Last 12 months
Inside the activity.
0 purchase rows · 9 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 1 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 7 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 1 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 02, 2023 Filed Feb 4, 2023 00:41 UTC |
Shukla SathChief Financial Officer
|
SaleCommon Stock | 9,504 | $1.83 | $17,372.36 |
DisclosureSEC source: 0000899243-23-003945 · doc4.xml · nonDerivative · entry 2 Shukla Sath · CIK 0001782817 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 312,517 F3 · kind: The reported transaction is a sale of common stock pursuant to a preexisting 10b5-1 plan upon the vesting of RSUs that were granted to the Reporting Person on February 1, 2022. F4 · price: Represents the weighted average sales price per share. The shares sold at prices ranging from $1.81 to $1.86 per share. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer. F2 · balance_after: Includes 312,518 RSUs held by the Reporting Person. Read SEC document |
| February 01, 2023 Filed Feb 4, 2023 00:43 UTC |
Keutzer TimothyChief Operating Officer
|
GrantCommon Stock | 265,957 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-23-003948 · doc4.xml · nonDerivative · entry 1 Keutzer Timothy · CIK 0001798155 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 330,538 F1 · shares: Consists of restricted stock units ("RSUs"). Each RSU represents the right to receive one share of common stock upon vesting. The RSUs vest in four equal annual installments beginning on February 1, 2024, subject to the Reporting Person's continued service through the applicable vesting date. F2 · balance_after: Includes 312,518 RSUs held by the Reporting Person. Read SEC document |
| February 01, 2023 Filed Feb 4, 2023 00:43 UTC |
JOSEPH TAMARA LChief Legal Officer
|
GrantCommon Stock | 265,957 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-23-003946 · doc4.xml · nonDerivative · entry 1 JOSEPH TAMARA L · CIK 0001433991 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 328,038 F1 · shares: Consists of restricted stock units ("RSUs"). Each RSU represents the right to receive one share of common stock upon vesting. The RSUs vest in four equal annual installments beginning on February 1, 2024, subject to the Reporting Person's continued service through the applicable vesting date. F2 · balance_after: Includes 312,518 RSUs held by the Reporting Person. Read SEC document |
| February 01, 2023 Filed Feb 4, 2023 00:41 UTC |
Shukla SathChief Financial Officer
|
GrantCommon Stock | 265,957 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-23-003945 · doc4.xml · nonDerivative · entry 1 Shukla Sath · CIK 0001782817 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 322,021 F1 · shares: Consists of restricted stock units ("RSUs"). Each RSU represents the right to receive one share of common stock upon vesting. The RSUs vest in four equal annual installments beginning on February 1, 2024, subject to the Reporting Person's continued service through the applicable vesting date. F2 · balance_after: Includes 312,518 RSUs held by the Reporting Person. Read SEC document |
| February 01, 2023 Filed Feb 4, 2023 00:40 UTC |
HAMED KAMALChief Medical Officer
|
GrantCommon Stock | 265,957 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-23-003942 · doc4.xml · nonDerivative · entry 1 HAMED KAMAL · CIK 0001946366 · Chief Medical Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 475,957 F1 · shares: Consists of restricted stock units ("RSUs"). Each RSU represents the right to receive one share of common stock upon vesting. The RSUs vest in four equal annual installments beginning on February 1, 2024, subject to the Reporting Person's continued service through the applicable vesting date. F2 · balance_after: Includes 475,957 RSUs held by the Reporting Person. Read SEC document |
| February 01, 2023 Filed Feb 4, 2023 00:38 UTC |
Mahadevia AnkitDirector · CEO and President
|
GrantCommon Stock | 531,914 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-23-003939 · doc4.xml · nonDerivative · entry 1 Mahadevia Ankit · CIK 0001720974 · Director · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 810,118 F1 · shares: Consists of restricted stock units ("RSUs"). Each RSU represents the right to receive one share of common stock upon vesting. The RSUs vest in four equal annual installments beginning on February 1, 2024, subject to the Reporting Person's continued service through the applicable vesting date. F2 · balance_after: Amount includes 65,817 shares of common stock held by the Mahadevia-Mehta Family Trust, of which the Reporting Person is a trustee. Amount also includes 691,205 RSUs held by the Reporting Person. Read SEC document |
| January 03, 2023 Filed Jan 5, 2023 21:14 UTC |
VINK PATRICK V.J.J.Director
|
GrantStock Option (Right to Buy) · Derivative | 15,471 | $1.29 Strike: $1.74 | $19,957.59 |
DisclosureSEC source: 0000899243-23-000983 · doc4.xml · derivative · entry 1 VINK PATRICK V.J.J. · CIK 0001557501 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,471 Underlying: Common Stock · 15,471 shares Expires 2033-01-03 F2 · price: This stock option was issued to the Reporting Person, who elected to take stock options in lieu of $20,000 in cash compensation for services as a director, pursuant to the Issuer's non-employee director compensation policy. F1 · derivative.exercise_date: This stock option shall vest in four quarterly installments on the last day of each calendar quarter during the calendar year subject to the Reporting Person's continued service as a non-employee director. Read SEC document |
| January 03, 2023 Filed Jan 5, 2023 21:16 UTC |
Tregoning KathleenDirector
|
GrantStock Option (Right to Buy) · Derivative | 30,943 | $1.29 Strike: $1.74 | $39,916.47 |
DisclosureSEC source: 0000899243-23-000990 · doc4.xml · derivative · entry 1 Tregoning Kathleen · CIK 0001830764 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,943 Underlying: Common Stock · 30,943 shares Expires 2033-01-03 F2 · price: This stock option was issued to the Reporting Person, who elected to take stock options in lieu of $40,000 in cash compensation for services as a director, pursuant to the Issuer's non-employee director compensation policy. F1 · derivative.exercise_date: This stock option shall vest in four quarterly installments on the last day of each calendar quarter during the calendar year subject to the Reporting Person's continued service as a non-employee director. Read SEC document |
| September 22, 2022 Filed Sep 26, 2022 19:32 UTC |
Aquilo Capital Management, LLC10% owner
Aquilo Capital, L.P.10% owner
|
SaleCommon Stock, $0.001 par value | 566,284 | $2.25 | $1,274,308.89 |
