Last 12 months
Inside the activity.
0 purchase rows · 0 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 18, 2018 Filed Jun 19, 2018 00:37 UTC |
SEIDLER EQUITY PARTNERS III L PDirector
|
SaleCommon Stock | 25,000 | $5.51 | $137,865.00 |
DisclosureSEC source: 0001510192-18-000069 · primary_doc.xml · nonDerivative · entry 3 Seidler Kutsenda Management Company, LLC · CIK 0001604933 · Director SEIDLER EQUITY PARTNERS III L P · CIK 0001355140 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote 3 Disclosed balance after: 4,047,652 F6 · shares: Includes 23,340 shares of the Issuer's common stock sold by SEP III and 1,660 shares of the Issuer's common stock sold by SK Capital. The shares were sold pursuant to a Rule 10b5-1 plan previously entered into by SEP III and SK Capital. F7 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.500 to $5.560, inclusive. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range. F3 · ownership.nature: Represents the total beneficial ownership of shares of the Issuer's common stock owned by SEP III and SK Capital. Seidler Kutsenda Management Company ("SKMC") is the investment manager of SEP III and the general partner of SK Capital. SKMC, as the investment manager of SEP III and the general partner of SK Capital, has ultimate voting and dispositive power over all of the shares owned by SEP III and SK Capital. SKMC may be deemed, pursuant to Rule 13d-3 under the Exchange Act to beneficially own common stock held by SEP III and SK Capital. SKMC disclaims beneficial ownership of the shares of common stock, except to the extent of its indirect pecuniary interests, if any, in those shares. Mr. Christopher Eastland, a member of the Issuer's Board of Directors since August 2009, is a partner at SEP III and SK Capital. Read SEC document |
| June 15, 2018 Filed Jun 19, 2018 00:37 UTC |
SEIDLER EQUITY PARTNERS III L PDirector
|
SaleCommon Stock | 160,000 | $5.46 | $872,992.00 |
DisclosureSEC source: 0001510192-18-000069 · primary_doc.xml · nonDerivative · entry 2 Seidler Kutsenda Management Company, LLC · CIK 0001604933 · Director SEIDLER EQUITY PARTNERS III L P · CIK 0001355140 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote 3 Disclosed balance after: 4,072,652 F4 · shares: Includes 149,373 shares of the Issuer's common stock sold by SEP III and 10,627 shares of the Issuer's common stock sold by SK Capital. The shares were sold pursuant to a Rule 10b5-1 plan previously entered into by SEP III and SK Capital. F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.450 to $5.505, inclusive. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range. F3 · ownership.nature: Represents the total beneficial ownership of shares of the Issuer's common stock owned by SEP III and SK Capital. Seidler Kutsenda Management Company ("SKMC") is the investment manager of SEP III and the general partner of SK Capital. SKMC, as the investment manager of SEP III and the general partner of SK Capital, has ultimate voting and dispositive power over all of the shares owned by SEP III and SK Capital. SKMC may be deemed, pursuant to Rule 13d-3 under the Exchange Act to beneficially own common stock held by SEP III and SK Capital. SKMC disclaims beneficial ownership of the shares of common stock, except to the extent of its indirect pecuniary interests, if any, in those shares. Mr. Christopher Eastland, a member of the Issuer's Board of Directors since August 2009, is a partner at SEP III and SK Capital. Read SEC document |
| June 14, 2018 Filed Jun 19, 2018 00:37 UTC |
SEIDLER EQUITY PARTNERS III L PDirector
|
SaleCommon Stock | 90,000 | $5.41 | $486,603.00 |
DisclosureSEC source: 0001510192-18-000069 · primary_doc.xml · nonDerivative · entry 1 Seidler Kutsenda Management Company, LLC · CIK 0001604933 · Director SEIDLER EQUITY PARTNERS III L P · CIK 0001355140 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote 3 Disclosed balance after: 4,232,652 F1 · shares: Includes 84,022 shares of the Issuer's common stock sold by Seidler Equity Partners III, L.P. ("SEP III") and 5,978 shares of the Issuer's common stock sold by SK Capital Holdings. L.P. ("SK Capital"). The shares were sold pursuant to a Rule 10b5-1 plan previously entered into by SEP III and SK Capital. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.3650 to $5.4300, inclusive. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range. F3 · ownership.nature: Represents the total beneficial ownership of shares of the Issuer's common stock owned by SEP III and SK Capital. Seidler Kutsenda Management Company ("SKMC") is the investment manager of SEP III and the general partner of SK Capital. SKMC, as the investment manager of SEP III and the general partner of SK Capital, has ultimate voting and dispositive power over all of the shares owned by SEP III and SK Capital. SKMC may be deemed, pursuant to Rule 13d-3 under the Exchange Act to beneficially own common stock held by SEP III and SK Capital. SKMC disclaims beneficial ownership of the shares of common stock, except to the extent of its indirect pecuniary interests, if any, in those shares. Mr. Christopher Eastland, a member of the Issuer's Board of Directors since August 2009, is a partner at SEP III and SK Capital. Read SEC document |
| June 12, 2018 Filed Jun 12, 2018 20:37 UTC |
Seidler Kutsenda Management Company, LLCDirector · 10% owner
SEIDLER EQUITY PARTNERS III L PDirector · 10% owner
|
SaleCommon Stock | 50,000 | $5.22 | $261,075.00 |
DisclosureSEC source: 0001179110-18-008393 · edgar.xml · nonDerivative · entry 3 Seidler Kutsenda Management Company, LLC · CIK 0001604933 · Director · 10% owner SEIDLER EQUITY PARTNERS III L P · CIK 0001355140 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote 2 Disclosed balance after: 4,322,652 F4 · shares: Includes 46,679 shares of the Issuer's common stock sold by SEP III and 3,321 shares of the Issuer's common stock sold by SK Capital. The shares were sold pursuant to a Rule 10b5-1 plan previously entered into by SEP III and SK Capital. F2 · ownership.nature: Represents the total beneficial ownership of shares of the Issuer's common stock owned by SEP III and SK Capital. Seidler Kutsenda Management Company ("SKMC") is the investment manager of SEP III and the general partner of SK Capital. SKMC, as the investment manager of SEP III and the general partner of SK Capital, has ultimate voting and dispositive power over all of the shares owned by SEP III and SK Capital. SKMC may be deemed, pursuant to Rule 13d-3 under the Exchange Act to beneficially own common stock held by SEP III and SK Capital. SKMC disclaims beneficial ownership of the shares of common stock, except to the extent of its indirect pecuniary interests, if any, in those shares. Mr. Christopher Eastland, a member of the Issuer's Board of Directors since August 2009, is a partner at SEP III and SK Capital. Read SEC document |
