Tapewire

Nasdaq · USD

SPOK

Spok Holdings, Inc

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Tapewire entity
6239
SEC CIK
0001289945
Parsed reports
568

Last 12 months

Inside the activity.

5 purchase rows · 3 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202621
Jun 202630
Jul 202600
Aug 202602
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
August 06, 2020 Filed Aug 11, 2020 21:26 UTC PurchaseCommon Stock 700 $10.34 $7,234.50
Disclosure

SEC source: 0001209191-20-046196 · doc4.xml · nonDerivative · entry 1

Byrne Barbara Peterson · CIK 0001800447 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,910

Read SEC document
August 05, 2020 Filed Aug 10, 2020 11:31 UTC
KELLY VINCENT DDirector · President & CEO
PurchaseCommon Stock 3,375 $9.96 $33,603.19
Disclosure

SEC source: 0001209191-20-045839 · doc4.xml · nonDerivative · entry 1

KELLY VINCENT D · CIK 0001253133 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · Vincent DePaul Kelly, Trustee of the Vincent DePaul Kelly Fifth Amended and Restated Revocable Trust

Disclosed balance after: 340,502

Read SEC document
August 03, 2020 Filed Aug 3, 2020 20:18 UTC PurchaseCommon Stock 3,000 $10.06 $30,180.00
Disclosure

SEC source: 0001209191-20-044479 · doc4.xml · nonDerivative · entry 1

WALLACE MICHAEL W · CIK 0001070123 · COO/CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,165

Read SEC document
August 03, 2020 Filed Aug 3, 2020 20:16 UTC PurchaseCommon Stock 5,000 $10.04 $50,200.00
Disclosure

SEC source: 0001209191-20-044475 · doc4.xml · nonDerivative · entry 1

OREILLY BRIAN · CIK 0001263733 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,461

Read SEC document
August 03, 2020 Filed Aug 5, 2020 20:05 UTC
KELLY VINCENT DDirector · President & CEO
PurchaseCommon Stock 5,019 $9.99 $50,135.79
Disclosure

SEC source: 0001209191-20-045086 · doc4.xml · nonDerivative · entry 1

KELLY VINCENT D · CIK 0001253133 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · Vincent DePaul Kelly, Trustee of the Vincent DePaul Kelly Fifth Amended and Restated Revocable Trust

Disclosed balance after: 337,127

Read SEC document
July 30, 2020 Filed Aug 3, 2020 20:14 UTC GrantCommon Stock 1,620 $9.26 $15,001.20
Disclosure

SEC source: 0001209191-20-044473 · doc4.xml · nonDerivative · entry 1

THOMPSON SAMME L · CIK 0001197598 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,103

Read SEC document
July 01, 2020 Filed Jul 2, 2020 16:16 UTC GrantDeferred Stock Unit · Derivative 1,471 $9.35 $13,753.85
Disclosure

SEC source: 0001209191-20-040277 · doc4.xml · derivative · entry 2

ORISTANO MATTHEW · CIK 0000938257 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,471

Underlying: Deferred Stock Unit · 1,471 shares

Expires not disclosed

F1 · derivative.exercise_price: Each deferred stock unit represents the right to receive one share of common stock of the Issuer.

F2 · derivative.exercise_date: The deferred stock units are fully vested and will be settled in shares of the Issuer's common stock upon the Reporting Person's separation from service with the Issuer or as otherwise provided by the Issuer's Deferred Compensation Plan for Non-Employee Directors.

F2 · derivative.expiration_date: The deferred stock units are fully vested and will be settled in shares of the Issuer's common stock upon the Reporting Person's separation from service with the Issuer or as otherwise provided by the Issuer's Deferred Compensation Plan for Non-Employee Directors.

