Tapewire

Nasdaq · USD

SPOK

Spok Holdings, Inc

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Tapewire entity
6239
SEC CIK
0001289945
Parsed reports
568

Last 12 months

Inside the activity.

5 purchase rows · 3 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202621
Jun 202630
Jul 202600
Aug 202602
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
November 19, 2020 Filed Nov 19, 2020 21:10 UTC
KELLY VINCENT DDirector · President & CEO
PurchaseCommon Stock 5,000 $9.77 $48,829.00
Disclosure

SEC source: 0001209191-20-059367 · doc4.xml · nonDerivative · entry 2

KELLY VINCENT D · CIK 0001253133 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · Vincent DePaul Kelly, Trustee of the Vincent DePaul Kelly Fifth Amended and Restated Revocable Trust

Disclosed balance after: 377,108

Read SEC document
November 18, 2020 Filed Nov 19, 2020 21:10 UTC
KELLY VINCENT DDirector · President & CEO
PurchaseCommon Stock 5,000 $9.90 $49,492.00
Disclosure

SEC source: 0001209191-20-059367 · doc4.xml · nonDerivative · entry 1

KELLY VINCENT D · CIK 0001253133 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · Vincent DePaul Kelly, Trustee of the Vincent DePaul Kelly Fifth Amended and Restated Revocable Trust

Disclosed balance after: 372,108

Read SEC document
November 13, 2020 Filed Nov 13, 2020 21:09 UTC PurchaseCommon Stock 1,303 $9.60 $12,503.98
Disclosure

SEC source: 0001209191-20-058276 · doc4.xml · nonDerivative · entry 2

COURNOYER CHRISTINE · CIK 0001180466 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,517

Read SEC document
November 12, 2020 Filed Nov 13, 2020 21:09 UTC PurchaseCommon Stock 1,000 $9.59 $9,590.00
Disclosure

SEC source: 0001209191-20-058276 · doc4.xml · nonDerivative · entry 1

COURNOYER CHRISTINE · CIK 0001180466 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,214

Read SEC document
November 10, 2020 Filed Nov 12, 2020 21:09 UTC PurchaseCommon Stock 2,833 $9.83 $27,835.36
Disclosure

SEC source: 0001209191-20-057915 · doc4.xml · nonDerivative · entry 1

COURNOYER CHRISTINE · CIK 0001180466 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,214

Read SEC document
November 03, 2020 Filed Nov 5, 2020 21:02 UTC
KELLY VINCENT DDirector · President & CEO
PurchaseCommon Stock 5,000 $9.31 $46,545.50
Disclosure

SEC source: 0001209191-20-057121 · doc4.xml · nonDerivative · entry 1

KELLY VINCENT D · CIK 0001253133 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · Vincent DePaul Kelly, Trustee of the Vincent DePaul Kelly Fifth Amended and Restated Revocable Trust

Disclosed balance after: 367,108

Read SEC document
November 02, 2020 Filed Nov 3, 2020 16:04 UTC PurchaseCommon Stock 2,000 $9.27 $18,540.00
Disclosure

SEC source: 0001209191-20-056580 · doc4.xml · nonDerivative · entry 1

ORISTANO MATTHEW · CIK 0000938257 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,677

Read SEC document
November 02, 2020 Filed Nov 3, 2020 21:02 UTC
KELLY VINCENT DDirector · President & CEO
PurchaseCommon Stock 5,000 $9.20 $46,000.00
Disclosure

SEC source: 0001209191-20-056574 · doc4.xml · nonDerivative · entry 1

KELLY VINCENT D · CIK 0001253133 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · Vincent DePaul Kelly, Trustee of the Vincent DePaul Kelly Fifth Amended and Restated Revocable Trust

Disclosed balance after: 362,108

Read SEC document
November 02, 2020 Filed Nov 3, 2020 21:03 UTC PurchaseCommon Stock 4,000 $9.20 $36,792.00
Disclosure

SEC source: 0001209191-20-056577 · doc4.xml · nonDerivative · entry 1

OREILLY BRIAN · CIK 0001263733 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,835

Read SEC document
November 02, 2020 Filed Nov 4, 2020 21:05 UTC
Stein Todd JDirector
PurchaseCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-056880 · doc4.xml · nonDerivative · entry 3

Stein Todd J · CIK 0001747745 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,422

Read SEC document
November 02, 2020 Filed Nov 4, 2020 21:05 UTC
Stein Todd JDirector
PurchaseCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-056880 · doc4.xml · nonDerivative · entry 2

Stein Todd J · CIK 0001747745 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Braeside Capital, L.P.