DisclosureSEC source: 0001591986-22-000018 · primary_doc.xml · nonDerivative · entry 2 Aquilo Capital Management, LLC · CIK 0001591986 · 10% owner Aquilo Capital, L.P. · CIK 0001491371 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 3,419,435 F1 · security: The reporting persons are Aquilo Capital, L.P. (the "Fund"), Aquilo Capital Management, LLC ("Aquilo") and Marc R. Schneidman. Aquilo is the general partner and investment adviser of the Fund and other funds managed by Aquilo that hold securities directly for the benefit of their investors. Aquilo may be deemed to beneficially own such securities indirectly as the investment adviser and general partner of the Fund and affiliated funds, and Mr. Schneidman may be deemed to beneficially own them indirectly as the control person of Aquilo. Each of, Aquilo, the Fund and Mr. Schneidman disclaims beneficial ownership of such securities except to the extent of his or its pecuniary interest therein. F3 · balance_after: Aquilo Capital, LP owns only 2,176,470 of the 3,419,435 shares deemed to be beneficially owned by Aquilo Capital Management, LLC. Aquilo Capital, LP did not sell any of the 566,284 shares sold in this transaction on 09/22/2022. F1 · ownership.nature: The reporting persons are Aquilo Capital, L.P. (the "Fund"), Aquilo Capital Management, LLC ("Aquilo") and Marc R. Schneidman. Aquilo is the general partner and investment adviser of the Fund and other funds managed by Aquilo that hold securities directly for the benefit of their investors. Aquilo may be deemed to beneficially own such securities indirectly as the investment adviser and general partner of the Fund and affiliated funds, and Mr. Schneidman may be deemed to beneficially own them indirectly as the control person of Aquilo. Each of, Aquilo, the Fund and Mr. Schneidman disclaims beneficial ownership of such securities except to the extent of his or its pecuniary interest therein. Read SEC document |
| September 22, 2022 Filed Sep 26, 2022 19:32 UTC |
Aquilo Capital Management, LLC10% owner
Aquilo Capital, L.P.10% owner
|
SaleCommon Stock, $0.001 par value | 1,335,512 | $2.25 | $3,005,302.65 |
DisclosureSEC source: 0001591986-22-000018 · primary_doc.xml · nonDerivative · entry 1 Aquilo Capital Management, LLC · CIK 0001591986 · 10% owner Aquilo Capital, L.P. · CIK 0001491371 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 3,985,719 F1 · security: The reporting persons are Aquilo Capital, L.P. (the "Fund"), Aquilo Capital Management, LLC ("Aquilo") and Marc R. Schneidman. Aquilo is the general partner and investment adviser of the Fund and other funds managed by Aquilo that hold securities directly for the benefit of their investors. Aquilo may be deemed to beneficially own such securities indirectly as the investment adviser and general partner of the Fund and affiliated funds, and Mr. Schneidman may be deemed to beneficially own them indirectly as the control person of Aquilo. Each of, Aquilo, the Fund and Mr. Schneidman disclaims beneficial ownership of such securities except to the extent of his or its pecuniary interest therein. F2 · balance_after: Aquilo Capital, LP owns 2,176,470 of the 3,985,719 shares deemed to be beneficially owned by Aquilo Capital Management, LLC. Aquilo Capital, LP sold 1,335,512 shares in this transaction on 09/22/2022. F1 · ownership.nature: The reporting persons are Aquilo Capital, L.P. (the "Fund"), Aquilo Capital Management, LLC ("Aquilo") and Marc R. Schneidman. Aquilo is the general partner and investment adviser of the Fund and other funds managed by Aquilo that hold securities directly for the benefit of their investors. Aquilo may be deemed to beneficially own such securities indirectly as the investment adviser and general partner of the Fund and affiliated funds, and Mr. Schneidman may be deemed to beneficially own them indirectly as the control person of Aquilo. Each of, Aquilo, the Fund and Mr. Schneidman disclaims beneficial ownership of such securities except to the extent of his or its pecuniary interest therein. Read SEC document |
| September 15, 2022 Filed Sep 19, 2022 21:45 UTC |
Jackson Scott ThomasDirector
|
GrantCommon Stock | 15,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-22-031505 · doc4.xml · nonDerivative · entry 1 Jackson Scott Thomas · CIK 0001566617 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,000 F1 · shares: Consists of restricted stock units ("RSUs"). Each RSU represents the right to receive one share of common stock upon vesting. The RSUs vest on September 15, 2023, subject to the Reporting Person's continued service through the applicable vesting date. Read SEC document |
| September 15, 2022 Filed Sep 19, 2022 21:44 UTC |
Deshpande MilindDirector
|
GrantCommon Stock | 15,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-22-031504 · doc4.xml · nonDerivative · entry 1 Deshpande Milind · CIK 0001378588 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,454 F1 · shares: Consists of restricted stock units ("RSUs"). Each RSU represents the right to receive one share of common stock upon vesting. The RSUs vest on September 15, 2023, subject to the Reporting Person's continued service through the applicable vesting date. Read SEC document |
| September 15, 2022 Filed Sep 19, 2022 21:44 UTC |
Pottage John C JrDirector
|
GrantCommon Stock | 15,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-22-031503 · doc4.xml · nonDerivative · entry 1 Pottage John C Jr · CIK 0001378587 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,000 F1 · shares: Consists of restricted stock units ("RSUs"). Each RSU represents the right to receive one share of common stock upon vesting. The RSUs vest on September 15, 2023, subject to the Reporting Person's continued service through the applicable vesting date. Read SEC document |
| September 15, 2022 Filed Sep 19, 2022 21:44 UTC |
Smith CynthiaDirector
|
GrantCommon Stock | 15,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-22-031502 · doc4.xml · nonDerivative · entry 1 Smith Cynthia · CIK 0001609480 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,000 F1 · shares: Consists of restricted stock units ("RSUs"). Each RSU represents the right to receive one share of common stock upon vesting. The RSUs vest on September 15, 2023, subject to the Reporting Person's continued service through the applicable vesting date. Read SEC document |
| September 15, 2022 Filed Sep 19, 2022 21:40 UTC |
THOMAS FRANK EDirector
|
GrantCommon Stock | 15,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-22-031498 · doc4.xml · nonDerivative · entry 1 THOMAS FRANK E · CIK 0001242616 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,000 F1 · shares: Consists of restricted stock units ("RSUs"). Each RSU represents the right to receive one share of common stock upon vesting. The RSUs vest on September 15, 2023, subject to the Reporting Person's continued service through the applicable vesting date. Read SEC document |
| September 15, 2022 Filed Sep 19, 2022 21:39 UTC |
Tregoning KathleenDirector
|
GrantCommon Stock | 15,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-22-031497 · doc4.xml · nonDerivative · entry 1 Tregoning Kathleen · CIK 0001830764 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,000 F1 · shares: Consists of restricted stock units ("RSUs"). Each RSU represents the right to receive one share of common stock upon vesting. The RSUs vest on September 15, 2023, subject to the Reporting Person's continued service through the applicable vesting date. Read SEC document |
| September 15, 2022 Filed Sep 19, 2022 21:39 UTC |
VINK PATRICK V.J.J.Director
|
GrantCommon Stock | 15,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-22-031495 · doc4.xml · nonDerivative · entry 1 VINK PATRICK V.J.J. · CIK 0001557501 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,000 F1 · shares: Consists of restricted stock units ("RSUs"). Each RSU represents the right to receive one share of common stock upon vesting. The RSUs vest on September 15, 2023, subject to the Reporting Person's continued service through the applicable vesting date. Read SEC document |
| September 12, 2022 Filed Sep 15, 2022 01:49 UTC |
HAMED KAMALChief Medical Officer
|
GrantCommon Stock | 210,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-22-031094 · doc4.xml · nonDerivative · entry 1 HAMED KAMAL · CIK 0001946366 · Chief Medical Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 210,000 F1 · shares: Consists of restricted stock units ("RSUs"). Each RSU represents the right to receive one share of common stock upon vesting. The RSUs vest in four equal annual installments beginning on September 12, 2023, subject to the Reporting Person's continued service through the applicable vesting date. Read SEC document |