| June 11, 2018 Filed Jun 12, 2018 20:37 UTC |
Seidler Kutsenda Management Company, LLCDirector · 10% owner
SEIDLER EQUITY PARTNERS III L PDirector · 10% owner
|
SaleCommon Stock | 125,000 | $5.28 | $660,312.50 |
DisclosureSEC source: 0001179110-18-008393 · edgar.xml · nonDerivative · entry 2 Seidler Kutsenda Management Company, LLC · CIK 0001604933 · Director · 10% owner SEIDLER EQUITY PARTNERS III L P · CIK 0001355140 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote 2 Disclosed balance after: 4,372,652 F3 · shares: Includes 116,698 shares of the Issuer's common stock sold by SEP III and 8,302 shares of the Issuer's common stock sold by SK Capital. The shares were sold pursuant to a Rule 10b5-1 plan previously entered into by SEP III and SK Capital. F2 · ownership.nature: Represents the total beneficial ownership of shares of the Issuer's common stock owned by SEP III and SK Capital. Seidler Kutsenda Management Company ("SKMC") is the investment manager of SEP III and the general partner of SK Capital. SKMC, as the investment manager of SEP III and the general partner of SK Capital, has ultimate voting and dispositive power over all of the shares owned by SEP III and SK Capital. SKMC may be deemed, pursuant to Rule 13d-3 under the Exchange Act to beneficially own common stock held by SEP III and SK Capital. SKMC disclaims beneficial ownership of the shares of common stock, except to the extent of its indirect pecuniary interests, if any, in those shares. Mr. Christopher Eastland, a member of the Issuer's Board of Directors since August 2009, is a partner at SEP III and SK Capital. Read SEC document |
| June 08, 2018 Filed Jun 12, 2018 20:37 UTC |
Seidler Kutsenda Management Company, LLCDirector · 10% owner
SEIDLER EQUITY PARTNERS III L PDirector · 10% owner
|
SaleCommon Stock | 25,000 | $5.27 | $131,672.50 |
DisclosureSEC source: 0001179110-18-008393 · edgar.xml · nonDerivative · entry 1 Seidler Kutsenda Management Company, LLC · CIK 0001604933 · Director · 10% owner SEIDLER EQUITY PARTNERS III L P · CIK 0001355140 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote 2 Disclosed balance after: 4,497,652 F1 · shares: Includes 23,340 shares of the Issuer's common stock sold by Seidler Equity Partners III, L.P. ("SEP III") and 1,660 shares of the Issuer's common stock sold by SK Capital Holdings. L.P. ("SK Capital"). The shares were sold pursuant to a Rule 10b5-1 plan previously entered into by SEP III and SK Capital. F2 · ownership.nature: Represents the total beneficial ownership of shares of the Issuer's common stock owned by SEP III and SK Capital. Seidler Kutsenda Management Company ("SKMC") is the investment manager of SEP III and the general partner of SK Capital. SKMC, as the investment manager of SEP III and the general partner of SK Capital, has ultimate voting and dispositive power over all of the shares owned by SEP III and SK Capital. SKMC may be deemed, pursuant to Rule 13d-3 under the Exchange Act to beneficially own common stock held by SEP III and SK Capital. SKMC disclaims beneficial ownership of the shares of common stock, except to the extent of its indirect pecuniary interests, if any, in those shares. Mr. Christopher Eastland, a member of the Issuer's Board of Directors since August 2009, is a partner at SEP III and SK Capital. Read SEC document |
| June 01, 2018 Filed Jun 1, 2018 20:35 UTC |
Seidler Kutsenda Management Company, LLCDirector · 10% owner
SEIDLER EQUITY PARTNERS III L PDirector · 10% owner
|
SaleCommon Stock | 25,000 | $5.10 | $127,385.00 |
DisclosureSEC source: 0001179110-18-007802 · edgar.xml · nonDerivative · entry 3 Seidler Kutsenda Management Company, LLC · CIK 0001604933 · Director · 10% owner SEIDLER EQUITY PARTNERS III L P · CIK 0001355140 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote 2 Disclosed balance after: 4,522,652 F4 · shares: Includes 23,340 shares of the Issuer's common stock sold by SEP III and 1,660 shares of the Issuer's common stock sold by SK Capital. The shares were sold pursuant to a Rule 10b5-1 plan previously entered into by SEP III and SK Capital. F2 · ownership.nature: Represents the total beneficial ownership of shares of the Issuer's common stock owned by SEP III and SK Capital. Seidler Kutsenda Management Company ("SKMC") is the investment manager of SEP III and the general partner of SK Capital. SKMC, as the investment manager of SEP III and the general partner of SK Capital, has ultimate voting and dispositive power over all of the shares owned by SEP III and SK Capital. SKMC may be deemed, pursuant to Rule 13d-3 under the Exchange Act to beneficially own common stock held by SEP III and SK Capital. SKMC disclaims beneficial ownership of the shares of common stock, except to the extent of its indirect pecuniary interests, if any, in those shares. Mr. Christopher Eastland, a member of the Issuer's Board of Directors since August 2009, is a partner at SEP III and SK Capital. Read SEC document |
| May 31, 2018 Filed Jun 1, 2018 20:35 UTC |
Seidler Kutsenda Management Company, LLCDirector · 10% owner
SEIDLER EQUITY PARTNERS III L PDirector · 10% owner
|
SaleCommon Stock | 25,000 | $5.19 | $129,735.00 |
DisclosureSEC source: 0001179110-18-007802 · edgar.xml · nonDerivative · entry 2 Seidler Kutsenda Management Company, LLC · CIK 0001604933 · Director · 10% owner SEIDLER EQUITY PARTNERS III L P · CIK 0001355140 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote 2 Disclosed balance after: 4,547,652 F3 · shares: Includes 23,340 shares of the Issuer's common stock sold by SEP III and 1,660 shares of the Issuer's common stock sold by SK Capital. The shares were sold pursuant to a Rule 10b5-1 plan previously entered into by SEP III and SK Capital. F2 · ownership.nature: Represents the total beneficial ownership of shares of the Issuer's common stock owned by SEP III and SK Capital. Seidler Kutsenda Management Company ("SKMC") is the investment manager of SEP III and the general partner of SK Capital. SKMC, as the investment manager of SEP III and the general partner of SK Capital, has ultimate voting and dispositive power over all of the shares owned by SEP III and SK Capital. SKMC may be deemed, pursuant to Rule 13d-3 under the Exchange Act to beneficially own common stock held by SEP III and SK Capital. SKMC disclaims beneficial ownership of the shares of common stock, except to the extent of its indirect pecuniary interests, if any, in those shares. Mr. Christopher Eastland, a member of the Issuer's Board of Directors since August 2009, is a partner at SEP III and SK Capital. Read SEC document |