Disclosed balance after: 508,001

F1 · ownership.nature: Shares beneficially owned directly by Braeside Capital II, L.P. ("Braeside Capital II"). Braeside Investments, LLC ("Braeside Investments") serves as the investment manager of Braeside Capital II. As a co-manager of Braeside Investments, Mr. Stein may be deemed to beneficially own the shares beneficially owned directly by Braeside Capital II. Mr. Stein disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

Read SEC document
November 02, 2020 Filed Nov 4, 2020 21:05 UTC
Stein Todd JDirector
PurchaseCommon Stock 14,321 $9.23 $132,179.97
Disclosure

SEC source: 0001209191-20-056880 · doc4.xml · nonDerivative · entry 1

Stein Todd J · CIK 0001747745 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Braeside Capital II, L.P.

Disclosed balance after: 553,390

F1 · ownership.nature: Shares beneficially owned directly by Braeside Capital II, L.P. ("Braeside Capital II"). Braeside Investments, LLC ("Braeside Investments") serves as the investment manager of Braeside Capital II. As a co-manager of Braeside Investments, Mr. Stein may be deemed to beneficially own the shares beneficially owned directly by Braeside Capital II. Mr. Stein disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

Read SEC document
October 01, 2020 Filed Oct 2, 2020 16:06 UTC GrantDeferred Stock Unit · Derivative 1,446 $9.51 $13,751.46
Disclosure

SEC source: 0001209191-20-053072 · doc4.xml · derivative · entry 2

ORISTANO MATTHEW · CIK 0000938257 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,917

Underlying: Deferred Stock Unit · 1,446 shares

Expires not disclosed

F1 · derivative.exercise_price: Each deferred stock unit represents the right to receive one share of common stock of the Issuer.

F2 · derivative.exercise_date: The deferred stock units are fully vested and will be settled in shares of the Issuer's common stock upon the Reporting Person's separation from service with the Issuer or as otherwise provided by the Issuer's Deferred Compensation Plan for Non-Employee Directors.

F2 · derivative.expiration_date: The deferred stock units are fully vested and will be settled in shares of the Issuer's common stock upon the Reporting Person's separation from service with the Issuer or as otherwise provided by the Issuer's Deferred Compensation Plan for Non-Employee Directors.

Read SEC document
October 01, 2020 Filed Oct 2, 2020 16:06 UTC GrantCommon Stock 1,840 $9.51 $17,498.40
Disclosure

SEC source: 0001209191-20-053072 · doc4.xml · nonDerivative · entry 1

ORISTANO MATTHEW · CIK 0000938257 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,677

Read SEC document
October 01, 2020 Filed Oct 2, 2020 20:07 UTC GrantCommon Stock 1,183 $9.51 $11,250.33
Disclosure

SEC source: 0001209191-20-053079 · doc4.xml · nonDerivative · entry 2

SHOCKLEY BRETT A · CIK 0001108720 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,192

F1 · shares: The common stock represents the election to receive common stock in lieu of cash for the Director's fee.

