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SPWH

SPORTSMAN'S WAREHOUSE HOLDINGS, INC.

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7236
SEC CIK
0001132105
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222

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Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
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Dec 202500
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
April 01, 2024 Filed Apr 4, 2024 01:45 UTC
Stone PaulDirector · PRESIDENT AND CEO
GrantCommon Stock 404,530 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-010252 · form4-04032024_090401.xml · nonDerivative · entry 1

Stone Paul · CIK 0001734268 · Director · PRESIDENT AND CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 734,627

F1 · shares: Reflects the grant of restricted stock units by the Issuer to the Reporting Person on April 1, 2024 pursuant to the terms of the previously disclosed Employment Agreement, dated September 22, 2023, between the Issuer and the Reporting Person. The restricted stock units are scheduled to vest in three substantially equal installments on April 1, 2025, April 1, 2026 and April 1, 2027, subject to the Reporting Person's continued employment with the Issuer. Each restricted stock unit represents the right to receive one share of the Issuer's common stock.

F2 · balance_after: Includes (i) 330,097 restricted stock units scheduled to vest in three substantially equal installments on November 1, 2024, November 1, 2025 and November 1, 2026 and (ii) 404,530 restricted stock units scheduled to vest in three substantially equal installments on April 1, 2025, April 1, 2026 and April 1, 2027.

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March 16, 2024 Filed Mar 20, 2024 00:24 UTC
White Jeffrey JustinCFO AND SECRETARY
Tax withholdingCommon Stock 319 $3.16 $1,008.04
Disclosure

SEC source: 0001415889-24-008676 · form4-03202024_120330.xml · nonDerivative · entry 2

White Jeffrey Justin · CIK 0001887574 · CFO AND SECRETARY

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 112,252.2

F1 · balance_after: Includes (i) 25,000 restricted stock units scheduled to vest on September 23, 2024, (ii) 6,643 restricted stock units scheduled to vest in on March 15, 2025 and (iii) 35,714 restricted stock units scheduled to vest in three substantially equal installments on April 10, 2024, April 10, 2025 and April 10, 2026, in each case, subject to the Reporting Person's continued employment with the Issuer. Each restricted stock unit represents the right to receive one share of the Issuer's common stock.

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March 15, 2024 Filed Mar 20, 2024 00:24 UTC
White Jeffrey JustinCFO AND SECRETARY
Tax withholdingCommon Stock 3,346 $3.16 $10,573.36
Disclosure

SEC source: 0001415889-24-008676 · form4-03202024_120330.xml · nonDerivative · entry 1

White Jeffrey Justin · CIK 0001887574 · CFO AND SECRETARY

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 112,571.2

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January 24, 2024 Filed Jan 26, 2024 22:00 UTC GrantCommon Stock 8,803 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-001877 · form4-01262024_100138.xml · nonDerivative · entry 1

Becker Steven R · CIK 0001349005 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 112,803

F1 · shares: Grant of restricted stock units that vest in five substantially equal installments, subject to the Reporting Person's continued service as a director through each vesting date, with the first installment vesting one month following the date of grant and an additional installment vesting on each monthly anniversary of the date of grant thereafter for the next four months; provided that the outstanding and unvested portion of the award will vest in full immediately prior to (a) the Company's annual meeting of stockholders held in 2024 or (b) a change in control. Each restricted stock unit represents the right to receive one share of the Issuer's Common Stock.

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December 08, 2023 Filed Dec 12, 2023 21:06 UTC PurchaseCommon Stock 17,500 $4.30 $75,250.00
Disclosure

SEC source: 0001209191-23-058266 · doc4.xml · nonDerivative · entry 1

WILLIAMSON PHILIP · CIK 0001787407 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 65,606

F1 · price: The reported price in Column 4 is a weighted average purchase price. These shares were purchased in multiple transactions at prices ranging from $4.235 to $4.33 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

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November 01, 2023 Filed Nov 2, 2023 23:06 UTC
Stone PaulDirector · PRESIDENT AND CEO
GrantCommon Stock 330,097 $0.00 $0.00
Disclosure

SEC source: 0001415889-23-014713 · form4-11022023_111153.xml · nonDerivative · entry 1

Stone Paul · CIK 0001734268 · Director · PRESIDENT AND CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 330,097

F1 · shares: Reflects the grant of restricted stock units by the Issuer to the Reporting Person on November 1, 2023. The restricted stock units are scheduled to vest in three substantially equal installments on November 1, 2024, November 1, 2025, and November 1, 2026, subject to the Reporting Person's continued employment with the Issuer. Each restricted stock unit represents the right to receive one share of the Issuer's common stock.

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November 01, 2023 Filed Nov 3, 2023 20:41 UTC GrantCommon Stock 3,731 $0.00 $0.00
Disclosure

SEC source: 0001415889-23-014768 · form4-11032023_081126.xml · nonDerivative · entry 1

SCHNEIDER JOSEPH P · CIK 0001187944 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 122,451

F1 · shares: Grant of restricted stock units that vest in two substantially equal monthly installments on each of November 30, 2023 and December 31, 2023, subject to the Reporting Person's continued service as a director on such vesting date.