| May 30, 2018 Filed Jun 1, 2018 20:35 UTC |
Seidler Kutsenda Management Company, LLCDirector · 10% owner
SEIDLER EQUITY PARTNERS III L PDirector · 10% owner
|
SaleCommon Stock | 120,000 | $5.41 | $648,900.00 |
DisclosureSEC source: 0001179110-18-007802 · edgar.xml · nonDerivative · entry 1 Seidler Kutsenda Management Company, LLC · CIK 0001604933 · Director · 10% owner SEIDLER EQUITY PARTNERS III L P · CIK 0001355140 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote 2 Disclosed balance after: 4,572,652 F1 · shares: Includes 112,030 shares of the Issuer's common stock sold by Seidler Equity Partners III, L.P. ("SEP III") and 7,970 shares of the Issuer's common stock sold by SK Capital Holdings. L.P. ("SK Capital"). The shares were sold pursuant to a Rule 10b5-1 plan previously entered into by SEP III and SK Capital. F2 · ownership.nature: Represents the total beneficial ownership of shares of the Issuer's common stock owned by SEP III and SK Capital. Seidler Kutsenda Management Company ("SKMC") is the investment manager of SEP III and the general partner of SK Capital. SKMC, as the investment manager of SEP III and the general partner of SK Capital, has ultimate voting and dispositive power over all of the shares owned by SEP III and SK Capital. SKMC may be deemed, pursuant to Rule 13d-3 under the Exchange Act to beneficially own common stock held by SEP III and SK Capital. SKMC disclaims beneficial ownership of the shares of common stock, except to the extent of its indirect pecuniary interests, if any, in those shares. Mr. Christopher Eastland, a member of the Issuer's Board of Directors since August 2009, is a partner at SEP III and SK Capital. Read SEC document |
| May 29, 2018 Filed May 29, 2018 21:26 UTC |
Seidler Kutsenda Management Company, LLCDirector · 10% owner
SEIDLER EQUITY PARTNERS III L PDirector · 10% owner
|
SaleCommon Stock | 160,000 | $5.22 | $835,200.00 |
DisclosureSEC source: 0001179110-18-007624 · edgar.xml · nonDerivative · entry 3 Seidler Kutsenda Management Company, LLC · CIK 0001604933 · Director · 10% owner SEIDLER EQUITY PARTNERS III L P · CIK 0001355140 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote 2 Disclosed balance after: 4,692,652 F4 · shares: Includes 149,373 shares of the Issuer's common stock sold by SEP III and 10,627 shares of the Issuer's common stock sold by SK Capital. The shares were sold pursuant to a Rule 10b5-1 plan previously entered into by SEP III and SK Capital. F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.2207 to $5.2263, inclusive. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range. F2 · ownership.nature: Represents the total beneficial ownership of shares of the Issuer's common stock owned by SEP III and SK Capital. Seidler Kutsenda Management Company ("SKMC") is the investment manager of SEP III and the general partner of SK Capital. SKMC, as the investment manager of SEP III and the general partner of SK Capital, has ultimate voting and dispositive power over all of the shares owned by SEP III and SK Capital. SKMC may be deemed, pursuant to Rule 13d-3 under the Exchange Act to beneficially own common stock held by SEP III and SK Capital. SKMC disclaims beneficial ownership of the shares of common stock, except to the extent of its indirect pecuniary interests, if any, in those shares. Mr. Christopher Eastland, a member of the Issuer's Board of Directors since August 2009, is a partner at SEP III and SK Capital. Read SEC document |
| May 25, 2018 Filed May 29, 2018 21:26 UTC |
Seidler Kutsenda Management Company, LLCDirector · 10% owner
SEIDLER EQUITY PARTNERS III L PDirector · 10% owner
|
SaleCommon Stock | 70,000 | $5.18 | $362,439.00 |
DisclosureSEC source: 0001179110-18-007624 · edgar.xml · nonDerivative · entry 2 Seidler Kutsenda Management Company, LLC · CIK 0001604933 · Director · 10% owner SEIDLER EQUITY PARTNERS III L P · CIK 0001355140 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote 2 Disclosed balance after: 4,852,652 F3 · shares: Includes 65,351 shares of the Issuer's common stock sold by SEP III and 4,649 shares of the Issuer's common stock sold by SK Capital. The shares were sold pursuant to a Rule 10b5-1 plan previously entered into by SEP III and SK Capital. F2 · ownership.nature: Represents the total beneficial ownership of shares of the Issuer's common stock owned by SEP III and SK Capital. Seidler Kutsenda Management Company ("SKMC") is the investment manager of SEP III and the general partner of SK Capital. SKMC, as the investment manager of SEP III and the general partner of SK Capital, has ultimate voting and dispositive power over all of the shares owned by SEP III and SK Capital. SKMC may be deemed, pursuant to Rule 13d-3 under the Exchange Act to beneficially own common stock held by SEP III and SK Capital. SKMC disclaims beneficial ownership of the shares of common stock, except to the extent of its indirect pecuniary interests, if any, in those shares. Mr. Christopher Eastland, a member of the Issuer's Board of Directors since August 2009, is a partner at SEP III and SK Capital. Read SEC document |
| May 24, 2018 Filed May 29, 2018 21:26 UTC |
Seidler Kutsenda Management Company, LLCDirector · 10% owner
SEIDLER EQUITY PARTNERS III L PDirector · 10% owner
|
SaleCommon Stock | 150,000 | $5.03 | $755,115.00 |
DisclosureSEC source: 0001179110-18-007624 · edgar.xml · nonDerivative · entry 1 Seidler Kutsenda Management Company, LLC · CIK 0001604933 · Director · 10% owner SEIDLER EQUITY PARTNERS III L P · CIK 0001355140 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote 2 Disclosed balance after: 4,922,652 F1 · shares: Includes 140,037 shares of the Issuer's common stock sold by Seidler Equity Partners III, L.P. ("SEP III") and 9,963 shares of the Issuer's common stock sold by SK Capital Holdings. L.P. ("SK Capital"). The shares were sold pursuant to a Rule 10b5-1 plan previously entered into by SEP III and SK Capital. F2 · ownership.nature: Represents the total beneficial ownership of shares of the Issuer's common stock owned by SEP III and SK Capital. Seidler Kutsenda Management Company ("SKMC") is the investment manager of SEP III and the general partner of SK Capital. SKMC, as the investment manager of SEP III and the general partner of SK Capital, has ultimate voting and dispositive power over all of the shares owned by SEP III and SK Capital. SKMC may be deemed, pursuant to Rule 13d-3 under the Exchange Act to beneficially own common stock held by SEP III and SK Capital. SKMC disclaims beneficial ownership of the shares of common stock, except to the extent of its indirect pecuniary interests, if any, in those shares. Mr. Christopher Eastland, a member of the Issuer's Board of Directors since August 2009, is a partner at SEP III and SK Capital. Read SEC document |
