Tapewire

Nasdaq · USD

SPOK

Spok Holdings, Inc

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Tapewire entity
6239
SEC CIK
0001289945
Parsed reports
568

Last 12 months

Inside the activity.

5 purchase rows · 3 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202621
Jun 202630
Jul 202600
Aug 202602
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
September 13, 2022 Filed Sep 14, 2022 20:00 UTC
Stein Todd JDirector
PurchaseCommon Stock 18,221 $7.24 $131,901.82
Disclosure

SEC source: 0001209191-22-049877 · doc4.xml · nonDerivative · entry 2

Stein Todd J · CIK 0001747745 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Braeside Capital, L.P.

Disclosed balance after: 623,609

F1 · ownership.nature: Shares beneficially owned directly by Braeside Capital, L.P. ("Braeside Capital"). Braeside Investments, LLC ("Braeside Investments") serves as the investment manager of Braeside Capital. As a co-manager of Braeside Investments, Mr. Stein may be deemed to beneficially own the shares beneficially owned directly by Braeside Capital. Mr. Stein disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

Read SEC document
September 12, 2022 Filed Sep 14, 2022 20:00 UTC
Stein Todd JDirector
PurchaseCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-049877 · doc4.xml · nonDerivative · entry 6

Stein Todd J · CIK 0001747745 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,478

Read SEC document
September 12, 2022 Filed Sep 14, 2022 20:00 UTC
Stein Todd JDirector
PurchaseCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-049877 · doc4.xml · nonDerivative · entry 5

Stein Todd J · CIK 0001747745 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Braeside Investments, LLC

Disclosed balance after: 63,251

F3 · ownership.nature: Shares beneficially owned directly by a proprietary account under Braeside Investments, LLC. Braeside Investments, LLC ("Braeside Investments") serves as the investment manager of Braeside Capital, L.P. and Braeside Capital II, L.P. As a co-manager of Braeside Investments, Mr. Stein may be deemed to beneficially own the shares beneficially owned directly by Braeside Investments. Mr. Stein disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

Read SEC document
September 12, 2022 Filed Sep 14, 2022 20:00 UTC
Stein Todd JDirector
PurchaseCommon Stock 3,600 $7.23 $26,024.76
Disclosure

SEC source: 0001209191-22-049877 · doc4.xml · nonDerivative · entry 3

Stein Todd J · CIK 0001747745 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Braeside Capital II, L.P.

Disclosed balance after: 662,782

F2 · ownership.nature: Shares beneficially owned directly by Braeside Capital II, L.P. ("Braeside Capital II"). Braeside Investments, LLC ("Braeside Investments") serves as the investment manager of Braeside Capital II. As a co-manager of Braeside Investments, Mr. Stein may be deemed to beneficially own the shares beneficially owned directly by Braeside Capital II. Mr. Stein disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

Read SEC document
September 12, 2022 Filed Sep 14, 2022 20:00 UTC
Stein Todd JDirector
PurchaseCommon Stock 3,500 $7.23 $25,301.85
Disclosure

SEC source: 0001209191-22-049877 · doc4.xml · nonDerivative · entry 1

Stein Todd J · CIK 0001747745 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Braeside Capital, L.P.

Disclosed balance after: 605,388

F1 · ownership.nature: Shares beneficially owned directly by Braeside Capital, L.P. ("Braeside Capital"). Braeside Investments, LLC ("Braeside Investments") serves as the investment manager of Braeside Capital. As a co-manager of Braeside Investments, Mr. Stein may be deemed to beneficially own the shares beneficially owned directly by Braeside Capital. Mr. Stein disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

Read SEC document
September 06, 2022 Filed Sep 7, 2022 20:00 UTC
Stein Todd JDirector
PurchaseCommon Stock 5,057 $7.12 $35,992.69
Disclosure

SEC source: 0001209191-22-048984 · doc4.xml · nonDerivative · entry 4

Stein Todd J · CIK 0001747745 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Braeside Capital II, L.P.

