GP, L.P., which is also a general partner of Carlyle CRSEF Solis Aggregator, S.C.Sp. Carlyle CRSEF Solis Aggregator, S.C.Sp. is the managing member of CRSEF Solis Holdings, L.L.C. Accordingly, each of the entities named herein may be deemed to share beneficial ownership of the securities held of record by CRSEF Solis Holdings, L.L.C.

SEC source: 0001213900-24-071480 · ownership.xml · nonDerivative · entry 1

Gishen Adam · CIK 0001846826 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 353,268

F1 · kind: Pro rata distribution of common stock of Complete Solaria, Inc. from Freedom Acquisition I LLC, of which the reporting person is a member.

F1 · price: Pro rata distribution of common stock of Complete Solaria, Inc. from Freedom Acquisition I LLC, of which the reporting person is a member.

SEC source: 0001209191-23-042996 · doc4.xml · derivative · entry 4

Desai Vikas · CIK 0001985271 · President; GM Business Units

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 289,781

Underlying: Common Stock · 289,781 shares

Expires 2033-06-18

F4 · derivative.exercise_date: The shares subject to the option vest as follows: 1/60th of the shares subject to the option shall vest monthly over five years from May 11, 2023.

SEC source: 0001209191-23-042996 · doc4.xml · derivative · entry 3

Desai Vikas · CIK 0001985271 · President; GM Business Units

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 58,950

Underlying: Common Stock · 58,950 shares

Expires 2032-11-03

F3 · derivative.exercise_date: The shares subject to the option vest as follows: 20% of the shares subject to the option shall vest on October 27, 2023; and 1/60th of the shares subject to the option shall vest monthly thereafter over the following four years.

SEC source: 0001209191-23-042996 · doc4.xml · derivative · entry 2

Desai Vikas · CIK 0001985271 · President; GM Business Units

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 281,836

Underlying: Common Stock · 281,836 shares

Expires 2032-11-03

F2 · derivative.exercise_date: The shares subject to the option vest as follows: 20% of the shares subject to the option vested on October 11, 2022; and 1/60th of the shares subject to the option shall vest monthly thereafter over the following four years.

SEC source: 0001209191-23-042996 · doc4.xml · derivative · entry 1

Desai Vikas · CIK 0001985271 · President; GM Business Units

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,244

Underlying: Common Stock · 4,244 shares

Expires 2032-11-03

F1 · derivative.exercise_date: This option is fully vested.

SEC source: 0001209191-23-042994 · doc4.xml · derivative · entry 7

Anderson William James · CIK 0001984868 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 141,817

Underlying: Common Stock · 141,817 shares

Expires not disclosed

F6 · derivative.exercise_date: Shares subject to the warrant are exercisable thirty days after the closing of the Business Combination.

F6 · derivative.expiration_date: Shares subject to the warrant are exercisable thirty days after the closing of the Business Combination.

SEC source: 0001209191-23-042994 · doc4.xml · derivative · entry 6

Anderson William James · CIK 0001984868 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 627,860

Underlying: Common Stock · 627,860 shares

Expires 2033-06-18

F5 · derivative.exercise_date: The shares subject to the option vest as follows: 1/60th of the shares subject to the option shall vest monthly over five years from May 11, 2023.

SEC source: 0001209191-23-042994 · doc4.xml · derivative · entry 5

Anderson William James · CIK 0001984868 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 96,593

Underlying: Common Stock · 96,593 shares

Expires 2032-09-08

F4 · derivative.exercise_date: The shares subject to the option vest as follows: 1/36th of the shares subject to the option shall vest monthly over three years from March 1, 2022.

SEC source: 0001209191-23-042994 · doc4.xml · derivative · entry 4

Anderson William James · CIK 0001984868 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 386,376

Underlying: Common Stock · 386,376 shares

Expires 2030-06-11

F3 · derivative.exercise_date: This option is fully vested.

SEC source: 0001209191-23-042994 · doc4.xml · derivative · entry 3

Anderson William James · CIK 0001984868 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 579,564

Underlying: Common Stock · 579,564 shares

Expires 2026-10-17

F3 · derivative.exercise_date: This option is fully vested.

SEC source: 0001209191-23-042994 · doc4.xml · nonDerivative · entry 2

Anderson William James · CIK 0001984868 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 48,296

F1 · shares: Received on July 18, 2023 pursuant to that certain Business Combination Agreement, dated May 26, 2023, by and among Freedom Acquisition I Corp. ("FACT"), Jupiter Merger Sub I Corp., a Delaware corporation and wholly-owned subsidiary of FACT, Jupiter Merger Sub II LLC, a Delaware limited liability company and a wholly-owned subsidiary of FACT, Complete Solaria, Inc. (f/k/a Complete Solar Holding Corporation), a Delaware corporation ("Complete Solaria"), and The Solaria Corporation, a Delaware corporation and a wholly-owned indirect subsidiary of Complete Solaria.