Read SEC document
July 01, 2020 Filed Jul 2, 2020 16:16 UTC GrantCommon Stock 1,872 $9.35 $17,503.20
Disclosure

SEC source: 0001209191-20-040277 · doc4.xml · nonDerivative · entry 1

ORISTANO MATTHEW · CIK 0000938257 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,837

Read SEC document
July 01, 2020 Filed Jul 2, 2020 20:04 UTC GrantCommon Stock 1,375 $9.35 $12,856.25
Disclosure

SEC source: 0001209191-20-040223 · doc4.xml · nonDerivative · entry 2

SHOCKLEY BRETT A · CIK 0001108720 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,604

F1 · shares: The common stock represents the election to receive common stock in lieu of cash for the Director's fee.

Read SEC document
July 01, 2020 Filed Jul 2, 2020 20:04 UTC GrantCommon Stock 229 $9.35 $2,141.15
Disclosure

SEC source: 0001209191-20-040223 · doc4.xml · nonDerivative · entry 1

SHOCKLEY BRETT A · CIK 0001108720 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 229

Read SEC document
July 01, 2020 Filed Jul 2, 2020 20:11 UTC GrantDeferred Stock Unit · Derivative 1,203 $9.35 $11,248.05
Disclosure

SEC source: 0001209191-20-040253 · doc4.xml · derivative · entry 2

COURNOYER CHRISTINE · CIK 0001180466 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,203

Underlying: Deferred Stock Unit · 1,203 shares

Expires not disclosed

F1 · derivative.exercise_price: Each deferred stock unit represents the right to receive one share of common stock of the Issuer.

F2 · derivative.exercise_date: The deferred stock units are fully vested and will be settled in shares of the Issuer's common stock upon the Reporting Person's separation from service with the Issuer or as otherwise provided by the Issuer's Deferred Compensation Plan for Non-Employee Directors.

F2 · derivative.expiration_date: The deferred stock units are fully vested and will be settled in shares of the Issuer's common stock upon the Reporting Person's separation from service with the Issuer or as otherwise provided by the Issuer's Deferred Compensation Plan for Non-Employee Directors.

Read SEC document
July 01, 2020 Filed Jul 2, 2020 20:11 UTC GrantCommon Stock 1,604 $9.35 $14,997.40
Disclosure

SEC source: 0001209191-20-040253 · doc4.xml · nonDerivative · entry 1

COURNOYER CHRISTINE · CIK 0001180466 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,804

Read SEC document
July 01, 2020 Filed Jul 2, 2020 20:26 UTC GrantDeferred Stock Unit · Derivative 1,203 $9.35 $11,248.05
Disclosure

SEC source: 0001209191-20-040312 · doc4.xml · derivative · entry 2

YUDKOFF ROYCE · CIK 0001263584 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,203

Underlying: Deferred Stock Unit · 1,203 shares

Expires not disclosed

F1 · derivative.exercise_price: Each deferred stock unit represents the right to receive one share of common stock of the Issuer.

F2 · derivative.exercise_date: The deferred stock units are fully vested and will be settled in shares of the Issuer's common stock upon the Reporting Person's separation from service with the Issuer or as otherwise provided by the Issuer's Deferred Compensation Plan for Non-Employee Directors.

F2 · derivative.expiration_date: The deferred stock units are fully vested and will be settled in shares of the Issuer's common stock upon the Reporting Person's separation from service with the Issuer or as otherwise provided by the Issuer's Deferred Compensation Plan for Non-Employee Directors.

Read SEC document
July 01, 2020 Filed Jul 2, 2020 20:26 UTC GrantCommon Stock 1,604 $9.35 $14,997.40
Disclosure

SEC source: 0001209191-20-040312 · doc4.xml · nonDerivative · entry 1

YUDKOFF ROYCE · CIK 0001263584 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,106

Read SEC document
July 01, 2020 Filed Jul 2, 2020 20:25 UTC GrantDeferred Stock Unit · Derivative 396 $9.35 $3,702.60
Disclosure

SEC source: 0001209191-20-040304 · doc4.xml · derivative · entry 2

THOMPSON SAMME L · CIK 0001197598 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 396

Underlying: Deferred Stock Unit · 396 shares

Expires not disclosed

F1 · derivative.exercise_price: Each deferred stock unit represents the right to receive one share of common stock of the Issuer.

