Last 12 months
Inside the activity.
10 purchase rows · 8 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 1 |
| Dec 2025 | 6 | 0 |
| Jan 2026 | 0 | 6 |
| Feb 2026 | 2 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 2 | 1 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| August 27, 2026 Filed Aug 28, 2026 16:12 UTC |
Forstenhausler Matthew E.Director
|
PurchaseCommon Stock, par value $0.001 per share | 2,400 | $9.29 | $22,284.00 |
DisclosureSEC source: 0001829126-26-009498 · ownership.xml · nonDerivative · entry 3 Forstenhausler Matthew E. · CIK 0001806603 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 12,495.679 F3 · price: The price reported in Column 4 is a weighted average price. The Reporting Person hereby undertakes to provide, upon request, to the staff of the SEC, Sound Point Meridian Capital, Inc. (the "Issuer"), or any security holder of the Issuer, full information regarding the number of shares bought at each separate price within the range set forth in this footnote (3) to this Form 4. Read SEC document |
| August 26, 2026 Filed Aug 28, 2026 16:12 UTC |
Forstenhausler Matthew E.Director
|
PurchaseCommon Stock, par value $0.001 per share | 1,600 | $9.21 | $14,728.00 |
DisclosureSEC source: 0001829126-26-009498 · ownership.xml · nonDerivative · entry 2 Forstenhausler Matthew E. · CIK 0001806603 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 10,095.679 F2 · price: The price reported in Column 4 is a weighted average price. The Reporting Person hereby undertakes to provide, upon request, to the staff of the SEC, Sound Point Meridian Capital, Inc. (the "Issuer"), or any security holder of the Issuer, full information regarding the number of shares bought at each separate price within the range set forth in this footnote (2) to this Form 4. Read SEC document |
| August 26, 2026 Filed Aug 28, 2026 16:12 UTC |
Forstenhausler Matthew E.Director
|
SaleCommon Stock, par value $0.001 per share | 2,427.024 | $9.20 | $22,333.47 |
DisclosureSEC source: 0001829126-26-009498 · ownership.xml · nonDerivative · entry 1 Forstenhausler Matthew E. · CIK 0001806603 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 8,495.679 F1 · price: The price reported in Column 4 is a weighted average price. The Reporting Person hereby undertakes to provide, upon request, to the staff of the Securities and Exchange Commission ("SEC"), Sound Point Meridian Capital, Inc. (the "Issuer"), or any security holder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (1) to this Form 4. Read SEC document |
| February 13, 2026 Filed Feb 18, 2026 18:09 UTC |
Forstenhausler Matthew E.Director
|
PurchaseCommon Stock, par value $0.001 per share | 2,000 | $11.50 | $23,000.00 |
DisclosureSEC source: 0001829126-26-001444 · ownership.xml · nonDerivative · entry 1 Forstenhausler Matthew E. · CIK 0001806603 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 9,644.225 Read SEC document |
| February 13, 2026 Filed Feb 18, 2026 18:05 UTC |
Ketchum StephenDirector · Chairman
|
PurchaseCommon Stock, par value $0.001 per share | 1,000 | $11.40 | $11,400.00 |
DisclosureSEC source: 0001829126-26-001443 · ownership.xml · nonDerivative · entry 1 Ketchum Stephen · CIK 0001710789 · Director · Chairman 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 93,090 Read SEC document |
| January 29, 2026 Filed Feb 2, 2026 23:31 UTC |
ASSURED GUARANTY LTD10% owner
Assured Guaranty US Holdings Inc.10% owner
Assured Guaranty Inc.10% owner
AG Asset Strategies LLC10% owner
|
SaleCommon Stock | 237 | $14.32 | $3,393.15 |