| August 29, 2022 Filed Aug 30, 2022 21:00 UTC |
Shukla SathChief Financial Officer
|
SaleCommon Stock | 6,017 | $0.89 | $5,377.99 |
DisclosureSEC source: 0000899243-22-030087 · doc4.xml · nonDerivative · entry 1 Shukla Sath · CIK 0001782817 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,064 F1 · kind: The reported transaction is a sale of common stock pursuant to a preexisting 10b5-1 plan upon the vesting on August 26, 2022 of a portion of restricted stock units ("RSUs") granted to the Reporting Person on August 26, 2021. F2 · price: Represents the weighted average sales price per share. The shares sold at prices ranging from $0.8839 to $0.9002 per share. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer. F3 · balance_after: Consists of RSUs. Each RSU represents the right to receive one share of common stock upon vesting. 18,050 of the RSUs vest in three equal annual installments beginning on August 26, 2023 and 38,014 of the RSUs vest in four equal annual installments beginning on February 1, 2023, in each case subject to the Reporting Person's continued service through the applicable vesting date. Read SEC document |
| April 26, 2022 Filed Apr 28, 2022 20:13 UTC |
Aquilo Capital Management, LLC10% owner
Aquilo Capital, L.P.10% owner
|
PurchaseCommon Stock, $0.001 par value | 39,727 | $5.24 | $207,970.85 |
DisclosureSEC source: 0001591986-22-000015 · primary_doc.xml · nonDerivative · entry 1 Aquilo Capital Management, LLC · CIK 0001591986 · 10% owner Aquilo Capital, L.P. · CIK 0001491371 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 5,321,231 F1 · security: The reporting persons are Aquilo Capital, L.P. (the "Fund"), Aquilo Capital Management, LLC ("Aquilo") and Marc R. Schneidman. Aquilo is the general partner and investment adviser of the Fund and other funds managed by Aquilo that hold securities directly for the benefit of their investors. Aquilo may be deemed to beneficially own such securities indirectly as the investment adviser and general partner of the Fund and affiliated funds, and Mr. Schneidman may be deemed to beneficially own them indirectly as the control person of Aquilo. Each of, Aquilo, the Fund and Mr. Schneidman disclaims beneficial ownership of such securities except to the extent of his or its pecuniary interest therein. F2 · balance_after: Aquilo Capital, LP only owns 3,511,982 of the 5,321,231 shares deemed to be beneficially owned by Aquilo Capital Management, LLC. Aquilo Capital, LP purchased 39,727 shares in this transaction on 4/26/2022. F1 · ownership.nature: The reporting persons are Aquilo Capital, L.P. (the "Fund"), Aquilo Capital Management, LLC ("Aquilo") and Marc R. Schneidman. Aquilo is the general partner and investment adviser of the Fund and other funds managed by Aquilo that hold securities directly for the benefit of their investors. Aquilo may be deemed to beneficially own such securities indirectly as the investment adviser and general partner of the Fund and affiliated funds, and Mr. Schneidman may be deemed to beneficially own them indirectly as the control person of Aquilo. Each of, Aquilo, the Fund and Mr. Schneidman disclaims beneficial ownership of such securities except to the extent of his or its pecuniary interest therein. Read SEC document |
| March 30, 2022 Filed Mar 31, 2022 19:51 UTC |
Aquilo Capital Management, LLC10% owner
Aquilo Capital, L.P.10% owner
|
PurchaseCommon Stock, $0.001 par value | 16,885 | $8.79 | $148,392.13 |
DisclosureSEC source: 0001591986-22-000014 · primary_doc.xml · nonDerivative · entry 2 Aquilo Capital Management, LLC · CIK 0001591986 · 10% owner Aquilo Capital, L.P. · CIK 0001491371 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 5,281,504 F1 · security: The reporting persons are Aquilo Capital, L.P. (the "Fund"), Aquilo Capital Management, LLC ("Aquilo") and Marc R. Schneidman. Aquilo is the general partner and investment adviser of the Fund and other funds managed by Aquilo that hold securities directly for the benefit of their investors. Aquilo may be deemed to beneficially own such securities indirectly as the investment adviser and general partner of the Fund and affiliated funds, and Mr. Schneidman may be deemed to beneficially own them indirectly as the control person of Aquilo. Each of, Aquilo, the Fund and Mr. Schneidman disclaims beneficial ownership of such securities except to the extent of his or its pecuniary interest therein. F3 · balance_after: Aquilo Capital, LP only owns 3,472,255 of the 5,281,504 shares deemed to be beneficially owned by Aquilo Capital Management, LLC. Aquilo Capital, LP did not purchase any of the 16,885 shares purchased in this transaction on 03/30/2022. F1 · ownership.nature: The reporting persons are Aquilo Capital, L.P. (the "Fund"), Aquilo Capital Management, LLC ("Aquilo") and Marc R. Schneidman. Aquilo is the general partner and investment adviser of the Fund and other funds managed by Aquilo that hold securities directly for the benefit of their investors. Aquilo may be deemed to beneficially own such securities indirectly as the investment adviser and general partner of the Fund and affiliated funds, and Mr. Schneidman may be deemed to beneficially own them indirectly as the control person of Aquilo. Each of, Aquilo, the Fund and Mr. Schneidman disclaims beneficial ownership of such securities except to the extent of his or its pecuniary interest therein. Read SEC document |
| March 30, 2022 Filed Mar 31, 2022 19:51 UTC |
Aquilo Capital Management, LLC10% owner
Aquilo Capital, L.P.10% owner
|
PurchaseCommon Stock, $0.001 par value | 33,115 | $8.79 | $291,027.87 |
DisclosureSEC source: 0001591986-22-000014 · primary_doc.xml · nonDerivative · entry 1 Aquilo Capital Management, LLC · CIK 0001591986 · 10% owner Aquilo Capital, L.P. · CIK 0001491371 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 5,264,619 F1 · security: The reporting persons are Aquilo Capital, L.P. (the "Fund"), Aquilo Capital Management, LLC ("Aquilo") and Marc R. Schneidman. Aquilo is the general partner and investment adviser of the Fund and other funds managed by Aquilo that hold securities directly for the benefit of their investors. Aquilo may be deemed to beneficially own such securities indirectly as the investment adviser and general partner of the Fund and affiliated funds, and Mr. Schneidman may be deemed to beneficially own them indirectly as the control person of Aquilo. Each of, Aquilo, the Fund and Mr. Schneidman disclaims beneficial ownership of such securities except to the extent of his or its pecuniary interest therein. F2 · balance_after: Aquilo Capital, LP only owns 3,472,255 of the 5,264,619 shares deemed to be beneficially owned by Aquilo Capital Management, LLC. Aquilo Capital, LP purchased 33,115 shares in this transaction on 3/30/2022. F1 · ownership.nature: The reporting persons are Aquilo Capital, L.P. (the "Fund"), Aquilo Capital Management, LLC ("Aquilo") and Marc R. Schneidman. Aquilo is the general partner and investment adviser of the Fund and other funds managed by Aquilo that hold securities directly for the benefit of their investors. Aquilo may be deemed to beneficially own such securities indirectly as the investment adviser and general partner of the Fund and affiliated funds, and Mr. Schneidman may be deemed to beneficially own them indirectly as the control person of Aquilo. Each of, Aquilo, the Fund and Mr. Schneidman disclaims beneficial ownership of such securities except to the extent of his or its pecuniary interest therein. Read SEC document |