F2 · derivative.exercise_date: The deferred stock units are fully vested and will be settled in shares of the Issuer's common stock upon the Reporting Person's separation from service with the Issuer or as otherwise provided by the Issuer's Deferred Compensation Plan for Non-Employee Directors.

F2 · derivative.expiration_date: The deferred stock units are fully vested and will be settled in shares of the Issuer's common stock upon the Reporting Person's separation from service with the Issuer or as otherwise provided by the Issuer's Deferred Compensation Plan for Non-Employee Directors.

Read SEC document
July 01, 2020 Filed Jul 2, 2020 20:25 UTC GrantCommon Stock 1,604 $9.35 $14,997.40
Disclosure

SEC source: 0001209191-20-040304 · doc4.xml · nonDerivative · entry 1

THOMPSON SAMME L · CIK 0001197598 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,087

Read SEC document
July 01, 2020 Filed Jul 2, 2020 20:23 UTC
Stein Todd JDirector
GrantCommon Stock 1,203 $9.35 $11,248.05
Disclosure

SEC source: 0001209191-20-040299 · doc4.xml · nonDerivative · entry 4

Stein Todd J · CIK 0001747745 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,662

F3 · shares: The common stock represents the election to receive common stock in lieu of cash for the Director's quarterly fee.

Read SEC document
July 01, 2020 Filed Jul 2, 2020 20:23 UTC
Stein Todd JDirector
GrantCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-040299 · doc4.xml · nonDerivative · entry 3

Stein Todd J · CIK 0001747745 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Braeside Capital II, L.P.

Disclosed balance after: 495,637

F2 · shares: Shares beneficially owned directly by Braeside Capital II, L.P. ("Braeside Capital II"). Braeside Investments, LLC ("Braeside Investments") serves as the investment manager of Braeside Capital II. As a co-manager of Braeside Investments, Mr. Stein may be deemed to beneficially own the shares beneficially owned directly by Braeside Capital II. Mr. Stein disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

F2 · price: Shares beneficially owned directly by Braeside Capital II, L.P. ("Braeside Capital II"). Braeside Investments, LLC ("Braeside Investments") serves as the investment manager of Braeside Capital II. As a co-manager of Braeside Investments, Mr. Stein may be deemed to beneficially own the shares beneficially owned directly by Braeside Capital II. Mr. Stein disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

Read SEC document
July 01, 2020 Filed Jul 2, 2020 20:23 UTC
Stein Todd JDirector
GrantCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-040299 · doc4.xml · nonDerivative · entry 2

Stein Todd J · CIK 0001747745 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Braeside Capital, L.P.

Disclosed balance after: 508,001

F1 · shares: Shares beneficially owned directly by Braeside Capital, L.P. ("Braeside Capital"). Braeside Investments, LLC ("Braeside Investments") serves as the investment manager of Braeside Capital. As a co-manager of Braeside Investments, Mr. Stein may be deemed to beneficially own the shares beneficially owned directly by Braeside Capital. Mr. Stein disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

F1 · price: Shares beneficially owned directly by Braeside Capital, L.P. ("Braeside Capital"). Braeside Investments, LLC ("Braeside Investments") serves as the investment manager of Braeside Capital. As a co-manager of Braeside Investments, Mr. Stein may be deemed to beneficially own the shares beneficially owned directly by Braeside Capital. Mr. Stein disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

Read SEC document
July 01, 2020 Filed Jul 2, 2020 20:23 UTC
Stein Todd JDirector
GrantCommon Stock 1,604 $9.35 $14,997.40
Disclosure

SEC source: 0001209191-20-040299 · doc4.xml · nonDerivative · entry 1

Stein Todd J · CIK 0001747745 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,459

Read SEC document
July 01, 2020 Filed Jul 2, 2020 20:14 UTC GrantDeferred Stock Unit · Derivative 1,203 $9.35 $11,248.05
Disclosure

SEC source: 0001209191-20-040268 · doc4.xml · derivative · entry 2

OREILLY BRIAN · CIK 0001263733 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,203

Underlying: Deferred Stock Unit · 1,203 shares

Expires not disclosed

F1 · derivative.exercise_price: Each deferred stock unit represents the right to receive one share of common stock of the Issuer.