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October 14, 2023 Filed Oct 16, 2023 20:20 UTC
SCHNEIDER JOSEPH PDirector · INTERIM PRESIDENT AND CEO
Tax withholdingCommon Stock 4,034 $4.93 $19,887.62
Disclosure

SEC source: 0001415889-23-014271 · form4-10162023_081048.xml · nonDerivative · entry 1

SCHNEIDER JOSEPH P · CIK 0001187944 · Director · INTERIM PRESIDENT AND CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 136,131

F1 · shares: Shares were withheld to satisfy the Reporting Person's tax withholding obligations in connection with the settlement of restricted stock units.

F2 · balance_after: Includes 17,411 restricted stock units scheduled to vest in two substantially equal installments on January 14, 2024 and April 14, 2024, subject to the Reporting Person's continued employment with the Issuer. Each restricted stock unit represents the right to receive one share of the Issuer's common stock.

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October 12, 2023 Filed Oct 16, 2023 20:18 UTC PurchaseCommon Stock 10,000 $4.60 $45,998.00
Disclosure

SEC source: 0001415889-23-014269 · form4-10162023_081026.xml · nonDerivative · entry 2

Sansom Steven W. · CIK 0001993687 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote 3.

Disclosed balance after: 10,000

F3 · balance_after: Represents shares of the Issuer's common stock held by the Reporting Person's spouse.

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October 12, 2023 Filed Oct 16, 2023 20:18 UTC PurchaseCommon Stock 20,000 $4.59 $91,830.00
Disclosure

SEC source: 0001415889-23-014269 · form4-10162023_081026.xml · nonDerivative · entry 1

Sansom Steven W. · CIK 0001993687 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote 1.

Disclosed balance after: 80,000

F1 · balance_after: Represents shares of the Issuer's common stock held by Sansom Holdings, LLC. The Reporting Person is the managing member of and owns a 100% membership interest in Sansom Holdings, LLC.

F2 · balance_after: The Reporting Person filed Form 4s on September 28, 2023 and October 2, 2023 reporting purchases of an aggregate of 60,000 shares of the Issuer's common stock that inadvertently reported such shares as owned directly by the Reporting Person, when such shares were in fact owned indirectly by the Reporting Person through Sansom Holdings, LLC. The Reporting Person is the managing member of and owns a 100% membership interest in Sansom Holdings, LLC.

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October 09, 2023 Filed Oct 10, 2023 20:30 UTC PurchaseCommon Stock 5,039 $3.97 $19,984.67
Disclosure

SEC source: 0001415889-23-014069 · form4-10102023_041001.xml · nonDerivative · entry 1

MCBEE RICHARD D · CIK 0001214422 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 153,031

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October 09, 2023 Filed Oct 11, 2023 20:30 UTC PurchaseCommon Stock 5,000 $4.04 $20,200.00
Disclosure

SEC source: 0001415889-23-014097 · form4-10112023_041001.xml · nonDerivative · entry 1

Hickey Gregory P · CIK 0001603925 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 90,374

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September 29, 2023 Filed Oct 2, 2023 20:42 UTC PurchaseCommon Stock 10,000 $4.50 $45,000.00
Disclosure

SEC source: 0001415889-23-013752 · form4-10022023_081023.xml · nonDerivative · entry 1

Sansom Steven W. · CIK 0001993687 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 80,111

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September 28, 2023 Filed Sep 29, 2023 20:08 UTC PurchaseCommon Stock 22,413 $4.05 $90,839.89
Disclosure

SEC source: 0001415889-23-013651 · form4-09292023_080936.xml · nonDerivative · entry 1

MCBEE RICHARD D · CIK 0001214422 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 147,992

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $4.04 to $4.07, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

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September 27, 2023 Filed Sep 27, 2023 22:03 UTC PurchaseCommon Stock 30,723 $3.75 $115,119.08
Disclosure

SEC source: 0001415889-23-013613 · form4-09272023_100947.xml · nonDerivative · entry 1

MCBEE RICHARD D · CIK 0001214422 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 125,579

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $3.74 to $3.76, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

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September 27, 2023 Filed Sep 28, 2023 21:12 UTC PurchaseCommon Stock 50,000 $3.80 $190,000.00
Disclosure

SEC source: 0001415889-23-013634 · form4-09282023_090947.xml · nonDerivative · entry 1

Sansom Steven W. · CIK 0001993687 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 70,111

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $3.77 to $3.85, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

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September 23, 2023 Filed Sep 27, 2023 21:55 UTC
White Jeffrey JustinCFO AND SECRETARY
Tax withholdingCommon Stock 11,279 $3.53 $39,814.87
Disclosure

SEC source: 0001415889-23-013611 · form4-09272023_090941.xml · nonDerivative · entry 1

White Jeffrey Justin · CIK 0001887574 · CFO AND SECRETARY

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 115,917.2

F1 · balance_after: Includes (i) 579 restricted stock units scheduled to vest on March 16, 2024, (ii) 25,000 restricted stock units scheduled to vest on September 23, 2024, (iii) 13,286 restricted stock units scheduled to vest in two substantially equal installments on March 15, 2024 and March 15, 2025 and (iv) 35,714 restricted stock units scheduled to vest in three substantially equal installments on April 10, 2024, April 10, 2025 and April 10, 2026, in each case, subject to the Reporting Person's continued employment with the Issuer. Each restricted stock unit represents the right to receive one share of the Issuer's common stock.