Disclosed balance after: 659,182

F2 · ownership.nature: Shares beneficially owned directly by Braeside Capital II, L.P. ("Braeside Capital II"). Braeside Investments, LLC ("Braeside Investments") serves as the investment manager of Braeside Capital II. As a co-manager of Braeside Investments, Mr. Stein may be deemed to beneficially own the shares beneficially owned directly by Braeside Capital II. Mr. Stein disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

Read SEC document
September 06, 2022 Filed Sep 7, 2022 20:00 UTC
Stein Todd JDirector
PurchaseCommon Stock 4,670 $7.12 $33,238.26
Disclosure

SEC source: 0001209191-22-048984 · doc4.xml · nonDerivative · entry 2

Stein Todd J · CIK 0001747745 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Braeside Capital, L.P.

Disclosed balance after: 601,888

F1 · ownership.nature: Shares beneficially owned directly by Braeside Capital, L.P. ("Braeside Capital"). Braeside Investments, LLC ("Braeside Investments") serves as the investment manager of Braeside Capital. As a co-manager of Braeside Investments, Mr. Stein may be deemed to beneficially own the shares beneficially owned directly by Braeside Capital. Mr. Stein disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

Read SEC document
September 02, 2022 Filed Sep 7, 2022 20:00 UTC
Stein Todd JDirector
PurchaseCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-048984 · doc4.xml · nonDerivative · entry 6

Stein Todd J · CIK 0001747745 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,478

Read SEC document
September 02, 2022 Filed Sep 7, 2022 20:00 UTC
Stein Todd JDirector
PurchaseCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-048984 · doc4.xml · nonDerivative · entry 5

Stein Todd J · CIK 0001747745 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Braeside Investments, LLC

Disclosed balance after: 63,251

F3 · ownership.nature: Shares beneficially owned directly by a proprietary account under Braeside Investments, LLC. Braeside Investments, LLC ("Braeside Investments") serves as the investment manager of Braeside Capital, L.P. and Braeside Capital II, L.P. As a co-manager of Braeside Investments, Mr. Stein may be deemed to beneficially own the shares beneficially owned directly by Braeside Investments. Mr. Stein disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

Read SEC document
September 02, 2022 Filed Sep 7, 2022 20:00 UTC
Stein Todd JDirector
PurchaseCommon Stock 2,308 $7.10 $16,393.03
Disclosure

SEC source: 0001209191-22-048984 · doc4.xml · nonDerivative · entry 3

Stein Todd J · CIK 0001747745 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Braeside Capital II, L.P.

Disclosed balance after: 654,125

F2 · ownership.nature: Shares beneficially owned directly by Braeside Capital II, L.P. ("Braeside Capital II"). Braeside Investments, LLC ("Braeside Investments") serves as the investment manager of Braeside Capital II. As a co-manager of Braeside Investments, Mr. Stein may be deemed to beneficially own the shares beneficially owned directly by Braeside Capital II. Mr. Stein disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

Read SEC document
September 02, 2022 Filed Sep 7, 2022 20:00 UTC
Stein Todd JDirector
PurchaseCommon Stock 2,260 $7.10 $16,052.10
Disclosure

SEC source: 0001209191-22-048984 · doc4.xml · nonDerivative · entry 1

Stein Todd J · CIK 0001747745 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Braeside Capital, L.P.

Disclosed balance after: 597,218

F1 · ownership.nature: Shares beneficially owned directly by Braeside Capital, L.P. ("Braeside Capital"). Braeside Investments, LLC ("Braeside Investments") serves as the investment manager of Braeside Capital. As a co-manager of Braeside Investments, Mr. Stein may be deemed to beneficially own the shares beneficially owned directly by Braeside Capital. Mr. Stein disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

Read SEC document
September 01, 2022 Filed Sep 2, 2022 20:00 UTC
Stein Todd JDirector
PurchaseCommon Stock 3,100 $7.19 $22,278.15
Disclosure

SEC source: 0001209191-22-048462 · doc4.xml · nonDerivative · entry 4

Stein Todd J · CIK 0001747745 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Braeside Capital II, L.P.