| March 14, 2022 Filed Mar 16, 2022 20:23 UTC |
Aquilo Capital Management, LLC10% owner
Aquilo Capital, L.P.10% owner
|
PurchaseCommon Stock, $0.001 par value | 8,006 | $7.63 | $61,053.76 |
DisclosureSEC source: 0001591986-22-000013 · primary_doc.xml · nonDerivative · entry 2 Aquilo Capital Management, LLC · CIK 0001591986 · 10% owner Aquilo Capital, L.P. · CIK 0001491371 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 5,231,504 F1 · security: The reporting persons are Aquilo Capital, L.P. (the "Fund"), Aquilo Capital Management, LLC ("Aquilo") and Marc R. Schneidman. Aquilo is the general partner and investment adviser of the Fund and other funds managed by Aquilo that hold securities directly for the benefit of their investors. Aquilo may be deemed to beneficially own such securities indirectly as the investment adviser and general partner of the Fund and affiliated funds, and Mr. Schneidman may be deemed to beneficially own them indirectly as the control person of Aquilo. Each of, Aquilo, the Fund and Mr. Schneidman disclaims beneficial ownership of such securities except to the extent of his or its pecuniary interest therein. F3 · balance_after: Aquilo Capital, LP only owns 3,439,140 of the 5,231,504 shares deemed to be beneficially owned by Aquilo Capital Management, LLC. Aquilo Capital, LP did not purchase any of the 8,006 shares purchased in this transaction on 03/14/2022. F1 · ownership.nature: The reporting persons are Aquilo Capital, L.P. (the "Fund"), Aquilo Capital Management, LLC ("Aquilo") and Marc R. Schneidman. Aquilo is the general partner and investment adviser of the Fund and other funds managed by Aquilo that hold securities directly for the benefit of their investors. Aquilo may be deemed to beneficially own such securities indirectly as the investment adviser and general partner of the Fund and affiliated funds, and Mr. Schneidman may be deemed to beneficially own them indirectly as the control person of Aquilo. Each of, Aquilo, the Fund and Mr. Schneidman disclaims beneficial ownership of such securities except to the extent of his or its pecuniary interest therein. Read SEC document |
| March 14, 2022 Filed Mar 16, 2022 20:23 UTC |
Aquilo Capital Management, LLC10% owner
Aquilo Capital, L.P.10% owner
|
PurchaseCommon Stock, $0.001 par value | 15,702 | $7.63 | $119,743.45 |
DisclosureSEC source: 0001591986-22-000013 · primary_doc.xml · nonDerivative · entry 1 Aquilo Capital Management, LLC · CIK 0001591986 · 10% owner Aquilo Capital, L.P. · CIK 0001491371 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 5,223,498 F1 · security: The reporting persons are Aquilo Capital, L.P. (the "Fund"), Aquilo Capital Management, LLC ("Aquilo") and Marc R. Schneidman. Aquilo is the general partner and investment adviser of the Fund and other funds managed by Aquilo that hold securities directly for the benefit of their investors. Aquilo may be deemed to beneficially own such securities indirectly as the investment adviser and general partner of the Fund and affiliated funds, and Mr. Schneidman may be deemed to beneficially own them indirectly as the control person of Aquilo. Each of, Aquilo, the Fund and Mr. Schneidman disclaims beneficial ownership of such securities except to the extent of his or its pecuniary interest therein. F2 · balance_after: Aquilo Capital, LP only owns 3,439,140 of the 5,223,498 shares deemed to be beneficially owned by Aquilo Capital Management, LLC. Aquilo Capital, LP purchased 15,702 shares in this transaction on 3/14/2022. F1 · ownership.nature: The reporting persons are Aquilo Capital, L.P. (the "Fund"), Aquilo Capital Management, LLC ("Aquilo") and Marc R. Schneidman. Aquilo is the general partner and investment adviser of the Fund and other funds managed by Aquilo that hold securities directly for the benefit of their investors. Aquilo may be deemed to beneficially own such securities indirectly as the investment adviser and general partner of the Fund and affiliated funds, and Mr. Schneidman may be deemed to beneficially own them indirectly as the control person of Aquilo. Each of, Aquilo, the Fund and Mr. Schneidman disclaims beneficial ownership of such securities except to the extent of his or its pecuniary interest therein. Read SEC document |
| February 28, 2022 Filed Mar 2, 2022 20:52 UTC |
Aquilo Capital Management, LLC10% owner
Aquilo Capital, L.P.10% owner
|
PurchaseCommon Stock, $0.001 par value | 15,104 | $9.53 | $143,930.55 |
DisclosureSEC source: 0001591986-22-000011 · primary_doc.xml · nonDerivative · entry 2 Aquilo Capital Management, LLC · CIK 0001591986 · 10% owner Aquilo Capital, L.P. · CIK 0001491371 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 5,207,796 F1 · security: The reporting persons are Aquilo Capital, L.P. (the "Fund"), Aquilo Capital Management, LLC ("Aquilo") and Marc R. Schneidman. Aquilo is the general partner and investment adviser of the Fund and other funds managed by Aquilo that hold securities directly for the benefit of their investors. Aquilo may be deemed to beneficially own such securities indirectly as the investment adviser and general partner of the Fund and affiliated funds, and Mr. Schneidman may be deemed to beneficially own them indirectly as the control person of Aquilo. Each of, Aquilo, the Fund and Mr. Schneidman disclaims beneficial ownership of such securities except to the extent of his or its pecuniary interest therein. F3 · balance_after: Aquilo Capital, LP owns only 3,423,438 of the 5,207,796 shares deemed to be beneficially owned by Aquilo Capital Management, LLC. Aquilo Capital, LP did not purchase any of the 15,104 shares purchased in this transaction on 02/28/2022. F1 · ownership.nature: The reporting persons are Aquilo Capital, L.P. (the "Fund"), Aquilo Capital Management, LLC ("Aquilo") and Marc R. Schneidman. Aquilo is the general partner and investment adviser of the Fund and other funds managed by Aquilo that hold securities directly for the benefit of their investors. Aquilo may be deemed to beneficially own such securities indirectly as the investment adviser and general partner of the Fund and affiliated funds, and Mr. Schneidman may be deemed to beneficially own them indirectly as the control person of Aquilo. Each of, Aquilo, the Fund and Mr. Schneidman disclaims beneficial ownership of such securities except to the extent of his or its pecuniary interest therein. Read SEC document |
| February 28, 2022 Filed Mar 2, 2022 20:52 UTC |
Aquilo Capital Management, LLC10% owner
Aquilo Capital, L.P.10% owner
|
PurchaseCommon Stock, $0.001 par value | 29,729 | $9.53 | $283,296.56 |