Read SEC document
October 01, 2020 Filed Oct 2, 2020 20:07 UTC GrantCommon Stock 1,577 $9.51 $14,997.27
Disclosure

SEC source: 0001209191-20-053079 · doc4.xml · nonDerivative · entry 1

SHOCKLEY BRETT A · CIK 0001108720 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,009

Read SEC document
October 01, 2020 Filed Oct 2, 2020 20:03 UTC GrantDeferred Stock Unit · Derivative 1,183 $9.51 $11,250.33
Disclosure

SEC source: 0001209191-20-053055 · doc4.xml · derivative · entry 2

COURNOYER CHRISTINE · CIK 0001180466 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,386

Underlying: Deferred Stock Unit · 1,183 shares

Expires not disclosed

F1 · derivative.exercise_price: Each deferred stock unit represents the right to receive one share of common stock of the Issuer.

F2 · derivative.exercise_date: The deferred stock units are fully vested and will be settled in shares of the Issuer's common stock upon the Reporting Person's separation from service with the Issuer or as otherwise provided by the Issuer's Deferred Compensation Plan for Non-Employee Directors.

F2 · derivative.expiration_date: The deferred stock units are fully vested and will be settled in shares of the Issuer's common stock upon the Reporting Person's separation from service with the Issuer or as otherwise provided by the Issuer's Deferred Compensation Plan for Non-Employee Directors.

Read SEC document
October 01, 2020 Filed Oct 2, 2020 20:03 UTC GrantCommon Stock 1,577 $9.51 $14,997.27
Disclosure

SEC source: 0001209191-20-053055 · doc4.xml · nonDerivative · entry 1

COURNOYER CHRISTINE · CIK 0001180466 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,381

Read SEC document
October 01, 2020 Filed Oct 3, 2020 01:38 UTC GrantDeferred Stock Unit · Derivative 1,183 $9.51 $11,250.33
Disclosure

SEC source: 0001209191-20-053406 · doc4.xml · derivative · entry 2

YUDKOFF ROYCE · CIK 0001263584 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,386

Underlying: Deferred Stock Unit · 1,183 shares

Expires not disclosed

F1 · derivative.exercise_price: Each deferred stock unit represents the right to receive one share of common stock of the Issuer.

F2 · derivative.exercise_date: The deferred stock units are fully vested and will be settled in shares of the Issuer's common stock upon the Reporting Person's separation from service with the Issuer or as otherwise provided by the Issuer's Deferred Compensation Plan for Non-Employee Directors.

F2 · derivative.expiration_date: The deferred stock units are fully vested and will be settled in shares of the Issuer's common stock upon the Reporting Person's separation from service with the Issuer or as otherwise provided by the Issuer's Deferred Compensation Plan for Non-Employee Directors.

Read SEC document
October 01, 2020 Filed Oct 3, 2020 01:38 UTC GrantCommon Stock 1,577 $9.51 $14,997.27
Disclosure

SEC source: 0001209191-20-053406 · doc4.xml · nonDerivative · entry 1

YUDKOFF ROYCE · CIK 0001263584 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,683

Read SEC document
October 01, 2020 Filed Oct 2, 2020 20:08 UTC
Stein Todd JDirector
GrantCommon Stock 1,183 $9.51 $11,250.33
Disclosure

SEC source: 0001209191-20-053085 · doc4.xml · nonDerivative · entry 4

Stein Todd J · CIK 0001747745 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,422

F3 · shares: The common stock represents the election to receive common stock in lieu of cash for the Director's quarterly fee.

Read SEC document
October 01, 2020 Filed Oct 2, 2020 20:08 UTC
Stein Todd JDirector
GrantCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-053085 · doc4.xml · nonDerivative · entry 3

Stein Todd J · CIK 0001747745 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Braeside Capital II, L.P.

Disclosed balance after: 539,069

F2 · shares: Shares beneficially owned directly by Braeside Capital II, L.P. ("Braeside Capital II"). Braeside Investments, LLC ("Braeside Investments") serves as the investment manager of Braeside Capital II. As a co-manager of Braeside Investments, Mr. Stein may be deemed to beneficially own the shares beneficially owned directly by Braeside Capital II. Mr. Stein disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

F2 · price: Shares beneficially owned directly by Braeside Capital II, L.P. ("Braeside Capital II"). Braeside Investments, LLC ("Braeside Investments") serves as the investment manager of Braeside Capital II. As a co-manager of Braeside Investments, Mr. Stein may be deemed to beneficially own the shares beneficially owned directly by Braeside Capital II. Mr. Stein disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

Read SEC document
October 01, 2020 Filed Oct 2, 2020 20:08 UTC
Stein Todd JDirector
GrantCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-053085 · doc4.xml · nonDerivative · entry 2

Stein Todd J · CIK 0001747745 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Braeside Capital, L.P.

