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Nasdaq · USD

SPOK

Spok Holdings, Inc

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Tapewire entity
6239
SEC CIK
0001289945
Parsed reports
568

Last 12 months

Inside the activity.

5 purchase rows · 3 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202621
Jun 202630
Jul 202600
Aug 202602
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
December 31, 2021 Filed Jan 4, 2022 22:56 UTC Amendment
KELLY VINCENT DDirector · President & CEO
Exercise / conversionRestricted Stock Units · Derivative 14,974 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-001074 · doc4a.xml · derivative · entry 5

KELLY VINCENT D · CIK 0001253133 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · Vincent DePaul Kelly, Trustee of the Vincent DePaul Kelly Third Amended and Restated Revocable Trust

Disclosed balance after: 29,949

Underlying: Common Stock · 14,974 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Units ("RSUs") represents a contingent right to receive one share of the issuer's Common Stock.

F4 · derivative.exercise_date: On December 31, 2021, 14,974 RSUs vested. The remaining 29,949 RSUs will vest on December 31, 2022 and December 31, 2023 (e.g. "three equal annual installments").

F4 · derivative.expiration_date: On December 31, 2021, 14,974 RSUs vested. The remaining 29,949 RSUs will vest on December 31, 2022 and December 31, 2023 (e.g. "three equal annual installments").

Read SEC document
December 31, 2021 Filed Jan 4, 2022 22:56 UTC Amendment
KELLY VINCENT DDirector · President & CEO
Exercise / conversionRestricted Stock Units · Derivative 13,628 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-001074 · doc4a.xml · derivative · entry 4

KELLY VINCENT D · CIK 0001253133 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · Vincent DePaul Kelly, Trustee of the Vincent DePaul Kelly Third Amended and Restated Revocable Trust

Disclosed balance after: 13,628

Underlying: Common Stock · 13,628 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Units ("RSUs") represents a contingent right to receive one share of the issuer's Common Stock.

F3 · derivative.exercise_date: On December 31, 2021, 13,628 RSUs vested. The remaining 13,628 RSUs will vest on December 31, 2022 (e.g. "three equal annual installments").

F3 · derivative.expiration_date: On December 31, 2021, 13,628 RSUs vested. The remaining 13,628 RSUs will vest on December 31, 2022 (e.g. "three equal annual installments").

Read SEC document
December 31, 2021 Filed Jan 4, 2022 22:56 UTC Amendment
KELLY VINCENT DDirector · President & CEO
Exercise / conversionRestricted Stock Units · Derivative 12,569 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-001074 · doc4a.xml · derivative · entry 3

KELLY VINCENT D · CIK 0001253133 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · Vincent DePaul Kelly, Trustee of the Vincent DePaul Kelly Third Amended and Restated Revocable Trust

Disclosed balance after: 0

Underlying: Common Stock · 12,569 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Units ("RSUs") represents a contingent right to receive one share of the issuer's Common Stock.

F2 · derivative.exercise_date: On December 31, 2021, 12,569 RSUs vested.

F2 · derivative.expiration_date: On December 31, 2021, 12,569 RSUs vested.

Read SEC document
December 31, 2021 Filed Jan 4, 2022 22:56 UTC Amendment
KELLY VINCENT DDirector · President & CEO
Tax withholdingCommon Stock 19,353 $9.33 $180,563.49
Disclosure

SEC source: 0001209191-22-001074 · doc4a.xml · nonDerivative · entry 2

KELLY VINCENT D · CIK 0001253133 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · Vincent DePaul Kelly, Trustee of the Vincent DePaul Kelly Third Amended and Restated Revocable Trust

Disclosed balance after: 242,875

Read SEC document
December 31, 2021 Filed Jan 4, 2022 22:56 UTC Amendment
KELLY VINCENT DDirector · President & CEO
Exercise / conversionCommon Stock 41,171 $9.33 $384,125.43
Disclosure

SEC source: 0001209191-22-001074 · doc4a.xml · nonDerivative · entry 1

KELLY VINCENT D · CIK 0001253133 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · Vincent DePaul Kelly, Trustee of the Vincent DePaul Kelly Third Amended and Restated Revocable Trust

Disclosed balance after: 262,228

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 31, 2021 Filed Jan 4, 2022 21:20 UTC
KELLY VINCENT DDirector · President & CEO
Exercise / conversionRestricted Stock Units · Derivative 14,974 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-000725 · doc4.xml · derivative · entry 5

KELLY VINCENT D · CIK 0001253133 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · Vincent DePaul Kelly, Trustee of the Vincent DePaul Kelly Third Amended and Restated Revocable Trust

Disclosed balance after: 29,949

Underlying: Common Stock · 14,974 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Units ("RSUs") represents a contingent right to receive one share of the issuer's Common Stock.

