Last 12 months
Inside the activity.
5 purchase rows · 3 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 2 | 1 |
| Jun 2026 | 3 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 2 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 04, 2021 Filed Mar 8, 2021 21:05 UTC |
Stein Todd JDirector
|
PurchaseCommon Stock | 0 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-018516 · doc4.xml · nonDerivative · entry 2 Stein Todd J · CIK 0001747745 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Braeside Capital, L.P. Disclosed balance after: 510,601 F2 · ownership.nature: Shares beneficially owned directly by Braeside Capital, L.P. ("Braeside Capital"). Braeside Investments, LLC ("Braeside Investments") serves as the investment manager of Braeside Capital. As a co-manager of Braeside Investments, Mr. Stein may be deemed to beneficially own the shares beneficially owned directly by Braeside Capital. Mr. Stein disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. Read SEC document |
| March 04, 2021 Filed Mar 8, 2021 21:05 UTC |
Stein Todd JDirector
|
PurchaseCommon Stock | 0 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-018516 · doc4.xml · nonDerivative · entry 1 Stein Todd J · CIK 0001747745 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Braeside Capital II, L.P. Disclosed balance after: 553,390 F1 · ownership.nature: Shares beneficially owned directly by Braeside Capital II, L.P. ("Braeside Capital II"). Braeside Investments, LLC ("Braeside Investments") serves as the investment manager of Braeside Capital II. As a co-manager of Braeside Investments, Mr. Stein may be deemed to beneficially own the shares beneficially owned directly by Braeside Capital II. Mr. Stein disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. Read SEC document |
| February 26, 2021 Filed Feb 26, 2021 21:10 UTC |
WALLACE MICHAEL WCOO/CFO
|
Tax withholdingRestricted Stock · Derivative | 627 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-014707 · doc4.xml · derivative · entry 4 WALLACE MICHAEL W · CIK 0001070123 · COO/CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 109,874 Underlying: Common Stock · 627 shares Expires not disclosed F3 · derivative.exercise_price: On February 26, 2021, 627 shares were forfeited due to performance criteria of the 2018 LTIP not being met. F3 · derivative.exercise_date: On February 26, 2021, 627 shares were forfeited due to performance criteria of the 2018 LTIP not being met. F3 · derivative.expiration_date: On February 26, 2021, 627 shares were forfeited due to performance criteria of the 2018 LTIP not being met. Read SEC document |
| February 26, 2021 Filed Feb 26, 2021 21:10 UTC |
WALLACE MICHAEL WCOO/CFO
|
Exercise / conversionRestricted Stock Units · Derivative | 10,555 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-014707 · doc4.xml · derivative · entry 3 WALLACE MICHAEL W · CIK 0001070123 · COO/CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 110,501 Underlying: Common Stock · 10,555 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each Restricted Stock Units ("RSUs") represents a contingent right to receive one share of the issuer's Common Stock. F1 · derivative.exercise_date: On January 2, 2018, Mr. Wallace was granted an award of Restricted Stock Units ("RSUs"), which vest in the form of Common Stock if specified performance objectives of the Company set forth in the 2018 Long Term Incentive Plan ("LTIP") are achieved for the year ending December 31, 2020. On February 26, 2021, shares were issued upon vesting of the RSUs. F1 · derivative.expiration_date: On January 2, 2018, Mr. Wallace was granted an award of Restricted Stock Units ("RSUs"), which vest in the form of Common Stock if specified performance objectives of the Company set forth in the 2018 Long Term Incentive Plan ("LTIP") are achieved for the year ending December 31, 2020. On February 26, 2021, shares were issued upon vesting of the RSUs. Read SEC document |
| February 26, 2021 Filed Feb 26, 2021 21:10 UTC |
WALLACE MICHAEL WCOO/CFO
|
Tax withholdingCommon Stock | 4,761 | $10.10 | $48,086.10 |
DisclosureSEC source: 0001209191-21-014707 · doc4.xml · nonDerivative · entry 2 WALLACE MICHAEL W · CIK 0001070123 · COO/CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,404 Read SEC document |
| February 26, 2021 Filed Feb 26, 2021 21:10 UTC |
WALLACE MICHAEL WCOO/CFO
|
Exercise / conversionCommon Stock | 10,555 | $10.10 | $106,605.50 |
