SPRO

SEC source: 0000950170-25-014859 · ownership.xml · nonDerivative · entry 2

Rajavelu Esther · CIK 0001903716 · CFO & CBO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 745,409

F2 · shares: Each RSU represents the right to receive one share of common stock upon vesting. The RSUs shall vest in full on February 3, 2026, subject to the Reporting Person's continued service through the applicable vesting date.

SEC source: 0000950170-25-014859 · ownership.xml · nonDerivative · entry 1

Rajavelu Esther · CIK 0001903716 · CFO & CBO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 645,409

F1 · shares: Consists of restricted stock units ("RSUs"). Each RSU represents the right to receive one share of common stock upon vesting. The RSUs vest in four equal annual installments beginning on February 3, 2026, subject to the Reporting Person's continued service through the applicable vesting date.

SEC source: 0000950170-25-014850 · ownership.xml · nonDerivative · entry 1

Shukla Sath · CIK 0001782817 · CEO & President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,892,216

F1 · shares: Consists of restricted stock units ("RSUs"). Each RSU represents the right to receive one share of common stock upon vesting. The RSUs vest in four equal annual installments beginning on February 3, 2026, subject to the Reporting Person's continued service through the applicable vesting date.

SEC source: 0000950170-24-125339 · ownership.xml · nonDerivative · entry 2

Rajavelu Esther · CIK 0001903716 · CFO & CBO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 379,270

F1 · kind: The reported transaction is a sale of common stock effected to cover tax withholding obligations pursuant to a "sell to cover" provision included in each RSU Agreement in connection with the vesting of RSUs that were granted to the Reporting Person on November 13, 2023.

SEC source: 0000950170-24-125339 · ownership.xml · nonDerivative · entry 1

Rajavelu Esther · CIK 0001903716 · CFO & CBO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 396,515

F1 · kind: The reported transaction is a sale of common stock effected to cover tax withholding obligations pursuant to a "sell to cover" provision included in each RSU Agreement in connection with the vesting of RSUs that were granted to the Reporting Person on November 13, 2023.

SEC source: 0000950170-24-102000 · ownership.xml · nonDerivative · entry 1

Mahadevia Ankit · CIK 0001720974 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 759,085

F1 · kind: The reported transaction is a sale of common stock effected to cover tax withholding obligations pursuant to a "sell to cover" provision included in each RSU Agreement in connection with the vesting of RSUs that were granted to the Reporting Person on August 26, 2021.

SEC source: 0000950170-24-101993 · ownership.xml · nonDerivative · entry 1

Shukla Sath · CIK 0001782817 · CEO & President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,140,809

F1 · kind: The reported transaction is a sale of common stock effected to cover tax withholding obligations pursuant to a "sell to cover" provision included in each RSU Agreement in connection with the vesting of RSUs that were granted to the Reporting Person on August 26, 2021.

SEC source: 0000950170-24-101998 · ownership.xml · nonDerivative · entry 1

Keutzer Timothy · CIK 0001798155 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 531,837

F1 · kind: The reported transaction is a sale of common stock effected to cover tax withholding obligations pursuant to a "sell to cover" provision included in each RSU Agreement in connection with the vesting of RSUs that were granted to the Reporting Person on August 26, 2021.

SEC source: 0000950170-24-092170 · ownership.xml · nonDerivative · entry 2

Shukla Sath · CIK 0001782817 · CEO and President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,143,566

F1 · kind: The reported transaction is a sale of common stock effected to cover tax withholding obligations in connection with the vesting of RSUs that were granted to the Reporting Person on August 1, 2023 pursuant to a "sell to cover" provision included in each RSU Agreement.

SEC source: 0000950170-24-092170 · ownership.xml · nonDerivative · entry 1

Shukla Sath · CIK 0001782817 · CEO and President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,161,207

F1 · kind: The reported transaction is a sale of common stock effected to cover tax withholding obligations in connection with the vesting of RSUs that were granted to the Reporting Person on August 1, 2023 pursuant to a "sell to cover" provision included in each RSU Agreement.

SEC source: 0000950170-24-066659 · ownership.xml · nonDerivative · entry 1

Deshpande Milind · CIK 0001378588 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 71,454

F1 · shares: Consists of restricted stock units ("RSUs"). Each RSU represents the right to receive one share of common stock upon vesting. The RSUs vest on May 29, 2025, subject to the Reporting Person's continued service through the applicable vesting date.