DisclosureSEC source: 0001591986-22-000011 · primary_doc.xml · nonDerivative · entry 1 Aquilo Capital Management, LLC · CIK 0001591986 · 10% owner Aquilo Capital, L.P. · CIK 0001491371 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 5,192,692 F1 · security: The reporting persons are Aquilo Capital, L.P. (the "Fund"), Aquilo Capital Management, LLC ("Aquilo") and Marc R. Schneidman. Aquilo is the general partner and investment adviser of the Fund and other funds managed by Aquilo that hold securities directly for the benefit of their investors. Aquilo may be deemed to beneficially own such securities indirectly as the investment adviser and general partner of the Fund and affiliated funds, and Mr. Schneidman may be deemed to beneficially own them indirectly as the control person of Aquilo. Each of, Aquilo, the Fund and Mr. Schneidman disclaims beneficial ownership of such securities except to the extent of his or its pecuniary interest therein. F2 · balance_after: Aquilo Capital, LP owns 3,423,438 of the 5,192,692 shares deemed to be beneficially owned by Aquilo Capital Management, LLC. Aquilo Capital, LP purchased 29,729 shares in this transaction on 2/28/2022. F1 · ownership.nature: The reporting persons are Aquilo Capital, L.P. (the "Fund"), Aquilo Capital Management, LLC ("Aquilo") and Marc R. Schneidman. Aquilo is the general partner and investment adviser of the Fund and other funds managed by Aquilo that hold securities directly for the benefit of their investors. Aquilo may be deemed to beneficially own such securities indirectly as the investment adviser and general partner of the Fund and affiliated funds, and Mr. Schneidman may be deemed to beneficially own them indirectly as the control person of Aquilo. Each of, Aquilo, the Fund and Mr. Schneidman disclaims beneficial ownership of such securities except to the extent of his or its pecuniary interest therein. Read SEC document |
| February 18, 2022 Filed Feb 23, 2022 21:24 UTC |
Aquilo Capital Management, LLC10% owner
Aquilo Capital, L.P.10% owner
|
PurchaseCommon Stock, $0.001 par value | 14,828 | $9.24 | $137,038.89 |
DisclosureSEC source: 0001591986-22-000010 · primary_doc.xml · nonDerivative · entry 1 Aquilo Capital Management, LLC · CIK 0001591986 · 10% owner Aquilo Capital, L.P. · CIK 0001491371 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 5,162,963 F1 · security: The reporting persons are Aquilo Capital, L.P. (the "Fund"), Aquilo Capital Management, LLC ("Aquilo") and Marc R. Schneidman. Aquilo is the general partner and investment adviser of the Fund and other funds managed by Aquilo that hold securities directly for the benefit of their investors. Aquilo may be deemed to beneficially own such securities indirectly as the investment adviser and general partner of the Fund and affiliated funds, and Mr. Schneidman may be deemed to beneficially own them indirectly as the control person of Aquilo. Each of, Aquilo, the Fund and Mr. Schneidman disclaims beneficial ownership of such securities except to the extent of his or its pecuniary interest therein. F2 · balance_after: Aquilo Capital, LP owns 3,393,709 of the 5,162,963 shares deemed to be beneficially owned by Aquilo Capital Management, LLC. Aquilo Capital, LP purchased 14,828 shares in this transaction on 2/18/2022. F1 · ownership.nature: The reporting persons are Aquilo Capital, L.P. (the "Fund"), Aquilo Capital Management, LLC ("Aquilo") and Marc R. Schneidman. Aquilo is the general partner and investment adviser of the Fund and other funds managed by Aquilo that hold securities directly for the benefit of their investors. Aquilo may be deemed to beneficially own such securities indirectly as the investment adviser and general partner of the Fund and affiliated funds, and Mr. Schneidman may be deemed to beneficially own them indirectly as the control person of Aquilo. Each of, Aquilo, the Fund and Mr. Schneidman disclaims beneficial ownership of such securities except to the extent of his or its pecuniary interest therein. Read SEC document |
| February 01, 2022 Filed Feb 3, 2022 21:19 UTC |
Melnick David A.Chief Medical Officer
|
GrantStock Option (Right to Buy) · Derivative | 53,190 | $0.00 Strike: $11.18 | $0.00 |
DisclosureSEC source: 0000899243-22-004594 · doc4.xml · derivative · entry 2 Melnick David A. · CIK 0001726485 · Chief Medical Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,190 Underlying: Common Stock · 53,190 shares Expires 2032-02-01 F3 · derivative.exercise_date: The shares underlying this option vest as to 25% on February 1, 2023, with the remainder vesting in 36 equal monthly installments thereafter, subject to the Reporting Person's continued service through the applicable vesting date. Read SEC document |
| February 01, 2022 Filed Feb 3, 2022 21:19 UTC |
Melnick David A.Chief Medical Officer
|
GrantCommon Stock | 38,014 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-22-004594 · doc4.xml · nonDerivative · entry 1 Melnick David A. · CIK 0001726485 · Chief Medical Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,081 F1 · shares: Consists of restricted stock units ("RSUs"). Each RSU represents the right to receive one share of common stock upon vesting. The RSUs vest in four equal annual installments beginning on February 1, 2023, subject to the Reporting Person's continued service through the applicable vesting date. F2 · balance_after: Consists of 62,081 RSUs held by the Reporting Person. Read SEC document |
| February 01, 2022 Filed Feb 3, 2022 21:18 UTC |
Larkin CristinaChief Operating Officer
|
GrantStock Option (Right to Buy) · Derivative | 53,190 | $0.00 Strike: $11.18 | $0.00 |
DisclosureSEC source: 0000899243-22-004592 · doc4.xml · derivative · entry 2 Larkin Cristina · CIK 0001721173 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,190 Underlying: Common Stock · 53,190 shares Expires 2032-02-01 F3 · derivative.exercise_date: The shares underlying this option vest as to 25% on February 1, 2023, with the remainder vesting in 36 equal monthly installments thereafter, subject to the Reporting Person's continued service through the applicable vesting date. Read SEC document |
| February 01, 2022 Filed Feb 3, 2022 21:18 UTC |
Larkin CristinaChief Operating Officer
|
GrantCommon Stock | 38,014 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-22-004592 · doc4.xml · nonDerivative · entry 1 Larkin Cristina · CIK 0001721173 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,581 F1 · shares: Consists of restricted stock units ("RSUs"). Each RSU represents the right to receive one share of common stock upon vesting. The RSUs vest in four equal annual installments beginning on February 1, 2023, subject to the Reporting Person's continued service through the applicable vesting date. F2 · balance_after: Includes 1,500 shares of common stock and 62,081 RSUs held by the Reporting Person. Read SEC document |
| February 01, 2022 Filed Feb 3, 2022 21:19 UTC |
Shukla SathChief Financial Officer
|
GrantStock Option (Right to Buy) · Derivative | 53,190 | $0.00 Strike: $11.18 | $0.00 |
DisclosureSEC source: 0000899243-22-004593 · doc4.xml · derivative · entry 2 Shukla Sath · CIK 0001782817 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,190 Underlying: Common Stock · 53,190 shares Expires 2032-02-01 F3 · derivative.exercise_date: The shares underlying this option vest as to 25% on February 1, 2023, with the remainder vesting in 36 equal monthly installments thereafter, subject to the Reporting Person's continued service through the applicable vesting date. Read SEC document |
| February 01, 2022 Filed Feb 3, 2022 21:19 UTC |
Shukla SathChief Financial Officer
|
GrantCommon Stock | 38,014 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-22-004593 · doc4.xml · nonDerivative · entry 1 Shukla Sath · CIK 0001782817 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,081 F1 · shares: Consists of restricted stock units ("RSUs"). Each RSU represents the right to receive one share of common stock upon vesting. The RSUs vest in four equal annual installments beginning on February 1, 2023, subject to the Reporting Person's continued service through the applicable vesting date. F2 · balance_after: Consists of 62,081 RSUs held by the Reporting Person. Read SEC document |
| February 01, 2022 Filed Feb 3, 2022 21:18 UTC |
Mahadevia AnkitDirector · CEO and President
|
GrantStock Option (Right to Buy) · Derivative | 187,730 | $0.00 Strike: $11.18 | $0.00 |