DisclosureSEC source: 0001209191-21-014707 · doc4.xml · nonDerivative · entry 1 WALLACE MICHAEL W · CIK 0001070123 · COO/CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,165 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: On January 2, 2018, Mr. Wallace was granted an award of Restricted Stock Units ("RSUs"), which vest in the form of Common Stock if specified performance objectives of the Company set forth in the 2018 Long Term Incentive Plan ("LTIP") are achieved for the year ending December 31, 2020. On February 26, 2021, shares were issued upon vesting of the RSUs. Read SEC document |
| February 26, 2021 Filed Feb 26, 2021 21:09 UTC |
Rice CalvinChief Accounting Officer
|
Tax withholdingRestricted Stock · Derivative | 71 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-014701 · doc4.xml · derivative · entry 4 Rice Calvin · CIK 0001757839 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,878 Underlying: Common Stock · 71 shares Expires not disclosed F3 · derivative.exercise_price: On February 26, 2021, 71 shares were forfeited due to performance criteria of the 2018 LTIP not being met. F3 · derivative.exercise_date: On February 26, 2021, 71 shares were forfeited due to performance criteria of the 2018 LTIP not being met. F3 · derivative.expiration_date: On February 26, 2021, 71 shares were forfeited due to performance criteria of the 2018 LTIP not being met. Read SEC document |
| February 26, 2021 Filed Feb 26, 2021 21:09 UTC |
Rice CalvinChief Accounting Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 1,190 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-014701 · doc4.xml · derivative · entry 3 Rice Calvin · CIK 0001757839 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,949 Underlying: Common Stock · 1,190 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each Restricted Stock Units ("RSUs") represents a contingent right to receive one share of the issuer's Common Stock. F1 · derivative.exercise_date: On January 2, 2018, Mr. Rice was granted an award of Restricted Stock Units ("RSUs"), which vest in the form of Common Stock if specified performance objectives of the Company set forth in the 2018 Long Term Incentive Plan ("LTIP") are achieved for the year ending December 31, 2020. On February 26, 2021, shares were issued upon vesting of the RSUs. F1 · derivative.expiration_date: On January 2, 2018, Mr. Rice was granted an award of Restricted Stock Units ("RSUs"), which vest in the form of Common Stock if specified performance objectives of the Company set forth in the 2018 Long Term Incentive Plan ("LTIP") are achieved for the year ending December 31, 2020. On February 26, 2021, shares were issued upon vesting of the RSUs. Read SEC document |
| February 26, 2021 Filed Feb 26, 2021 21:09 UTC |
Rice CalvinChief Accounting Officer
|
Tax withholdingCommon Stock | 438 | $10.10 | $4,423.80 |
DisclosureSEC source: 0001209191-21-014701 · doc4.xml · nonDerivative · entry 2 Rice Calvin · CIK 0001757839 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,889 Read SEC document |
| February 26, 2021 Filed Feb 26, 2021 21:09 UTC |
Rice CalvinChief Accounting Officer
|
Exercise / conversionCommon Stock | 1,190 | $10.10 | $12,019.00 |
DisclosureSEC source: 0001209191-21-014701 · doc4.xml · nonDerivative · entry 1 Rice Calvin · CIK 0001757839 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,327 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: On January 2, 2018, Mr. Rice was granted an award of Restricted Stock Units ("RSUs"), which vest in the form of Common Stock if specified performance objectives of the Company set forth in the 2018 Long Term Incentive Plan ("LTIP") are achieved for the year ending December 31, 2020. On February 26, 2021, shares were issued upon vesting of the RSUs. Read SEC document |
| February 26, 2021 Filed Feb 26, 2021 21:11 UTC |
Woods-Keisling SharonCorporate Secretary, Treasurer
|
Tax withholdingRestricted Stock · Derivative | 235 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-014711 · doc4.xml · derivative · entry 4 Woods-Keisling Sharon · CIK 0001447706 · Corporate Secretary, Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,717 Underlying: Common Stock · 235 shares Expires not disclosed F3 · derivative.exercise_price: On February 26, 2021, 235 shares were forfeited due to performance criteria of the 2018 LTIP not being met. F3 · derivative.exercise_date: On February 26, 2021, 235 shares were forfeited due to performance criteria of the 2018 LTIP not being met. F3 · derivative.expiration_date: On February 26, 2021, 235 shares were forfeited due to performance criteria of the 2018 LTIP not being met. Read SEC document |