DisclosureSEC source: 0000899140-26-000090 · form4.xml · nonDerivative · entry 1 ASSURED GUARANTY LTD · CIK 0001273813 · 10% owner Assured Guaranty US Holdings Inc. · CIK 0001289244 · 10% owner Assured Guaranty Municipal Holdings Inc. · CIK 0000913357 · 10% owner Assured Guaranty Inc. · CIK 0002027018 · 10% owner AG Asset Strategies LLC · CIK 0002027026 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 5,269,453 F1 · ownership.nature: The reported securities are owned directly by AG Asset Strategies LLC, which is owned by its member, Assured Guaranty Inc. Assured Guaranty Inc. is wholly-owned by Assured Guaranty Municipal Holdings Inc. Assured Guaranty Municipal Holdings Inc. is wholly-owned by Assured Guaranty US Holdings Inc., which is wholly-owned by Assured Guaranty Ltd. Each of the reporting persons, other than AG Asset Strategies LLC, is an indirect beneficial owner of the reported securities. Read SEC document |
| January 27, 2026 Filed Jan 27, 2026 23:20 UTC |
ASSURED GUARANTY LTD10% owner
Assured Guaranty US Holdings Inc.10% owner
Assured Guaranty Inc.10% owner
AG Asset Strategies LLC10% owner
|
SaleCommon Stock | 4,562 | $14.31 | $65,264.43 |
DisclosureSEC source: 0000899140-26-000074 · form4.xml · nonDerivative · entry 2 ASSURED GUARANTY LTD · CIK 0001273813 · 10% owner Assured Guaranty US Holdings Inc. · CIK 0001289244 · 10% owner Assured Guaranty Municipal Holdings Inc. · CIK 0000913357 · 10% owner Assured Guaranty Inc. · CIK 0002027018 · 10% owner AG Asset Strategies LLC · CIK 0002027026 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 5,269,690 F1 · ownership.nature: The reported securities are owned directly by AG Asset Strategies LLC, which is owned by its member, Assured Guaranty Inc. Assured Guaranty Inc. is wholly-owned by Assured Guaranty Municipal Holdings Inc. Assured Guaranty Municipal Holdings Inc. is wholly-owned by Assured Guaranty US Holdings Inc., which is wholly-owned by Assured Guaranty Ltd. Each of the reporting persons, other than AG Asset Strategies LLC, is an indirect beneficial owner of the reported securities. Read SEC document |
| January 23, 2026 Filed Jan 27, 2026 23:20 UTC |
ASSURED GUARANTY LTD10% owner
Assured Guaranty US Holdings Inc.10% owner
Assured Guaranty Inc.10% owner
AG Asset Strategies LLC10% owner
|
SaleCommon Stock | 305 | $14.29 | $4,358.97 |
DisclosureSEC source: 0000899140-26-000074 · form4.xml · nonDerivative · entry 1 ASSURED GUARANTY LTD · CIK 0001273813 · 10% owner Assured Guaranty US Holdings Inc. · CIK 0001289244 · 10% owner Assured Guaranty Municipal Holdings Inc. · CIK 0000913357 · 10% owner Assured Guaranty Inc. · CIK 0002027018 · 10% owner AG Asset Strategies LLC · CIK 0002027026 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 5,274,252 F1 · ownership.nature: The reported securities are owned directly by AG Asset Strategies LLC, which is owned by its member, Assured Guaranty Inc. Assured Guaranty Inc. is wholly-owned by Assured Guaranty Municipal Holdings Inc. Assured Guaranty Municipal Holdings Inc. is wholly-owned by Assured Guaranty US Holdings Inc., which is wholly-owned by Assured Guaranty Ltd. Each of the reporting persons, other than AG Asset Strategies LLC, is an indirect beneficial owner of the reported securities. Read SEC document |
| January 14, 2026 Filed Jan 14, 2026 23:13 UTC |
ASSURED GUARANTY LTD10% owner
AG Asset Strategies LLC10% owner
Assured Guaranty Inc.10% owner
Assured Guaranty US Holdings Inc.10% owner
|
SaleCommon Stock | 1,650 | $14.48 | $23,889.03 |