SEC source: 0000950170-24-066652 · ownership.xml · nonDerivative · entry 1

Jackson Scott Thomas · CIK 0001566617 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 55,000

F1 · shares: Consists of restricted stock units ("RSUs"). Each RSU represents the right to receive one share of common stock upon vesting. The RSUs vest on May 29, 2025, subject to the Reporting Person's continued service through the applicable vesting date.

SEC source: 0000950170-24-066625 · ownership.xml · nonDerivative · entry 1

Mahadevia Ankit · CIK 0001720974 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 764,997

F1 · shares: Consists of restricted stock units ("RSUs"). Each RSU represents the right to receive one share of common stock upon vesting. The RSUs vest on May 29, 2025, subject to the Reporting Person's continued service through the applicable vesting date.

F2 · balance_after: Amount includes 65,817 shares of common stock held by the Mahadevia-Mehta Family Trust, of which the Reporting Person is a trustee.

SEC source: 0000950170-24-066622 · ownership.xml · nonDerivative · entry 1

VINK PATRICK V.J.J. · CIK 0001557501 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 55,000

F1 · shares: Consists of restricted stock units ("RSUs"). Each RSU represents the right to receive one share of common stock upon vesting. The RSUs vest on May 29, 2025, subject to the Reporting Person's continued service through the applicable vesting date.

SEC source: 0000950170-24-066624 · ownership.xml · nonDerivative · entry 1

Tregoning Kathleen · CIK 0001830764 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 55,000

F1 · shares: Consists of restricted stock units ("RSUs"). Each RSU represents the right to receive one share of common stock upon vesting. The RSUs vest on May 29, 2025, subject to the Reporting Person's continued service through the applicable vesting date.

SEC source: 0000950170-24-066619 · ownership.xml · nonDerivative · entry 1

Smith Cynthia · CIK 0001609480 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 55,000

F1 · shares: Consists of restricted stock units ("RSUs"). Each RSU represents the right to receive one share of common stock upon vesting. The RSUs vest on May 29, 2025, subject to the Reporting Person's continued service through the applicable vesting date.

SEC source: 0000950170-24-066617 · ownership.xml · nonDerivative · entry 1

THOMAS FRANK E · CIK 0001242616 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 55,000

F1 · shares: Consists of restricted stock units ("RSUs"). Each RSU represents the right to receive one share of common stock upon vesting. The RSUs vest on May 29, 2025, subject to the Reporting Person's continued service through the applicable vesting date.

SEC source: 0000950170-24-066616 · ownership.xml · nonDerivative · entry 1

Pottage John C Jr · CIK 0001378587 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 55,000

F1 · shares: Consists of restricted stock units ("RSUs"). Each RSU represents the right to receive one share of common stock upon vesting. The RSUs vest on May 29, 2025, subject to the Reporting Person's continued service through the applicable vesting date.

SEC source: 0000950170-24-011487 · ownership.xml · nonDerivative · entry 3

Shukla Sath · CIK 0001782817 · Director · CEO and President

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,176,007

F4 · kind: The reported transaction is a sale of common stock pursuant to a preexisting 10b5-1 plan upon the vesting of RSUs that were granted to the Reporting Person on February 1, 2022 and February 1, 2023.

SEC source: 0000950170-24-011501 · ownership.xml · nonDerivative · entry 2

Keutzer Timothy · CIK 0001798155 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 534,050

F2 · kind: The reported transaction is a sale of common stock effected to cover tax withholding obligations in connection with the vesting of RSUs that were granted to the Reporting Person on February 1, 2022 and February 1, 2023 pursuant to a "sell to cover" provision included in each RSU Agreement.

F3 · price: Represents the weighted average sales price per share. The shares sold at prices ranging from $1.36 to $1.42 per share. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer.

SEC source: 0000950170-24-011496 · ownership.xml · nonDerivative · entry 1

Mahadevia Ankit · CIK 0001720974 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 744,997

F1 · kind: The reported transaction is a sale of common stock effected to cover tax withholding obligations in connection with the vesting of restricted stock units ("RSUs") that were granted to the Reporting Person on February 1, 2022 pursuant to a "sell to cover" provision included in the RSU Agreement.

F2 · price: Represents the weighted average sales price per share. The shares sold at prices ranging from $1.36 to $1.42 per share. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer.

F3 · balance_after: Amount includes 65,817 shares of common stock held by the Mahadevia-Mehta Family Trust, of which the Reporting Person is a trustee.

SEC source: 0000950170-24-011494 · ownership.xml · nonDerivative · entry 2

JOSEPH TAMARA L · CIK 0001433991 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 531,615

F2 · kind: The reported transaction is a sale of common stock effected to cover tax withholding obligations in connection with the vesting of RSUs that were granted to the Reporting Person on February 1, 2022 and February 1, 2023 pursuant to a "sell to cover" provision included in each RSU Agreement.