| February 26, 2021 Filed Feb 26, 2021 21:11 UTC |
Woods-Keisling SharonCorporate Secretary, Treasurer
|
Exercise / conversionRestricted Stock Units · Derivative | 3,958 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-014711 · doc4.xml · derivative · entry 3 Woods-Keisling Sharon · CIK 0001447706 · Corporate Secretary, Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,952 Underlying: Common Stock · 3,958 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each Restricted Stock Units ("RSUs") represents a contingent right to receive one share of the issuer's Common Stock. F1 · derivative.exercise_date: On January 2, 2018, Ms. Woods was granted an award of Restricted Stock Units ("RSUs"), which vest in the form of Common Stock if specified performance objectives of the Company set forth in the 2018 Long Term Incentive Plan ("LTIP") are achieved for the year ending December 31, 2020. On February 26, 2021, shares were issued upon vesting of the RSUs. F1 · derivative.expiration_date: On January 2, 2018, Ms. Woods was granted an award of Restricted Stock Units ("RSUs"), which vest in the form of Common Stock if specified performance objectives of the Company set forth in the 2018 Long Term Incentive Plan ("LTIP") are achieved for the year ending December 31, 2020. On February 26, 2021, shares were issued upon vesting of the RSUs. Read SEC document |
| February 26, 2021 Filed Feb 26, 2021 21:11 UTC |
Woods-Keisling SharonCorporate Secretary, Treasurer
|
Tax withholdingCommon Stock | 1,402 | $10.10 | $14,160.20 |
DisclosureSEC source: 0001209191-21-014711 · doc4.xml · nonDerivative · entry 2 Woods-Keisling Sharon · CIK 0001447706 · Corporate Secretary, Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,522 Read SEC document |
| February 26, 2021 Filed Feb 26, 2021 21:11 UTC |
Woods-Keisling SharonCorporate Secretary, Treasurer
|
Exercise / conversionCommon Stock | 3,958 | $10.10 | $39,975.80 |
DisclosureSEC source: 0001209191-21-014711 · doc4.xml · nonDerivative · entry 1 Woods-Keisling Sharon · CIK 0001447706 · Corporate Secretary, Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,924 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: On January 2, 2018, Ms. Woods was granted an award of Restricted Stock Units ("RSUs"), which vest in the form of Common Stock if specified performance objectives of the Company set forth in the 2018 Long Term Incentive Plan ("LTIP") are achieved for the year ending December 31, 2020. On February 26, 2021, shares were issued upon vesting of the RSUs. Read SEC document |
| February 26, 2021 Filed Feb 26, 2021 21:08 UTC |
KELLY VINCENT DDirector · President & CEO
|
Tax withholdingRestricted Stock · Derivative | 2,863 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-014697 · doc4.xml · derivative · entry 4 KELLY VINCENT D · CIK 0001253133 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Indirect · Vincent DePaul Kelly, Trustee of the Vincent DePaul Kelly Third Amended and Restated Revocable Trust Disclosed balance after: 208,262 Underlying: Common Stock · 2,863 shares Expires not disclosed F3 · derivative.exercise_price: On February 26, 2021, 2863 shares were forfeited due to performance criteria of the 2018 LTIP not being met. F3 · derivative.exercise_date: On February 26, 2021, 2863 shares were forfeited due to performance criteria of the 2018 LTIP not being met. F3 · derivative.expiration_date: On February 26, 2021, 2863 shares were forfeited due to performance criteria of the 2018 LTIP not being met. Read SEC document |
| February 26, 2021 Filed Feb 26, 2021 21:08 UTC |
KELLY VINCENT DDirector · President & CEO
|