DisclosureSEC source: 0000899140-26-000046 · form4.xml · nonDerivative · entry 3 ASSURED GUARANTY LTD · CIK 0001273813 · 10% owner AG Asset Strategies LLC · CIK 0002027026 · 10% owner Assured Guaranty Municipal Holdings Inc. · CIK 0000913357 · 10% owner Assured Guaranty Inc. · CIK 0002027018 · 10% owner Assured Guaranty US Holdings Inc. · CIK 0001289244 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 5,274,557 F1 · ownership.nature: The reported securities are owned directly by AG Asset Strategies LLC, which is owned by its member, Assured Guaranty Inc. Assured Guaranty Inc. is wholly-owned by Assured Guaranty Municipal Holdings Inc. Assured Guaranty Municipal Holdings Inc. is wholly-owned by Assured Guaranty US Holdings Inc., which is wholly-owned by Assured Guaranty Ltd. Each of the reporting persons, other than AG Asset Strategies LLC, is an indirect beneficial owner of the reported securities. Read SEC document |
| January 13, 2026 Filed Jan 14, 2026 23:13 UTC |
ASSURED GUARANTY LTD10% owner
AG Asset Strategies LLC10% owner
Assured Guaranty Inc.10% owner
Assured Guaranty US Holdings Inc.10% owner
|
SaleCommon Stock | 165 | $14.50 | $2,392.43 |
DisclosureSEC source: 0000899140-26-000046 · form4.xml · nonDerivative · entry 2 ASSURED GUARANTY LTD · CIK 0001273813 · 10% owner AG Asset Strategies LLC · CIK 0002027026 · 10% owner Assured Guaranty Municipal Holdings Inc. · CIK 0000913357 · 10% owner Assured Guaranty Inc. · CIK 0002027018 · 10% owner Assured Guaranty US Holdings Inc. · CIK 0001289244 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 5,276,207 F1 · ownership.nature: The reported securities are owned directly by AG Asset Strategies LLC, which is owned by its member, Assured Guaranty Inc. Assured Guaranty Inc. is wholly-owned by Assured Guaranty Municipal Holdings Inc. Assured Guaranty Municipal Holdings Inc. is wholly-owned by Assured Guaranty US Holdings Inc., which is wholly-owned by Assured Guaranty Ltd. Each of the reporting persons, other than AG Asset Strategies LLC, is an indirect beneficial owner of the reported securities. Read SEC document |
| January 12, 2026 Filed Jan 14, 2026 23:13 UTC |
ASSURED GUARANTY LTD10% owner
AG Asset Strategies LLC10% owner
Assured Guaranty Inc.10% owner
Assured Guaranty US Holdings Inc.10% owner
|
SaleCommon Stock | 3,782 | $14.72 | $55,659.69 |
DisclosureSEC source: 0000899140-26-000046 · form4.xml · nonDerivative · entry 1 ASSURED GUARANTY LTD · CIK 0001273813 · 10% owner AG Asset Strategies LLC · CIK 0002027026 · 10% owner Assured Guaranty Municipal Holdings Inc. · CIK 0000913357 · 10% owner Assured Guaranty Inc. · CIK 0002027018 · 10% owner Assured Guaranty US Holdings Inc. · CIK 0001289244 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 5,276,372 F1 · ownership.nature: The reported securities are owned directly by AG Asset Strategies LLC, which is owned by its member, Assured Guaranty Inc. Assured Guaranty Inc. is wholly-owned by Assured Guaranty Municipal Holdings Inc. Assured Guaranty Municipal Holdings Inc. is wholly-owned by Assured Guaranty US Holdings Inc., which is wholly-owned by Assured Guaranty Ltd. Each of the reporting persons, other than AG Asset Strategies LLC, is an indirect beneficial owner of the reported securities. Read SEC document |
| December 19, 2025 Filed Dec 19, 2025 17:14 UTC |
Forstenhausler Matthew E.Director
|
PurchaseCommon Stock, par value $0.001 per share | 1,000 | $13.60 | $13,600.00 |
DisclosureSEC source: 0001829126-25-010191 · ownership.xml · nonDerivative · entry 3 Forstenhausler Matthew E. · CIK 0001806603 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 7,318 Read SEC document |