F3 · price: Represents the weighted average sales price per share. The shares sold at prices ranging from $1.36 to $1.42 per share. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer.

SEC source: 0000950170-24-011491 · ownership.xml · nonDerivative · entry 2

HAMED KAMAL · CIK 0001946366 · Chief Medical Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 788,117

F2 · kind: The reported transaction is a sale of common stock effected to cover tax withholding obligations in connection with the vesting of RSUs that were granted to the Reporting Person on February 1, 2023 pursuant to a "sell to cover" provision included in the RSU Agreement.

F3 · price: Represents the weighted average sales price per share. The shares sold at prices ranging from $1.36 to $1.41 per share. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer.

SEC source: 0000950170-24-011487 · ownership.xml · nonDerivative · entry 2

Shukla Sath · CIK 0001782817 · Director · CEO and President

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,221,100

F2 · kind: The reported transaction is a sale of common stock effected to cover tax withholding obligations in connection with the vesting of RSUs that were granted to the Reporting Person on February 1, 2022 and February 1, 2023 pursuant to a "sell to cover" provision included in each RSU Agreement.

F3 · price: Represents the weighted average sales price per share. The shares sold at prices ranging from $1.36 to $1.42 per share. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer.

SEC source: 0000950170-24-011501 · ownership.xml · nonDerivative · entry 1

Keutzer Timothy · CIK 0001798155 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 565,021

F1 · shares: Consists of restricted stock units ("RSUs"). Each RSU represents the right to receive one share of common stock upon vesting. The RSUs vest in four equal annual installments beginning on February 1, 2025, subject to the Reporting Person's continued service through the applicable vesting date.

SEC source: 0000950170-24-011494 · ownership.xml · nonDerivative · entry 1

JOSEPH TAMARA L · CIK 0001433991 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 562,521

F1 · shares: Consists of restricted stock units ("RSUs"). Each RSU represents the right to receive one share of common stock upon vesting. The RSUs vest in four equal annual installments beginning on February 1, 2025, subject to the Reporting Person's continued service through the applicable vesting date.

SEC source: 0000950170-24-011491 · ownership.xml · nonDerivative · entry 1

HAMED KAMAL · CIK 0001946366 · Chief Medical Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 816,192

F1 · shares: Consists of restricted stock units ("RSUs"). Each RSU represents the right to receive one share of common stock upon vesting. The RSUs vest in four equal annual installments beginning on February 1, 2025, subject to the Reporting Person's continued service through the applicable vesting date.

SEC source: 0000950170-24-011490 · ownership.xml · nonDerivative · entry 1

Rajavelu Esther · CIK 0001903716 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 419,866

F1 · shares: Consists of restricted stock units ("RSUs"). Each RSU represents the right to receive one share of common stock upon vesting. The RSUs vest in four equal annual installments beginning on February 1, 2025, subject to the Reporting Person's continued service through the applicable vesting date.

SEC source: 0000950170-24-011487 · ownership.xml · nonDerivative · entry 1

Shukla Sath · CIK 0001782817 · Director · CEO and President

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,252,001

F1 · shares: Consists of restricted stock units ("RSUs"). Each RSU represents the right to receive one share of common stock upon vesting. The RSUs vest in four equal annual installments beginning on February 1, 2025, subject to the Reporting Person's continued service through the applicable vesting date.

SEC source: 0000950170-24-001971 · ownership.xml · derivative · entry 1

Tregoning Kathleen · CIK 0001830764 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 35,604

Underlying: Common Stock · 35,604 shares

Expires 2034-01-02

F2 · price: This stock option was issued to the Reporting Person, who elected to take stock options in lieu of $40,000 in cash compensation for services as a director, pursuant to the Issuer's non-employee director compensation policy.

F1 · derivative.exercise_date: This stock option shall vest in four quarterly installments on the last day of each calendar quarter during the calendar year subject to the Reporting Person's continued service as a non-employee director.

SEC source: 0000950170-23-064189 · ownership.xml · nonDerivative · entry 1

Rajavelu Esther · CIK 0001903716 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 300,000

F1 · shares: Consists of restricted stock units ("RSUs"). Each RSU represents the right to receive one share of common stock upon vesting. The RSUs vest in four equal annual installments beginning on November 6, 2024, subject to the Reporting Person's continued service through the applicable vesting date.