Exercise / conversionRestricted Stock Units · Derivative | 48,255 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-014697 · doc4.xml · derivative · entry 3 KELLY VINCENT D · CIK 0001253133 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Indirect · Vincent DePaul Kelly, Trustee of the Vincent DePaul Kelly Third Amended and Restated Revocable Trust Disclosed balance after: 211,125 Underlying: Common Stock · 48,255 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each Restricted Stock Units ("RSUs") represents a contingent right to receive one share of the issuer's Common Stock. F1 · derivative.exercise_date: On January 2, 2018, Mr. Kelly was granted an award of Restricted Stock Units ("RSUs"), which vest in the form of Common Stock if specified performance objectives of the Company set forth in the 2018 Long Term Incentive Plan ("LTIP") are achieved for the year ending December 31, 2020. On February 26, 2021, shares were issued upon vesting of the RSUs. F1 · derivative.expiration_date: On January 2, 2018, Mr. Kelly was granted an award of Restricted Stock Units ("RSUs"), which vest in the form of Common Stock if specified performance objectives of the Company set forth in the 2018 Long Term Incentive Plan ("LTIP") are achieved for the year ending December 31, 2020. On February 26, 2021, shares were issued upon vesting of the RSUs. Read SEC document |
| February 26, 2021 Filed Feb 26, 2021 21:08 UTC |
KELLY VINCENT DDirector · President & CEO
|
Tax withholdingCommon Stock | 21,764 | $10.10 | $219,816.40 |
DisclosureSEC source: 0001209191-21-014697 · doc4.xml · nonDerivative · entry 2 KELLY VINCENT D · CIK 0001253133 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Indirect · Vincent DePaul Kelly, Trustee of the Vincent DePaul Kelly Third Amended and Restated Revocable Trust Disclosed balance after: 220,258 Read SEC document |
| February 26, 2021 Filed Feb 26, 2021 21:08 UTC |
KELLY VINCENT DDirector · President & CEO
|
Exercise / conversionCommon Stock | 48,255 | $10.10 | $487,375.50 |
DisclosureSEC source: 0001209191-21-014697 · doc4.xml · nonDerivative · entry 1 KELLY VINCENT D · CIK 0001253133 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Indirect · Vincent DePaul Kelly, Trustee of the Vincent DePaul Kelly Third Amended and Restated Revocable Trust Disclosed balance after: 242,022 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: On January 2, 2018, Mr. Kelly was granted an award of Restricted Stock Units ("RSUs"), which vest in the form of Common Stock if specified performance objectives of the Company set forth in the 2018 Long Term Incentive Plan ("LTIP") are achieved for the year ending December 31, 2020. On February 26, 2021, shares were issued upon vesting of the RSUs. Read SEC document |
| February 26, 2021 Filed Mar 2, 2021 21:04 UTC |
Stein Todd JDirector
|
PurchaseCommon Stock | 4,305 | $10.83 | $46,621.00 |
DisclosureSEC source: 0001209191-21-015831 · doc4.xml · nonDerivative · entry 4 Stein Todd J · CIK 0001747745 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Braeside Investments, LLC Disclosed balance after: 12,499 F3 · ownership.nature: Shares beneficially owned directly by a proprietary account under Braeside Investments, LLC. Braeside Investments, LLC ("Braeside Investments") serves as the investment manager of Braeside Capital, L.P. and Braeside Capital II, L.P. As a co-manager of Braeside Investments, Mr. Stein may be deemed to beneficially own the shares beneficially owned directly by Braeside Investments. Mr. Stein disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. Read SEC document |
| February 26, 2021 Filed Mar 2, 2021 21:04 UTC |
Stein Todd JDirector
|
PurchaseCommon Stock | 0 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-015831 · doc4.xml · nonDerivative · entry 3 Stein Todd J · CIK 0001747745 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,780 Read SEC document |
| February 26, 2021 Filed Mar 2, 2021 21:04 UTC |
Stein Todd JDirector
|
PurchaseCommon Stock | 0 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-015831 · doc4.xml · nonDerivative · entry 2 Stein Todd J · CIK 0001747745 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Braeside Capital, L.P. Disclosed balance after: 510,601 F2 · ownership.nature: Shares beneficially owned directly by Braeside Capital, L.P. ("Braeside Capital"). Braeside Investments, LLC ("Braeside Investments") serves as the investment manager of Braeside Capital. As a co-manager of Braeside Investments, Mr. Stein may be deemed to beneficially own the shares beneficially owned directly by Braeside Capital. Mr. Stein disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. Read SEC document |
| February 26, 2021 Filed Mar 2, 2021 21:04 UTC |
Stein Todd JDirector
|