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September 21, 2023 Filed Sep 22, 2023 21:27 UTC SaleSPORTSMANS WAREHOUSE HOLDINGS, INC. Ordinary Stock 27,733 $3.67 $101,780.11
Disclosure

SEC source: 0001058854-23-000031 · primary_doc.xml · nonDerivative · entry 1

CANNELL CAPITAL LLC · CIK 0001058854 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By partnerships and separately-managed accounts

Disclosed balance after: 3,715,808

F1 · ownership.direct: As of September 22, 2023, Tonga Partners, LP, Tristan Partners, LP, and Tristan Offshore Fund, Ltd., and sundry separately-managed accounts advised by Cannell Capital LLC (collectively the "Cannell Investment Vehicles") owned in the aggregate 3,715,808 shares of the common stock of Sportsman's Warehouse Holdings, Inc.

F2 · ownership.direct: Cannell Capital LLC acts as the general partner of and investment adviser to Tonga Partners, LP, and Tristan Partners, L.P. and as the investment adviser to the Tristan Offshore Fund, Ltd and the sundry separately-managed accounts. J. Carlo Cannell is the sole managing member of Cannell Capital LLC. As such, Mr. Cannell possesses sole power to vote and direct the disposition of all securities of Sportsman's Warehouse Holdings, Inc. held by the Cannell Investment Vehicles. Thus, for the purposes of Reg. Section 240.13d-3, as of September 22, 2023, Mr. Cannell beneficially owned 3,715,808 shares. Mr. Cannell's interest in the securities reported herein is limited to the extent of his pecuniary interest in each of the Cannell Investment Vehicles, if any.

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September 15, 2023 Filed Sep 19, 2023 20:50 UTC GrantCommon Stock 20,111 $0.00 $0.00
Disclosure

SEC source: 0001415889-23-013421 · form4-09192023_080953.xml · nonDerivative · entry 1

Sansom Steven W. · CIK 0001993687 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,111

F1 · shares: Grant of restricted stock units that vest in nine substantially equal installments, subject to the Reporting Person's continued service as a director through each vesting date, with the first installment vesting one month following the date of grant and an additional installment vesting on each monthly anniversary of the date of grant thereafter for the next eight months. Each restricted stock unit represents the right to receive one share of the Issuer's Common Stock.

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September 11, 2023 Filed Sep 13, 2023 22:24 UTC SaleSportsmans Warehouse Holdings, Inc. Common Stock 6,425 $3.32 $21,331.00
Disclosure

SEC source: 0001058854-23-000029 · primary_doc.xml · nonDerivative · entry 1

CANNELL CAPITAL LLC · CIK 0001058854 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By partnerships and separately managed accounts

Disclosed balance after: 3,743,541

F1 · ownership.nature: 1. As of September 13, 2023, Tonga Partners, LP, Tristan Partners, LP, and Tristan Offshore Fund, Ltd., and sundry separately-managed accounts advised by Cannell Capital LLC (collectively the "Cannell Investment Vehicles") owned in the aggregate 3,743,541 shares of the common stock of Sportsmans Warehouse Holdings, Inc.

F2 · ownership.nature: Cannell Capital LLC acts as the general partner of and investment adviser to Tonga Partners, LP, and Tristan Partners, L.P. and as the investment adviser to the Tristan Offshore Fund, Ltd and the sundry separately-managed accounts. J. Carlo Cannell is the sole managing member of Cannell Capital LLC. As such, Mr. Cannell possesses sole power to vote and direct the disposition of all securities of Sportsmans Warehouse Holdings, Inc. held by the Cannell Investment Vehicles. Thus, for the purposes of Reg. Section 240.13d-3, as of September 13, 2023, Mr. Cannell beneficially owned 3,743,541 shares. Mr. Cannell's interest in the securities reported herein is limited to the extent of his pecuniary interest in each of the Cannell Investment Vehicles, if any.

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July 14, 2023 Filed Aug 22, 2023 20:30 UTC
SCHNEIDER JOSEPH PDirector · INTERIM PRESIDENT AND CEO
Tax withholdingCommon Stock 4,141 $5.88 $24,349.08
Disclosure

SEC source: 0001415889-23-012482 · form4-08222023_040801.xml · nonDerivative · entry 1

SCHNEIDER JOSEPH P · CIK 0001187944 · Director · INTERIM PRESIDENT AND CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 140,165

F1 · balance_after: Includes restricted stock units scheduled to vest in three substantially equal installments on October 14, 2023, January 14, 2024 and April 14, 2024, subject to the Reporting Person's continued employment with the Issuer. Each restricted stock unit represents the right to receive one share of the Issuer's common stock.