SEC source: 0000950170-23-052721 · ownership.xml · nonDerivative · entry 1

Pottage John C Jr · CIK 0001378587 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 35,000

F1 · shares: Consists of restricted stock units ("RSUs"). Each RSU represents the right to receive one share of common stock upon vesting. The RSUs vest on October 5, 2024, subject to the Reporting Person's continued service through the applicable vesting date.

SEC source: 0000950170-23-052716 · ownership.xml · nonDerivative · entry 1

Smith Cynthia · CIK 0001609480 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 35,000

F1 · shares: Consists of restricted stock units ("RSUs"). Each RSU represents the right to receive one share of common stock upon vesting. The RSUs vest on October 5, 2024, subject to the Reporting Person's continued service through the applicable vesting date.

SEC source: 0000950170-23-052715 · ownership.xml · nonDerivative · entry 1

THOMAS FRANK E · CIK 0001242616 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 35,000

F1 · shares: Consists of restricted stock units ("RSUs"). Each RSU represents the right to receive one share of common stock upon vesting. The RSUs vest on October 5, 2024, subject to the Reporting Person's continued service through the applicable vesting date.

SEC source: 0000950170-23-052710 · ownership.xml · nonDerivative · entry 1

Deshpande Milind · CIK 0001378588 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 51,454

F1 · shares: Consists of restricted stock units ("RSUs"). Each RSU represents the right to receive one share of common stock upon vesting. The RSUs vest on October 5, 2024, subject to the Reporting Person's continued service through the applicable vesting date.

SEC source: 0000950170-23-052703 · ownership.xml · nonDerivative · entry 1

Tregoning Kathleen · CIK 0001830764 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 35,000

F1 · shares: Consists of restricted stock units ("RSUs"). Each RSU represents the right to receive one share of common stock upon vesting. The RSUs vest on October 5, 2024, subject to the Reporting Person's continued service through the applicable vesting date.

SEC source: 0000950170-23-052701 · ownership.xml · nonDerivative · entry 1

VINK PATRICK V.J.J. · CIK 0001557501 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 35,000

F1 · shares: Consists of restricted stock units ("RSUs"). Each RSU represents the right to receive one share of common stock upon vesting. The RSUs vest on October 5, 2024, subject to the Reporting Person's continued service through the applicable vesting date.

SEC source: 0000950170-23-052693 · ownership.xml · nonDerivative · entry 1

Jackson Scott Thomas · CIK 0001566617 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 35,000

F1 · shares: Consists of restricted stock units ("RSUs"). Each RSU represents the right to receive one share of common stock upon vesting. The RSUs vest on October 5, 2024, subject to the Reporting Person's continued service through the applicable vesting date.

SEC source: 0000950170-23-052692 · ownership.xml · nonDerivative · entry 1

Mahadevia Ankit · CIK 0001720974 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 808,792

F1 · shares: Consists of restricted stock units ("RSUs"). Each RSU represents the right to receive one share of common stock upon vesting. The RSUs vest on October 5, 2024, subject to the Reporting Person's continued service through the applicable vesting date.

F2 · balance_after: Amount includes 65,817 shares of common stock held by the Mahadevia-Mehta Family Trust, of which the Reporting Person is a trustee.

SEC source: 0000950170-23-048440 · ownership.xml · nonDerivative · entry 1

HAMED KAMAL · CIK 0001946366 · Chief Medical Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 576,461

F1 · kind: The reported transaction is a sale of common stock effected to cover tax withholding obligations in connection with the vesting of (i) restricted stock units ("RSUs") that were granted to the Reporting Person on September 12, 2022 pursuant to a "sell to cover" provision included in the RSU Agreement and (ii) performance-based restricted stock units ("PSUs") that were granted to the Reporting Person on August 4, 2022, subject to the achievement of certain pre-established performance criteria, which the Board of Directors of the Issuer determined had been 100% met on June 12, 2023, pursuant to a "sell to cover" provision included in the PSU Agreement.

F2 · price: The price reflected is the weighted-average sale price for shares sold. The shares were sold in multiple transactions and the range of sale prices for the transactions reported was $1.27 to $1.295 per share. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.

SEC source: 0000950170-23-045441 · ownership.xml · nonDerivative · entry 2

Shukla Sath · CIK 0001782817 · Director · CEO and President

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 572,500

F2 · kind: The reported transaction is a sale of common stock pursuant to a preexisting 10b5-1 plan upon the vesting of RSUs that were granted to the Reporting Person on August 26, 2021.

