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Nasdaq · USD

SPWH

SPORTSMAN'S WAREHOUSE HOLDINGS, INC.

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Tapewire entity
7236
SEC CIK
0001132105
Parsed reports
222

Last 12 months

Inside the activity.

0 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
May 18, 2017 Filed May 22, 2017 21:04 UTC GrantCommon Stock 14,799 $0.00 $0.00
Disclosure

SEC source: 0001179110-17-007722 · edgar.xml · nonDerivative · entry 1

Graham Kent Vernon · CIK 0001603922 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,916

F1 · shares: Grant of restricted stock units that vest in twelve substantially equal installments, subject to the Reporting Person's continued service as a director through each vesting date, with the first installment vesting one month following the date of grant and an additional installment vesting on each monthly anniversary of the date of grant thereafter for the next eleven months. Each restricted stock unit represents the right to receive one share of the Issuer's Common Stock.

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May 18, 2017 Filed May 23, 2017 16:23 UTC GrantCommon Stock 14,799 $0.00 $0.00
Disclosure

SEC source: 0001179110-17-007815 · edgar.xml · nonDerivative · entry 1

SCHNEIDER JOSEPH P · CIK 0001187944 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,916

F1 · shares: Grant of restricted stock units that vest in twelve substantially equal installments, subject to the Reporting Person's continued service as a director through each vesting date, with the first installment vesting one month following the date of grant and an additional installment vesting on each monthly anniversary of the date of grant thereafter for the next eleven months. Each restricted stock unit represents the right to receive one share of the Issuer's Common Stock.

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April 17, 2017 Filed Apr 18, 2017 22:07 UTC
Talbot Kevan PCFO & Secretary
Tax withholdingCommon Stock 2,803 $4.62 $12,949.86
Disclosure

SEC source: 0001179110-17-006039 · edgar.xml · nonDerivative · entry 1

Talbot Kevan P · CIK 0001603924 · CFO & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,258.984

F1 · shares: Represents shares withheld by the Issuer in accordance with Rule 16b-3 to satisfy tax withholding obligations in connection with the vesting of restricted stock units previously granted to the Reporting Person.

F2 · balance_after: Includes 18,083 shares of restricted stock, which are scheduled to vest in equal installments on April 16, 2018 and April 16, 2019, subject to the Reporting Person's continued employment.

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April 17, 2017 Filed Apr 18, 2017 22:02 UTC
Schaefer John V.Director · CEO
Tax withholdingCommon Stock 103,864 $4.62 $479,851.68
Disclosure

SEC source: 0001179110-17-006037 · edgar.xml · nonDerivative · entry 1

Schaefer John V. · CIK 0001414321 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,242,225.984

F1 · shares: Represents shares withheld by the Issuer in accordance with Rule 16b-3 to satisfy tax withholding obligations in connection with the vesting of restricted stock units previously granted to the Reporting Person.

F2 · balance_after: Includes 91,467 shares of restricted stock, which are scheduled to vest in equal installments on April 16, 2018 and April 16, 2019 subject to the Reporting Person's continued employment

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April 16, 2017 Filed Apr 21, 2017 20:10 UTC
Barker JonPresident and COO
GrantCommon Stock 151,515 $0.00 $0.00
Disclosure

SEC source: 0001179110-17-006142 · edgar.xml · nonDerivative · entry 1

Barker Jon · CIK 0001702469 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 151,515

F1 · shares: Reflects the grant of restricted stock units by the Issuer to the Reporting Person on April 16, 2017. The restricted stock units are scheduled to vest in three substantially equal installments on each of the first, second, and third anniversaries of the grant date, subject to the Reporting Person's continued employment with the Issuer. Each restricted stock unit represents the right to receive one share of the Issuer's common stock.