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July 10, 2023 Filed Jul 10, 2023 23:31 UTC
White Jeffrey JustinCFO AND SECRETARY
GrantCommon Stock 2,656.75 $4.85 $12,885.24
Disclosure

SEC source: 0001415889-23-010992 · form4-07102023_110736.xml · nonDerivative · entry 1

White Jeffrey Justin · CIK 0001887574 · CFO AND SECRETARY

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 127,196.2

F1 · shares: These shares were acquired under the Sportsman's Warehouse Holdings, Inc. Employee Stock Purchase Plan.

F2 · balance_after: Includes (i) 579 restricted stock units scheduled to vest on March 16, 2024, (ii) 50,000 restricted stock units scheduled to vest in two equal installments on September 23, 2023 and September 23, 2024, (iii) 13,286 restricted stock units scheduled to vest in two substantially equal installments on March 15, 2024 and March 15, 2025 and (iv) 35,714 restricted stock units scheduled to vest in three substantially equal installments on April 10, 2024, April 10, 2025 and April 10, 2026, in each case, subject to the Reporting Person's continued employment with the Issuer. Each restricted stock unit represents the right to receive one share of the Issuer's common stock.

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June 07, 2023 Filed Jun 9, 2023 22:20 UTC GrantCommon Stock 18,939 $0.00 $0.00
Disclosure

SEC source: 0001415889-23-009547 · form4-06092023_060614.xml · nonDerivative · entry 1

Bejar Martha Helena · CIK 0001304391 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 53,669

F1 · shares: Grant of restricted stock units that vest in twelve substantially equal installments, subject to the Reporting Person's continued service as a director through each vesting date, with the first installment vesting one month following the date of grant and an additional installment vesting on each monthly anniversary of the date of grant thereafter for the next eleven months. Each restricted stock unit represents the right to receive one share of the Issuer's Common Stock.

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June 07, 2023 Filed Jun 9, 2023 22:20 UTC GrantCommon Stock 18,939 $0.00 $0.00
Disclosure

SEC source: 0001415889-23-009546 · form4-06092023_060612.xml · nonDerivative · entry 1

Hickey Gregory P · CIK 0001603925 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 85,374

F1 · shares: Grant of restricted stock units that vest in twelve substantially equal installments, subject to the Reporting Person's continued service as a director through each vesting date, with the first installment vesting one month following the date of grant and an additional installment vesting on each monthly anniversary of the date of grant thereafter for the next eleven months. Each restricted stock unit represents the right to receive one share of the Issuer's Common Stock.

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June 07, 2023 Filed Jun 9, 2023 22:20 UTC GrantCommon Stock 18,939 $0.00 $0.00
Disclosure

SEC source: 0001415889-23-009545 · form4-06092023_060609.xml · nonDerivative · entry 1

MCBEE RICHARD D · CIK 0001214422 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 94,856

F1 · shares: Grant of restricted stock units that vest in twelve substantially equal installments, subject to the Reporting Person's continued service as a director through each vesting date, with the first installment vesting one month following the date of grant and an additional installment vesting on each monthly anniversary of the date of grant thereafter for the next eleven months. Each restricted stock unit represents the right to receive one share of the Issuer's Common Stock.

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June 07, 2023 Filed Jun 9, 2023 22:20 UTC GrantCommon Stock 18,939 $0.00 $0.00
Disclosure

SEC source: 0001415889-23-009543 · form4-06092023_060604.xml · nonDerivative · entry 1

Walsh Nancy A · CIK 0001657995 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 24,637

F1 · shares: Grant of restricted stock units that vest in twelve substantially equal installments, subject to the Reporting Person's continued service as a director through each vesting date, with the first installment vesting one month following the date of grant and an additional installment vesting on each monthly anniversary of the date of grant thereafter for the next eleven months. Each restricted stock unit represents the right to receive one share of the Issuer's Common Stock.

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June 07, 2023 Filed Jun 9, 2023 22:20 UTC GrantCommon Stock 18,939 $0.00 $0.00
Disclosure

SEC source: 0001415889-23-009544 · form4-06092023_060607.xml · nonDerivative · entry 1

WILLIAMSON PHILIP · CIK 0001787407 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 48,106

F1 · shares: Grant of restricted stock units that vest in twelve substantially equal installments, subject to the Reporting Person's continued service as a director through each vesting date, with the first installment vesting one month following the date of grant and an additional installment vesting on each monthly anniversary of the date of grant thereafter for the next eleven months. Each restricted stock unit represents the right to receive one share of the Issuer's Common Stock.