| December 18, 2025 Filed Dec 19, 2025 17:14 UTC |
Forstenhausler Matthew E.Director
|
PurchaseCommon Stock, par value $0.001 per share | 4,118 | $13.60 | $56,004.80 |
DisclosureSEC source: 0001829126-25-010191 · ownership.xml · nonDerivative · entry 2 Forstenhausler Matthew E. · CIK 0001806603 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 6,318 F2 · price: The price reported in Column 4 is a weighted average price. The shares were bought in multiple transactions at prices ranging from $13.51 to $13.60. The Reporting Person hereby undertakes to provide, upon request, to the staff of the SEC, Sound Point Meridian Capital, Inc. (the "Issuer"), or any security holder of the Issuer, full information regarding the number of shares bought at each separate price within the range set forth in this footnote (2) to this Form 4. Read SEC document |
| December 17, 2025 Filed Dec 19, 2025 17:14 UTC |
Forstenhausler Matthew E.Director
|
PurchaseCommon Stock, par value $0.001 per share | 1,200 | $13.70 | $16,440.00 |
DisclosureSEC source: 0001829126-25-010191 · ownership.xml · nonDerivative · entry 1 Forstenhausler Matthew E. · CIK 0001806603 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,200 F1 · price: The price reported in Column 4 is a weighted average price. The shares were bought in multiple transactions at prices ranging from $13.57 to $13.75. The Reporting Person hereby undertakes to provide, upon request, to the staff of the Securities and Exchange Commission ("SEC"), Sound Point Meridian Capital, Inc. (the "Issuer"), or any security holder of the Issuer, full information regarding the number of shares bought at each separate price within the range set forth in this footnote (1) to this Form 4. Read SEC document |
| December 16, 2025 Filed Dec 17, 2025 00:35 UTC |
Desai UjjavalDirector · Chief Executive Officer
|
PurchaseCommon stock, par value $0.001 per share | 1,000 | $13.37 | $13,370.00 |
DisclosureSEC source: 0001829126-25-010064 · ownership.xml · nonDerivative · entry 3 Desai Ujjaval · CIK 0002024496 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 81,741 Read SEC document |
| December 15, 2025 Filed Dec 17, 2025 00:35 UTC |
Desai UjjavalDirector · Chief Executive Officer
|
PurchaseCommon stock, par value $0.001 per share | 1,000 | $13.60 | $13,600.00 |
DisclosureSEC source: 0001829126-25-010064 · ownership.xml · nonDerivative · entry 2 Desai Ujjaval · CIK 0002024496 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 80,741 F1 · price: The price reported in Column 4 is a weighted average price. The shares were bought in multiple transactions at prices ranging from $13.59 to $13.60. The Reporting Person hereby undertakes to provide, upon request, to the staff of the Securities and Exchange Commission, Sound Point Meridian Capital, Inc. (the "Issuer"), or any security holder of the Issuer, full information regarding the number of shares bought at each separate price within the range set forth in this footnote (1) to this Form 4. Read SEC document |
| December 12, 2025 Filed Dec 17, 2025 00:35 UTC |
Desai UjjavalDirector · Chief Executive Officer
|
PurchaseCommon stock, par value $0.001 per share | 1,162 | $13.84 | $16,082.08 |
DisclosureSEC source: 0001829126-25-010064 · ownership.xml · nonDerivative · entry 1 Desai Ujjaval · CIK 0002024496 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 79,741 Read SEC document |
| November 17, 2025 Filed Nov 19, 2025 23:42 UTC |