F4 · derivative.exercise_date: On December 31, 2021, 14,974 RSUs vested. The remaining 29,949 RSUs will vest on December 31, 2022 and December 31, 2023 (e.g. "three equal annual installments").

F4 · derivative.expiration_date: On December 31, 2021, 14,974 RSUs vested. The remaining 29,949 RSUs will vest on December 31, 2022 and December 31, 2023 (e.g. "three equal annual installments").

Read SEC document
December 31, 2021 Filed Jan 4, 2022 21:20 UTC
KELLY VINCENT DDirector · President & CEO
Exercise / conversionRestricted Stock Units · Derivative 13,628 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-000725 · doc4.xml · derivative · entry 4

KELLY VINCENT D · CIK 0001253133 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · Vincent DePaul Kelly, Trustee of the Vincent DePaul Kelly Third Amended and Restated Revocable Trust

Disclosed balance after: 13,628

Underlying: Common Stock · 13,628 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Units ("RSUs") represents a contingent right to receive one share of the issuer's Common Stock.

F3 · derivative.exercise_date: On December 31, 2021, 13,628 RSUs vested. The remaining 13,628 RSUs will vest on December 31, 2022 (e.g. "three equal annual installments").

F3 · derivative.expiration_date: On December 31, 2021, 13,628 RSUs vested. The remaining 13,628 RSUs will vest on December 31, 2022 (e.g. "three equal annual installments").

Read SEC document
December 31, 2021 Filed Jan 4, 2022 21:20 UTC
KELLY VINCENT DDirector · President & CEO
Exercise / conversionRestricted Stock Units · Derivative 12,569 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-000725 · doc4.xml · derivative · entry 3

KELLY VINCENT D · CIK 0001253133 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · Vincent DePaul Kelly, Trustee of the Vincent DePaul Kelly Third Amended and Restated Revocable Trust

Disclosed balance after: 0

Underlying: Common Stock · 12,569 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Units ("RSUs") represents a contingent right to receive one share of the issuer's Common Stock.

F2 · derivative.exercise_date: On December 31, 2021, 12,569 RSUs vested.

F2 · derivative.expiration_date: On December 31, 2021, 12,569 RSUs vested.

Read SEC document
December 31, 2021 Filed Jan 4, 2022 21:20 UTC
KELLY VINCENT DDirector · President & CEO
Tax withholdingCommon Stock 19,353 $9.33 $180,563.49
Disclosure

SEC source: 0001209191-22-000725 · doc4.xml · nonDerivative · entry 2

KELLY VINCENT D · CIK 0001253133 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · Vincent DePaul Kelly, Trustee of the Vincent DePaul Kelly Third Amended and Restated Revocable Trust

Disclosed balance after: 242,874

Read SEC document
December 31, 2021 Filed Jan 4, 2022 21:20 UTC
KELLY VINCENT DDirector · President & CEO
Exercise / conversionCommon Stock 41,171 $9.33 $384,125.43
Disclosure

SEC source: 0001209191-22-000725 · doc4.xml · nonDerivative · entry 1

KELLY VINCENT D · CIK 0001253133 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · Vincent DePaul Kelly, Trustee of the Vincent DePaul Kelly Third Amended and Restated Revocable Trust

Disclosed balance after: 262,228

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 01, 2021 Filed Oct 1, 2021 16:06 UTC GrantDeferred Stock Unit · Derivative 0 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-058421 · doc4.xml · derivative · entry 2

ORISTANO MATTHEW · CIK 0000938257 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,892

Underlying: Deferred Stock Unit · 0 shares

Expires not disclosed

F1 · derivative.exercise_price: Each deferred stock unit represents the right to receive one share of common stock of the Issuer.