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June 07, 2023 Filed Jun 9, 2023 22:20 UTC GrantCommon Stock 18,939 $0.00 $0.00
Disclosure

SEC source: 0001415889-23-009542 · form4-06092023_060602.xml · nonDerivative · entry 1

Fortune Erica · CIK 0001973740 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,112

F1 · shares: Grant of restricted stock units that vest in twelve substantially equal installments, subject to the Reporting Person's continued service as a director through each vesting date, with the first installment vesting one month following the date of grant and an additional installment vesting on each monthly anniversary of the date of grant thereafter for the next eleven months. Each restricted stock unit represents the right to receive one share of the Issuer's Common Stock.

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June 01, 2023 Filed Jun 5, 2023 20:47 UTC PurchaseCommon Stock 10,631 $4.47 $47,520.57
Disclosure

SEC source: 0001415889-23-009250 · form4-06052023_080607.xml · nonDerivative · entry 1

MCBEE RICHARD D · CIK 0001214422 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 75,917

F1 · price: The price reported in Column 4 is a weighted average price calculated by the broker. These shares were bought in multiple transactions. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price.

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April 14, 2023 Filed Apr 18, 2023 20:30 UTC GrantCommon Stock 1,173 $0.00 $0.00
Disclosure

SEC source: 0001415889-23-006613 · form4-04182023_040403.xml · nonDerivative · entry 1

Fortune Erica · CIK 0001973740 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,173

F1 · shares: Grant of restricted stock units that vest in two substantially equal installments, subject to the Reporting Person's continued service as a director through each vesting date, with the first installment vesting one month following the date of grant and an additional installment vesting on the day of the Issuers annual meeting. Each restricted stock unit represents the right to receive one share of the Issuer's Common Stock.

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April 14, 2023 Filed Apr 18, 2023 20:30 UTC
SCHNEIDER JOSEPH PDirector · INTERIM PRESIDENT AND CEO
GrantCommon Stock 34,819 $0.00 $0.00
Disclosure

SEC source: 0001415889-23-006612 · form4-04182023_040401.xml · nonDerivative · entry 2

SCHNEIDER JOSEPH P · CIK 0001187944 · Director · INTERIM PRESIDENT AND CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 144,306

F2 · shares: Reflects the grant of restricted stock units by the Issuer to the Reporting Person on April 14, 2023. The restricted stock units are scheduled to vest in four substantially equal installments on July 14, 2023, October 14, 2023, January 14, 2024 and April 14, 2024, subject to the Reporting Person's continued employment with the Issuer. Each restricted stock unit represents the right to receive one share of the Issuer's common stock.

F3 · balance_after: Includes restricted stock units scheduled to vest in four substantially equal installments on July 14, 2023, October 14, 2023, January 14, 2024 and April14, 2024, subject to the Reporting Person's continued employment with the Issuer. Each restricted stock unit represents the right to receive one share of the Issuer's common stock.

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April 14, 2023 Filed Apr 18, 2023 20:30 UTC
SCHNEIDER JOSEPH PDirector · INTERIM PRESIDENT AND CEO
Disposition to issuerCommon Stock 2,055 $0.00 $0.00
Disclosure

SEC source: 0001415889-23-006612 · form4-04182023_040401.xml · nonDerivative · entry 1

SCHNEIDER JOSEPH P · CIK 0001187944 · Director · INTERIM PRESIDENT AND CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 109,487

F1 · shares: Represents the unvested restricted stock units granted to Mr. Schneider as a non-employee director that were forfeited under the Company's non-employee director compensation policy as a result of his appointment as Interim President and Interim Chief Executive Officer on April 14, 2023.

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April 10, 2023 Filed Apr 12, 2023 23:00 UTC
White Jeffrey JustinCFO AND SECRETARY
GrantCommon Stock 35,714 $0.00 $0.00
Disclosure

SEC source: 0001415889-23-006488 · form4-04122023_070404.xml · nonDerivative · entry 1

White Jeffrey Justin · CIK 0001887574 · CFO AND SECRETARY

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 124,539.45

F1 · shares: Reflects the grant of restricted stock units by the Issuer to the Reporting Person on April 10, 2023. The restricted stock units are scheduled to vest in three substantially equal installments on April 10, 2024, April 10, 2025 and April 10, 2026, subject to the Reporting Person's continued employment with the Issuer. Each restricted stock unit represents the right to receive one share of the Issuer's common stock.

F2 · balance_after: Includes (i) 579 restricted stock units scheduled to vest on March 16, 2024, (ii) 50,000 restricted stock units scheduled to vest in two equal installments on September 23, 2023 and September 23, 2024, (iii) 13,286 restricted stock units scheduled to vest in two substantially equal installments on March 15, 2024 and March 15, 2025 and (iv) 35,714 restricted stock units scheduled to vest in three substantially equal installments on April 10, 2024, April 10, 2025 and April 10, 2026, in each case, subject to the Reporting Person's continued employment with the Issuer. Each restricted stock unit represents the right to receive one share of the Issuer's common stock.