| May 23, 2018 Filed May 29, 2018 16:06 UTC |
TOOLSON KAY LDirector
|
GrantCommon Stock | 15,957 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-18-007597 · edgar.xml · nonDerivative · entry 1 TOOLSON KAY L · CIK 0000940446 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 103,888 F1 · shares: Grant of restricted stock units that vest in twelve substantially equal installments, subject to the Reporting Person's continued service as a director through each vesting date,with the first installment vesting one month following the date of grant and an additional installment vesting on each monthly anniversary of the date of grant thereafter for thenext eleven months. Each restricted stock unit represents the right to receive one share of the Issuer's Common Stock. Read SEC document |
| May 23, 2018 Filed May 29, 2018 20:10 UTC |
Graham Kent VernonDirector
|
GrantCommon Stock | 15,957 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-18-007610 · edgar.xml · nonDerivative · entry 1 Graham Kent Vernon · CIK 0001603922 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,873 F1 · shares: Grant of restricted stock units that vest in twelve substantially equal installments, subject to the Reporting Person's continued service as a director through each vesting date,with the first installment vesting one month following the date of grant and an additional installment vesting on each monthly anniversary of the date of grant thereafter for thenext eleven months. Each restricted stock unit represents the right to receive one share of the Issuer's Common Stock. Read SEC document |
| May 23, 2018 Filed May 29, 2018 20:08 UTC |
Hickey Gregory PDirector
|
GrantCommon Stock | 15,957 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-18-007604 · edgar.xml · nonDerivative · entry 1 Hickey Gregory P · CIK 0001603925 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,873 F1 · shares: Grant of restricted stock units that vest in twelve substantially equal installments, subject to the Reporting Person's continued service as a director through each vesting date,with the first installment vesting one month following the date of grant and an additional installment vesting on each monthly anniversary of the date of grant thereafter for thenext eleven months. Each restricted stock unit represents the right to receive one share of the Issuer's Common Stock. Read SEC document |
| May 23, 2018 Filed May 29, 2018 20:07 UTC |
SCHNEIDER JOSEPH PDirector
|
GrantCommon Stock | 15,957 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-18-007603 · edgar.xml · nonDerivative · entry 1 SCHNEIDER JOSEPH P · CIK 0001187944 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,873 F1 · shares: Grant of restricted stock units that vest in twelve substantially equal installments, subject to the Reporting Person's continued service as a director through each vesting date,with the first installment vesting one month following the date of grant and an additional installment vesting on each monthly anniversary of the date of grant thereafter for thenext eleven months. Each restricted stock unit represents the right to receive one share of the Issuer's Common Stock. Read SEC document |
| May 16, 2018 Filed May 17, 2018 21:47 UTC |
Seidler Kutsenda Management Company, LLCDirector · 10% owner
SEIDLER EQUITY PARTNERS III L PDirector · 10% owner
|
SaleCommon Stock | 150,000 | $4.70 | $705,000.00 |
DisclosureSEC source: 0001179110-18-007057 · edgar.xml · nonDerivative · entry 2 Seidler Kutsenda Management Company, LLC · CIK 0001604933 · Director · 10% owner SEIDLER EQUITY PARTNERS III L P · CIK 0001355140 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote 3 Disclosed balance after: 5,072,652 F4 · shares: Includes 140,037.45 shares of the Issuer's common stock sold by SEP III and 9,962.55 shares of the Issuer's common stock sold by SK Capital. The shares were sold pursuant to a Rule 10b5-1 plan previously entered into by SEP III and SK Capital. F3 · ownership.nature: Represents the total beneficial ownership of shares of the Issuer's common stock owned by SEP III and SK Capital. SKMC is the investment manager of SEP III and the general partner of SK Capital. SKMC, as the investment manager of SEP III and the general partner of SK Capital, has ultimate voting and dispositive power over all of the shares owned by SEP III and SK Capital. SKMC may be deemed, pursuant to Rule 13d-3 under the Exchange Act to beneficially own common stock held by SEP III and SK Capital. SKMC disclaims beneficial ownership of the shares of common stock, except to the extent of its indirect pecuniary interests, if any, in those shares. Mr. Christopher Eastland, a member of the Issuer's Board of Directors since August 2009, is a partner at SEP III and SK Capital. Read SEC document |
| May 15, 2018 Filed May 17, 2018 21:47 UTC |
Seidler Kutsenda Management Company, LLCDirector · 10% owner
SEIDLER EQUITY PARTNERS III L PDirector · 10% owner
|
SaleCommon Stock | 100,000 | $4.58 | $458,000.00 |
DisclosureSEC source: 0001179110-18-007057 · edgar.xml · nonDerivative · entry 1 Seidler Kutsenda Management Company, LLC · CIK 0001604933 · Director · 10% owner SEIDLER EQUITY PARTNERS III L P · CIK 0001355140 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote 3 Disclosed balance after: 5,222,652 F1 · shares: Includes 93,358.30 shares of the Issuer's common stock sold by Seidler Equity Partners III, L.P. ("SEP III") and 6,641.70 shares of the Issuer's common stock sold by SK Capital Holdings. L.P. ("SK Capital"). The shares were sold pursuant to a Rule 10b5-1 plan previously entered into by SEP III and SK Capital. F2 · balance_after: Includes 353,514 shares of the Issuer's common stock held by SK Capital which were inadvertently omitted from the prior Form 4 filed by Seidler Kutsenda Management Company ("SKMC"). SK Capital received the 353,514 shares as part of the previously disclosed pro rata distribution by SEP SWH Holdings, LP. and New SEP SWH Holdings, L.P. to their respective limited partners. F3 · ownership.nature: Represents the total beneficial ownership of shares of the Issuer's common stock owned by SEP III and SK Capital. SKMC is the investment manager of SEP III and the general partner of SK Capital. SKMC, as the investment manager of SEP III and the general partner of SK Capital, has ultimate voting and dispositive power over all of the shares owned by SEP III and SK Capital. SKMC may be deemed, pursuant to Rule 13d-3 under the Exchange Act to beneficially own common stock held by SEP III and SK Capital. SKMC disclaims beneficial ownership of the shares of common stock, except to the extent of its indirect pecuniary interests, if any, in those shares. Mr. Christopher Eastland, a member of the Issuer's Board of Directors since August 2009, is a partner at SEP III and SK Capital. Read SEC document |