F2 · derivative.exercise_date: The deferred stock units are fully vested and will be settled in shares of the Issuer's common stock upon the Reporting Person's separation from service with the Issuer or as otherwise provided by the Issuer's Deferred Compensation Plan for Non-Employee Directors.

F2 · derivative.expiration_date: The deferred stock units are fully vested and will be settled in shares of the Issuer's common stock upon the Reporting Person's separation from service with the Issuer or as otherwise provided by the Issuer's Deferred Compensation Plan for Non-Employee Directors.

Read SEC document
October 01, 2021 Filed Oct 1, 2021 16:06 UTC GrantCommon Stock 1,712 $10.22 $17,496.64
Disclosure

SEC source: 0001209191-21-058421 · doc4.xml · nonDerivative · entry 1

ORISTANO MATTHEW · CIK 0000938257 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,448

Read SEC document
October 01, 2021 Filed Oct 1, 2021 20:09 UTC GrantCommon Stock 1,468 $10.22 $15,002.96
Disclosure

SEC source: 0001209191-21-058426 · doc4.xml · nonDerivative · entry 1

SHOCKLEY BRETT A · CIK 0001108720 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,248

Read SEC document
October 01, 2021 Filed Oct 1, 2021 20:04 UTC GrantDeferred Stock Unit · Derivative 0 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-058415 · doc4.xml · derivative · entry 2

COURNOYER CHRISTINE · CIK 0001180466 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,637

Underlying: Deferred Stock Unit · 0 shares

Expires not disclosed

F1 · derivative.exercise_price: Each deferred stock unit represents the right to receive one share of common stock of the Issuer.

F2 · derivative.exercise_date: The deferred stock units are fully vested and will be settled in shares of the Issuer's common stock upon the Reporting Person's separation from service with the Issuer or as otherwise provided by the Issuer's Deferred Compensation Plan for Non-Employee Directors.

F2 · derivative.expiration_date: The deferred stock units are fully vested and will be settled in shares of the Issuer's common stock upon the Reporting Person's separation from service with the Issuer or as otherwise provided by the Issuer's Deferred Compensation Plan for Non-Employee Directors.

Read SEC document
October 01, 2021 Filed Oct 1, 2021 20:04 UTC GrantCommon Stock 1,468 $10.22 $15,002.96
Disclosure

SEC source: 0001209191-21-058415 · doc4.xml · nonDerivative · entry 1

COURNOYER CHRISTINE · CIK 0001180466 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,322

Read SEC document
October 01, 2021 Filed Oct 1, 2021 21:18 UTC
Hyun RandyDirector
GrantCommon Stock 1,165 $10.22 $11,906.30
Disclosure

SEC source: 0001209191-21-058533 · doc4.xml · nonDerivative · entry 1

Hyun Randy · CIK 0001875311 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,141

Read SEC document
October 01, 2021 Filed Oct 1, 2021 20:10 UTC GrantDeferred Stock Unit · Derivative 0 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-058429 · doc4.xml · derivative · entry 2

YUDKOFF ROYCE · CIK 0001263584 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,637

Underlying: Deferred Stock Unit · 0 shares

Expires not disclosed

F1 · derivative.exercise_price: Each deferred stock unit represents the right to receive one share of common stock of the Issuer.

F2 · derivative.exercise_date: The deferred stock units are fully vested and will be settled in shares of the Issuer's common stock upon the Reporting Person's separation from service with the Issuer or as otherwise provided by the Issuer's Deferred Compensation Plan for Non-Employee Directors.

F2 · derivative.expiration_date: The deferred stock units are fully vested and will be settled in shares of the Issuer's common stock upon the Reporting Person's separation from service with the Issuer or as otherwise provided by the Issuer's Deferred Compensation Plan for Non-Employee Directors.