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April 10, 2023 Filed Apr 12, 2023 23:00 UTC
Barker JonDirector · PRESIDENT AND CEO
Tax withholdingCommon Stock 75,248 $8.40 $632,083.20
Disclosure

SEC source: 0001415889-23-006487 · form4-04122023_070402.xml · nonDerivative · entry 2

Barker Jon · CIK 0001702469 · Director · PRESIDENT AND CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 431,180.55

F2 · balance_after: Includes (i) 19,948 restricted stock units scheduled to vest on March 16, 2024 and (ii) 66,430 restricted stock units scheduled to vest in two substantially equal installments on March 15, 2024 and March 15, 2025, in each case, subject to the Reporting Person's continued employment with the Issuer. Each restricted stock unit represents the right to receive one share of the Issuer's common stock.

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April 10, 2023 Filed Apr 12, 2023 23:00 UTC
Barker JonDirector · PRESIDENT AND CEO
GrantCommon 51,025 $0.00 $0.00
Disclosure

SEC source: 0001415889-23-006487 · form4-04122023_070402.xml · nonDerivative · entry 1

Barker Jon · CIK 0001702469 · Director · PRESIDENT AND CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 506,428.55

F1 · shares: Represents shares of the Issuer's common stock vesting under performance-based restricted stock awards granted on March 25, 2020.

F2 · balance_after: Includes (i) 19,948 restricted stock units scheduled to vest on March 16, 2024 and (ii) 66,430 restricted stock units scheduled to vest in two substantially equal installments on March 15, 2024 and March 15, 2025, in each case, subject to the Reporting Person's continued employment with the Issuer. Each restricted stock unit represents the right to receive one share of the Issuer's common stock.

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March 24, 2023 Filed Mar 28, 2023 22:45 UTC
White Jeffrey JustinCFO AND SECRETARY
Tax withholdingCommon Stock 760 $8.01 $6,087.60
Disclosure

SEC source: 0001415889-23-005526 · form4-03282023_100339.xml · nonDerivative · entry 1

White Jeffrey Justin · CIK 0001887574 · CFO AND SECRETARY

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 88,825.45

F1 · balance_after: Includes (i) 579 restricted stock units scheduled to vest on March 16, 2024, (ii) 50,000 restricted stock units scheduled to vest in two equal installments on September 23, 2023 and September 23, 2024, and (iii) 13,286 restricted stock units scheduled to vest in two substantially equal installments on March 15, 2024 and March 15, 2025, in each case, subject to the Reporting Person's continued employment with the Issuer. Each restricted stock unit represents the right to receive one share of the Issuer's common stock.

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March 24, 2023 Filed Mar 29, 2023 01:00 UTC
Barker JonDirector · PRESIDENT AND CEO
Tax withholdingCommon Stock 13,047 $8.01 $104,506.47
Disclosure

SEC source: 0001415889-23-005528 · form4-03282023_090301.xml · nonDerivative · entry 1

Barker Jon · CIK 0001702469 · Director · PRESIDENT AND CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 455,403.55

F1 · balance_after: Includes (i) 19,948 restricted stock units scheduled to vest on March 16, 2024 and (ii) 66,430 restricted stock units scheduled to vest in two substantially equal installments on March 15, 2024 and March 15, 2025, in each case, subject to the Reporting Person's continued employment with the Issuer. Each restricted stock unit represents the right to receive one share of the Issuer's common stock.

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March 16, 2023 Filed Mar 17, 2023 20:44 UTC
Barker JonDirector · PRESIDENT AND CEO
Tax withholdingCommon Stock 9,017 $8.39 $75,652.63
Disclosure

SEC source: 0001415889-23-005128 · form4-03172023_080345.xml · nonDerivative · entry 2

Barker Jon · CIK 0001702469 · Director · PRESIDENT AND CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 468,450.55

F1 · balance_after: Includes (i) 19,948 restricted stock units scheduled to vest on March 16, 2024, (ii) 28,863 restricted stock units which are scheduled to vest on March 24, 2023, (iii) 115,452 restricted stock units which are scheduled to vest on March 24, 2023, and (iv) 66,430 restricted stock units scheduled to vest in two substantially equal installments on March 15, 2024 and March 15, 2025, in each case, subject to the Reporting Person's continued employment with the Issuer. Each restricted stock unit represents the right to receive one share of the Issuer's common stock.

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March 16, 2023 Filed Mar 17, 2023 20:40 UTC
White Jeffrey JustinCFO AND SECRETARY
Tax withholdingCommon Stock 305 $8.39 $2,558.95
Disclosure

SEC source: 0001415889-23-005126 · form4-03172023_080328.xml · nonDerivative · entry 2

White Jeffrey Justin · CIK 0001887574 · CFO AND SECRETARY

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 89,585.45

F1 · balance_after: Includes (i) 1,480 restricted stock units scheduled to vest on March 24, 2023, (ii) 579 restricted stock units scheduled to vest on March 16, 2024, (iii) 50,000 restricted stock units scheduled to vest in two equal installments on September 23, 2023 and September 23, 2024, and (iv) 13,286 restricted stock units scheduled to vest in two substantially equal installments on March 15, 2024 and March 15, 2025, in each case, subject to the Reporting Person's continued employment with the Issuer. Each restricted stock unit represents the right to receive one share of the Issuer's common stock.