Disclosed balance after: 508,001

F1 · shares: Shares beneficially owned directly by Braeside Capital, L.P. ("Braeside Capital"). Braeside Investments, LLC ("Braeside Investments") serves as the investment manager of Braeside Capital. As a co-manager of Braeside Investments, Mr. Stein may be deemed to beneficially own the shares beneficially owned directly by Braeside Capital. Mr. Stein disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

F1 · price: Shares beneficially owned directly by Braeside Capital, L.P. ("Braeside Capital"). Braeside Investments, LLC ("Braeside Investments") serves as the investment manager of Braeside Capital. As a co-manager of Braeside Investments, Mr. Stein may be deemed to beneficially own the shares beneficially owned directly by Braeside Capital. Mr. Stein disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

Read SEC document
October 01, 2020 Filed Oct 2, 2020 20:08 UTC
Stein Todd JDirector
GrantCommon Stock 1,577 $9.51 $14,997.27
Disclosure

SEC source: 0001209191-20-053085 · doc4.xml · nonDerivative · entry 1

Stein Todd J · CIK 0001747745 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,239

Read SEC document
October 01, 2020 Filed Oct 2, 2020 20:05 UTC GrantDeferred Stock Unit · Derivative 1,183 $9.51 $11,250.33
Disclosure

SEC source: 0001209191-20-053065 · doc4.xml · derivative · entry 2

OREILLY BRIAN · CIK 0001263733 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,386

Underlying: Deferred Stock Unit · 1,183 shares

Expires not disclosed

F1 · derivative.exercise_price: Each deferred stock unit represents the right to receive one share of common stock of the Issuer.

F2 · derivative.exercise_date: The deferred stock units are fully vested and will be settled in shares of the Issuer's common stock upon the Reporting Person's separation from service with the Issuer or as otherwise provided by the Issuer's Deferred Compensation Plan for Non-Employee Directors.

F2 · derivative.expiration_date: The deferred stock units are fully vested and will be settled in shares of the Issuer's common stock upon the Reporting Person's separation from service with the Issuer or as otherwise provided by the Issuer's Deferred Compensation Plan for Non-Employee Directors.

Read SEC document
October 01, 2020 Filed Oct 2, 2020 20:05 UTC GrantCommon Stock 1,577 $9.51 $14,997.27
Disclosure

SEC source: 0001209191-20-053065 · doc4.xml · nonDerivative · entry 1

OREILLY BRIAN · CIK 0001263733 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,835

Read SEC document
October 01, 2020 Filed Oct 2, 2020 20:04 UTC GrantCommon Stock 1,183 $9.51 $11,250.33
Disclosure

SEC source: 0001209191-20-053060 · doc4.xml · nonDerivative · entry 2

Hylton Stacia · CIK 0001650242 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,303

F1 · shares: The common stock grant represents the election to receive common stock in lieu of cash for the Director's quarterly fee.

Read SEC document
October 01, 2020 Filed Oct 2, 2020 20:04 UTC GrantCommon Stock 1,577 $9.51 $14,997.27
Disclosure

SEC source: 0001209191-20-053060 · doc4.xml · nonDerivative · entry 1

Hylton Stacia · CIK 0001650242 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,120

Read SEC document
October 01, 2020 Filed Oct 2, 2020 20:02 UTC GrantDeferred Stock Unit · Derivative 1,183 $9.51 $11,250.33
Disclosure

SEC source: 0001209191-20-053051 · doc4.xml · derivative · entry 2

Byrne Barbara Peterson · CIK 0001800447 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,386

Underlying: Deferred Stock Unit · 1,183 shares

Expires not disclosed

F1 · derivative.exercise_price: Each deferred stock unit represents the right to receive one share of common stock of the Issuer.