Read SEC document
October 01, 2021 Filed Oct 1, 2021 20:10 UTC GrantCommon Stock 1,468 $10.22 $15,002.96
Disclosure

SEC source: 0001209191-21-058429 · doc4.xml · nonDerivative · entry 1

YUDKOFF ROYCE · CIK 0001263584 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,488

Read SEC document
October 01, 2021 Filed Oct 1, 2021 20:07 UTC
Stein Todd JDirector
GrantCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-058423 · doc4.xml · nonDerivative · entry 4

Stein Todd J · CIK 0001747745 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Braeside Investments, LLC

Disclosed balance after: 15,108

F3 · shares: Shares beneficially owned directly by a proprietary account under Braeside Investments, LLC. Braeside Investments, LLC ("Braeside Investments") serves as the investment manager of Braeside Capital, L.P. and Braeside Capital II, L.P. As a co-manager of Braeside Investments, Mr. Stein may be deemed to beneficially own the shares beneficially owned directly by Braeside Investments. Mr. Stein disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

F3 · price: Shares beneficially owned directly by a proprietary account under Braeside Investments, LLC. Braeside Investments, LLC ("Braeside Investments") serves as the investment manager of Braeside Capital, L.P. and Braeside Capital II, L.P. As a co-manager of Braeside Investments, Mr. Stein may be deemed to beneficially own the shares beneficially owned directly by Braeside Investments. Mr. Stein disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

F3 · ownership.nature: Shares beneficially owned directly by a proprietary account under Braeside Investments, LLC. Braeside Investments, LLC ("Braeside Investments") serves as the investment manager of Braeside Capital, L.P. and Braeside Capital II, L.P. As a co-manager of Braeside Investments, Mr. Stein may be deemed to beneficially own the shares beneficially owned directly by Braeside Investments. Mr. Stein disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

Read SEC document
October 01, 2021 Filed Oct 1, 2021 20:07 UTC
Stein Todd JDirector
GrantCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-058423 · doc4.xml · nonDerivative · entry 3

Stein Todd J · CIK 0001747745 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Braeside Capital II, L.P.

Disclosed balance after: 553,390

F2 · shares: Shares beneficially owned directly by Braeside Capital II, L.P. ("Braeside Capital II"). Braeside Investments, LLC ("Braeside Investments") serves as the investment manager of Braeside Capital II. As a co-manager of Braeside Investments, Mr. Stein may be deemed to beneficially own the shares beneficially owned directly by Braeside Capital II. Mr. Stein disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

F2 · price: Shares beneficially owned directly by Braeside Capital II, L.P. ("Braeside Capital II"). Braeside Investments, LLC ("Braeside Investments") serves as the investment manager of Braeside Capital II. As a co-manager of Braeside Investments, Mr. Stein may be deemed to beneficially own the shares beneficially owned directly by Braeside Capital II. Mr. Stein disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

F2 · ownership.nature: Shares beneficially owned directly by Braeside Capital II, L.P. ("Braeside Capital II"). Braeside Investments, LLC ("Braeside Investments") serves as the investment manager of Braeside Capital II. As a co-manager of Braeside Investments, Mr. Stein may be deemed to beneficially own the shares beneficially owned directly by Braeside Capital II. Mr. Stein disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

Read SEC document
October 01, 2021 Filed Oct 1, 2021 20:07 UTC
Stein Todd JDirector
GrantCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-058423 · doc4.xml · nonDerivative · entry 2

Stein Todd J · CIK 0001747745 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Braeside Capital, L.P.

Disclosed balance after: 511,629

F1 · shares: Shares beneficially owned directly by Braeside Capital, L.P. ("Braeside Capital"). Braeside Investments, LLC ("Braeside Investments") serves as the investment manager of Braeside Capital. As a co-manager of Braeside Investments, Mr. Stein may be deemed to beneficially own the shares beneficially owned directly by Braeside Capital. Mr. Stein disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

F1 · price: Shares beneficially owned directly by Braeside Capital, L.P. ("Braeside Capital"). Braeside Investments, LLC ("Braeside Investments") serves as the investment manager of Braeside Capital. As a co-manager of Braeside Investments, Mr. Stein may be deemed to beneficially own the shares beneficially owned directly by Braeside Capital. Mr. Stein disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

F1 · ownership.nature: Shares beneficially owned directly by Braeside Capital, L.P. ("Braeside Capital"). Braeside Investments, LLC ("Braeside Investments") serves as the investment manager of Braeside Capital. As a co-manager of Braeside Investments, Mr. Stein may be deemed to beneficially own the shares beneficially owned directly by Braeside Capital. Mr. Stein disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