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March 15, 2023 Filed Mar 17, 2023 20:44 UTC
Barker JonDirector · PRESIDENT AND CEO
Tax withholdingCommon Stock 15,014 $8.17 $122,664.38
Disclosure

SEC source: 0001415889-23-005128 · form4-03172023_080345.xml · nonDerivative · entry 1

Barker Jon · CIK 0001702469 · Director · PRESIDENT AND CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 477,467.55

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March 15, 2023 Filed Mar 17, 2023 20:40 UTC
White Jeffrey JustinCFO AND SECRETARY
Tax withholdingCommon Stock 3,367 $8.17 $27,508.39
Disclosure

SEC source: 0001415889-23-005126 · form4-03172023_080328.xml · nonDerivative · entry 1

White Jeffrey Justin · CIK 0001887574 · CFO AND SECRETARY

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 89,890.45

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January 11, 2023 Filed Jan 11, 2023 22:18 UTC
White Jeffrey JustinCFO AND SECRETARY
GrantCommon Stock 255.22 $8.00 $2,041.38
Disclosure

SEC source: 0001415889-23-000831 · form4-01112023_100141.xml · nonDerivative · entry 1

White Jeffrey Justin · CIK 0001887574 · CFO AND SECRETARY

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 93,257.45

F1 · shares: These shares were acquired under the Sportsman's Warehouse Holdings, Inc. Employee Stock Purchase Plan.

F2 · balance_after: Includes (i) 1,480 restricted stock units scheduled to vest on March 24, 2023, (ii) 1,158 restricted stock units scheduled to vest in two equal installments on March 16, 2023 and March 16, 2024, (iii) 50,000 restricted stock units scheduled to vest in two equal installments on September 23, 2023 and September 23, 2024, and (iv) 19,929 restricted stock units scheduled to vest in three substantially equal installments on March 15, 2023, March 15, 2024, and March 15, 2025, in each case, subject to the Reporting Person's continued employment with the Issuer. Each restricted stock unit represents the right to receive one share of the Issuer's common stock.

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December 16, 2022 Filed Dec 19, 2022 23:15 UTC
Barker JonDirector · PRESIDENT AND CEO
SaleCommon Stock 150,833 $9.23 $1,392,037.76
Disclosure

SEC source: 0001415889-22-012762 · form4-12192022_111239.xml · nonDerivative · entry 2

Barker Jon · CIK 0001702469 · Director · PRESIDENT AND CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 492,481.55

F3 · price: The price in column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $9.200 to $9.360, inclusive. The reporting person undertakes to provide to the Issuer and any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (1) to this Form 4.

F2 · balance_after: Includes (i) 39,896 restricted stock units scheduled to vest in two substantially equal installments on March 16, 2023 and March 16, 2024, (ii) 28,863 restricted stock units which are scheduled to vest on March 24, 2023, (iii) 115,452 restricted stock units which are scheduled to vest on March 24, 2023, and (iv) 99,645 restricted stock units scheduled to vest in three substantially equal installments on March 15, 2023, March 15, 2024, and March 15, 2025, in each case, subject to the Reporting Person's continued employment with the Issuer. Each restricted stock unit represents the right to receive one share of the Issuer's common stock.

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December 15, 2022 Filed Dec 19, 2022 23:15 UTC
Barker JonDirector · PRESIDENT AND CEO
SaleCommon Stock 6,953 $9.50 $66,053.50
Disclosure

SEC source: 0001415889-22-012762 · form4-12192022_111239.xml · nonDerivative · entry 3

Barker Jon · CIK 0001702469 · Director · PRESIDENT AND CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · Shares Household

Disclosed balance after: 15,670

F4 · balance_after: Represents shares of the Issuer's common stock held by Karen Seaman with whom the Reporting Person shares a household. The Reporting Person disclaims beneficial ownership of these shares of the Issuer's common stock, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

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December 15, 2022 Filed Dec 19, 2022 23:15 UTC
Barker JonDirector · PRESIDENT AND CEO
SaleCommon Stock 14,167 $9.40 $133,198.13
Disclosure

SEC source: 0001415889-22-012762 · form4-12192022_111239.xml · nonDerivative · entry 1

Barker Jon · CIK 0001702469 · Director · PRESIDENT AND CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 643,314.55

F1 · price: The price in column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $9.400 to $9.470, inclusive. The reporting person undertakes to provide to Sportsman's Warehouse Holdings, Inc. (the "Issuer") and any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (1) to this Form 4.

F2 · balance_after: Includes (i) 39,896 restricted stock units scheduled to vest in two substantially equal installments on March 16, 2023 and March 16, 2024, (ii) 28,863 restricted stock units which are scheduled to vest on March 24, 2023, (iii) 115,452 restricted stock units which are scheduled to vest on March 24, 2023, and (iv) 99,645 restricted stock units scheduled to vest in three substantially equal installments on March 15, 2023, March 15, 2024, and March 15, 2025, in each case, subject to the Reporting Person's continued employment with the Issuer. Each restricted stock unit represents the right to receive one share of the Issuer's common stock.