F2 · derivative.exercise_date: The deferred stock units are fully vested and will be settled in shares of the Issuer's common stock upon the Reporting Person's separation from service with the Issuer or as otherwise provided by the Issuer's Deferred Compensation Plan for Non-Employee Directors.

F2 · derivative.expiration_date: The deferred stock units are fully vested and will be settled in shares of the Issuer's common stock upon the Reporting Person's separation from service with the Issuer or as otherwise provided by the Issuer's Deferred Compensation Plan for Non-Employee Directors.

Read SEC document
October 01, 2020 Filed Oct 2, 2020 20:02 UTC GrantCommon Stock 1,577 $9.51 $14,997.27
Disclosure

SEC source: 0001209191-20-053051 · doc4.xml · nonDerivative · entry 1

Byrne Barbara Peterson · CIK 0001800447 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,284

Read SEC document
October 01, 2020 Filed Oct 2, 2020 20:01 UTC GrantDeferred Stock Unit · Derivative 1,183 $9.51 $11,250.33
Disclosure

SEC source: 0001209191-20-053044 · doc4.xml · derivative · entry 2

Butterfield Nathaniel Blair · CIK 0001582403 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · N. Blair Butterfield, Trustee of the Butterfield Joint Revocable Trust

Disclosed balance after: 2,386

Underlying: Deferred Stock Unit · 1,183 shares

Expires not disclosed

F1 · derivative.exercise_price: Each deferred stock unit represents the right to receive one share of common stock of the Issuer.

F2 · derivative.exercise_date: The deferred stock units are fully vested and will be settled in shares of the Issuer's common stock upon the Reporting Person's separation from service with the Issuer or as otherwise provided by the Issuer's Deferred Compensation Plan for Non-Employee Directors.

F2 · derivative.expiration_date: The deferred stock units are fully vested and will be settled in shares of the Issuer's common stock upon the Reporting Person's separation from service with the Issuer or as otherwise provided by the Issuer's Deferred Compensation Plan for Non-Employee Directors.

Read SEC document
October 01, 2020 Filed Oct 2, 2020 20:01 UTC GrantCommon Stock 1,577 $9.51 $14,997.27
Disclosure

SEC source: 0001209191-20-053044 · doc4.xml · nonDerivative · entry 1

Butterfield Nathaniel Blair · CIK 0001582403 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · N. Blair Butterfield, Trustee of the Butterfield Joint Revocable Trust

Disclosed balance after: 29,108

Read SEC document
August 27, 2020 Filed Aug 28, 2020 20:04 UTC
Stein Todd JDirector
PurchaseCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-048607 · doc4.xml · nonDerivative · entry 4

Stein Todd J · CIK 0001747745 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Braeside Capital, L.P.

Disclosed balance after: 508,001

F2 · ownership.nature: Shares beneficially owned directly by Braeside Capital, L.P. ("Braeside Capital"). Braeside Investments, LLC ("Braeside Investments") serves as the investment manager of Braeside Capital. As a co-manager of Braeside Investments, Mr. Stein may be deemed to beneficially own the shares beneficially owned directly by Braeside Capital. Mr. Stein disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

Read SEC document
August 27, 2020 Filed Aug 28, 2020 20:04 UTC
Stein Todd JDirector
PurchaseCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-048607 · doc4.xml · nonDerivative · entry 3

Stein Todd J · CIK 0001747745 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,662

Read SEC document
August 27, 2020 Filed Aug 28, 2020 20:04 UTC
Stein Todd JDirector
PurchaseCommon Stock 21,539 $11.00 $236,883.77
Disclosure

SEC source: 0001209191-20-048607 · doc4.xml · nonDerivative · entry 2

Stein Todd J · CIK 0001747745 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Braeside Capital II, L.P.