| April 19, 2018 Filed Apr 20, 2018 20:31 UTC |
Talbot Kevan PCFO & Secretary
|
Tax withholdingCommon Stock | 10,114 | $4.99 | $50,468.86 |
DisclosureSEC source: 0001179110-18-005805 · edgar.xml · nonDerivative · entry 1 Talbot Kevan P · CIK 0001603924 · CFO & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 81,026.391 F1 · shares: Represents shares withheld by the Issuer in accordance with Rule 16b-3 to satisfy tax withholding obligations in connection with the vesting of restricted stock units previously granted to the Reporting Person F2 · balance_after: Includes 12,219 shares of restricted stock, which are scheduled to vest in equal installments on April 16, 2019, April 16, 2020 and April 16, 2021, subject to the Reporting Person's continuedemployment. F3 · balance_after: Includes 9,041 shares of restricted stock, which are scheduled to on April 16, 2019, subject to the Reporting Person's continued employment. F4 · balance_after: Includes 33,333 restricted stock units, which are scheduled to vest in equal installments on April 16, 2019 and April 16, 2020, subject to the Reporting Person's continued employment. Each restricted stock unit represents the right to receive one share of the Issuer's common stock. Read SEC document |
| April 19, 2018 Filed Apr 20, 2018 20:28 UTC |
Barker JonDirector · President and CEO
|
Tax withholdingCommon Stock | 22,627 | $4.99 | $112,908.73 |
DisclosureSEC source: 0001179110-18-005802 · edgar.xml · nonDerivative · entry 1 Barker Jon · CIK 0001702469 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 235,083 F1 · shares: Represents shares withheld by the Issuer in accordance with Rule 16b-3 to satisfy tax withholding obligations in connection with the vesting of restricted stock units previously granted to the Reporting Person F2 · balance_after: Includes 94,195 restricted stock units which are scheduled to vest in equal installments on April 16, 2019, April 16, 2020 and April 16, 2021, subject to the Reporting Person's continued employment. Each restricted stock unit represents the right to receive one share of the issuer's common stock. F3 · balance_after: Includes 101,010 restricted stock units which are scheduled to vest in equal installments on April 16, 2019 and April 16, 2020, subject to the Reporting Person's continued employment. Each restricted stock unit represents the right to receive one share of the issuer's common stock. Read SEC document |
| April 09, 2018 Filed Apr 11, 2018 20:27 UTC |
Barker JonDirector · President and CEO
|
GrantCommon Stock | 94,195 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-18-005582 · edgar.xml · nonDerivative · entry 1 Barker Jon · CIK 0001702469 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 257,710 F1 · shares: Reflects the grant of restricted stock units by the Issuer to the Reporting Person on April 9, 2018. The restricted stock units are scheduled to vest in three substantially equal installments on April 16, 2019, April 16, 2020, and April 16, 2021, subject to the Reporting Person's continued employment with the Issuer. Each restricted stock unit represents the right to receive one share of the Issuer's common stock. F2 · balance_after: Includes 151,515 restricted stock units which are scheduled to vest in equal installments on April 16, 2018, April 16, 2019 and April 16, 2020, subject to the Reporting Person's continued employment. Each restricted stock unit represents the right to receive one share of the issuer's common stock. Read SEC document |
| April 09, 2018 Filed Apr 11, 2018 20:26 UTC |
Talbot Kevan PCFO & Secretary
|
GrantCommon Stock | 12,219 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-18-005580 · edgar.xml · nonDerivative · entry 1 Talbot Kevan P · CIK 0001603924 · CFO & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 91,140.391 F1 · shares: Reflects the grant of restricted stock units by the Issuer to the Reporting Person on April 9, 2018. The restricted stock units are scheduled to vest in three substantially equalinstallments on April 16, 2019, April 16, 2020, and April 16, 2021, subject to the Reporting Person's continued employment with the Issuer. Each restricted stock unit represents theright to receive one share of the Issuer's common stock. F2 · balance_after: Includes 18,083 shares of restricted stock, which are scheduled to vest in equal installments on April 16, 2018 and April 16, 2019, subject to the Reporting Person's continuedemployment. F3 · balance_after: Includes 50,000 restricted stock units, which are scheduled to vest in equal installments on April 16, 2018, April 16, 2019, and April 16, 2020, subject to the Reporting Person'scontinued employment. Each restricted stock unit represents the right to receive one share of the Issuer's common stock. Read SEC document |
| April 02, 2018 Filed Apr 11, 2018 16:25 UTC |
TOOLSON KAY LDirector
|
PurchaseCommon Stock | 1,015 | $3.98 | $4,039.70 |
DisclosureSEC source: 0001179110-18-005578 · edgar.xml · nonDerivative · entry 1 TOOLSON KAY L · CIK 0000940446 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 87,931 F1 · shares: The Reporting Person's purchase of the Issuer's common stock reported herein was matchable under Section 16(b) of the Securities Exchange Act of 1934, as amended, to the extent of 1,000 shares, with the Reporting Person's sale of 1,000 shares of the Issuer's common stock at a price of $6.69 per share on December 29, 2017. The Reporting Person has paid $2,710 to the Issuer, representing the full amount of the profit realized in connection with the short-swing transaction. F2 · balance_after: Includes 2,466 restricted stock units that vest in two equal installments on April 18, 2018 and May 18, 2018, subject to the Reporting Person's continued service as a director through each vesting date. Each restricted stock unit represents the right to receive one share of the Issuer's common stock. Read SEC document |
| April 02, 2018 Filed Apr 11, 2018 20:27 UTC |
Barker JonDirector · President and CEO
|
PurchaseCommon Stock | 100 | $4.00 | $400.00 |
DisclosureSEC source: 0001179110-18-005582 · edgar.xml · nonDerivative · entry 2 Barker Jon · CIK 0001702469 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Indirect · Shares Household Disclosed balance after: 22,623 F3 · balance_after: Represents shares of the Issuer's common stock held by Karen Seaman with whom the Reporting Person shares a household. The Reporting Person disclaims beneficial ownershipof these shares of the Issuer's common stock, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such securities for purposes ofSection 16 or for any other purpose. Read SEC document |