Read SEC document
October 01, 2021 Filed Oct 1, 2021 20:07 UTC
Stein Todd JDirector
GrantCommon Stock 1,468 $10.22 $15,002.96
Disclosure

SEC source: 0001209191-21-058423 · doc4.xml · nonDerivative · entry 1

Stein Todd J · CIK 0001747745 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,478

Read SEC document
October 01, 2021 Filed Oct 1, 2021 20:05 UTC GrantDeferred Stock Unit · Derivative 0 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-058417 · doc4.xml · derivative · entry 2

Hylton Stacia · CIK 0001650242 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,251

Underlying: Deferred Stock Unit · 0 shares

Expires not disclosed

F1 · derivative.exercise_price: Each deferred stock unit represents the right to receive one share of common stock of the Issuer.

F2 · derivative.exercise_date: The deferred stock units are fully vested and will be settled in shares of the Issuer's common stock upon the Reporting Person's separation from service with the Issuer or as otherwise provided by the Issuer's Deferred Compensation Plan for Non-Employee Directors.

F2 · derivative.expiration_date: The deferred stock units are fully vested and will be settled in shares of the Issuer's common stock upon the Reporting Person's separation from service with the Issuer or as otherwise provided by the Issuer's Deferred Compensation Plan for Non-Employee Directors.

Read SEC document
October 01, 2021 Filed Oct 1, 2021 20:05 UTC GrantCommon Stock 1,468 $10.22 $15,002.96
Disclosure

SEC source: 0001209191-21-058417 · doc4.xml · nonDerivative · entry 1

Hylton Stacia · CIK 0001650242 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,108

Read SEC document
October 01, 2021 Filed Oct 1, 2021 20:03 UTC GrantDeferred Stock Unit · Derivative 0 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-058412 · doc4.xml · derivative · entry 2

Byrne Barbara Peterson · CIK 0001800447 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,637

Underlying: Deferred Stock Unit · 0 shares

Expires not disclosed

F1 · derivative.exercise_price: Each deferred stock unit represents the right to receive one share of common stock of the Issuer.

F2 · derivative.exercise_date: The deferred stock units are fully vested and will be settled in shares of the Issuer's common stock upon the Reporting Person's separation from service with the Issuer or as otherwise provided by the Issuer's Deferred Compensation Plan for Non-Employee Directors.

F2 · derivative.expiration_date: The deferred stock units are fully vested and will be settled in shares of the Issuer's common stock upon the Reporting Person's separation from service with the Issuer or as otherwise provided by the Issuer's Deferred Compensation Plan for Non-Employee Directors.

Read SEC document
October 01, 2021 Filed Oct 1, 2021 20:03 UTC GrantCommon Stock 1,468 $10.22 $15,002.96
Disclosure

SEC source: 0001209191-21-058412 · doc4.xml · nonDerivative · entry 1

Byrne Barbara Peterson · CIK 0001800447 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,089

Read SEC document
October 01, 2021 Filed Oct 1, 2021 20:02 UTC GrantDeferred Stock Unit · Derivative 0 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-058410 · doc4.xml · derivative · entry 2

Butterfield Nathaniel Blair · CIK 0001582403 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · N. Blair Butterfield, Trustee of the Butterfield Joint Revocable Trust

Disclosed balance after: 5,637

Underlying: Deferred Stock Unit · 0 shares

Expires not disclosed

F1 · derivative.exercise_price: Each deferred stock unit represents the right to receive one share of common stock of the Issuer.

F2 · derivative.exercise_date: The deferred stock units are fully vested and will be settled in shares of the Issuer's common stock upon the Reporting Person's separation from service with the Issuer or as otherwise provided by the Issuer's Deferred Compensation Plan for Non-Employee Directors.

F2 · derivative.expiration_date: The deferred stock units are fully vested and will be settled in shares of the Issuer's common stock upon the Reporting Person's separation from service with the Issuer or as otherwise provided by the Issuer's Deferred Compensation Plan for Non-Employee Directors.