F2 · derivative.exercise_date: The deferred stock units are fully vested and will be settled in shares of the Issuer's common stock upon the Reporting Person's separation from service with the Issuer or as otherwise provided by the Issuer's Deferred Compensation Plan for Non-Employee Directors.

F2 · derivative.expiration_date: The deferred stock units are fully vested and will be settled in shares of the Issuer's common stock upon the Reporting Person's separation from service with the Issuer or as otherwise provided by the Issuer's Deferred Compensation Plan for Non-Employee Directors.

Read SEC document
July 01, 2020 Filed Jul 2, 2020 20:14 UTC GrantCommon Stock 1,604 $9.35 $14,997.40
Disclosure

SEC source: 0001209191-20-040268 · doc4.xml · nonDerivative · entry 1

OREILLY BRIAN · CIK 0001263733 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,258

Read SEC document
July 01, 2020 Filed Jul 2, 2020 20:12 UTC GrantCommon Stock 1,203 $9.35 $11,248.05
Disclosure

SEC source: 0001209191-20-040261 · doc4.xml · nonDerivative · entry 2

Hylton Stacia · CIK 0001650242 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,543

F1 · shares: The common stock grant represents the election to receive common stock in lieu of cash for the Director's quarterly fee.

Read SEC document
July 01, 2020 Filed Jul 2, 2020 20:12 UTC GrantCommon Stock 1,604 $9.35 $14,997.40
Disclosure

SEC source: 0001209191-20-040261 · doc4.xml · nonDerivative · entry 1

Hylton Stacia · CIK 0001650242 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,340

Read SEC document
July 01, 2020 Filed Jul 2, 2020 20:08 UTC GrantDeferred Stock Unit · Derivative 1,203 $9.35 $11,248.05
Disclosure

SEC source: 0001209191-20-040244 · doc4.xml · derivative · entry 2

Byrne Barbara Peterson · CIK 0001800447 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,203

Underlying: Deferred Stock Unit · 1,203 shares

Expires not disclosed

F1 · derivative.exercise_price: Each deferred stock unit represents the right to receive one share of common stock of the Issuer.

F2 · derivative.exercise_date: The deferred stock units are fully vested and will be settled in shares of the Issuer's common stock upon the Reporting Person's separation from service with the Issuer or as otherwise provided by the Issuer's Deferred Compensation Plan for Non-Employee Directors.

F2 · derivative.expiration_date: The deferred stock units are fully vested and will be settled in shares of the Issuer's common stock upon the Reporting Person's separation from service with the Issuer or as otherwise provided by the Issuer's Deferred Compensation Plan for Non-Employee Directors.

Read SEC document
July 01, 2020 Filed Jul 2, 2020 20:08 UTC GrantCommon Stock 1,604 $9.35 $14,997.40
Disclosure

SEC source: 0001209191-20-040244 · doc4.xml · nonDerivative · entry 1

Byrne Barbara Peterson · CIK 0001800447 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,007

Read SEC document
July 01, 2020 Filed Jul 2, 2020 20:06 UTC GrantDeferred Stock Unit · Derivative 1,203 $9.35 $11,248.05
Disclosure

SEC source: 0001209191-20-040232 · doc4.xml · derivative · entry 2

Butterfield Nathaniel Blair · CIK 0001582403 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · N. Blair Butterfield, Trustee of the Butterfield Joint Revocable Trust

Disclosed balance after: 1,203

Underlying: Deferred Stock Unit · 1,203 shares

Expires not disclosed

F1 · derivative.exercise_price: Each deferred stock unit represents the right to receive one share of common stock of the Issuer.