Disclosed balance after: 539,069

F1 · ownership.nature: Shares beneficially owned directly by Braeside Capital II, L.P. ("Braeside Capital II"). Braeside Investments, LLC ("Braeside Investments") serves as the investment manager of Braeside Capital II. As a co-manager of Braeside Investments, Mr. Stein may be deemed to beneficially own the shares beneficially owned directly by Braeside Capital II. Mr. Stein disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

Read SEC document
August 26, 2020 Filed Aug 28, 2020 20:04 UTC
Stein Todd JDirector
PurchaseCommon Stock 3,019 $10.96 $33,083.41
Disclosure

SEC source: 0001209191-20-048607 · doc4.xml · nonDerivative · entry 1

Stein Todd J · CIK 0001747745 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Braeside Capital II, L.P.

Disclosed balance after: 517,530

F1 · ownership.nature: Shares beneficially owned directly by Braeside Capital II, L.P. ("Braeside Capital II"). Braeside Investments, LLC ("Braeside Investments") serves as the investment manager of Braeside Capital II. As a co-manager of Braeside Investments, Mr. Stein may be deemed to beneficially own the shares beneficially owned directly by Braeside Capital II. Mr. Stein disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

Read SEC document
August 25, 2020 Filed Aug 26, 2020 20:05 UTC
KELLY VINCENT DDirector · President & CEO
PurchaseCommon Stock 1,755 $10.99 $19,291.66
Disclosure

SEC source: 0001209191-20-048380 · doc4.xml · nonDerivative · entry 2

KELLY VINCENT D · CIK 0001253133 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · Vincent DePaul Kelly, Trustee of the Vincent DePaul Kelly Fifth Amended and Restated Revocable Trust

Disclosed balance after: 357,108

Read SEC document
August 25, 2020 Filed Aug 26, 2020 20:04 UTC PurchaseCommon Stock 1,000 $10.90 $10,900.00
Disclosure

SEC source: 0001209191-20-048378 · doc4.xml · nonDerivative · entry 2

OREILLY BRIAN · CIK 0001263733 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,461

Read SEC document
August 25, 2020 Filed Aug 26, 2020 20:04 UTC PurchaseCommon Stock 1,000 $10.99 $10,990.00
Disclosure

SEC source: 0001209191-20-048378 · doc4.xml · nonDerivative · entry 1

OREILLY BRIAN · CIK 0001263733 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,461

Read SEC document
August 24, 2020 Filed Aug 26, 2020 20:05 UTC
KELLY VINCENT DDirector · President & CEO
PurchaseCommon Stock 5,000 $10.90 $54,508.50
Disclosure

SEC source: 0001209191-20-048380 · doc4.xml · nonDerivative · entry 1

KELLY VINCENT D · CIK 0001253133 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · Vincent DePaul Kelly, Trustee of the Vincent DePaul Kelly Fifth Amended and Restated Revocable Trust

Disclosed balance after: 355,353

Read SEC document
August 20, 2020 Filed Aug 21, 2020 20:13 UTC
Stein Todd JDirector
PurchaseCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-047914 · doc4.xml · nonDerivative · entry 4

Stein Todd J · CIK 0001747745 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Braeside Capital, L.P.

Disclosed balance after: 508,001

F2 · ownership.nature: Shares beneficially owned directly by Braeside Capital, L.P. ("Braeside Capital"). Braeside Investments, LLC ("Braeside Investments") serves as the investment manager of Braeside Capital. As a co-manager of Braeside Investments, Mr. Stein may be deemed to beneficially own the shares beneficially owned directly by Braeside Capital. Mr. Stein disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

Read SEC document
August 20, 2020 Filed Aug 21, 2020 20:13 UTC
Stein Todd JDirector
PurchaseCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-047914 · doc4.xml · nonDerivative · entry 3

Stein Todd J · CIK 0001747745 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,662

Read SEC document
August 20, 2020 Filed Aug 21, 2020 20:13 UTC
Stein Todd JDirector
PurchaseCommon Stock 4,244 $10.67 $45,277.11
Disclosure

SEC source: 0001209191-20-047914 · doc4.xml · nonDerivative · entry 2

Stein Todd J · CIK 0001747745 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Braeside Capital II, L.P.