DisclosureSEC source: 0000899243-22-004591 · doc4.xml · derivative · entry 2 Mahadevia Ankit · CIK 0001720974 · Director · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 187,730 Underlying: Common Stock · 187,730 shares Expires 2032-02-01 F3 · derivative.exercise_date: The shares underlying this option vest as to 25% on February 1, 2023, with the remainder vesting in 36 equal monthly installments thereafter, subject to the Reporting Person's continued service through the applicable vesting date. Read SEC document |
| February 01, 2022 Filed Feb 3, 2022 21:18 UTC |
Mahadevia AnkitDirector · CEO and President
|
GrantCommon Stock | 134,168 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-22-004591 · doc4.xml · nonDerivative · entry 1 Mahadevia Ankit · CIK 0001720974 · Director · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 278,204 F1 · shares: Consists of restricted stock units ("RSUs"). Each RSU represents the right to receive one share of common stock upon vesting. The RSUs vest in four equal annual installments beginning on February 1, 2023, subject to the Reporting Person's continued service through the applicable vesting date. F2 · balance_after: Amount includes 65,817 shares of common stock held by the Mahadevia-Mehta Family Trust, of which the Reporting Person is a trustee. Amount also includes 212,387 RSUs held by the Reporting Person. Read SEC document |
| February 01, 2022 Filed Feb 3, 2022 21:17 UTC |
JOSEPH TAMARA LChief Legal Officer
|
GrantStock Option (Right to Buy) · Derivative | 53,190 | $0.00 Strike: $11.18 | $0.00 |
DisclosureSEC source: 0000899243-22-004586 · doc4.xml · derivative · entry 2 JOSEPH TAMARA L · CIK 0001433991 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,190 Underlying: Common Stock · 53,190 shares Expires 2032-02-01 F3 · derivative.exercise_date: The shares underlying this option vest as to 25% on February 1, 2023, with the remainder vesting in 36 equal monthly installments thereafter, subject to the Reporting Person's continued service through the applicable vesting date. Read SEC document |
| February 01, 2022 Filed Feb 3, 2022 21:17 UTC |
JOSEPH TAMARA LChief Legal Officer
|
GrantCommon Stock | 38,014 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-22-004586 · doc4.xml · nonDerivative · entry 1 JOSEPH TAMARA L · CIK 0001433991 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,081 F1 · shares: Consists of restricted stock units ("RSUs"). Each RSU represents the right to receive one share of common stock upon vesting. The RSUs vest in four equal annual installments beginning on February 1, 2023, subject to the Reporting Person's continued service through the applicable vesting date. F2 · balance_after: Consists of 62,081 RSUs held by the Reporting Person. Read SEC document |
| February 01, 2022 Filed Feb 3, 2022 21:18 UTC |
Keutzer TimothyChief Development Officer
|
GrantStock Option (Right to Buy) · Derivative | 53,190 | $0.00 Strike: $11.18 | $0.00 |
DisclosureSEC source: 0000899243-22-004589 · doc4.xml · derivative · entry 2 Keutzer Timothy · CIK 0001798155 · Chief Development Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,190 Underlying: Common Stock · 53,190 shares Expires 2032-02-01 F3 · derivative.exercise_date: The shares underlying this option vest as to 25% on February 1, 2023, with the remainder vesting in 36 equal monthly installments thereafter, subject to the Reporting Person's continued service through the applicable vesting date. Read SEC document |
| February 01, 2022 Filed Feb 3, 2022 21:18 UTC |
Keutzer TimothyChief Development Officer
|
GrantCommon Stock | 38,014 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-22-004589 · doc4.xml · nonDerivative · entry 1 Keutzer Timothy · CIK 0001798155 · Chief Development Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,581 F1 · shares: Consists of restricted stock units ("RSUs"). Each RSU represents the right to receive one share of common stock upon vesting. The RSUs vest in four equal annual installments beginning on February 1, 2023, subject to the Reporting Person's continued service through the applicable vesting date. F2 · balance_after: Includes 2,500 shares of common stock and 62,081 RSUs held by the Reporting Person. Read SEC document |
| January 31, 2022 Filed Feb 2, 2022 01:26 UTC |
Aquilo Capital Management, LLC10% owner
Aquilo Capital, L.P.10% owner
|
PurchaseCommon Stock, $0.001 par value | 125,000 | $11.59 | $1,448,262.50 |
DisclosureSEC source: 0001591986-22-000004 · primary_doc.xml · nonDerivative · entry 1 Aquilo Capital Management, LLC · CIK 0001591986 · 10% owner Aquilo Capital, L.P. · CIK 0001491371 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 5,148,135 F1 · security: The reporting persons are Aquilo Capital, L.P. (the "Fund"), Aquilo Capital Management, LLC ("Aquilo") and Marc R. Schneidman. Aquilo is the general partner and investment adviser of the Fund and other funds managed by Aquilo that hold securities directly for the benefit of their investors. Aquilo may be deemed to beneficially own such securities indirectly as the investment adviser and general partner of the Fund and affiliated funds, and Mr. Schneidman may be deemed to beneficially own them indirectly as the control person of Aquilo. Each of, Aquilo, the Fund and Mr. Schneidman disclaims beneficial ownership of such securities except to the extent of his or its pecuniary interest therein. F2 · balance_after: Aquilo Capital, LP owns only 3,378,881 of the 5,148,135 shares deemed to be beneficially owned by Aquilo Capital Management, LLC. Aquilo Capital, LP did not purchase any of the 125,000 shares purchased in this transaction on 01/31/2022. F1 · ownership.nature: The reporting persons are Aquilo Capital, L.P. (the "Fund"), Aquilo Capital Management, LLC ("Aquilo") and Marc R. Schneidman. Aquilo is the general partner and investment adviser of the Fund and other funds managed by Aquilo that hold securities directly for the benefit of their investors. Aquilo may be deemed to beneficially own such securities indirectly as the investment adviser and general partner of the Fund and affiliated funds, and Mr. Schneidman may be deemed to beneficially own them indirectly as the control person of Aquilo. Each of, Aquilo, the Fund and Mr. Schneidman disclaims beneficial ownership of such securities except to the extent of his or its pecuniary interest therein. Read SEC document |
| January 24, 2022 Filed Jan 26, 2022 22:12 UTC |
Aquilo Capital Management, LLC10% owner
Aquilo Capital, L.P.10% owner
|
PurchaseCommon Stock, $0.001 par value | 1,599 | $10.89 | $17,418.07 |
DisclosureSEC source: 0001591986-22-000003 · primary_doc.xml · nonDerivative · entry 1 Aquilo Capital Management, LLC · CIK 0001591986 · 10% owner Aquilo Capital, L.P. · CIK 0001491371 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 5,023,135 F1 · security: The reporting persons are Aquilo Capital, L.P. (the "Fund"), Aquilo Capital Management, LLC ("Aquilo") and Marc R. Schneidman. Aquilo is the general partner and investment adviser of the Fund and other funds managed by Aquilo that hold securities directly for the benefit of their investors. Aquilo may be deemed to beneficially own such securities indirectly as the investment adviser and general partner of the Fund and affiliated funds, and Mr. Schneidman may be deemed to beneficially own them indirectly as the control person of Aquilo. Each of, Aquilo, the Fund and Mr. Schneidman disclaims beneficial ownership of such securities except to the extent of his or its pecuniary interest therein. F2 · balance_after: Aquilo Capital, LP owns only 3,378,881 of the 5,023,135 shares deemed to be beneficially owned by Aquilo Capital Management, LLC. Aquilo Capital, LP did not purchase any of the 1,599 shares purchased in this transaction on 01/24/2022. F1 · ownership.nature: The reporting persons are Aquilo Capital, L.P. (the "Fund"), Aquilo Capital Management, LLC ("Aquilo") and Marc R. Schneidman. Aquilo is the general partner and investment adviser of the Fund and other funds managed by Aquilo that hold securities directly for the benefit of their investors. Aquilo may be deemed to beneficially own such securities indirectly as the investment adviser and general partner of the Fund and affiliated funds, and Mr. Schneidman may be deemed to beneficially own them indirectly as the control person of Aquilo. Each of, Aquilo, the Fund and Mr. Schneidman disclaims beneficial ownership of such securities except to the extent of his or its pecuniary interest therein. Read SEC document |