SEC source: 0000950170-23-045450 · ownership.xml · nonDerivative · entry 1

Keutzer Timothy · CIK 0001798155 · Chief Development Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 325,290

F1 · kind: The reported transaction is a sale of common stock effected to cover tax withholding obligations in connection with the vesting of restricted stock units ("RSUs") that were granted to the Reporting Person on August 26, 2021 pursuant to a "sell to cover" provision included in the RSU Agreement.

SEC source: 0000950170-23-045448 · ownership.xml · nonDerivative · entry 1

JOSEPH TAMARA L · CIK 0001433991 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 322,790

F1 · kind: The reported transaction is a sale of common stock effected to cover tax withholding obligations in connection with the vesting of restricted stock units ("RSUs") that were granted to the Reporting Person on August 26, 2021 pursuant to a "sell to cover" provision included in the RSU Agreement.

SEC source: 0000950170-23-045442 · ownership.xml · nonDerivative · entry 1

Mahadevia Ankit · CIK 0001720974 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 788,792

F1 · kind: The reported transaction is a sale of common stock effected to cover tax withholding obligations in connection with the vesting of restricted stock units ("RSUs") that were granted to the Reporting Person on August 26, 2021 pursuant to a "sell to cover" provision included in the RSU Agreement.

F2 · balance_after: Amount includes 65,817 shares of common stock held by the Mahadevia-Mehta Family Trust, of which the Reporting Person is a trustee.

SEC source: 0000950170-23-045441 · ownership.xml · nonDerivative · entry 1

Shukla Sath · CIK 0001782817 · Director · CEO and President

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 576,663

F1 · kind: The reported transaction is a sale of common stock effected to cover tax withholding obligations in connection with the vesting of restricted stock units ("RSUs") that were granted to the Reporting Person on August 26, 2021 pursuant to a "sell to cover" provision included in the RSU Agreement.

SEC source: 0000950170-23-037973 · ownership.xml · nonDerivative · entry 1

Shukla Sath · CIK 0001782817 · Director · CEO and President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 578,517

F1 · shares: Consists of restricted stock units ("RSUs"). Each RSU represents the right to receive one share of common stock upon vesting. The RSUs vest in four equal annual installments beginning on August 1, 2024, subject to the Reporting Person's continued service through the applicable vesting date.

SEC source: 0000950170-23-027860 · ownership.xml · nonDerivative · entry 1

HAMED KAMAL · CIK 0001946366 · Chief Medical Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 615,957

F1 · shares: On August 4, 2022, the Reporting Person was granted a target of 140,000 performance-based restricted stock units ("RSUs") under the Issuer's 2019 Inducement Equity Incentive Plan, as amended. Each RSU represents the right, upon achievement of certain pre-established performance criteria, to receive one share of the Issuer's common stock, subject to vesting conditions. On June 12, 2023, the Board of Directors of the Issuer determined that 100% of the performance-based conditions were met resulting in 140,000 RSUs earned by the Reporting Person. The RSUs vest in two equal annual installments on September 12, 2023 and September 12, 2024, subject to the Reporting Person's continued service through the applicable vesting date.

F2 · balance_after: Consists of RSUs held by the Reporting Person.

SEC source: 0000899243-23-004039 · doc4.xml · nonDerivative · entry 1

Mahadevia Ankit · CIK 0001720974 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 797,832

F1 · kind: The reported transaction is a sale of common stock effected to cover tax withholding obligations in connection with the vesting of restricted stock units ("RSUs") that were granted to the Reporting Person on February 1, 2022 pursuant to a "sell to cover" provision included in the RSU Agreement.

F2 · balance_after: Amount includes 65,817 shares of common stock held by the Mahadevia-Mehta Family Trust, of which the Reporting Person is a trustee. Amount also includes 691,205 RSUs held by the Reporting Person.

SEC source: 0000899243-23-003948 · doc4.xml · nonDerivative · entry 2

Keutzer Timothy · CIK 0001798155 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 327,144

F3 · kind: The reported transaction is a sale of common stock effected to cover tax withholding obligations in connection with the vesting of RSUs that were granted to the Reporting Person on February 1, 2022 pursuant to a "sell to cover" provision included in the RSU Agreement.

F2 · balance_after: Includes 312,518 RSUs held by the Reporting Person.

SEC source: 0000899243-23-003946 · doc4.xml · nonDerivative · entry 2

JOSEPH TAMARA L · CIK 0001433991 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 324,644

F3 · kind: The reported transaction is a sale of common stock effected to cover tax withholding obligations in connection with the vesting of RSUs that were granted to the Reporting Person on February 1, 2022 pursuant to a "sell to cover" provision included in the RSU Agreement.

F2 · balance_after: Includes 312,518 RSUs held by the Reporting Person.