ASSURED GUARANTY LTD10% owner
Assured Guaranty US Holdings Inc.10% owner
Assured Guaranty Inc.10% owner
AG Asset Strategies LLC10% owner
|
SaleCommon Stock | 102 | $16.40 | $1,672.80 |
DisclosureSEC source: 0000899140-25-001323 · form4.xml · nonDerivative · entry 1 ASSURED GUARANTY LTD · CIK 0001273813 · 10% owner Assured Guaranty US Holdings Inc. · CIK 0001289244 · 10% owner Assured Guaranty Municipal Holdings Inc. · CIK 0000913357 · 10% owner Assured Guaranty Inc. · CIK 0002027018 · 10% owner AG Asset Strategies LLC · CIK 0002027026 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 5,280,154 F1 · ownership.nature: The reported securities are owned directly by AG Asset Strategies LLC, which is owned by its member, Assured Guaranty Inc. Assured Guaranty Inc. is wholly-owned by Assured Guaranty Municipal Holdings Inc. Assured Guaranty Municipal Holdings Inc. is wholly-owned by Assured Guaranty US Holdings Inc., which is wholly-owned by Assured Guaranty Ltd. Each of the reporting persons, other than AG Asset Strategies LLC, is an indirect beneficial owner of the reported securities. Read SEC document |
| October 28, 2025 Filed Oct 28, 2025 22:11 UTC |
ASSURED GUARANTY LTD10% owner
Assured Guaranty US Holdings Inc.10% owner
Assured Guaranty Inc.10% owner
AG Asset Strategies LLC10% owner
|
SaleCommon Stock | 266 | $16.69 | $4,439.54 |
DisclosureSEC source: 0000899140-25-001183 · form4.xml · nonDerivative · entry 3 ASSURED GUARANTY LTD · CIK 0001273813 · 10% owner Assured Guaranty US Holdings Inc. · CIK 0001289244 · 10% owner Assured Guaranty Municipal Holdings Inc. · CIK 0000913357 · 10% owner Assured Guaranty Inc. · CIK 0002027018 · 10% owner AG Asset Strategies LLC · CIK 0002027026 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 5,280,256 F1 · ownership.nature: The reported securities are owned directly by AG Asset Strategies LLC, which is owned by its member, Assured Guaranty Inc. Assured Guaranty Inc. is wholly-owned by Assured Guaranty Municipal Holdings Inc. Assured Guaranty Municipal Holdings Inc. is wholly-owned by Assured Guaranty US Holdings Inc., which is wholly-owned by Assured Guaranty Ltd. Each of the reporting persons, other than AG Asset Strategies LLC, is an indirect beneficial owner of the reported securities. Read SEC document |
| October 27, 2025 Filed Oct 28, 2025 22:11 UTC |
ASSURED GUARANTY LTD10% owner
Assured Guaranty US Holdings Inc.10% owner
Assured Guaranty Inc.10% owner
AG Asset Strategies LLC10% owner
|
SaleCommon Stock | 590 | $16.70 | $9,853.00 |
DisclosureSEC source: 0000899140-25-001183 · form4.xml · nonDerivative · entry 2 ASSURED GUARANTY LTD · CIK 0001273813 · 10% owner Assured Guaranty US Holdings Inc. · CIK 0001289244 · 10% owner Assured Guaranty Municipal Holdings Inc. · CIK 0000913357 · 10% owner Assured Guaranty Inc. · CIK 0002027018 · 10% owner AG Asset Strategies LLC · CIK 0002027026 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 5,280,522 F1 · ownership.nature: The reported securities are owned directly by AG Asset Strategies LLC, which is owned by its member, Assured Guaranty Inc. Assured Guaranty Inc. is wholly-owned by Assured Guaranty Municipal Holdings Inc. Assured Guaranty Municipal Holdings Inc. is wholly-owned by Assured Guaranty US Holdings Inc., which is wholly-owned by Assured Guaranty Ltd. Each of the reporting persons, other than AG Asset Strategies LLC, is an indirect beneficial owner of the reported securities. Read SEC document |
| October 24, 2025 Filed Oct 28, 2025 22:11 UTC |
ASSURED GUARANTY LTD10% owner