| January 18, 2022 Filed Jan 20, 2022 18:07 UTC |
Aquilo Capital Management, LLC10% owner
Aquilo Capital, L.P.10% owner
|
PurchaseCommon Stock, $0.001 par value | 48,488 | $12.41 | $601,963.97 |
DisclosureSEC source: 0001591986-22-000002 · primary_doc.xml · nonDerivative · entry 1 Aquilo Capital Management, LLC · CIK 0001591986 · 10% owner Aquilo Capital, L.P. · CIK 0001491371 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 5,021,536 F1 · security: The reporting persons are Aquilo Capital, L.P. (the "Fund"), Aquilo Capital Management, LLC ("Aquilo") and Marc R. Schneidman. Aquilo is the general partner and investment adviser of the Fund and other funds managed by Aquilo that hold securities directly for the benefit of their investors. Aquilo may be deemed to beneficially own such securities indirectly as the investment adviser and general partner of the Fund and affiliated funds, and Mr. Schneidman may be deemed to beneficially own them indirectly as the control person of Aquilo. Each of, Aquilo, the Fund and Mr. Schneidman disclaims beneficial ownership of such securities except to the extent of his or its pecuniary interest therein. F2 · balance_after: Aquilo Capital, LP owns only 3,378,881 of the 5,021,536 shares deemed to be beneficially owned by Aquilo Capital Management, LLC. Aquilo Capital, LP did not purchase any of the 48,488 shares purchased in this transaction on 01/18/2022. F1 · ownership.nature: The reporting persons are Aquilo Capital, L.P. (the "Fund"), Aquilo Capital Management, LLC ("Aquilo") and Marc R. Schneidman. Aquilo is the general partner and investment adviser of the Fund and other funds managed by Aquilo that hold securities directly for the benefit of their investors. Aquilo may be deemed to beneficially own such securities indirectly as the investment adviser and general partner of the Fund and affiliated funds, and Mr. Schneidman may be deemed to beneficially own them indirectly as the control person of Aquilo. Each of, Aquilo, the Fund and Mr. Schneidman disclaims beneficial ownership of such securities except to the extent of his or its pecuniary interest therein. Read SEC document |
| January 10, 2022 Filed Jan 12, 2022 21:43 UTC |
Aquilo Capital Management, LLC10% owner
Aquilo Capital, L.P.10% owner
|
PurchaseCommon Stock, $0.001 par value | 8,867 | $12.93 | $114,608.64 |
DisclosureSEC source: 0001591986-22-000001 · primary_doc.xml · nonDerivative · entry 1 Aquilo Capital Management, LLC · CIK 0001591986 · 10% owner Aquilo Capital, L.P. · CIK 0001491371 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 4,973,048 F1 · security: The reporting persons are Aquilo Capital, L.P. (the "Fund"), Aquilo Capital Management, LLC ("Aquilo") and Marc R. Schneidman. Aquilo is the general partner and investment adviser of the Fund and other funds managed by Aquilo that hold securities directly for the benefit of their investors. Aquilo may be deemed to beneficially own such securities indirectly as the investment adviser and general partner of the Fund and affiliated funds, and Mr. Schneidman may be deemed to beneficially own them indirectly as the control person of Aquilo. Each of, Aquilo, the Fund and Mr. Schneidman disclaims beneficial ownership of such securities except to the extent of his or its pecuniary interest therein. F2 · balance_after: Aquilo Capital, LP owns only 3,378,881 of the 4,973,048 shares deemed to be beneficially owned by Aquilo Capital Management, LLC. Aquilo Capital, LP did not purchase any of the 8,867 shares purchased in this transaction on 01/10/2022. F1 · ownership.nature: The reporting persons are Aquilo Capital, L.P. (the "Fund"), Aquilo Capital Management, LLC ("Aquilo") and Marc R. Schneidman. Aquilo is the general partner and investment adviser of the Fund and other funds managed by Aquilo that hold securities directly for the benefit of their investors. Aquilo may be deemed to beneficially own such securities indirectly as the investment adviser and general partner of the Fund and affiliated funds, and Mr. Schneidman may be deemed to beneficially own them indirectly as the control person of Aquilo. Each of, Aquilo, the Fund and Mr. Schneidman disclaims beneficial ownership of such securities except to the extent of his or its pecuniary interest therein. Read SEC document |
| January 05, 2022 Filed Jan 7, 2022 22:13 UTC |
Tregoning KathleenDirector
|
GrantStock Option (Right to Buy) · Derivative | 4,428 | $9.03 Strike: $13.19 | $39,984.84 |
DisclosureSEC source: 0000899243-22-001380 · doc4.xml · derivative · entry 1 Tregoning Kathleen · CIK 0001830764 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,428 Underlying: Common Stock · 4,428 shares Expires 2032-01-05 F2 · price: This stock option was issued to the Reporting Person, who elected to take stock options in lieu of $40,000 in cash compensation for services as a director, pursuant to the Issuer's non-employee director compensation policy. F1 · derivative.exercise_date: This stock option shall vest in four quarterly installments on the last day of each calendar quarter during the calendar year subject to the Reporting Person's continued service as a non-employee director. Read SEC document |
| January 05, 2022 Filed Jan 7, 2022 22:09 UTC |
THOMAS FRANK EDirector
|
GrantStock Option (Right to Buy) · Derivative | 2,214 | $9.03 Strike: $13.19 | $19,992.42 |
DisclosureSEC source: 0000899243-22-001378 · doc4.xml · derivative · entry 1 THOMAS FRANK E · CIK 0001242616 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,214 Underlying: Common Stock · 2,214 shares Expires 2032-01-05 F2 · price: This stock option was issued to the Reporting Person, who elected to take stock options in lieu of $20,000 in cash compensation for services as a director, pursuant to the Issuer's non-employee director compensation policy. F1 · derivative.exercise_date: This stock option shall vest in four quarterly installments on the last day of each calendar quarter during the calendar year subject to the Reporting Person's continued service as a non-employee director. Read SEC document |
| January 05, 2022 Filed Jan 7, 2022 22:07 UTC |
VINK PATRICK V.J.J.Director
|
GrantStock Option (Right to Buy) · Derivative | 2,214 | $9.03 Strike: $13.19 | $19,992.42 |
DisclosureSEC source: 0000899243-22-001376 · doc4.xml · derivative · entry 1 VINK PATRICK V.J.J. · CIK 0001557501 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,214 Underlying: Common Stock · 2,214 shares Expires 2032-01-05 F2 · price: This stock option was issued to the Reporting Person, who elected to take stock options in lieu of $20,000 in cash compensation for services as a director, pursuant to the Issuer's non-employee director compensation policy. F1 · derivative.exercise_date: This stock option shall vest in four quarterly installments on the last day of each calendar quarter during the calendar year subject to the Reporting Person's continued service as a non-employee director. Read SEC document |