Read SEC document
October 01, 2021 Filed Oct 1, 2021 20:02 UTC GrantCommon Stock 1,468 $10.22 $15,002.96
Disclosure

SEC source: 0001209191-21-058410 · doc4.xml · nonDerivative · entry 1

Butterfield Nathaniel Blair · CIK 0001582403 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · N. Blair Butterfield, Trustee of the Butterfield Joint Revocable Trust

Disclosed balance after: 34,913

Read SEC document
August 05, 2021 Filed Aug 6, 2021 20:07 UTC
Hyun RandyDirector
GrantCommon Stock 976 $9.15 $8,930.40
Disclosure

SEC source: 0001209191-21-050166 · doc4.xml · nonDerivative · entry 1

Hyun Randy · CIK 0001875311 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 976

F1 · shares: The common stock represents the election to receive common stock in lieu of cash for the Director's fee.

Read SEC document
July 20, 2021 Filed Jul 21, 2021 20:20 UTC GrantCommon Stock 1,639 $9.15 $14,996.85
Disclosure

SEC source: 0001209191-21-047596 · doc4.xml · nonDerivative · entry 1

OREILLY BRIAN · CIK 0001263733 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 97,533

Read SEC document
July 09, 2021 Filed Jul 9, 2021 20:05 UTC GrantRestricted Stock Unit · Derivative 0 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-046164 · doc4.xml · derivative · entry 3

WALLACE MICHAEL W · CIK 0001070123 · COO/CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 109,874

Underlying: Common Stock · 0 shares

Expires not disclosed

F2 · derivative.exercise_price: Each Restricted Stock Units ("RSUs") represents a contingent right to receive one share of the issuer's Common Stock.

F2 · derivative.exercise_date: Each Restricted Stock Units ("RSUs") represents a contingent right to receive one share of the issuer's Common Stock.

F2 · derivative.expiration_date: Each Restricted Stock Units ("RSUs") represents a contingent right to receive one share of the issuer's Common Stock.

Read SEC document
July 09, 2021 Filed Jul 9, 2021 20:05 UTC Tax withholdingCommon Stock 228 $10.00 $2,280.00
Disclosure

SEC source: 0001209191-21-046164 · doc4.xml · nonDerivative · entry 2

WALLACE MICHAEL W · CIK 0001070123 · COO/CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,936

Read SEC document
July 09, 2021 Filed Jul 9, 2021 20:05 UTC GrantCommon Stock 504 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-046164 · doc4.xml · nonDerivative · entry 1

WALLACE MICHAEL W · CIK 0001070123 · COO/CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,164

F1 · shares: Represents an award of fully vested common stock issued in lieu of a portion of Mr. Wallace's annual base salary.

Read SEC document
July 09, 2021 Filed Jul 9, 2021 20:04 UTC
Rice CalvinChief Accounting Officer
GrantRestricted Stock Unit · Derivative 0 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-046162 · doc4.xml · derivative · entry 3

Rice Calvin · CIK 0001757839 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,878

Underlying: Common Stock · 0 shares

Expires not disclosed

F2 · derivative.exercise_price: Each Restricted Stock Units ("RSUs") represents a contingent right to receive one share of the issuer's Common Stock.

F2 · derivative.exercise_date: Each Restricted Stock Units ("RSUs") represents a contingent right to receive one share of the issuer's Common Stock.

F2 · derivative.expiration_date: Each Restricted Stock Units ("RSUs") represents a contingent right to receive one share of the issuer's Common Stock.

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July 09, 2021 Filed Jul 9, 2021 20:04 UTC
Rice CalvinChief Accounting Officer
Tax withholdingCommon Stock 71 $10.68 $758.28
Disclosure

SEC source: 0001209191-21-046162 · doc4.xml · nonDerivative · entry 2

Rice Calvin · CIK 0001757839 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,359

Read SEC document
July 09, 2021 Filed Jul 9, 2021 20:04 UTC
Rice CalvinChief Accounting Officer
GrantCommon Stock 252 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-046162 · doc4.xml · nonDerivative · entry 1

Rice Calvin · CIK 0001757839 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,430

F1 · shares: Represents an award of fully vested common stock issued in lieu of a portion of Mr. Rice's annual base salary.