Disclosed balance after: 651,817

F2 · ownership.nature: Shares beneficially owned directly by Braeside Capital II, L.P. ("Braeside Capital II"). Braeside Investments, LLC ("Braeside Investments") serves as the investment manager of Braeside Capital II. As a co-manager of Braeside Investments, Mr. Stein may be deemed to beneficially own the shares beneficially owned directly by Braeside Capital II. Mr. Stein disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

Read SEC document
September 01, 2022 Filed Sep 2, 2022 20:00 UTC
Stein Todd JDirector
PurchaseCommon Stock 2,900 $7.19 $20,840.85
Disclosure

SEC source: 0001209191-22-048462 · doc4.xml · nonDerivative · entry 2

Stein Todd J · CIK 0001747745 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Braeside Capital, L.P.

Disclosed balance after: 594,958

F1 · ownership.nature: Shares beneficially owned directly by Braeside Capital, L.P. ("Braeside Capital"). Braeside Investments, LLC ("Braeside Investments") serves as the investment manager of Braeside Capital. As a co-manager of Braeside Investments, Mr. Stein may be deemed to beneficially own the shares beneficially owned directly by Braeside Capital. Mr. Stein disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

Read SEC document
August 31, 2022 Filed Sep 2, 2022 20:00 UTC
Stein Todd JDirector
PurchaseCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-048462 · doc4.xml · nonDerivative · entry 6

Stein Todd J · CIK 0001747745 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,478

Read SEC document
August 31, 2022 Filed Sep 2, 2022 20:00 UTC
Stein Todd JDirector
PurchaseCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-048462 · doc4.xml · nonDerivative · entry 5

Stein Todd J · CIK 0001747745 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Braeside Investments, LLC

Disclosed balance after: 63,251

F3 · ownership.nature: Shares beneficially owned directly by a proprietary account under Braeside Investments, LLC. Braeside Investments, LLC ("Braeside Investments") serves as the investment manager of Braeside Capital, L.P. and Braeside Capital II, L.P. As a co-manager of Braeside Investments, Mr. Stein may be deemed to beneficially own the shares beneficially owned directly by Braeside Investments. Mr. Stein disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

Read SEC document
August 31, 2022 Filed Sep 2, 2022 20:00 UTC
Stein Todd JDirector
PurchaseCommon Stock 14,939 $7.18 $107,241.11
Disclosure

SEC source: 0001209191-22-048462 · doc4.xml · nonDerivative · entry 3

Stein Todd J · CIK 0001747745 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Braeside Capital II, L.P.

Disclosed balance after: 648,717

F2 · ownership.nature: Shares beneficially owned directly by Braeside Capital II, L.P. ("Braeside Capital II"). Braeside Investments, LLC ("Braeside Investments") serves as the investment manager of Braeside Capital II. As a co-manager of Braeside Investments, Mr. Stein may be deemed to beneficially own the shares beneficially owned directly by Braeside Capital II. Mr. Stein disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

Read SEC document
August 31, 2022 Filed Sep 2, 2022 20:00 UTC
Stein Todd JDirector
PurchaseCommon Stock 13,790 $7.18 $98,992.89
Disclosure

SEC source: 0001209191-22-048462 · doc4.xml · nonDerivative · entry 1

Stein Todd J · CIK 0001747745 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Braeside Capital, L.P.