F2 · ownership.nature: The securities are held by the Risk Allocations Systems, Inc. for which the Reporting Person is a stockholder. The Reporting Person disclaims beneficial ownership of these securities, and the filing of this report is not an admission that the Reporting Person is the beneficial owner of these securities for the purpose of Section 16 or for any other purpose.

SEC source: 0001209191-23-042994 · doc4.xml · nonDerivative · entry 1

Anderson William James · CIK 0001984868 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 405,090

F1 · shares: Received on July 18, 2023 pursuant to that certain Business Combination Agreement, dated May 26, 2023, by and among Freedom Acquisition I Corp. ("FACT"), Jupiter Merger Sub I Corp., a Delaware corporation and wholly-owned subsidiary of FACT, Jupiter Merger Sub II LLC, a Delaware limited liability company and a wholly-owned subsidiary of FACT, Complete Solaria, Inc. (f/k/a Complete Solar Holding Corporation), a Delaware corporation ("Complete Solaria"), and The Solaria Corporation, a Delaware corporation and a wholly-owned indirect subsidiary of Complete Solaria.

SEC source: 0001209191-23-043001 · doc4.xml · derivative · entry 1

ALVAREZ ANTONIO R · CIK 0001183962 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 277,069

Underlying: Common Stock · 277,069 shares

Expires 2025-03-12

F1 · derivative.exercise_date: This option is fully vested.

SEC source: 0001209191-23-042999 · doc4.xml · derivative · entry 6

Rodgers Thurman J · CIK 0001183967 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 569,770

Underlying: Common Stock · 569,770 shares

Expires not disclosed

F4 · derivative.exercise_date: Shares subject to the warrant are exercisable thirty days after the closing of the Business Combination.

F4 · derivative.expiration_date: Shares subject to the warrant are exercisable thirty days after the closing of the Business Combination.

F3 · ownership.nature: The securities are held by the Rodgers Massey Revocable Living Trust for which the Reporting Person is a trustee. The Reporting Person disclaims beneficial ownership of these securities, and the filing of this report is not an admission that the Reporting Person is the beneficial owner of these securities for the purpose of Section 16 or for any other purpose.

SEC source: 0001209191-23-042999 · doc4.xml · derivative · entry 5

Rodgers Thurman J · CIK 0001183967 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 151,881

Underlying: Common Stock · 151,881 shares

Expires not disclosed

F4 · derivative.exercise_date: Shares subject to the warrant are exercisable thirty days after the closing of the Business Combination.

F4 · derivative.expiration_date: Shares subject to the warrant are exercisable thirty days after the closing of the Business Combination.

F2 · ownership.nature: The securities are held by the Rodgers Capital, LLC for which the Reporting Person is a manager. The Reporting Person disclaims beneficial ownership of these securities, and the filing of this report is not an admission that the Reporting Person is the beneficial owner of these securities for the purpose of Section 16 or for any other purpose.

SEC source: 0001209191-23-042999 · doc4.xml · derivative · entry 4

Rodgers Thurman J · CIK 0001183967 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,765

Underlying: Common Stock · 2,765 shares

Expires not disclosed

F4 · derivative.exercise_date: Shares subject to the warrant are exercisable thirty days after the closing of the Business Combination.

F4 · derivative.expiration_date: Shares subject to the warrant are exercisable thirty days after the closing of the Business Combination.

SEC source: 0001209191-23-042999 · doc4.xml · nonDerivative · entry 3

Rodgers Thurman J · CIK 0001183967 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 7,345,557

F1 · shares: Received on July 18, 2023 pursuant to that certain Business Combination Agreement, dated May 26, 2023, by and among Freedom Acquisition I Corp. ("FACT"), Jupiter Merger Sub I Corp., a Delaware corporation and wholly-owned subsidiary of FACT, Jupiter Merger Sub II LLC, a Delaware limited liability company and a wholly-owned subsidiary of FACT, Complete Solaria, Inc. (f/k/a Complete Solar Holding Corporation), a Delaware corporation ("Complete Solaria"), and The Solaria Corporation, a Delaware corporation and a wholly-owned indirect subsidiary of Complete Solaria.