Read SEC document
July 09, 2021 Filed Jul 9, 2021 20:06 UTC
Woods-Keisling SharonCorporate Secretary, Treasurer
GrantRestricted Stock Unit · Derivative 0 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-046166 · doc4.xml · derivative · entry 3

Woods-Keisling Sharon · CIK 0001447706 · Corporate Secretary, Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,717

Underlying: Common Stock · 0 shares

Expires not disclosed

F2 · derivative.exercise_price: Each Restricted Stock Units ("RSUs") represents a contingent right to receive one share of the issuer's Common Stock.

F2 · derivative.exercise_date: Each Restricted Stock Units ("RSUs") represents a contingent right to receive one share of the issuer's Common Stock.

F2 · derivative.expiration_date: Each Restricted Stock Units ("RSUs") represents a contingent right to receive one share of the issuer's Common Stock.

Read SEC document
July 09, 2021 Filed Jul 9, 2021 20:06 UTC
Woods-Keisling SharonCorporate Secretary, Treasurer
Tax withholdingCommon Stock 66 $10.00 $660.00
Disclosure

SEC source: 0001209191-21-046166 · doc4.xml · nonDerivative · entry 2

Woods-Keisling Sharon · CIK 0001447706 · Corporate Secretary, Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,818

Read SEC document
July 09, 2021 Filed Jul 9, 2021 20:06 UTC
Woods-Keisling SharonCorporate Secretary, Treasurer
GrantCommon Stock 220 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-046166 · doc4.xml · nonDerivative · entry 1

Woods-Keisling Sharon · CIK 0001447706 · Corporate Secretary, Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,884

F1 · shares: Represents an award of fully vested common stock issued in lieu of a portion of Ms. Woods' annual base salary.

Read SEC document
July 09, 2021 Filed Jul 9, 2021 20:01 UTC
KELLY VINCENT DDirector · President & CEO
GrantRestricted Stock Unit · Derivative 0 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-046158 · doc4.xml · derivative · entry 3

KELLY VINCENT D · CIK 0001253133 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · Vincent DePaul Kelly, Trustee of the Vincent DePaul Kelly Fifth Amended and Restated Revocable Trust

Disclosed balance after: 208,262

Underlying: Common Stock · 0 shares

Expires not disclosed

F2 · derivative.exercise_price: Each Restricted Stock Unit represents the contingent right to receive one share of the issuer's Common Stock.

F2 · derivative.exercise_date: Each Restricted Stock Unit represents the contingent right to receive one share of the issuer's Common Stock.

F2 · derivative.expiration_date: Each Restricted Stock Unit represents the contingent right to receive one share of the issuer's Common Stock.

Read SEC document
July 09, 2021 Filed Jul 9, 2021 20:01 UTC
KELLY VINCENT DDirector · President & CEO
Tax withholdingCommon Stock 341 $10.00 $3,410.00
Disclosure

SEC source: 0001209191-21-046158 · doc4.xml · nonDerivative · entry 2

KELLY VINCENT D · CIK 0001253133 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · Vincent DePaul Kelly, Trustee of the Vincent DePaul Kelly Fifth Amended and Restated Revocable Trust

Disclosed balance after: 221,057

Read SEC document
July 09, 2021 Filed Jul 9, 2021 20:01 UTC
KELLY VINCENT DDirector · President & CEO
GrantCommon Stock 756 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-046158 · doc4.xml · nonDerivative · entry 1

KELLY VINCENT D · CIK 0001253133 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · Vincent DePaul Kelly, Trustee of the Vincent DePaul Kelly Fifth Amended and Restated Revocable Trust

Disclosed balance after: 221,398

F1 · shares: Represents an award of fully vested common stock issued in lieu of a portion of Mr. Kelly's annual base salary.

Read SEC document
July 01, 2021 Filed Jul 2, 2021 16:06 UTC GrantDeferred Stock Unit · Derivative 1,429 $9.62 $13,746.98
Disclosure

SEC source: 0001209191-21-044891 · doc4.xml · derivative · entry 2

ORISTANO MATTHEW · CIK 0000938257 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,892

Underlying: Deferred Stock Unit · 1,429 shares

Expires not disclosed

F1 · derivative.exercise_price: Each deferred stock unit represents the right to receive one share of common stock of the Issuer.