Disclosed balance after: 592,058

F1 · ownership.nature: Shares beneficially owned directly by Braeside Capital, L.P. ("Braeside Capital"). Braeside Investments, LLC ("Braeside Investments") serves as the investment manager of Braeside Capital. As a co-manager of Braeside Investments, Mr. Stein may be deemed to beneficially own the shares beneficially owned directly by Braeside Capital. Mr. Stein disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

Read SEC document
August 30, 2022 Filed Aug 31, 2022 20:00 UTC
Stein Todd JDirector
PurchaseCommon Stock 14,776 $7.19 $106,168.52
Disclosure

SEC source: 0001209191-22-048112 · doc4.xml · nonDerivative · entry 4

Stein Todd J · CIK 0001747745 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Braeside Capital II, L.P.

Disclosed balance after: 633,778

F2 · ownership.nature: Shares beneficially owned directly by Braeside Capital II, L.P. ("Braeside Capital II"). Braeside Investments, LLC ("Braeside Investments") serves as the investment manager of Braeside Capital II. As a co-manager of Braeside Investments, Mr. Stein may be deemed to beneficially own the shares beneficially owned directly by Braeside Capital II. Mr. Stein disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

Read SEC document
August 30, 2022 Filed Aug 31, 2022 20:00 UTC
Stein Todd JDirector
PurchaseCommon Stock 13,640 $7.19 $98,006.13
Disclosure

SEC source: 0001209191-22-048112 · doc4.xml · nonDerivative · entry 2

Stein Todd J · CIK 0001747745 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Braeside Capital, L.P.

Disclosed balance after: 578,268

F1 · ownership.nature: Shares beneficially owned directly by Braeside Capital, L.P. ("Braeside Capital"). Braeside Investments, LLC ("Braeside Investments") serves as the investment manager of Braeside Capital. As a co-manager of Braeside Investments, Mr. Stein may be deemed to beneficially own the shares beneficially owned directly by Braeside Capital. Mr. Stein disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

Read SEC document
August 29, 2022 Filed Aug 31, 2022 20:00 UTC
Stein Todd JDirector
PurchaseCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-048112 · doc4.xml · nonDerivative · entry 6

Stein Todd J · CIK 0001747745 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,478

Read SEC document
August 29, 2022 Filed Aug 31, 2022 20:00 UTC
Stein Todd JDirector
PurchaseCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-048112 · doc4.xml · nonDerivative · entry 5

Stein Todd J · CIK 0001747745 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Braeside Investments, LLC

Disclosed balance after: 63,251

F3 · ownership.nature: Shares beneficially owned directly by a proprietary account under Braeside Investments, LLC. Braeside Investments, LLC ("Braeside Investments") serves as the investment manager of Braeside Capital, L.P. and Braeside Capital II, L.P. As a co-manager of Braeside Investments, Mr. Stein may be deemed to beneficially own the shares beneficially owned directly by Braeside Investments. Mr. Stein disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

Read SEC document
August 29, 2022 Filed Aug 31, 2022 20:00 UTC
Stein Todd JDirector
PurchaseCommon Stock 7,598 $7.25 $55,121.97
Disclosure

SEC source: 0001209191-22-048112 · doc4.xml · nonDerivative · entry 3

Stein Todd J · CIK 0001747745 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Braeside Capital II, L.P.

Disclosed balance after: 619,002

F2 · ownership.nature: Shares beneficially owned directly by Braeside Capital II, L.P. ("Braeside Capital II"). Braeside Investments, LLC ("Braeside Investments") serves as the investment manager of Braeside Capital II. As a co-manager of Braeside Investments, Mr. Stein may be deemed to beneficially own the shares beneficially owned directly by Braeside Capital II. Mr. Stein disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

Read SEC document
August 29, 2022 Filed Aug 31, 2022 20:00 UTC
Stein Todd JDirector
PurchaseCommon Stock 6,933 $7.25 $50,297.53
Disclosure

SEC source: 0001209191-22-048112 · doc4.xml · nonDerivative · entry 1

Stein Todd J · CIK 0001747745 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Braeside Capital, L.P.