F3 · ownership.nature: The securities are held by the Rodgers Massey Revocable Living Trust for which the Reporting Person is a trustee. The Reporting Person disclaims beneficial ownership of these securities, and the filing of this report is not an admission that the Reporting Person is the beneficial owner of these securities for the purpose of Section 16 or for any other purpose.

SEC source: 0001209191-23-042999 · doc4.xml · nonDerivative · entry 2

Rodgers Thurman J · CIK 0001183967 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 485,562

F1 · shares: Received on July 18, 2023 pursuant to that certain Business Combination Agreement, dated May 26, 2023, by and among Freedom Acquisition I Corp. ("FACT"), Jupiter Merger Sub I Corp., a Delaware corporation and wholly-owned subsidiary of FACT, Jupiter Merger Sub II LLC, a Delaware limited liability company and a wholly-owned subsidiary of FACT, Complete Solaria, Inc. (f/k/a Complete Solar Holding Corporation), a Delaware corporation ("Complete Solaria"), and The Solaria Corporation, a Delaware corporation and a wholly-owned indirect subsidiary of Complete Solaria.

F2 · ownership.nature: The securities are held by the Rodgers Capital, LLC for which the Reporting Person is a manager. The Reporting Person disclaims beneficial ownership of these securities, and the filing of this report is not an admission that the Reporting Person is the beneficial owner of these securities for the purpose of Section 16 or for any other purpose.

SEC source: 0001209191-23-042999 · doc4.xml · nonDerivative · entry 1

Rodgers Thurman J · CIK 0001183967 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,842

F1 · shares: Received on July 18, 2023 pursuant to that certain Business Combination Agreement, dated May 26, 2023, by and among Freedom Acquisition I Corp. ("FACT"), Jupiter Merger Sub I Corp., a Delaware corporation and wholly-owned subsidiary of FACT, Jupiter Merger Sub II LLC, a Delaware limited liability company and a wholly-owned subsidiary of FACT, Complete Solaria, Inc. (f/k/a Complete Solar Holding Corporation), a Delaware corporation ("Complete Solaria"), and The Solaria Corporation, a Delaware corporation and a wholly-owned indirect subsidiary of Complete Solaria.

SEC source: 0001209191-23-042995 · doc4.xml · derivative · entry 1

Wuebbels Brian · CIK 0001550288 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 379,636

Underlying: Common Stock · 379,636 shares

Expires 2033-06-18

F1 · derivative.exercise_date: The shares subject to the option vest as follows: 1/60th of the shares subject to the option shall vest monthly over five years from February 9, 2023.

SEC source: 0001209191-23-043002 · doc4.xml · derivative · entry 2

Thiam Tidjane · CIK 0001624402 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,117

Underlying: Common Stock · 12,117 shares

Expires not disclosed

F2 · derivative.exercise_date: Shares subject to the warrant are exercisable thirty days after the closing of the Business Combination.

F2 · derivative.expiration_date: Shares subject to the warrant are exercisable thirty days after the closing of the Business Combination.

SEC source: 0001209191-23-043002 · doc4.xml · nonDerivative · entry 1

Thiam Tidjane · CIK 0001624402 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 188,624

F1 · shares: Received on July 18, 2023 pursuant to that certain Business Combination Agreement, dated May 26, 2023, by and among Freedom Acquisition I Corp. ("FACT"), Jupiter Merger Sub I Corp., a Delaware corporation and wholly-owned subsidiary of FACT, Jupiter Merger Sub II LLC, a Delaware limited liability company and a wholly-owned subsidiary of FACT, Complete Solaria, Inc. (f/k/a Complete Solar Holding Corporation), a Delaware corporation ("Complete Solaria"), and The Solaria Corporation, a Delaware corporation and a wholly-owned indirect subsidiary of Complete Solaria.

SEC source: 0001209191-23-043003 · doc4.xml · derivative · entry 2

Gishen Adam · CIK 0001846826 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,211

Underlying: Common Stock · 1,211 shares

Expires not disclosed

F2 · derivative.exercise_date: Shares subject to the warrant are exercisable thirty days after the closing of the Business Combination.

F2 · derivative.expiration_date: Shares subject to the warrant are exercisable thirty days after the closing of the Business Combination.

SEC source: 0001209191-23-043003 · doc4.xml · nonDerivative · entry 1

Gishen Adam · CIK 0001846826 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,860

F1 · shares: Received on July 18, 2023 pursuant to that certain Business Combination Agreement, dated May 26, 2023, by and among Freedom Acquisition I Corp. ("FACT"), Jupiter Merger Sub I Corp., a Delaware corporation and wholly-owned subsidiary of FACT, Jupiter Merger Sub II LLC, a Delaware limited liability company and a wholly-owned subsidiary of FACT, Complete Solaria, Inc. (f/k/a Complete Solar Holding Corporation), a Delaware corporation ("Complete Solaria"), and The Solaria Corporation, a Delaware corporation and a wholly-owned indirect subsidiary of Complete Solaria.