Assured Guaranty US Holdings Inc.10% owner
Assured Guaranty Inc.10% owner
AG Asset Strategies LLC10% owner
|
SaleCommon Stock | 1,882 | $16.64 | $31,316.48 |
DisclosureSEC source: 0000899140-25-001183 · form4.xml · nonDerivative · entry 1 ASSURED GUARANTY LTD · CIK 0001273813 · 10% owner Assured Guaranty US Holdings Inc. · CIK 0001289244 · 10% owner Assured Guaranty Municipal Holdings Inc. · CIK 0000913357 · 10% owner Assured Guaranty Inc. · CIK 0002027018 · 10% owner AG Asset Strategies LLC · CIK 0002027026 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 5,281,112 F1 · ownership.nature: The reported securities are owned directly by AG Asset Strategies LLC, which is owned by its member, Assured Guaranty Inc. Assured Guaranty Inc. is wholly-owned by Assured Guaranty Municipal Holdings Inc. Assured Guaranty Municipal Holdings Inc. is wholly-owned by Assured Guaranty US Holdings Inc., which is wholly-owned by Assured Guaranty Ltd. Each of the reporting persons, other than AG Asset Strategies LLC, is an indirect beneficial owner of the reported securities. Read SEC document |
| October 22, 2025 Filed Oct 22, 2025 20:12 UTC |
Ketchum StephenDirector · Chairman
|
PurchaseCommon Stock, par value $0.001 per share | 1,000 | $15.60 | $15,600.00 |
DisclosureSEC source: 0001829126-25-008351 · ownership.xml · nonDerivative · entry 3 Ketchum Stephen · CIK 0001710789 · Director · Chairman 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 95,090 Read SEC document |
| October 22, 2025 Filed Oct 23, 2025 00:08 UTC |
Desai UjjavalDirector · Chief Executive Officer
|
PurchaseCommon stock, par value $0.001 per share | 8,000 | $15.71 | $125,680.00 |
DisclosureSEC source: 0001829126-25-008349 · ownership.xml · nonDerivative · entry 2 Desai Ujjaval · CIK 0002024496 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 78,579 F2 · price: The price reported in Column 4 is a weighted average price. The shares were bought in multiple transactions at prices ranging from $15.65 to $15.75. The Reporting Person hereby undertakes to provide, upon request, to the staff of the Securities and Exchange Commission ("SEC"), Sound Point Meridian Capital, Inc. (the "Issuer"), or any security holder of the Issuer, full information regarding the number of shares bought at each separate price within the range set forth in this footnote (1) to this Form 4. Read SEC document |
| October 21, 2025 Filed Oct 22, 2025 20:12 UTC |
Ketchum StephenDirector · Chairman
|
PurchaseCommon Stock, par value $0.001 per share | 2,000 | $15.31 | $30,620.00 |
DisclosureSEC source: 0001829126-25-008351 · ownership.xml · nonDerivative · entry 2 Ketchum Stephen · CIK 0001710789 · Director · Chairman 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 94,090 F2 · price: The price reported in Column 4 is a weighted average price. The shares were bought in multiple transactions at prices ranging from $15.29 to $15.34. The Reporting Person hereby undertakes to provide, upon request, to the staff of the SEC, the Issuer, or any security holder of the Issuer, full information regarding the number of shares bought at each separate price within the range set forth in this footnote (2) to this Form 4. Read SEC document |
| October 20, 2025 Filed Oct 22, 2025 20:12 UTC |
Ketchum StephenDirector · Chairman
|
PurchaseCommon Stock, par value $0.001 per share | 5,000 | $15.61 | $78,050.00 |