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April 05, 2017 Filed Apr 5, 2017 20:56 UTC
Talbot Kevan PCFO & Secretary
Disposition to issuerCommon Stock 5,425 $0.00 $0.00
Disclosure

SEC source: 0001179110-17-005779 · edgar.xml · nonDerivative · entry 2

Talbot Kevan P · CIK 0001603924 · CFO & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,061.984

F2 · shares: Represents a forfeiture of 5,425, or 50% of the maximum 10,849, performance-based restricted stock awards previously granted to the Reporting Person on April 16, 2016. The Reporting Person previously reported the grant of the maximum number of 10,849 shares of restricted stock that were subject to performance-based vesting requirements determined with respect to the Issuer's performance during fiscal year 2016. On April 4, 2017, the Compensation Committee of the Board of Directors of the Issuer determined that the number of shares eligible to vest for such restricted stock award, based on actual performance of the Issuer, was 50% of the maximum number of shares previously reported. Of the remaining 5,424 shares eligible to vest based on performance, 1,808 shares will vest on April 16, 2017 and 1,808 shares will vest, subject to the Reporting Person's continued employment, on each of April 16, 2018 and April 16, 2019.

F1 · balance_after: Includes 21,700 shares of restricted stock, which are scheduled to vest as to onethirdof the shares awarded on each of the first, second and third anniversaries of the April 16, 2016 grant date, subject to the Reporting Person's continued employment.

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April 04, 2017 Filed Apr 5, 2017 20:56 UTC
Schaefer John V.President and CEO
Disposition to issuerCommon Stock 58,800 $0.00 $0.00
Disclosure

SEC source: 0001179110-17-005778 · edgar.xml · nonDerivative · entry 1

Schaefer John V. · CIK 0001414321 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,346,089.984

F3 · shares: Represents a forfeiture of 58,500, or 50% of the maximum 117,600, performance-based restricted stock awards previously granted to the Reporting Person on April 16, 2016. The Reporting Person previously reported the grant of the maximum number of 117,600 shares of restricted stock that were subject to performance-based vesting requirements determined with respect to the Issuer's performance during fiscal year 2016. On April 4, 2017, the Compensation Committee of the Board of Directors of the Issuer determined that the number of shares eligible to vest for such restricted stock award, based on actual performance of the Issuer, was 50% of the maximum number of shares previously reported. Of the remaining 58,500 shares eligible to vest based on performance, 19,500 shares will vest on April 16, 2017 and 19,500 shares will vest, subject to the Reporting Persons continued employment, on each of April 16, 2018 and April 16, 2019.

F1 · balance_after: Includes 78,400 shares of restricted stock, which are scheduled to vest as to one-third of the shares awarded on each of the first, second and third anniversaries of the April 16, 2016 grant date, subject to the Reporting Person's continued employment.

F2 · balance_after: Includes 214,167 restricted stock units which are scheduled to vest on April 16, 2017, subject to the Reporting Person's continued employment or service.

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December 28, 2016 Filed Dec 30, 2016 21:19 UTC
New SEP SWH Holdings, L.P.Director · 10% owner
SEP SWH Holdings GP, LLCDirector · 10% owner
SEP SWH Holdings, L.P.Director · 10% owner
SEIDLER EQUITY PARTNERS III L PDirector · 10% owner
OtherCommon Stock 4,969,138 $0.00 $0.00
Disclosure

SEC source: 0001179110-16-033613 · edgar.xml · nonDerivative · entry 3

Seidler Kutsenda Management Company, LLC · CIK 0001604933 · Director · 10% owner

New SEP SWH Holdings, L.P. · CIK 0001604941 · Director · 10% owner

SEP SWH Holdings GP, LLC · CIK 0001604943 · Director · 10% owner

SEP SWH Holdings, L.P. · CIK 0001604938 · Director · 10% owner

SEIDLER EQUITY PARTNERS III L P · CIK 0001355140 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote 6

Disclosed balance after: 4,969,138

F5 · shares: As part of the pro rata distribution by SEP SWH Holdings, L.P. and New SEP SWH Holdings, L.P. to their respective limited partners, Seidler Equity Partners III, L.P. received 2,493,269 and 2,475,869 shares of the Issuer's common stock, respectively. In prior reports, Seidler Equity Partners III, L.P. reported indirect beneficial ownership of all shares of the Issuer's common stock owned by SEP SWH Holdings, L.P. and New SEP SWH Holdings, L.P.