PurchaseCommon Stock | 0 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-015831 · doc4.xml · nonDerivative · entry 1 Stein Todd J · CIK 0001747745 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Braeside Capital II, L.P. Disclosed balance after: 553,390 F1 · ownership.nature: Shares beneficially owned directly by Braeside Capital II, L.P. ("Braeside Capital II"). Braeside Investments, LLC ("Braeside Investments") serves as the investment manager of Braeside Capital II. As a co-manager of Braeside Investments, Mr. Stein may be deemed to beneficially own the shares beneficially owned directly by Braeside Capital II. Mr. Stein disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. Read SEC document |
| February 23, 2021 Filed Feb 24, 2021 21:13 UTC |
Stein Todd JDirector
|
PurchaseCommon Stock | 1,563 | $10.54 | $16,472.93 |
DisclosureSEC source: 0001209191-21-013765 · doc4.xml · nonDerivative · entry 5 Stein Todd J · CIK 0001747745 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Braeside Investments, LLC Disclosed balance after: 8,194 F3 · ownership.nature: Shares beneficially owned directly by a proprietary account under Braeside Investments, LLC. Braeside Investments, LLC ("Braeside Investments") serves as the investment manager of Braeside Capital, L.P. and Braeside Capital II, L.P. As a co-manager of Braeside Investments, Mr. Stein may be deemed to beneficially own the shares beneficially owned directly by Braeside Investments. Mr. Stein disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. Read SEC document |
| February 23, 2021 Filed Feb 24, 2021 21:13 UTC |
Stein Todd JDirector
|
PurchaseCommon Stock | 0 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-013765 · doc4.xml · nonDerivative · entry 3 Stein Todd J · CIK 0001747745 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,780 Read SEC document |
| February 23, 2021 Filed Feb 24, 2021 21:13 UTC |
Stein Todd JDirector
|
PurchaseCommon Stock | 0 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-013765 · doc4.xml · nonDerivative · entry 2 Stein Todd J · CIK 0001747745 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Braeside Capital, L.P. Disclosed balance after: 510,601 F2 · ownership.nature: Shares beneficially owned directly by Braeside Capital, L.P. ("Braeside Capital"). Braeside Investments, LLC ("Braeside Investments") serves as the investment manager of Braeside Capital. As a co-manager of Braeside Investments, Mr. Stein may be deemed to beneficially own the shares beneficially owned directly by Braeside Capital. Mr. Stein disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. Read SEC document |
| February 23, 2021 Filed Feb 24, 2021 21:13 UTC |
Stein Todd JDirector
|
PurchaseCommon Stock | 0 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-013765 · doc4.xml · nonDerivative · entry 1 Stein Todd J · CIK 0001747745 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Braeside Capital II, L.P. Disclosed balance after: 553,390 F1 · ownership.nature: Shares beneficially owned directly by Braeside Capital II, L.P. ("Braeside Capital II"). Braeside Investments, LLC ("Braeside Investments") serves as the investment manager of Braeside Capital II. As a co-manager of Braeside Investments, Mr. Stein may be deemed to beneficially own the shares beneficially owned directly by Braeside Capital II. Mr. Stein disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. Read SEC document |
| February 22, 2021 Filed Feb 23, 2021 21:24 UTC |
OREILLY BRIANDirector
|
GrantDeferred Stock Unit · Derivative | 0 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-013213 · doc4.xml · derivative · entry 2 OREILLY BRIAN · CIK 0001263733 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,396 Underlying: Deferred Stock Unit · 0 shares Expires not disclosed F1 · derivative.exercise_price: Each deferred stock unit represents the right to receive one share of common stock of the Issuer. F2 · derivative.exercise_date: The deferred stock units are fully vested and will be settled in shares of the Issuer's common stock upon the Reporting Person's separation from service with the Issuer or as otherwise provided by the Issuer's Deferred Compensation Plan for Non-Employee Directors. F2 · derivative.expiration_date: The deferred stock units are fully vested and will be settled in shares of the Issuer's common stock upon the Reporting Person's separation from service with the Issuer or as otherwise provided by the Issuer's Deferred Compensation Plan for Non-Employee Directors. Read SEC document |
| February 22, 2021 Filed Feb 23, 2021 21:24 UTC |
OREILLY BRIANDirector
|