Disclosed balance after: 564,628

F1 · ownership.nature: Shares beneficially owned directly by Braeside Capital, L.P. ("Braeside Capital"). Braeside Investments, LLC ("Braeside Investments") serves as the investment manager of Braeside Capital. As a co-manager of Braeside Investments, Mr. Stein may be deemed to beneficially own the shares beneficially owned directly by Braeside Capital. Mr. Stein disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

Read SEC document
August 26, 2022 Filed Aug 29, 2022 20:00 UTC
Stein Todd JDirector
PurchaseCommon Stock 10,776 $7.32 $78,897.56
Disclosure

SEC source: 0001209191-22-047828 · doc4.xml · nonDerivative · entry 4

Stein Todd J · CIK 0001747745 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Braeside Capital II, L.P.

Disclosed balance after: 611,404

F2 · ownership.nature: Shares beneficially owned directly by Braeside Capital II, L.P. ("Braeside Capital II"). Braeside Investments, LLC ("Braeside Investments") serves as the investment manager of Braeside Capital II. As a co-manager of Braeside Investments, Mr. Stein may be deemed to beneficially own the shares beneficially owned directly by Braeside Capital II. Mr. Stein disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

Read SEC document
August 26, 2022 Filed Aug 29, 2022 20:00 UTC
Stein Todd JDirector
PurchaseCommon Stock 9,824 $7.32 $71,927.40
Disclosure

SEC source: 0001209191-22-047828 · doc4.xml · nonDerivative · entry 2

Stein Todd J · CIK 0001747745 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Braeside Capital, L.P.

Disclosed balance after: 557,695

F1 · ownership.nature: Shares beneficially owned directly by Braeside Capital, L.P. ("Braeside Capital"). Braeside Investments, LLC ("Braeside Investments") serves as the investment manager of Braeside Capital. As a co-manager of Braeside Investments, Mr. Stein may be deemed to beneficially own the shares beneficially owned directly by Braeside Capital. Mr. Stein disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

Read SEC document
August 25, 2022 Filed Aug 29, 2022 20:00 UTC
Stein Todd JDirector
PurchaseCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-047828 · doc4.xml · nonDerivative · entry 6

Stein Todd J · CIK 0001747745 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,478

Read SEC document
August 25, 2022 Filed Aug 29, 2022 20:00 UTC
Stein Todd JDirector
PurchaseCommon Stock 2,150 $7.32 $15,730.05
Disclosure

SEC source: 0001209191-22-047828 · doc4.xml · nonDerivative · entry 5

Stein Todd J · CIK 0001747745 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Braeside Investments, LLC

Disclosed balance after: 63,251

F3 · ownership.nature: Shares beneficially owned directly by a proprietary account under Braeside Investments, LLC. Braeside Investments, LLC ("Braeside Investments") serves as the investment manager of Braeside Capital, L.P. and Braeside Capital II, L.P. As a co-manager of Braeside Investments, Mr. Stein may be deemed to beneficially own the shares beneficially owned directly by Braeside Investments. Mr. Stein disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

Read SEC document
August 25, 2022 Filed Aug 29, 2022 20:00 UTC
Stein Todd JDirector
PurchaseCommon Stock 9,919 $7.32 $72,570.38
Disclosure

SEC source: 0001209191-22-047828 · doc4.xml · nonDerivative · entry 3

Stein Todd J · CIK 0001747745 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Braeside Capital II, L.P.

Disclosed balance after: 600,628

F2 · ownership.nature: Shares beneficially owned directly by Braeside Capital II, L.P. ("Braeside Capital II"). Braeside Investments, LLC ("Braeside Investments") serves as the investment manager of Braeside Capital II. As a co-manager of Braeside Investments, Mr. Stein may be deemed to beneficially own the shares beneficially owned directly by Braeside Capital II. Mr. Stein disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

Read SEC document
August 25, 2022 Filed Aug 29, 2022 20:00 UTC
Stein Todd JDirector
PurchaseCommon Stock 8,990 $7.32 $65,773.54
Disclosure

SEC source: 0001209191-22-047828 · doc4.xml · nonDerivative · entry 1

Stein Todd J · CIK 0001747745 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Braeside Capital, L.P.