| December 31, 2021 Filed Jan 3, 2022 19:46 UTC |
Aquilo Capital Management, LLC10% owner
Aquilo Capital, L.P.10% owner
|
PurchaseCommon Stock, $0.001 par value | 125,000 | $15.75 | $1,969,025.00 |
DisclosureSEC source: 0001691902-22-000001 · primary_doc.xml · nonDerivative · entry 3 Aquilo Capital Management, LLC · CIK 0001591986 · 10% owner Aquilo Capital, L.P. · CIK 0001491371 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 4,964,181 F1 · security: The reporting persons are Aquilo Capital, L.P. (the "Fund"), Aquilo Capital Management, LLC ("Aquilo") and Marc R. Schneidman. Aquilo is the general partner and investment adviser of the Fund and other funds managed by Aquilo that hold securities directly for the benefit of their investors. Aquilo may be deemed to beneficially own such securities indirectly as the investment adviser and general partner of the Fund and affiliated funds, and Mr. Schneidman may be deemed to beneficially own them indirectly as the control person of Aquilo. Each of, Aquilo, the Fund and Mr. Schneidman disclaims beneficial ownership of such securities except to the extent of his or its pecuniary interest therein. F4 · balance_after: Aquilo Capital, LP owns only 3,378,881 of the 4,964,181 shares deemed to be beneficially owned by Aquilo Capital Management, LLC. Aquilo Capital, LP did not purchase any of the 125,000 shares purchased in this transaction on 12/31/2021. F1 · ownership.nature: The reporting persons are Aquilo Capital, L.P. (the "Fund"), Aquilo Capital Management, LLC ("Aquilo") and Marc R. Schneidman. Aquilo is the general partner and investment adviser of the Fund and other funds managed by Aquilo that hold securities directly for the benefit of their investors. Aquilo may be deemed to beneficially own such securities indirectly as the investment adviser and general partner of the Fund and affiliated funds, and Mr. Schneidman may be deemed to beneficially own them indirectly as the control person of Aquilo. Each of, Aquilo, the Fund and Mr. Schneidman disclaims beneficial ownership of such securities except to the extent of his or its pecuniary interest therein. Read SEC document |
| December 30, 2021 Filed Jan 3, 2022 19:46 UTC |
Aquilo Capital Management, LLC10% owner
Aquilo Capital, L.P.10% owner
|
PurchaseCommon Stock, $0.001 par value | 50,000 | $15.77 | $788,610.00 |
DisclosureSEC source: 0001691902-22-000001 · primary_doc.xml · nonDerivative · entry 2 Aquilo Capital Management, LLC · CIK 0001591986 · 10% owner Aquilo Capital, L.P. · CIK 0001491371 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 4,839,181 F1 · security: The reporting persons are Aquilo Capital, L.P. (the "Fund"), Aquilo Capital Management, LLC ("Aquilo") and Marc R. Schneidman. Aquilo is the general partner and investment adviser of the Fund and other funds managed by Aquilo that hold securities directly for the benefit of their investors. Aquilo may be deemed to beneficially own such securities indirectly as the investment adviser and general partner of the Fund and affiliated funds, and Mr. Schneidman may be deemed to beneficially own them indirectly as the control person of Aquilo. Each of, Aquilo, the Fund and Mr. Schneidman disclaims beneficial ownership of such securities except to the extent of his or its pecuniary interest therein. F3 · balance_after: Aquilo Capital, LP owns only 3,378,881 of the 4,839,181 shares deemed to be beneficially owned by Aquilo Capital Management, LLC. Aquilo Capital, LP did not purchase any of the 50,000 shares purchased in this transaction on 12/30/2021. F1 · ownership.nature: The reporting persons are Aquilo Capital, L.P. (the "Fund"), Aquilo Capital Management, LLC ("Aquilo") and Marc R. Schneidman. Aquilo is the general partner and investment adviser of the Fund and other funds managed by Aquilo that hold securities directly for the benefit of their investors. Aquilo may be deemed to beneficially own such securities indirectly as the investment adviser and general partner of the Fund and affiliated funds, and Mr. Schneidman may be deemed to beneficially own them indirectly as the control person of Aquilo. Each of, Aquilo, the Fund and Mr. Schneidman disclaims beneficial ownership of such securities except to the extent of his or its pecuniary interest therein. Read SEC document |
| December 29, 2021 Filed Jan 3, 2022 19:46 UTC |
Aquilo Capital Management, LLC10% owner
Aquilo Capital, L.P.10% owner
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PurchaseCommon Stock, $0.001 par value | 75,493 | $14.64 | $1,105,262.82 |
DisclosureSEC source: 0001691902-22-000001 · primary_doc.xml · nonDerivative · entry 1 Aquilo Capital Management, LLC · CIK 0001591986 · 10% owner Aquilo Capital, L.P. · CIK 0001491371 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 4,789,181 F1 · security: The reporting persons are Aquilo Capital, L.P. (the "Fund"), Aquilo Capital Management, LLC ("Aquilo") and Marc R. Schneidman. Aquilo is the general partner and investment adviser of the Fund and other funds managed by Aquilo that hold securities directly for the benefit of their investors. Aquilo may be deemed to beneficially own such securities indirectly as the investment adviser and general partner of the Fund and affiliated funds, and Mr. Schneidman may be deemed to beneficially own them indirectly as the control person of Aquilo. Each of, Aquilo, the Fund and Mr. Schneidman disclaims beneficial ownership of such securities except to the extent of his or its pecuniary interest therein. F2 · balance_after: Aquilo Capital, LP owns only 3,378,881 of the 4,789,181 shares deemed to be beneficially owned by Aquilo Capital Management, LLC. Aquilo Capital, LP did not purchase any of the 75,493 shares purchased in this transaction on 12/29/2021. F1 · ownership.nature: The reporting persons are Aquilo Capital, L.P. (the "Fund"), Aquilo Capital Management, LLC ("Aquilo") and Marc R. Schneidman. Aquilo is the general partner and investment adviser of the Fund and other funds managed by Aquilo that hold securities directly for the benefit of their investors. Aquilo may be deemed to beneficially own such securities indirectly as the investment adviser and general partner of the Fund and affiliated funds, and Mr. Schneidman may be deemed to beneficially own them indirectly as the control person of Aquilo. Each of, Aquilo, the Fund and Mr. Schneidman disclaims beneficial ownership of such securities except to the extent of his or its pecuniary interest therein. Read SEC document |
| December 27, 2021 Filed Dec 29, 2021 23:26 UTC |
Mahadevia AnkitDirector · CEO and President
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Exercise / conversionStock Option (Right to Buy) · Derivative | 8,000 | $0.00 Strike: $5.90 | $0.00 |
DisclosureSEC source: 0000899243-21-050049 · doc4.xml · derivative · entry 3 Mahadevia Ankit · CIK 0001720974 · Director · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 486,809 Underlying: Common Stock · 8,000 shares Expires 2027-07-05 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: All of the option exercises reported herein were made with respect to options granted pursuant to the Company's 2017 Equity Incentive Plan on July 6, 2017 with vesting schedules generally consisting of 25% cliff vesting on specified dates and with the remainder vesting in 36 equal monthly installments thereafter, subject to the Reporting Person's continued service through the applicable vesting date. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.