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September 26, 2022 Filed Sep 28, 2022 20:30 UTC
White Jeffrey JustinCFO AND SECRETARY
Tax withholdingCommon Stock 11,337 $8.43 $95,570.91
Disclosure

SEC source: 0001415889-22-010002 · form4-09282022_040901.xml · nonDerivative · entry 1

White Jeffrey Justin · CIK 0001887574 · CFO AND SECRETARY

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 93,002.23

F1 · balance_after: Includes (i) 1,480 restricted stock units scheduled to vest March 24, 2023, (ii) 1,158 restricted stock units scheduled to vest in two equal installments on March 16, 2023 and March 16, 2024, (iii) 50,000 restricted stock units scheduled to vest in two equal installments on September 23, 2023 and September 23, 2024, and (iv) 19,929 restricted stock units scheduled to vest in three substantially equal installments on March 15, 2023, March 15, 2024, and March 15, 2025, in each case, subject to the Reporting Person's continued employment with the Issuer. Each restricted stock unit represents the right to receive one share of the Issuer's common stock.

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August 19, 2022 Filed Aug 23, 2022 20:10 UTC GrantCommon Stock 5,698 $0.00 $0.00
Disclosure

SEC source: 0001415889-22-008968 · form4-08232022_010810.xml · nonDerivative · entry 1

Walsh Nancy A · CIK 0001657995 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,698

F1 · shares: Grant of restricted stock units that vest in ten substantially equal installments, subject to the Reporting Person's continued service as a director through each vesting date, with the first installment vesting one month following the date of grant and an additional installment vesting on each monthly anniversary of the date of grant thereafter for the next nine months. Each restricted stock unit represents the right to receive one share of the Issuer's Common Stock.

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July 12, 2022 Filed Jul 13, 2022 20:30 UTC
Barker JonDirector · PRESIDENT AND CEO
GrantCommon Stock 2,118.64 $8.15 $17,266.92
Disclosure

SEC source: 0001415889-22-007657 · form4-07132022_040707.xml · nonDerivative · entry 1

Barker Jon · CIK 0001702469 · Director · PRESIDENT AND CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 657,481.55

F1 · shares: These shares were acquired under the Sportsman's Warehouse Holdings, Inc. Employee Stock Purchase Plan.

F2 · balance_after: Includes (i) 39,896 restricted stock units scheduled to vest in two substantially equal installments on March 16, 2023 and March 16, 2024, (ii) 28,863 restricted stock units which are scheduled to vest on March 24, 2023, (iii) 115,452 restricted stock units which are scheduled to vest on March 24, 2023, and (iv) 99,645 restricted stock units scheduled to vest in three substantially equal installments on March 15, 2023, March 15, 2024, and March 15, 2025, in each case, subject to the Reporting Person's continued employment with the Issuer. Each restricted stock unit represents the right to receive one share of the Issuer's common stock.

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July 12, 2022 Filed Jul 13, 2022 20:30 UTC
White Jeffrey JustinCFO AND SECRETARY
GrantCommon Stock 1,901.49 $8.15 $15,497.14
Disclosure

SEC source: 0001415889-22-007656 · form4-07132022_040701.xml · nonDerivative · entry 1

White Jeffrey Justin · CIK 0001887574 · CFO AND SECRETARY

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 104,339.23

F1 · shares: These shares were acquired under the Sportsman's Warehouse Holdings, Inc. Employee Stock Purchase Plan.

F2 · balance_after: Includes (i) 1,480 restricted stock units scheduled to vest on March 24, 2023, (ii) 1,158 restricted stock units scheduled to vest in two equal installments on March 16, 2023 and March 16, 2024, (iii) 75,000 restricted stock units scheduled to vest in three equal installments on September 23, 2022, September 23, 2023 and September 23, 2024, and (iv) 19,929 restricted stock units scheduled to vest in three substantially equal installments on March 15, 2023, March 15, 2024, and March 15, 2025, in each case, subject to the Reporting Person's continued employment with the Issuer. Each restricted stock unit represents the right to receive one share of the Issuer's common stock.

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May 25, 2022 Filed May 27, 2022 20:32 UTC GrantCommon Stock 12,325 $0.00 $0.00
Disclosure

SEC source: 0001415889-22-005813 · form4-05272022_040537.xml · nonDerivative · entry 1

SCHNEIDER JOSEPH P · CIK 0001187944 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 111,542

F1 · shares: Grant of restricted stock units that vest in twelve substantially equal installments, subject to the Reporting Person's continued service as a director through each vesting date, with the first installment vesting one month following the date of grant and an additional installment vesting on each monthly anniversary of the date of grant thereafter for the next eleven months. Each restricted stock unit represents the right to receive one share of the Issuer's Common Stock.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.