| December 29, 2017 Filed Jan 2, 2018 18:12 UTC |
TOOLSON KAY LDirector
|
SaleCommon Stock | 1,000 | $6.69 | $6,690.00 |
DisclosureSEC source: 0001179110-18-000150 · edgar.xml · nonDerivative · entry 1 TOOLSON KAY L · CIK 0000940446 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 86,916 Read SEC document |
| December 18, 2017 Filed Dec 20, 2017 13:47 UTC |
Talbot Kevan PCFO & Secretary
|
PurchaseCommon Stock | 13,000 | $5.78 | $75,114.00 |
DisclosureSEC source: 0001179110-17-015696 · edgar.xml · nonDerivative · entry 2 Talbot Kevan P · CIK 0001603924 · CFO & Secretary 10b5-1 filing: Not disclosed Ownership: Indirect · By the Kevan P. Talbot Revocable Trust Disclosed balance after: 374,507 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $5.65 to $5.84, inclusive. The reporting person undertakes to provide to Sportsman's Warehouse Holdings, Inc. (the "Issuer") and any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in footnote (1) to this Form 4. Read SEC document |
| December 14, 2017 Filed Dec 20, 2017 13:47 UTC |
Talbot Kevan PCFO & Secretary
|
GiftCommon Stock | 13,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-17-015696 · edgar.xml · nonDerivative · entry 1 Talbot Kevan P · CIK 0001603924 · CFO & Secretary 10b5-1 filing: Not disclosed Ownership: Indirect · By the Kevan P. Talbot Revocable Trust Disclosed balance after: 361,507 Read SEC document |
| August 23, 2017 Filed Aug 24, 2017 20:09 UTC |
Barker JonPresident and COO
|
PurchaseCommon Stock | 2,000 | $4.00 | $7,996.00 |
DisclosureSEC source: 0001179110-17-011810 · edgar.xml · nonDerivative · entry 2 Barker Jon · CIK 0001702469 · President and COO 10b5-1 filing: Not disclosed Ownership: Indirect · Shares Household Disclosed balance after: 22,523 F3 · balance_after: Represents shares of the Issuer's common stock held by Karen Seaman with whom the Reporting Person shares a household. The Reporting Person disclaims beneficial ownership of these shares of the Issuer's common stock, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Read SEC document |
| August 22, 2017 Filed Aug 24, 2017 20:09 UTC |
Barker JonPresident and COO
|
PurchaseCommon Stock | 12,000 | $4.15 | $49,776.00 |
DisclosureSEC source: 0001179110-17-011810 · edgar.xml · nonDerivative · entry 1 Barker Jon · CIK 0001702469 · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 163,515 F1 · price: The price reported in Column 4 is a weighted average price. These shares were bought in multiple transactions at prices ranging from $4.135 to $4.150, inclusive. The reporting person undertakes to provide to Sportsman's Warehouse Holdings, Inc. (the "Issuer") and any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares bought at each separate price within the range set forth in footnote (1) to this Form 4. F2 · balance_after: Includes 151,515 restricted stock units which are scheduled to vest in equal installments on April 16, 2018, April 16, 2019 and April 16, 2020, subject to the Reporting Person's continued employment. Each restricted stock unit represents the right to receive one share of the issuer's common stock. Read SEC document |
| July 13, 2017 Filed Jul 13, 2017 16:22 UTC |
TOOLSON KAY LDirector
|
PurchaseCommon Stock | 10,000 | $5.00 | $50,000.00 |
DisclosureSEC source: 0001179110-17-010342 · edgar.xml · nonDerivative · entry 1 TOOLSON KAY L · CIK 0000940446 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 87,916 F1 · balance_after: Includes 14,799 restricted stock units that vest in twelve substantially equal installments, subject to the Reporting Person's continued service as a director through each vesting date, with the first installment vesting one month following the date of grant and an additional installment vesting on each monthly anniversary of the date of grant thereafter for the next eleven months. Each restricted stock unit represents the right to receive one share of the Issuer's Common Stock. Read SEC document |
| July 10, 2017 Filed Jul 11, 2017 00:18 UTC |
Talbot Kevan PCFO & Secretary
|
PurchaseCommon Stock | 1,700 | $5.18 | $8,800.90 |
DisclosureSEC source: 0001179110-17-010289 · edgar.xml · nonDerivative · entry 2 Talbot Kevan P · CIK 0001603924 · CFO & Secretary 10b5-1 filing: Not disclosed Ownership: Indirect · By the Kevan P. Talbot Revocable Trust Disclosed balance after: 374,507 Read SEC document |
| July 10, 2017 Filed Jul 11, 2017 00:18 UTC |
Talbot Kevan PCFO & Secretary
|
GrantCommon Stock | 2,662.407 | $4.59 | $12,220.45 |
DisclosureSEC source: 0001179110-17-010289 · edgar.xml · nonDerivative · entry 1 Talbot Kevan P · CIK 0001603924 · CFO & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 78,921.391 F1 · kind: These shares were acquired under the Sportsman's Warehouse Holdings, Inc. Employee Stock Purchase Plan. F2 · balance_after: Includes 18,083 shares of restricted stock, which are scheduled to vest in substantially equal installments on April 16, 2018 and April 16, 2019, subject to the Reporting Person's continued employment. F3 · balance_after: Includes 50,000 restricted stock units, which are scheduled to vest in substantially equal installments on April 16, 2018, April 16, 2019, and April 16, 2020, subject to the Reporting Person's continued employment. Each restricted stock unit represents the right to receive one share of the Issuer's common stock. Read SEC document |
| July 10, 2017 Filed Jul 11, 2017 00:16 UTC |
Schaefer John V.Director · CEO
|
GrantCommon Stock | 2,662.407 | $4.59 | $12,220.45 |
DisclosureSEC source: 0001179110-17-010287 · edgar.xml · nonDerivative · entry 1 Schaefer John V. · CIK 0001414321 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 246,067.391 F1 · kind: These shares were acquired under the Sportsman's Warehouse Holdings, Inc. Employee Stock Purchase Plan. F2 · balance_after: Includes 91,467 shares of restricted stock, which are scheduled to vest in substantially equal installments on April 16, 2018 and April 16, 2019 subject to the Reporting Person's continued employment. F3 · balance_after: Includes 150,000 restricted stock units which are scheduled to vest, subject to the Reporting Person's continued employment, as to one-third of the shares awarded on April 16, 2018, April 16, 2019, and April 16, 2020. Each restricted stock unit represents the right to receive one share of the Issuer's common stock Read SEC document |
| June 30, 2017 Filed Jul 5, 2017 20:06 UTC |
Schaefer John V.Director · CEO
|
SaleCommon Stock | 66,563 | $5.30 | $352,850.46 |