F2 · derivative.exercise_date: The deferred stock units are fully vested and will be settled in shares of the Issuer's common stock upon the Reporting Person's separation from service with the Issuer or as otherwise provided by the Issuer's Deferred Compensation Plan for Non-Employee Directors.

F2 · derivative.expiration_date: The deferred stock units are fully vested and will be settled in shares of the Issuer's common stock upon the Reporting Person's separation from service with the Issuer or as otherwise provided by the Issuer's Deferred Compensation Plan for Non-Employee Directors.

Read SEC document
July 01, 2020 Filed Jul 2, 2020 20:06 UTC GrantCommon Stock 1,604 $9.35 $14,997.40
Disclosure

SEC source: 0001209191-20-040232 · doc4.xml · nonDerivative · entry 1

Butterfield Nathaniel Blair · CIK 0001582403 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · N. Blair Butterfield, Trustee of the Butterfield Joint Revocable Trust

Disclosed balance after: 27,531

Read SEC document
April 01, 2020 Filed Apr 1, 2020 16:06 UTC GrantCommon Stock 1,637 $10.69 $17,499.53
Disclosure

SEC source: 0001209191-20-022086 · doc4.xml · nonDerivative · entry 1

ORISTANO MATTHEW · CIK 0000938257 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,965

Read SEC document
April 01, 2020 Filed Apr 1, 2020 20:03 UTC GrantCommon Stock 200 $10.69 $2,138.00
Disclosure

SEC source: 0001209191-20-022080 · doc4.xml · nonDerivative · entry 1

COURNOYER CHRISTINE · CIK 0001180466 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 200

Read SEC document
April 01, 2020 Filed Apr 1, 2020 20:09 UTC GrantCommon Stock 1,403 $10.69 $14,998.07
Disclosure

SEC source: 0001209191-20-022092 · doc4.xml · nonDerivative · entry 1

YUDKOFF ROYCE · CIK 0001263584 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,502

Read SEC document
April 01, 2020 Filed Apr 1, 2020 20:02 UTC GrantCommon Stock 1,403 $10.69 $14,998.07
Disclosure

SEC source: 0001209191-20-022078 · doc4.xml · nonDerivative · entry 1

Byrne Barbara Peterson · CIK 0001800447 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,403

Read SEC document
April 01, 2020 Filed Apr 1, 2020 20:08 UTC GrantCommon Stock 1,403 $10.69 $14,998.07
Disclosure

SEC source: 0001209191-20-022090 · doc4.xml · nonDerivative · entry 1

THOMPSON SAMME L · CIK 0001197598 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,483

Read SEC document
April 01, 2020 Filed Apr 1, 2020 20:07 UTC
Stein Todd JDirector
GrantCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-022088 · doc4.xml · nonDerivative · entry 3

Stein Todd J · CIK 0001747745 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Braeside Capital II, L.P.

Disclosed balance after: 495,637

F2 · shares: Shares beneficially owned directly by Braeside Capital II, L.P. ("Braeside Capital II"). Braeside Investments, LLC ("Braeside Investments") serves as the investment manager of Braeside Capital II. As a co-manager of Braeside Investments, Mr. Stein may be deemed to beneficially own the shares beneficially owned directly by Braeside Capital II. Mr. Stein disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

F2 · price: Shares beneficially owned directly by Braeside Capital II, L.P. ("Braeside Capital II"). Braeside Investments, LLC ("Braeside Investments") serves as the investment manager of Braeside Capital II. As a co-manager of Braeside Investments, Mr. Stein may be deemed to beneficially own the shares beneficially owned directly by Braeside Capital II. Mr. Stein disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

Read SEC document
April 01, 2020 Filed Apr 1, 2020 20:07 UTC
Stein Todd JDirector
GrantCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-022088 · doc4.xml · nonDerivative · entry 2

Stein Todd J · CIK 0001747745 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Braeside Capital, L.P.