PurchaseCommon Stock | 2,000 | $10.29 | $20,589.00 |
DisclosureSEC source: 0001209191-21-013213 · doc4.xml · nonDerivative · entry 1 OREILLY BRIAN · CIK 0001263733 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 87,183 Read SEC document |
| February 22, 2021 Filed Feb 23, 2021 21:22 UTC |
KELLY VINCENT DDirector · President & CEO
|
PurchaseCommon Stock | 884 | $10.25 | $9,061.00 |
DisclosureSEC source: 0001209191-21-013206 · doc4.xml · nonDerivative · entry 1 KELLY VINCENT D · CIK 0001253133 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Indirect · Vincent DePaul Kelly, Trustee of the Vincent DePaul Kelly Fifth Amended and Restated Revocable Trust Disclosed balance after: 453,147 Read SEC document |
| February 22, 2021 Filed Feb 24, 2021 21:13 UTC |
Stein Todd JDirector
|
PurchaseCommon Stock | 6,631 | $10.36 | $68,716.39 |
DisclosureSEC source: 0001209191-21-013765 · doc4.xml · nonDerivative · entry 4 Stein Todd J · CIK 0001747745 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Braeside Investments, LLC Disclosed balance after: 6,631 F3 · ownership.nature: Shares beneficially owned directly by a proprietary account under Braeside Investments, LLC. Braeside Investments, LLC ("Braeside Investments") serves as the investment manager of Braeside Capital, L.P. and Braeside Capital II, L.P. As a co-manager of Braeside Investments, Mr. Stein may be deemed to beneficially own the shares beneficially owned directly by Braeside Investments. Mr. Stein disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. Read SEC document |
| January 22, 2021 Filed Jan 22, 2021 21:03 UTC |
WALLACE MICHAEL WCOO/CFO
|
Tax withholdingCommon Stock | 183 | $12.13 | $2,219.79 |
DisclosureSEC source: 0001209191-21-004841 · doc4.xml · nonDerivative · entry 2 WALLACE MICHAEL W · CIK 0001070123 · COO/CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,610 Read SEC document |
| January 22, 2021 Filed Jan 22, 2021 21:03 UTC |
WALLACE MICHAEL WCOO/CFO
|
GrantCommon Stock | 406 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-004841 · doc4.xml · nonDerivative · entry 1 WALLACE MICHAEL W · CIK 0001070123 · COO/CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,793 F1 · shares: Represents an award of fully vested common stock issued in lieu of a portion of Mr. Wallace's annual base salary. Read SEC document |
| January 22, 2021 Filed Jan 22, 2021 21:02 UTC |
Rice CalvinChief Accounting Officer
|
Tax withholdingCommon Stock | 68 | $12.13 | $824.84 |
DisclosureSEC source: 0001209191-21-004838 · doc4.xml · nonDerivative · entry 2 Rice Calvin · CIK 0001757839 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,137 Read SEC document |
| January 22, 2021 Filed Jan 22, 2021 21:02 UTC |
Rice CalvinChief Accounting Officer
|
GrantCommon Stock | 203 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-004838 · doc4.xml · nonDerivative · entry 1 Rice Calvin · CIK 0001757839 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,205 F1 · shares: Represents an award of fully vested common stock issued in lieu of a portion of Mr. Rice's annual base salary. Read SEC document |
| January 22, 2021 Filed Jan 22, 2021 21:04 UTC |
Woods-Keisling SharonCorporate Secretary, Treasurer
|
Tax withholdingCommon Stock | 63 | $12.13 | $764.19 |
DisclosureSEC source: 0001209191-21-004844 · doc4.xml · nonDerivative · entry 2 Woods-Keisling Sharon · CIK 0001447706 · Corporate Secretary, Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,966 Read SEC document |
| January 22, 2021 Filed Jan 22, 2021 21:04 UTC |
Woods-Keisling SharonCorporate Secretary, Treasurer
|
GrantCommon Stock | 177 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-004844 · doc4.xml · nonDerivative · entry 1 Woods-Keisling Sharon · CIK 0001447706 · Corporate Secretary, Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,029 F1 · shares: Represents an award of fully vested common stock issued in lieu of a portion of Ms. Woods' annual base salary. Read SEC document |
| January 22, 2021 Filed Jan 22, 2021 21:02 UTC |
KELLY VINCENT DDirector · President & CEO
|
Tax withholdingCommon Stock | 275 | $12.13 | $3,335.75 |
DisclosureSEC source: 0001209191-21-004836 · doc4.xml · nonDerivative · entry 2 KELLY VINCENT D · CIK 0001253133 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Indirect · Vincent DePaul Kelly, Trustee of the Vincent DePaul Kelly Third Amended and Restated Revocable Trust Disclosed balance after: 192,883 Read SEC document |