Disclosed balance after: 514,511

F1 · ownership.nature: Shares beneficially owned directly by Braeside Capital II, L.P. ("Braeside Capital II"). Braeside Investments, LLC ("Braeside Investments") serves as the investment manager of Braeside Capital II. As a co-manager of Braeside Investments, Mr. Stein may be deemed to beneficially own the shares beneficially owned directly by Braeside Capital II. Mr. Stein disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

Read SEC document
August 19, 2020 Filed Aug 21, 2020 20:12 UTC
KELLY VINCENT DDirector · President & CEO
PurchaseCommon Stock 5,000 $10.71 $53,572.00
Disclosure

SEC source: 0001209191-20-047910 · doc4.xml · nonDerivative · entry 1

KELLY VINCENT D · CIK 0001253133 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · Vincent DePaul Kelly, Trustee of the Vincent DePaul Kelly Fifth Amended and Restated Revocable Trust

Disclosed balance after: 350,353

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August 19, 2020 Filed Aug 21, 2020 20:13 UTC
Stein Todd JDirector
PurchaseCommon Stock 14,630 $10.70 $156,538.07
Disclosure

SEC source: 0001209191-20-047914 · doc4.xml · nonDerivative · entry 1

Stein Todd J · CIK 0001747745 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Braeside Capital II, L.P.

Disclosed balance after: 510,267

F1 · ownership.nature: Shares beneficially owned directly by Braeside Capital II, L.P. ("Braeside Capital II"). Braeside Investments, LLC ("Braeside Investments") serves as the investment manager of Braeside Capital II. As a co-manager of Braeside Investments, Mr. Stein may be deemed to beneficially own the shares beneficially owned directly by Braeside Capital II. Mr. Stein disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

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August 18, 2020 Filed Aug 19, 2020 20:22 UTC
KELLY VINCENT DDirector · President & CEO
PurchaseCommon Stock 104 $10.50 $1,092.00
Disclosure

SEC source: 0001209191-20-047491 · doc4.xml · nonDerivative · entry 2

KELLY VINCENT D · CIK 0001253133 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · Vincent DePaul Kelly, Trustee of the Vincent DePaul Kelly Fifth Amended and Restated Revocable Trust

Disclosed balance after: 345,353

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August 17, 2020 Filed Aug 17, 2020 20:21 UTC PurchaseCommon Stock 5,000 $10.55 $52,732.50
Disclosure

SEC source: 0001209191-20-046945 · doc4.xml · nonDerivative · entry 1

OREILLY BRIAN · CIK 0001263733 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,461

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August 17, 2020 Filed Aug 19, 2020 20:22 UTC
KELLY VINCENT DDirector · President & CEO
PurchaseCommon Stock 300 $10.50 $3,150.00
Disclosure

SEC source: 0001209191-20-047491 · doc4.xml · nonDerivative · entry 1

KELLY VINCENT D · CIK 0001253133 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · Vincent DePaul Kelly, Trustee of the Vincent DePaul Kelly Fifth Amended and Restated Revocable Trust

Disclosed balance after: 345,249

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August 14, 2020 Filed Aug 17, 2020 16:10 UTC PurchaseCommon Stock 1,000 $10.46 $10,460.00
Disclosure

SEC source: 0001209191-20-046930 · doc4.xml · nonDerivative · entry 1

ORISTANO MATTHEW · CIK 0000938257 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,308

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August 14, 2020 Filed Aug 17, 2020 20:11 UTC
KELLY VINCENT DDirector · President & CEO
PurchaseCommon Stock 4,447 $10.46 $46,527.63
Disclosure

SEC source: 0001209191-20-046933 · doc4.xml · nonDerivative · entry 1

KELLY VINCENT D · CIK 0001253133 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · Vincent DePaul Kelly, Trustee of the Vincent DePaul Kelly Fifth Amended and Restated Revocable Trust

Disclosed balance after: 344,949

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.