DisclosureSEC source: 0001179110-17-009977 · edgar.xml · nonDerivative · entry 1 Schaefer John V. · CIK 0001414321 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 243,404.984 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.215 to $5.48, inclusive. The reporting person undertakes to provide to Sportsman's Warehouse Holdings, Inc. (the "Issuer") and any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (2) to this Form 4. F3 · balance_after: Includes 91,467 shares of restricted stock, which are scheduled to vest in substantially equal installments on April 16, 2018 and April 16, 2019 subject to the Reporting Person's continued employment. F4 · balance_after: Includes 150,000 restricted stock units which are scheduled to vest, subject to the Reporting Person's continued employment, as to one-third of the shares awarded on April 16, 2018, April 16, 2019, and April 16, 2020. Each restricted stock unit represents the right to receive one share of the Issuer's common stock Read SEC document |
| June 29, 2017 Filed Jun 29, 2017 21:27 UTC |
Schaefer John V.Director · CEO
|
SaleCommon Stock | 246,208 | $5.46 | $1,344,541.89 |
DisclosureSEC source: 0001179110-17-009780 · edgar.xml · nonDerivative · entry 3 Schaefer John V. · CIK 0001414321 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 309,967.984 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.35 to $5.51, inclusive. F5 · balance_after: Includes 91,467 shares of restricted stock, which are scheduled to vest in substantially equal installments on April 16, 2018 and April 16, 2019 subject to the Reporting Person's continued employment. F6 · balance_after: Includes 150,000 restricted stock units which are scheduled to vest, subject to the Reporting Person's continued employment, as to one-third of the shares awarded on April 16, 2018, April 16, 2019, and April 16, 2020. Each restricted stock unit represents the right to receive one share of the Issuer's common stock Read SEC document |
| June 28, 2017 Filed Jun 29, 2017 21:27 UTC |
Schaefer John V.Director · CEO
|
SaleCommon Stock | 151,728 | $5.43 | $824,186.50 |
DisclosureSEC source: 0001179110-17-009780 · edgar.xml · nonDerivative · entry 2 Schaefer John V. · CIK 0001414321 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 556,175.984 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.32 to $5.46, inclusive. F5 · balance_after: Includes 91,467 shares of restricted stock, which are scheduled to vest in substantially equal installments on April 16, 2018 and April 16, 2019 subject to the Reporting Person's continued employment. F6 · balance_after: Includes 150,000 restricted stock units which are scheduled to vest, subject to the Reporting Person's continued employment, as to one-third of the shares awarded on April 16, 2018, April 16, 2019, and April 16, 2020. Each restricted stock unit represents the right to receive one share of the Issuer's common stock Read SEC document |
| June 27, 2017 Filed Jun 29, 2017 21:27 UTC |
Schaefer John V.Director · CEO
|
SaleCommon Stock | 210,598 | $5.44 | $1,145,863.72 |
DisclosureSEC source: 0001179110-17-009780 · edgar.xml · nonDerivative · entry 1 Schaefer John V. · CIK 0001414321 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 707,903.984 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.36 to $5.48, inclusive. The reporting person undertakes to provide to Sportsman's Warehouse Holdings, Inc. (the "Issuer") and any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2),(3), and (4) to this Form 4. F5 · balance_after: Includes 91,467 shares of restricted stock, which are scheduled to vest in substantially equal installments on April 16, 2018 and April 16, 2019 subject to the Reporting Person's continued employment. F6 · balance_after: Includes 150,000 restricted stock units which are scheduled to vest, subject to the Reporting Person's continued employment, as to one-third of the shares awarded on April 16, 2018, April 16, 2019, and April 16, 2020. Each restricted stock unit represents the right to receive one share of the Issuer's common stock Read SEC document |
| June 26, 2017 Filed Jun 26, 2017 22:50 UTC |
Schaefer John V.Director · CEO
|
SaleCommon Stock | 172,852 | $5.44 | $940,660.58 |
DisclosureSEC source: 0001179110-17-009620 · edgar.xml · nonDerivative · entry 3 Schaefer John V. · CIK 0001414321 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 918,501.984 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. F4 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.34 to $5.52, inclusive. F5 · balance_after: Includes 91,467 shares of restricted stock, which are scheduled to vest in substantially equal installments on April 16, 2018 and April 16, 2019 subject to the Reporting Person's continued employment. F6 · balance_after: Includes 150,000 restricted stock units which are scheduled to vest, subject to the Reporting Person's continued employment, as to one-third of the shares awarded on April 16, 2018, April 16, 2019, and April 16, 2020. Each restricted stock unit represents the right to receive one share of the Issuer's common stock. Read SEC document |
| June 23, 2017 Filed Jun 26, 2017 22:50 UTC |
Schaefer John V.Director · CEO
|
SaleCommon Stock | 251,413 | $5.33 | $1,340,534.12 |
DisclosureSEC source: 0001179110-17-009620 · edgar.xml · nonDerivative · entry 2 Schaefer John V. · CIK 0001414321 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,091,353.984 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.25 to $5.39, inclusive. F5 · balance_after: Includes 91,467 shares of restricted stock, which are scheduled to vest in substantially equal installments on April 16, 2018 and April 16, 2019 subject to the Reporting Person's continued employment. F6 · balance_after: Includes 150,000 restricted stock units which are scheduled to vest, subject to the Reporting Person's continued employment, as to one-third of the shares awarded on April 16, 2018, April 16, 2019, and April 16, 2020. Each restricted stock unit represents the right to receive one share of the Issuer's common stock. Read SEC document |
| June 22, 2017 Filed Jun 26, 2017 22:50 UTC |
Schaefer John V.Director · CEO
|
SaleCommon Stock | 49,459 | $5.28 | $261,044.60 |