| January 22, 2021 Filed Jan 22, 2021 21:02 UTC |
KELLY VINCENT DDirector · President & CEO
|
GrantCommon Stock | 609 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-004836 · doc4.xml · nonDerivative · entry 1 KELLY VINCENT D · CIK 0001253133 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Indirect · Vincent DePaul Kelly, Trustee of the Vincent DePaul Kelly Third Amended and Restated Revocable Trust Disclosed balance after: 193,158 F1 · shares: Represents an award of fully vested common stock issued in lieu of a portion of Mr. Kelly's annual base salary. Read SEC document |
| January 04, 2021 Filed Jan 5, 2021 21:18 UTC |
YUDKOFF ROYCEDirector
|
GrantDeferred Stock Unit · Derivative | 1,010 | $11.13 | $11,241.30 |
DisclosureSEC source: 0001209191-21-001031 · doc4.xml · derivative · entry 2 YUDKOFF ROYCE · CIK 0001263584 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,396 Underlying: Deferred Stock Unit · 1,010 shares Expires not disclosed F1 · derivative.exercise_price: Each deferred stock unit represents the right to receive one share of common stock of the Issuer. F2 · derivative.exercise_date: The deferred stock units are fully vested and will be settled in shares of the Issuer's common stock upon the Reporting Person's separation from service with the Issuer or as otherwise provided by the Issuer's Deferred Compensation Plan for Non-Employee Directors. F2 · derivative.expiration_date: The deferred stock units are fully vested and will be settled in shares of the Issuer's common stock upon the Reporting Person's separation from service with the Issuer or as otherwise provided by the Issuer's Deferred Compensation Plan for Non-Employee Directors. Read SEC document |
| January 04, 2021 Filed Jan 5, 2021 21:18 UTC |
YUDKOFF ROYCEDirector
|
GrantCommon Stock | 1,348 | $11.13 | $15,003.24 |
DisclosureSEC source: 0001209191-21-001031 · doc4.xml · nonDerivative · entry 1 YUDKOFF ROYCE · CIK 0001263584 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,031 Read SEC document |
| January 04, 2021 Filed Jan 5, 2021 21:17 UTC |
Stein Todd JDirector
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GrantCommon Stock | 1,010 | $11.13 | $11,241.30 |
DisclosureSEC source: 0001209191-21-001024 · doc4.xml · nonDerivative · entry 4 Stein Todd J · CIK 0001747745 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,780 F3 · shares: The common stock represents the election to receive common stock in lieu of cash for the Director's quarterly fee. Read SEC document |
| January 04, 2021 Filed Jan 5, 2021 21:17 UTC |
Stein Todd JDirector
|
GrantCommon Stock | 0 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-001024 · doc4.xml · nonDerivative · entry 3 Stein Todd J · CIK 0001747745 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Braeside Capital II, L.P. Disclosed balance after: 553,390 F2 · shares: Shares beneficially owned directly by Braeside Capital II, L.P. ("Braeside Capital II"). Braeside Investments, LLC ("Braeside Investments") serves as the investment manager of Braeside Capital II. As a co-manager of Braeside Investments, Mr. Stein may be deemed to beneficially own the shares beneficially owned directly by Braeside Capital II. Mr. Stein disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. F2 · price: Shares beneficially owned directly by Braeside Capital II, L.P. ("Braeside Capital II"). Braeside Investments, LLC ("Braeside Investments") serves as the investment manager of Braeside Capital II. As a co-manager of Braeside Investments, Mr. Stein may be deemed to beneficially own the shares beneficially owned directly by Braeside Capital II. Mr. Stein disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. Read SEC document |
| January 04, 2021 Filed Jan 5, 2021 21:17 UTC |
Stein Todd JDirector
|
GrantCommon Stock | 0 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-001024 · doc4.xml · nonDerivative · entry 2 Stein Todd J · CIK 0001747745 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Braeside Capital, L.P. Disclosed balance after: 510,601 F1 · shares: Shares beneficially owned directly by Braeside Capital, L.P. ("Braeside Capital"). Braeside Investments, LLC ("Braeside Investments") serves as the investment manager of Braeside Capital. As a co-manager of Braeside Investments, Mr. Stein may be deemed to beneficially own the shares beneficially owned directly by Braeside Capital. Mr. Stein disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. F1 · price: Shares beneficially owned directly by Braeside Capital, L.P. ("Braeside Capital"). Braeside Investments, LLC ("Braeside Investments") serves as the investment manager of Braeside Capital. As a co-manager of Braeside Investments, Mr. Stein may be deemed to beneficially own the shares beneficially owned directly by Braeside Capital. Mr. Stein disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. Read SEC document |