Disclosed balance after: 508,001

F1 · shares: Shares beneficially owned directly by Braeside Capital, L.P. ("Braeside Capital"). Braeside Investments, LLC ("Braeside Investments") serves as the investment manager of Braeside Capital. As a co-manager of Braeside Investments, Mr. Stein may be deemed to beneficially own the shares beneficially owned directly by Braeside Capital. Mr. Stein disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

F1 · price: Shares beneficially owned directly by Braeside Capital, L.P. ("Braeside Capital"). Braeside Investments, LLC ("Braeside Investments") serves as the investment manager of Braeside Capital. As a co-manager of Braeside Investments, Mr. Stein may be deemed to beneficially own the shares beneficially owned directly by Braeside Capital. Mr. Stein disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

Read SEC document
April 01, 2020 Filed Apr 1, 2020 20:07 UTC
Stein Todd JDirector
GrantCommon Stock 1,403 $10.69 $14,998.07
Disclosure

SEC source: 0001209191-20-022088 · doc4.xml · nonDerivative · entry 1

Stein Todd J · CIK 0001747745 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,855

Read SEC document
April 01, 2020 Filed Apr 1, 2020 20:05 UTC GrantCommon Stock 1,403 $10.69 $14,998.07
Disclosure

SEC source: 0001209191-20-022084 · doc4.xml · nonDerivative · entry 1

OREILLY BRIAN · CIK 0001263733 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,654

Read SEC document
April 01, 2020 Filed Apr 1, 2020 20:04 UTC GrantCommon Stock 1,403 $10.69 $14,998.07
Disclosure

SEC source: 0001209191-20-022082 · doc4.xml · nonDerivative · entry 1

Hylton Stacia · CIK 0001650242 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,736

Read SEC document
April 01, 2020 Filed Apr 1, 2020 20:02 UTC GrantCommon Stock 1,403 $10.69 $14,998.07
Disclosure

SEC source: 0001209191-20-022076 · doc4.xml · nonDerivative · entry 1

Butterfield Nathaniel Blair · CIK 0001582403 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · N. Blair Butterfield, Trustee of the Butterfield Joint Revocable Trust

Disclosed balance after: 25,927

Read SEC document
March 16, 2020 Filed Mar 17, 2020 20:01 UTC
Stein Todd JDirector
PurchaseCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-019540 · doc4.xml · nonDerivative · entry 3

Stein Todd J · CIK 0001747745 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,452

Read SEC document
March 16, 2020 Filed Mar 17, 2020 20:01 UTC
Stein Todd JDirector
PurchaseCommon Stock 1,614 $8.73 $14,087.64
Disclosure

SEC source: 0001209191-20-019540 · doc4.xml · nonDerivative · entry 2

Stein Todd J · CIK 0001747745 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Braeside Capital II, L.P.

Disclosed balance after: 495,637

F2 · ownership.nature: Shares beneficially owned directly by Braeside Capital II, L.P. ("Braeside Capital II"). Braeside Investments, LLC ("Braeside Investments") serves as the investment manager of Braeside Capital II. As a co-manager of Braeside Investments, Mr. Stein may be deemed to beneficially own the shares beneficially owned directly by Braeside Capital II. Mr. Stein disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

Read SEC document
March 16, 2020 Filed Mar 17, 2020 20:01 UTC
Stein Todd JDirector
PurchaseCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-019540 · doc4.xml · nonDerivative · entry 1

Stein Todd J · CIK 0001747745 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Braeside Capital, L.P.