F2 · derivative.exercise_date: The deferred stock units are fully vested and will be settled in shares of the Issuer's common stock upon the Reporting Person's separation from service with the Issuer or as otherwise provided by the Issuer's Deferred Compensation Plan for Non-Employee Directors.

F2 · derivative.expiration_date: The deferred stock units are fully vested and will be settled in shares of the Issuer's common stock upon the Reporting Person's separation from service with the Issuer or as otherwise provided by the Issuer's Deferred Compensation Plan for Non-Employee Directors.

Read SEC document
July 01, 2021 Filed Jul 2, 2021 16:06 UTC GrantCommon Stock 1,819 $9.62 $17,498.78
Disclosure

SEC source: 0001209191-21-044891 · doc4.xml · nonDerivative · entry 1

ORISTANO MATTHEW · CIK 0000938257 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,736

Read SEC document
July 01, 2021 Filed Jul 2, 2021 20:07 UTC GrantCommon Stock 1,169 $9.62 $11,245.78
Disclosure

SEC source: 0001209191-21-044897 · doc4.xml · nonDerivative · entry 2

SHOCKLEY BRETT A · CIK 0001108720 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,780

F1 · shares: The common stock represents the election to receive common stock in lieu of cash for the Director's fee.

Read SEC document
July 01, 2021 Filed Jul 2, 2021 20:07 UTC GrantCommon Stock 1,559 $9.62 $14,997.58
Disclosure

SEC source: 0001209191-21-044897 · doc4.xml · nonDerivative · entry 1

SHOCKLEY BRETT A · CIK 0001108720 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,611

Read SEC document
July 01, 2021 Filed Jul 2, 2021 20:04 UTC GrantDeferred Stock Unit · Derivative 1,169 $9.62 $11,245.78
Disclosure

SEC source: 0001209191-21-044875 · doc4.xml · derivative · entry 2

COURNOYER CHRISTINE · CIK 0001180466 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,637

Underlying: Deferred Stock Unit · 1,169 shares

Expires not disclosed

F1 · derivative.exercise_price: Each deferred stock unit represents the right to receive one share of common stock of the Issuer.

F2 · derivative.exercise_date: The deferred stock units are fully vested and will be settled in shares of the Issuer's common stock upon the Reporting Person's separation from service with the Issuer or as otherwise provided by the Issuer's Deferred Compensation Plan for Non-Employee Directors.

F2 · derivative.expiration_date: The deferred stock units are fully vested and will be settled in shares of the Issuer's common stock upon the Reporting Person's separation from service with the Issuer or as otherwise provided by the Issuer's Deferred Compensation Plan for Non-Employee Directors.

Read SEC document
July 01, 2021 Filed Jul 2, 2021 20:04 UTC GrantCommon Stock 1,559 $9.62 $14,997.58
Disclosure

SEC source: 0001209191-21-044875 · doc4.xml · nonDerivative · entry 1

COURNOYER CHRISTINE · CIK 0001180466 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,854

Read SEC document
July 01, 2021 Filed Jul 2, 2021 20:10 UTC GrantDeferred Stock Unit · Derivative 1,169 $9.62 $11,245.78
Disclosure

SEC source: 0001209191-21-044921 · doc4.xml · derivative · entry 2

YUDKOFF ROYCE · CIK 0001263584 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,637

Underlying: Deferred Stock Unit · 1,169 shares

Expires not disclosed

F1 · derivative.exercise_price: Each deferred stock unit represents the right to receive one share of common stock of the Issuer.

F2 · derivative.exercise_date: The deferred stock units are fully vested and will be settled in shares of the Issuer's common stock upon the Reporting Person's separation from service with the Issuer or as otherwise provided by the Issuer's Deferred Compensation Plan for Non-Employee Directors.

F2 · derivative.expiration_date: The deferred stock units are fully vested and will be settled in shares of the Issuer's common stock upon the Reporting Person's separation from service with the Issuer or as otherwise provided by the Issuer's Deferred Compensation Plan for Non-Employee Directors.

Read SEC document
July 01, 2021 Filed Jul 2, 2021 20:10 UTC GrantCommon Stock 1,559 $9.62 $14,997.58
Disclosure

SEC source: 0001209191-21-044921 · doc4.xml · nonDerivative · entry 1

YUDKOFF ROYCE · CIK 0001263584 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,020

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.