Disclosed balance after: 547,871

F1 · ownership.nature: Shares beneficially owned directly by Braeside Capital, L.P. ("Braeside Capital"). Braeside Investments, LLC ("Braeside Investments") serves as the investment manager of Braeside Capital. As a co-manager of Braeside Investments, Mr. Stein may be deemed to beneficially own the shares beneficially owned directly by Braeside Capital. Mr. Stein disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

Read SEC document
August 23, 2022 Filed Aug 25, 2022 20:00 UTC
Stein Todd JDirector
PurchaseCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-047471 · doc4.xml · nonDerivative · entry 4

Stein Todd J · CIK 0001747745 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,478

Read SEC document
August 23, 2022 Filed Aug 25, 2022 20:00 UTC
Stein Todd JDirector
PurchaseCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-047471 · doc4.xml · nonDerivative · entry 3

Stein Todd J · CIK 0001747745 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Braeside Investments, LLC

Disclosed balance after: 61,101

F3 · ownership.nature: Shares beneficially owned directly by a proprietary account under Braeside Investments, LLC. Braeside Investments, LLC ("Braeside Investments") serves as the investment manager of Braeside Capital, L.P. and Braeside Capital II, L.P. As a co-manager of Braeside Investments, Mr. Stein may be deemed to beneficially own the shares beneficially owned directly by Braeside Investments. Mr. Stein disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

Read SEC document
August 23, 2022 Filed Aug 25, 2022 20:00 UTC
Stein Todd JDirector
PurchaseCommon Stock 4,238 $7.15 $30,304.24
Disclosure

SEC source: 0001209191-22-047471 · doc4.xml · nonDerivative · entry 2

Stein Todd J · CIK 0001747745 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Braeside Capital II, L.P.

Disclosed balance after: 590,709

F2 · ownership.nature: Shares beneficially owned directly by Braeside Capital II, L.P. ("Braeside Capital II"). Braeside Investments, LLC ("Braeside Investments") serves as the investment manager of Braeside Capital II. As a co-manager of Braeside Investments, Mr. Stein may be deemed to beneficially own the shares beneficially owned directly by Braeside Capital II. Mr. Stein disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

Read SEC document
August 23, 2022 Filed Aug 25, 2022 20:00 UTC
Stein Todd JDirector
PurchaseCommon Stock 3,862 $7.15 $27,615.62
Disclosure

SEC source: 0001209191-22-047471 · doc4.xml · nonDerivative · entry 1

Stein Todd J · CIK 0001747745 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Braeside Capital, L.P.

Disclosed balance after: 538,881

F1 · ownership.nature: Shares beneficially owned directly by Braeside Capital, L.P. ("Braeside Capital"). Braeside Investments, LLC ("Braeside Investments") serves as the investment manager of Braeside Capital. As a co-manager of Braeside Investments, Mr. Stein may be deemed to beneficially own the shares beneficially owned directly by Braeside Capital. Mr. Stein disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

Read SEC document
August 22, 2022 Filed Aug 24, 2022 20:00 UTC GrantDeferred Stock Unit · Derivative 0 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-047311 · doc4.xml · derivative · entry 2

Byrne Barbara Peterson · CIK 0001800447 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,637

Underlying: Deferred Stock Unit · 0 shares

Expires not disclosed

F1 · derivative.exercise_price: Each deferred stock unit represents the right to receive one share of common stock of the Issuer.

F1 · derivative.exercise_date: Each deferred stock unit represents the right to receive one share of common stock of the Issuer.

F1 · derivative.expiration_date: Each deferred stock unit represents the right to receive one share of common stock of the Issuer.