SEC source: 0001209191-23-043000 · doc4.xml · derivative · entry 5

Whatley Devin · CIK 0001984866 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 62,041

Underlying: Common Stock · 62,041 shares

Expires not disclosed

F4 · derivative.exercise_date: Shares subject to the warrant are exercisable thirty days after the closing of the Business Combination.

F4 · derivative.expiration_date: Shares subject to the warrant are exercisable thirty days after the closing of the Business Combination.

F3 · ownership.nature: These securities are held directly by EIF CS SPV LLC for which the Reporting Person is a manager. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.

SEC source: 0001209191-23-043000 · doc4.xml · derivative · entry 4

Whatley Devin · CIK 0001984866 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 1,824,243

Underlying: Common Stock · 1,824,243 shares

Expires not disclosed

F4 · derivative.exercise_date: Shares subject to the warrant are exercisable thirty days after the closing of the Business Combination.

F4 · derivative.expiration_date: Shares subject to the warrant are exercisable thirty days after the closing of the Business Combination.

F2 · ownership.nature: These securities are held directly by Ecosystem Integrity Fund II, L.P. on behalf of itself and as nominee for Ecosystem Integrity Fund II-A, LP (collectively, the "Ecosytems Funds"). The Reporting Person is a managing member of the entity that is the general partner of the the Ecosystem funds, which own the reported securities. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.

SEC source: 0001209191-23-043000 · doc4.xml · derivative · entry 3

Whatley Devin · CIK 0001984866 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 482,969

Underlying: Common Stock · 482,969 shares

Expires not disclosed

F4 · derivative.exercise_date: Shares subject to the warrant are exercisable thirty days after the closing of the Business Combination.

F4 · derivative.expiration_date: Shares subject to the warrant are exercisable thirty days after the closing of the Business Combination.

F2 · ownership.nature: These securities are held directly by Ecosystem Integrity Fund II, L.P. on behalf of itself and as nominee for Ecosystem Integrity Fund II-A, LP (collectively, the "Ecosytems Funds"). The Reporting Person is a managing member of the entity that is the general partner of the the Ecosystem funds, which own the reported securities. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.

SEC source: 0001209191-23-043000 · doc4.xml · nonDerivative · entry 2

Whatley Devin · CIK 0001984866 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 198,346

F1 · shares: Received on July 18, 2023 pursuant to that certain Business Combination Agreement, dated May 26, 2023, by and among Freedom Acquisition I Corp. ("FACT"), Jupiter Merger Sub I Corp., a Delaware corporation and wholly-owned subsidiary of FACT, Jupiter Merger Sub II LLC, a Delaware limited liability company and a wholly-owned subsidiary of FACT, Complete Solaria, Inc. (f/k/a Complete Solar Holding Corporation), a Delaware corporation ("Complete Solaria"), and The Solaria Corporation, a Delaware corporation and a wholly-owned indirect subsidiary of Complete Solaria.

F3 · ownership.nature: These securities are held directly by EIF CS SPV LLC for which the Reporting Person is a manager. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.

SEC source: 0001209191-23-043000 · doc4.xml · nonDerivative · entry 1

Whatley Devin · CIK 0001984866 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 5,832,054

F1 · shares: Received on July 18, 2023 pursuant to that certain Business Combination Agreement, dated May 26, 2023, by and among Freedom Acquisition I Corp. ("FACT"), Jupiter Merger Sub I Corp., a Delaware corporation and wholly-owned subsidiary of FACT, Jupiter Merger Sub II LLC, a Delaware limited liability company and a wholly-owned subsidiary of FACT, Complete Solaria, Inc. (f/k/a Complete Solar Holding Corporation), a Delaware corporation ("Complete Solaria"), and The Solaria Corporation, a Delaware corporation and a wholly-owned indirect subsidiary of Complete Solaria.

F2 · ownership.nature: These securities are held directly by Ecosystem Integrity Fund II, L.P. on behalf of itself and as nominee for Ecosystem Integrity Fund II-A, LP (collectively, the "Ecosytems Funds"). The Reporting Person is a managing member of the entity that is the general partner of the the Ecosystem funds, which own the reported securities. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.

SEC source: 0001209191-23-042998 · doc4.xml · derivative · entry 7

Anderson David John · CIK 0001986032 · Director · CMO; EVP Strategic Partnership

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 126,710

Underlying: Common Stock · 126,710 shares

Expires not disclosed

F6 · derivative.exercise_date: Shares subject to the warrant are exercisable thirty days after the closing of the Business Combination.