Disclosed balance after: 508,001

F1 · ownership.nature: Shares beneficially owned directly by Braeside Capital, L.P. ("Braeside Capital"). Braeside Investments, LLC ("Braeside Investments") serves as the investment manager of Braeside Capital. As a co-manager of Braeside Investments, Mr. Stein may be deemed to beneficially own the shares beneficially owned directly by Braeside Capital. Mr. Stein disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

Read SEC document
March 12, 2020 Filed Mar 13, 2020 16:02 UTC PurchaseCommon Stock 1,000 $9.29 $9,290.00
Disclosure

SEC source: 0001209191-20-018838 · doc4.xml · nonDerivative · entry 1

ORISTANO MATTHEW · CIK 0000938257 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,328

Read SEC document
March 12, 2020 Filed Mar 16, 2020 20:02 UTC
Stein Todd JDirector
PurchaseCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-019221 · doc4.xml · nonDerivative · entry 3

Stein Todd J · CIK 0001747745 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,452

Read SEC document
March 12, 2020 Filed Mar 16, 2020 20:02 UTC
Stein Todd JDirector
PurchaseCommon Stock 8,833 $9.16 $80,867.88
Disclosure

SEC source: 0001209191-20-019221 · doc4.xml · nonDerivative · entry 2

Stein Todd J · CIK 0001747745 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Braeside Capital II, L.P.

Disclosed balance after: 494,023

F2 · ownership.nature: Shares beneficially owned directly by Braeside Capital II, L.P. ("Braeside Capital II"). Braeside Investments, LLC ("Braeside Investments") serves as the investment manager of Braeside Capital II. As a co-manager of Braeside Investments, Mr. Stein may be deemed to beneficially own the shares beneficially owned directly by Braeside Capital II. Mr. Stein disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

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March 12, 2020 Filed Mar 16, 2020 20:02 UTC
Stein Todd JDirector
PurchaseCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-019221 · doc4.xml · nonDerivative · entry 1

Stein Todd J · CIK 0001747745 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Braeside Capital, L.P.

Disclosed balance after: 508,001

F1 · ownership.nature: Shares beneficially owned directly by Braeside Capital, L.P. ("Braeside Capital"). Braeside Investments, LLC ("Braeside Investments") serves as the investment manager of Braeside Capital. As a co-manager of Braeside Investments, Mr. Stein may be deemed to beneficially own the shares beneficially owned directly by Braeside Capital. Mr. Stein disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

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March 10, 2020 Filed Mar 11, 2020 16:03 UTC PurchaseCommon Stock 1,000 $10.05 $10,050.00
Disclosure

SEC source: 0001209191-20-018060 · doc4.xml · nonDerivative · entry 1

ORISTANO MATTHEW · CIK 0000938257 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,328

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March 09, 2020 Filed Mar 9, 2020 20:12 UTC PurchaseCommon Stock 2,000 $10.01 $20,020.00
Disclosure

SEC source: 0001209191-20-017238 · doc4.xml · nonDerivative · entry 1

WALLACE MICHAEL W · CIK 0001070123 · COO/CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,165

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March 09, 2020 Filed Mar 10, 2020 20:12 UTC
Stein Todd JDirector
PurchaseCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-017646 · doc4.xml · nonDerivative · entry 3

Stein Todd J · CIK 0001747745 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,452

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March 09, 2020 Filed Mar 10, 2020 20:12 UTC
Stein Todd JDirector
PurchaseCommon Stock 5,374 $9.93 $53,372.96
Disclosure

SEC source: 0001209191-20-017646 · doc4.xml · nonDerivative · entry 2

Stein Todd J · CIK 0001747745 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Braeside Capital II, L.P.

Disclosed balance after: 485,190

F2 · ownership.nature: Shares beneficially owned directly by Braeside Capital II, L.P. ("Braeside Capital II"). Braeside Investments, LLC ("Braeside Investments") serves as the investment manager of Braeside Capital II. As a co-manager of Braeside Investments, Mr. Stein may be deemed to beneficially own the shares beneficially owned directly by Braeside Capital II. Mr. Stein disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.