Read SEC document
August 22, 2022 Filed Aug 24, 2022 20:00 UTC PurchaseCommon Stock 3,000 $7.23 $21,675.00
Disclosure

SEC source: 0001209191-22-047311 · doc4.xml · nonDerivative · entry 1

Byrne Barbara Peterson · CIK 0001800447 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,089

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August 19, 2022 Filed Aug 22, 2022 20:00 UTC
WALLACE MICHAEL WChief Operating Officer
GrantRestricted Stock Units · Derivative 0 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-047005 · doc4.xml · derivative · entry 2

WALLACE MICHAEL W · CIK 0001070123 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 146,995

Underlying: Common Stock · 0 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of common stock.

F1 · derivative.exercise_date: Each Restricted Stock Unit represents a contingent right to receive one share of common stock.

F1 · derivative.expiration_date: Each Restricted Stock Unit represents a contingent right to receive one share of common stock.

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August 19, 2022 Filed Aug 22, 2022 20:00 UTC
WALLACE MICHAEL WChief Operating Officer
PurchaseCommon Stock 1,690 $7.14 $12,066.60
Disclosure

SEC source: 0001209191-22-047005 · doc4.xml · nonDerivative · entry 1

WALLACE MICHAEL W · CIK 0001070123 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,158

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August 19, 2022 Filed Aug 22, 2022 20:00 UTC
Hyun RandyDirector
PurchaseCommon Stock 4,000 $7.12 $28,477.20
Disclosure

SEC source: 0001209191-22-047002 · doc4.xml · nonDerivative · entry 2

Hyun Randy · CIK 0001875311 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,743

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August 19, 2022 Filed Aug 22, 2022 20:00 UTC
Rice CalvinChief Financial Officer & CAO
GrantRestricted Stock Units · Derivative 0 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-047000 · doc4.xml · derivative · entry 2

Rice Calvin · CIK 0001757839 · Chief Financial Officer & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,949

Underlying: Common Stock · 0 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of common stock.

F1 · derivative.exercise_date: Each Restricted Stock Unit represents a contingent right to receive one share of common stock.

F1 · derivative.expiration_date: Each Restricted Stock Unit represents a contingent right to receive one share of common stock.

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August 19, 2022 Filed Aug 22, 2022 20:00 UTC
Rice CalvinChief Financial Officer & CAO
PurchaseCommon Stock 2,700 $7.08 $19,102.50
Disclosure

SEC source: 0001209191-22-047000 · doc4.xml · nonDerivative · entry 1

Rice Calvin · CIK 0001757839 · Chief Financial Officer & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,821

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August 18, 2022 Filed Aug 22, 2022 20:00 UTC
Hyun RandyDirector
PurchaseCommon Stock 5,602 $6.99 $39,159.66
Disclosure

SEC source: 0001209191-22-047002 · doc4.xml · nonDerivative · entry 1

Hyun Randy · CIK 0001875311 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,743

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August 17, 2022 Filed Aug 18, 2022 20:00 UTC
Stein Todd JDirector
PurchaseCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-046593 · doc4.xml · nonDerivative · entry 6

Stein Todd J · CIK 0001747745 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,478

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August 17, 2022 Filed Aug 18, 2022 20:00 UTC
Stein Todd JDirector
PurchaseCommon Stock 3,589 $6.98 $25,058.76
Disclosure

SEC source: 0001209191-22-046593 · doc4.xml · nonDerivative · entry 5

Stein Todd J · CIK 0001747745 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Braeside Investments, LLC

Disclosed balance after: 61,101

F3 · ownership.nature: Shares beneficially owned directly by a proprietary account under Braeside Investments, LLC. Braeside Investments, LLC ("Braeside Investments") serves as the investment manager of Braeside Capital, L.P. and Braeside Capital II, L.P. As a co-manager of Braeside Investments, Mr. Stein may be deemed to beneficially own the shares beneficially owned directly by Braeside Investments. Mr. Stein disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

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August 17, 2022 Filed Aug 18, 2022 20:00 UTC
Stein Todd JDirector
PurchaseCommon Stock 5,244 $6.98 $36,614.13
Disclosure

SEC source: 0001209191-22-046593 · doc4.xml · nonDerivative · entry 4

Stein Todd J · CIK 0001747745 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Braeside Capital II, L.P.