F6 · derivative.expiration_date: Shares subject to the warrant are exercisable thirty days after the closing of the Business Combination.

SEC source: 0001209191-23-042998 · doc4.xml · derivative · entry 6

Anderson David John · CIK 0001986032 · Director · CMO; EVP Strategic Partnership

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 241,484

Underlying: Common Stock · 241,484 shares

Expires 2033-06-18

F5 · derivative.exercise_date: The shares subject to the option vest as follows: 1/60th of the shares subject to the option shall vest monthly over five years from May 11, 2023.

SEC source: 0001209191-23-042998 · doc4.xml · derivative · entry 5

Anderson David John · CIK 0001986032 · Director · CMO; EVP Strategic Partnership

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 96,593

Underlying: Common Stock · 96,593 shares

Expires 2032-09-08

F4 · derivative.exercise_date: The shares subject to the option vest as follows: 1/36th of the shares subject to the option shall vest monthly over three years from March 1, 2022.

SEC source: 0001209191-23-042998 · doc4.xml · derivative · entry 4

Anderson David John · CIK 0001986032 · Director · CMO; EVP Strategic Partnership

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 193,188

Underlying: Common Stock · 193,188 shares

Expires 2030-06-11

F3 · derivative.exercise_date: This option is fully vested.

SEC source: 0001209191-23-042998 · doc4.xml · derivative · entry 3

Anderson David John · CIK 0001986032 · Director · CMO; EVP Strategic Partnership

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 48,296

Underlying: Common Stock · 48,296 shares

Expires 2026-10-17

F3 · derivative.exercise_date: This option is fully vested.

SEC source: 0001209191-23-042998 · doc4.xml · nonDerivative · entry 2

Anderson David John · CIK 0001986032 · Director · CMO; EVP Strategic Partnership

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 48,296

F1 · shares: Received on July 18, 2023 pursuant to that certain Business Combination Agreement, dated May 26, 2023, by and among Freedom Acquisition I Corp. ("FACT"), Jupiter Merger Sub I Corp., a Delaware corporation and wholly-owned subsidiary of FACT, Jupiter Merger Sub II LLC, a Delaware limited liability company and a wholly-owned subsidiary of FACT, Complete Solaria, Inc. (f/k/a Complete Solar Holding Corporation), a Delaware corporation ("Complete Solaria"), and The Solaria Corporation, a Delaware corporation and a wholly-owned indirect subsidiary of Complete Solaria.

F2 · ownership.nature: The securities are held by the Risk Allocations Systems, Inc. for which the Reporting Person is a stockholder. The Reporting Person disclaims beneficial ownership of these securities, and the filing of this report is not an admission that the Reporting Person is the beneficial owner of these securities for the purpose of Section 16 or for any other purpose.

SEC source: 0001209191-23-042998 · doc4.xml · nonDerivative · entry 1

Anderson David John · CIK 0001986032 · Director · CMO; EVP Strategic Partnership

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 405,090

F1 · shares: Received on July 18, 2023 pursuant to that certain Business Combination Agreement, dated May 26, 2023, by and among Freedom Acquisition I Corp. ("FACT"), Jupiter Merger Sub I Corp., a Delaware corporation and wholly-owned subsidiary of FACT, Jupiter Merger Sub II LLC, a Delaware limited liability company and a wholly-owned subsidiary of FACT, Complete Solaria, Inc. (f/k/a Complete Solar Holding Corporation), a Delaware corporation ("Complete Solaria"), and The Solaria Corporation, a Delaware corporation and a wholly-owned indirect subsidiary of Complete Solaria.

SEC source: 0001209191-23-042997 · doc4.xml · derivative · entry 3

Lepert Arnaud · CIK 0001984867 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 44,212

Underlying: Common Stock · 44,212 shares

Expires 2032-11-03

F4 · derivative.exercise_date: The shares subject to the option vest as follows: 20% of the shares subject to the option vested on November 1, 2022; and 1/60th of the shares subject to the option shall vest monthly thereafter over the following four years.

SEC source: 0001209191-23-042997 · doc4.xml · derivative · entry 2

Lepert Arnaud · CIK 0001984867 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 33,896

Underlying: Common Stock · 33,896 shares

Expires 2032-11-03

F3 · derivative.exercise_date: The shares subject to the option vest as follows: 15,736 shares subject to the option vested on November 4, 2022; and 1/49th of the remaining shares subject to the option shall vest monthly thereafter from March 24, 2022.