F6 · ownership.nature: Represents the beneficial ownership of shares of the Issuer's common stock owned by Seidler Equity Partners III, L.P.

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December 28, 2016 Filed Dec 30, 2016 21:19 UTC
New SEP SWH Holdings, L.P.Director · 10% owner
SEP SWH Holdings GP, LLCDirector · 10% owner
SEP SWH Holdings, L.P.Director · 10% owner
SEIDLER EQUITY PARTNERS III L PDirector · 10% owner
OtherCommon Stock 4,243,863 $0.00 $0.00
Disclosure

SEC source: 0001179110-16-033613 · edgar.xml · nonDerivative · entry 2

Seidler Kutsenda Management Company, LLC · CIK 0001604933 · Director · 10% owner

New SEP SWH Holdings, L.P. · CIK 0001604941 · Director · 10% owner

SEP SWH Holdings GP, LLC · CIK 0001604943 · Director · 10% owner

SEP SWH Holdings, L.P. · CIK 0001604938 · Director · 10% owner

SEIDLER EQUITY PARTNERS III L P · CIK 0001355140 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote 4

Disclosed balance after: 0

F3 · shares: New SEP SWH Holdings, L.P. conducted a pro rata distribution to its limited partners of all shares of the Issuer's common stock owned by it

F4 · ownership.nature: Represents the beneficial ownership of shares of the Issuer's common stock owned by New SEP SWH Holdings, L.P.

Read SEC document
December 28, 2016 Filed Dec 30, 2016 21:19 UTC
New SEP SWH Holdings, L.P.Director · 10% owner
SEP SWH Holdings GP, LLCDirector · 10% owner
SEP SWH Holdings, L.P.Director · 10% owner
SEIDLER EQUITY PARTNERS III L PDirector · 10% owner
OtherCommon Stock 4,155,448 $0.00 $0.00
Disclosure

SEC source: 0001179110-16-033613 · edgar.xml · nonDerivative · entry 1

Seidler Kutsenda Management Company, LLC · CIK 0001604933 · Director · 10% owner

New SEP SWH Holdings, L.P. · CIK 0001604941 · Director · 10% owner

SEP SWH Holdings GP, LLC · CIK 0001604943 · Director · 10% owner

SEP SWH Holdings, L.P. · CIK 0001604938 · Director · 10% owner

SEIDLER EQUITY PARTNERS III L P · CIK 0001355140 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote 2

Disclosed balance after: 0

F1 · shares: SEP SWH Holdings, L.P. conducted a pro rata distribution to its limited partners of all shares of the Issuer's common stock owned by it.

F2 · ownership.nature: Represents the beneficial ownership of shares of the Issuer's common stock owned by SEP SWH Holdings, L.P.

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December 22, 2016 Filed Dec 23, 2016 17:20 UTC
Talbot Kevan PCFO & Secretary
PurchaseCommon Stock 4,000 $9.40 $37,600.00
Disclosure

SEC source: 0001179110-16-033437 · edgar.xml · nonDerivative · entry 2

Talbot Kevan P · CIK 0001603924 · CFO & Secretary

10b5-1 filing: Not disclosed

Ownership: Indirect · By the Kevan P. Talbot Revocable Trust

Disclosed balance after: 372,807

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December 20, 2016 Filed Dec 23, 2016 17:20 UTC
Talbot Kevan PCFO & Secretary
GiftCommon Stock 4,000 $0.00 $0.00
Disclosure

SEC source: 0001179110-16-033437 · edgar.xml · nonDerivative · entry 1

Talbot Kevan P · CIK 0001603924 · CFO & Secretary

10b5-1 filing: Not disclosed

Ownership: Indirect · By the Kevan P. Talbot Revocable Trust

Disclosed balance after: 368,807

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.