Disclosed balance after: 586,471

F2 · ownership.nature: Shares beneficially owned directly by Braeside Capital II, L.P. ("Braeside Capital II"). Braeside Investments, LLC ("Braeside Investments") serves as the investment manager of Braeside Capital II. As a co-manager of Braeside Investments, Mr. Stein may be deemed to beneficially own the shares beneficially owned directly by Braeside Capital II. Mr. Stein disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

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August 17, 2022 Filed Aug 18, 2022 20:00 UTC
Stein Todd JDirector
PurchaseCommon Stock 4,756 $6.98 $33,206.87
Disclosure

SEC source: 0001209191-22-046593 · doc4.xml · nonDerivative · entry 2

Stein Todd J · CIK 0001747745 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Braeside Capital, L.P.

Disclosed balance after: 535,019

F1 · ownership.nature: Shares beneficially owned directly by Braeside Capital, L.P. ("Braeside Capital"). Braeside Investments, LLC ("Braeside Investments") serves as the investment manager of Braeside Capital. As a co-manager of Braeside Investments, Mr. Stein may be deemed to beneficially own the shares beneficially owned directly by Braeside Capital. Mr. Stein disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

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August 16, 2022 Filed Aug 18, 2022 20:00 UTC
Stein Todd JDirector
PurchaseCommon Stock 3,549 $7.01 $24,883.81
Disclosure

SEC source: 0001209191-22-046593 · doc4.xml · nonDerivative · entry 3

Stein Todd J · CIK 0001747745 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Braeside Capital II, L.P.

Disclosed balance after: 581,227

F2 · ownership.nature: Shares beneficially owned directly by Braeside Capital II, L.P. ("Braeside Capital II"). Braeside Investments, LLC ("Braeside Investments") serves as the investment manager of Braeside Capital II. As a co-manager of Braeside Investments, Mr. Stein may be deemed to beneficially own the shares beneficially owned directly by Braeside Capital II. Mr. Stein disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

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August 16, 2022 Filed Aug 18, 2022 20:00 UTC
Stein Todd JDirector
PurchaseCommon Stock 518 $7.01 $3,631.96
Disclosure

SEC source: 0001209191-22-046593 · doc4.xml · nonDerivative · entry 1

Stein Todd J · CIK 0001747745 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Braeside Capital, L.P.

Disclosed balance after: 530,263

F1 · ownership.nature: Shares beneficially owned directly by Braeside Capital, L.P. ("Braeside Capital"). Braeside Investments, LLC ("Braeside Investments") serves as the investment manager of Braeside Capital. As a co-manager of Braeside Investments, Mr. Stein may be deemed to beneficially own the shares beneficially owned directly by Braeside Capital. Mr. Stein disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

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July 26, 2022 Filed Jul 29, 2022 16:08 UTC GrantCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-043487 · doc4.xml · nonDerivative · entry 1

ORISTANO MATTHEW · CIK 0000938257 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,340

F1 · shares: Mr. Oristano retired from the Board effective July 26, 2022

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July 26, 2022 Filed Jul 29, 2022 20:09 UTC GrantCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-043492 · doc4.xml · nonDerivative · entry 1

YUDKOFF ROYCE · CIK 0001263584 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,125

F1 · shares: Mr. Yudkoff retired from the Board effective July 26, 2022

Read SEC document
July 26, 2022 Filed Jul 29, 2022 20:06 UTC GrantCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-043483 · doc4.xml · nonDerivative · entry 1

Hylton Stacia · CIK 0001650242 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,359

F1 · shares: Ms. Hylton retired from the Board effective July 26, 2022

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.