DisclosureSEC source: 0001179110-17-009620 · edgar.xml · nonDerivative · entry 1 Schaefer John V. · CIK 0001414321 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,342,766.984 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.23 to $5.33, inclusive. The reporting person undertakes to provide to Sportsman's Warehouse Holdings, Inc. (the "Issuer") and any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2),(3), and (4) to this Form 4. F5 · balance_after: Includes 91,467 shares of restricted stock, which are scheduled to vest in substantially equal installments on April 16, 2018 and April 16, 2019 subject to the Reporting Person's continued employment. F6 · balance_after: Includes 150,000 restricted stock units which are scheduled to vest, subject to the Reporting Person's continued employment, as to one-third of the shares awarded on April 16, 2018, April 16, 2019, and April 16, 2020. Each restricted stock unit represents the right to receive one share of the Issuer's common stock. Read SEC document |
| June 02, 2017 Filed Jun 2, 2017 19:39 UTC |
Talbot Kevan PCFO & Secretary
|
PurchaseCommon Stock | 2,000 | $5.86 | $11,716.00 |
DisclosureSEC source: 0001179110-17-008427 · edgar.xml · nonDerivative · entry 2 Talbot Kevan P · CIK 0001603924 · CFO & Secretary 10b5-1 filing: Not disclosed Ownership: Indirect · By the Kevan P. Talbot Revocable Trust Disclosed balance after: 372,807 Read SEC document |
| June 01, 2017 Filed Jun 2, 2017 19:39 UTC |
Talbot Kevan PCFO & Secretary
|
GiftCommon Stock | 2,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-17-008427 · edgar.xml · nonDerivative · entry 1 Talbot Kevan P · CIK 0001603924 · CFO & Secretary 10b5-1 filing: Not disclosed Ownership: Indirect · By the Kevan P. Talbot Revocable Trust Disclosed balance after: 370,807 Read SEC document |
| May 24, 2017 Filed May 26, 2017 18:05 UTC |
Talbot Kevan PCFO & Secretary
|
GrantCommon Stock | 50,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-17-008062 · edgar.xml · nonDerivative · entry 1 Talbot Kevan P · CIK 0001603924 · CFO & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 76,258.984 F1 · shares: Reflects the grant of restricted stock units by the Issuer to the Reporting Person on May 24, 2017. The shares are scheduled to vest, subject to the Reporting Person's continued employment, as to one third of the shares awarded on April 16, 2018, April 16, 2019, and April 16, 2020. Each restricted stock unit represents the right to receive one share of the Issuer's common stock. F2 · balance_after: Includes 18,083 shares of restricted stock, which are scheduled to vest in equal installments on April 16, 2018 and April 16, 2019, subject to the Reporting Person's continued employment. Read SEC document |
| May 24, 2017 Filed May 26, 2017 18:05 UTC |
Schaefer John V.Director · CEO
|
GrantCommon Stock | 150,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-17-008061 · edgar.xml · nonDerivative · entry 1 Schaefer John V. · CIK 0001414321 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,392,225.984 F1 · shares: Reflects the grant of restricted stock units by the Issuer to the Reporting Person on May 24, 2017. The shares are scheduled to vest, subject to the Reporting Person's continued employment, as to one-third of the shares awarded on April 16, 2018, April 16, 2019, and April 16, 2020. Each restricted stock unit represents the right to receive one share of the Issuer's common stock. F2 · balance_after: Also includes 91,467 shares of restricted stock, which are scheduled to vest in equal installments on April 16, 2018 and April 16, 2019 subject to the Reporting Person's continued employment. Read SEC document |
| May 22, 2017 Filed May 22, 2017 17:10 UTC |
TOOLSON KAY LDirector
|
GrantCommon Stock | 10,000 | $5.62 | $56,200.00 |
DisclosureSEC source: 0001179110-17-007729 · edgar.xml · nonDerivative · entry 2 TOOLSON KAY L · CIK 0000940446 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 77,916 Read SEC document |
| May 22, 2017 Filed May 22, 2017 21:06 UTC |
Hickey Gregory PDirector
|
GrantCommon Stock | 10,000 | $5.86 | $58,550.00 |
DisclosureSEC source: 0001179110-17-007724 · edgar.xml · nonDerivative · entry 2 Hickey Gregory P · CIK 0001603925 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,916 Read SEC document |
| May 22, 2017 Filed May 23, 2017 18:45 UTC Amendment |
TOOLSON KAY LDirector
|
PurchaseCommon Stock | 10,000 | $5.62 | $56,200.00 |
DisclosureSEC source: 0001179110-17-007872 · edgar.xml · nonDerivative · entry 1 TOOLSON KAY L · CIK 0000940446 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 77,916 F1 · kind: This Amendment is being filed solely to correct the transaction code previously provided. The transaction reported in this Amendment is otherwise identical to the transaction reported in the Form 4 previously filed on behalf of the Reporting Person on May 22, 2017 Read SEC document |
| May 22, 2017 Filed May 23, 2017 22:46 UTC Amendment |
Hickey Gregory PDirector
|
PurchaseCommon Stock | 10,000 | $5.86 | $58,550.00 |
DisclosureSEC source: 0001179110-17-007873 · edgar.xml · nonDerivative · entry 1 Hickey Gregory P · CIK 0001603925 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,916 F1 · kind: This Amendment is being filed solely to correct the transaction code previously provided. The transaction reported in this Amendment is otherwise identical to the transaction reported in the Form 4 previously filed on behalf of the Reporting Person on May 22, 2017 Read SEC document |
| May 18, 2017 Filed May 22, 2017 17:10 UTC |
TOOLSON KAY LDirector
|
GrantCommon Stock | 14,799 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-17-007729 · edgar.xml · nonDerivative · entry 1 TOOLSON KAY L · CIK 0000940446 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,916 F1 · shares: Grant of restricted stock units that vest in twelve substantially equal installments, subject to the Reporting Person's continued service as a director through each vesting date, with the first installment vesting one month following the date of grant and an additional installment vesting on each monthly anniversary of the date of grant thereafter for the next eleven months. Each restricted stock unit represents the right to receive one share of the Issuer's Common Stock. Read SEC document |
| May 18, 2017 Filed May 22, 2017 21:06 UTC |
Hickey Gregory PDirector
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GrantCommon Stock | 14,799 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-17-007724 · edgar.xml · nonDerivative · entry 1 Hickey Gregory P · CIK 0001603925 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,916 F1 · shares: Grant of restricted stock units that vest in twelve substantially equal installments, subject to the Reporting Person's continued service as a director through each vesting date, with the first installment vesting one month following the date of grant and an additional installment vesting on each monthly anniversary of the date of grant thereafter for the next eleven months. Each restricted stock unit represents the right to receive one share of the Issuer's Common Stock. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.