| January 04, 2021 Filed Jan 5, 2021 21:17 UTC |
Stein Todd JDirector
|
GrantCommon Stock | 1,348 | $11.13 | $15,003.24 |
DisclosureSEC source: 0001209191-21-001024 · doc4.xml · nonDerivative · entry 1 Stein Todd J · CIK 0001747745 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,770 Read SEC document |
| January 04, 2021 Filed Jan 5, 2021 21:13 UTC |
Hylton StaciaDirector
|
GrantDeferred Stock Unit · Derivative | 1,010 | $11.13 | $11,241.30 |
DisclosureSEC source: 0001209191-21-000992 · doc4.xml · derivative · entry 2 Hylton Stacia · CIK 0001650242 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,396 Underlying: Deferred Stock Unit · 1,010 shares Expires not disclosed F1 · derivative.exercise_price: Each deferred stock unit represents the right to receive one share of common stock of the Issuer. F2 · derivative.exercise_date: The deferred stock units are fully vested and will be settled in shares of the Issuer's common stock upon the Reporting Person's separation from service with the Issuer or as otherwise provided by the Issuer's Deferred Compensation Plan for Non-Employee Directors. F2 · derivative.expiration_date: The deferred stock units are fully vested and will be settled in shares of the Issuer's common stock upon the Reporting Person's separation from service with the Issuer or as otherwise provided by the Issuer's Deferred Compensation Plan for Non-Employee Directors. Read SEC document |
| January 04, 2021 Filed Jan 5, 2021 21:13 UTC |
Hylton StaciaDirector
|
GrantCommon Stock | 1,348 | $11.13 | $15,003.24 |
DisclosureSEC source: 0001209191-21-000992 · doc4.xml · nonDerivative · entry 1 Hylton Stacia · CIK 0001650242 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,265 Read SEC document |
| January 04, 2021 Filed Jan 5, 2021 16:15 UTC |
ORISTANO MATTHEWDirector
|
GrantDeferred Stock Unit · Derivative | 1,235 | $11.13 | $13,745.55 |
DisclosureSEC source: 0001209191-21-001005 · doc4.xml · derivative · entry 2 ORISTANO MATTHEW · CIK 0000938257 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,152 Underlying: Deferred Stock Unit · 1,235 shares Expires not disclosed F1 · derivative.exercise_price: Each deferred stock unit represents the right to receive one share of common stock of the Issuer. F2 · derivative.exercise_date: The deferred stock units are fully vested and will be settled in shares of the Issuer's common stock upon the Reporting Person's separation from service with the Issuer or as otherwise provided by the Issuer's Deferred Compensation Plan for Non-Employee Directors. F2 · derivative.expiration_date: The deferred stock units are fully vested and will be settled in shares of the Issuer's common stock upon the Reporting Person's separation from service with the Issuer or as otherwise provided by the Issuer's Deferred Compensation Plan for Non-Employee Directors. Read SEC document |
| January 04, 2021 Filed Jan 5, 2021 16:15 UTC |
ORISTANO MATTHEWDirector
|
GrantCommon Stock | 1,572 | $11.13 | $17,496.36 |
DisclosureSEC source: 0001209191-21-001005 · doc4.xml · nonDerivative · entry 1 ORISTANO MATTHEW · CIK 0000938257 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,249 Read SEC document |
| January 04, 2021 Filed Jan 5, 2021 21:16 UTC |
SHOCKLEY BRETT ADirector
|
GrantCommon Stock | 1,010 | $11.13 | $11,241.30 |
DisclosureSEC source: 0001209191-21-001013 · doc4.xml · nonDerivative · entry 2 SHOCKLEY BRETT A · CIK 0001108720 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,550 F1 · shares: The common stock represents the election to receive common stock in lieu of cash for the Director's fee. Read SEC document |
| January 04, 2021 Filed Jan 5, 2021 21:16 UTC |
SHOCKLEY BRETT ADirector
|
GrantCommon Stock | 1,348 | $11.13 | $15,003.24 |
DisclosureSEC source: 0001209191-21-001013 · doc4.xml · nonDerivative · entry 1 SHOCKLEY BRETT A · CIK 0001108720 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,540 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.