DisclosureSEC source: 0001829126-25-008351 · ownership.xml · nonDerivative · entry 1 Ketchum Stephen · CIK 0001710789 · Director · Chairman 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 92,090 F1 · price: The price reported in Column 4 is a weighted average price. The shares were bought in multiple transactions at prices ranging from $15.34 to $15.79. The Reporting Person hereby undertakes to provide, upon request, to the staff of the Securities and Exchange Commission ("SEC"), Sound Point Meridian Capital, Inc. (the "Issuer"), or any security holder of the Issuer, full information regarding the number of shares bought at each separate price within the range set forth in this footnote (1) to this Form 4. Read SEC document |
| October 20, 2025 Filed Oct 23, 2025 00:08 UTC |
Desai UjjavalDirector · Chief Executive Officer
|
PurchaseCommon stock, par value $0.001 per share | 12,000 | $15.36 | $184,320.00 |
DisclosureSEC source: 0001829126-25-008349 · ownership.xml · nonDerivative · entry 1 Desai Ujjaval · CIK 0002024496 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 70,579 F1 · price: The price reported in Column 4 is a weighted average price. The shares were bought in multiple transactions at prices ranging from $15.35 to $15.39. The Reporting Person hereby undertakes to provide, upon request, to the staff of the Securities and Exchange Commission ("SEC"), Sound Point Meridian Capital, Inc. (the "Issuer"), or any security holder of the Issuer, full information regarding the number of shares bought at each separate price within the range set forth in this footnote (1) to this Form 4. Read SEC document |
| October 15, 2025 Filed Oct 17, 2025 20:36 UTC |
ASSURED GUARANTY LTD10% owner
Assured Guaranty US Holdings Inc.10% owner
Assured Guaranty Inc.10% owner
AG Asset Strategies LLC10% owner
|
SaleCommon Stock | 6,258 | $16.90 | $105,760.20 |
DisclosureSEC source: 0000899140-25-001178 · form4.xml · nonDerivative · entry 1 ASSURED GUARANTY LTD · CIK 0001273813 · 10% owner Assured Guaranty US Holdings Inc. · CIK 0001289244 · 10% owner Assured Guaranty Municipal Holdings Inc. · CIK 0000913357 · 10% owner Assured Guaranty Inc. · CIK 0002027018 · 10% owner AG Asset Strategies LLC · CIK 0002027026 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 5,282,994 F1 · ownership.nature: The reported securities are owned directly by AG Asset Strategies LLC, which is owned by its member, Assured Guaranty Inc. Assured Guaranty Inc. is wholly-owned by Assured Guaranty Municipal Holdings Inc. Assured Guaranty Municipal Holdings Inc. is wholly-owned by Assured Guaranty US Holdings Inc., which is wholly-owned by Assured Guaranty Ltd. Each of the reporting persons, other than AG Asset Strategies LLC, is an indirect beneficial owner of the reported securities. Read SEC document |
| October 14, 2025 Filed Oct 14, 2025 23:20 UTC |
ASSURED GUARANTY LTD10% owner
AG Asset Strategies LLC10% owner
Assured Guaranty Inc.10% owner
Assured Guaranty US Holdings Inc.10% owner
|
SaleCommon Stock | 1,227 | $17.38 | $21,325.26 |
DisclosureSEC source: 0000899140-25-001172 · form4.xml · nonDerivative · entry 3 ASSURED GUARANTY LTD · CIK 0001273813 · 10% owner AG Asset Strategies LLC · CIK 0002027026 · 10% owner Assured Guaranty Municipal Holdings Inc. · CIK 0000913357 · 10% owner Assured Guaranty Inc. · CIK 0002027018 · 10% owner Assured Guaranty US Holdings Inc. · CIK 0001289244 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 5,289,252 F1 · ownership.nature: The reported securities are owned directly by AG Asset Strategies LLC, which is owned by its member, Assured Guaranty Inc. Assured Guaranty Inc. is wholly-owned by Assured Guaranty Municipal Holdings Inc. Assured Guaranty Municipal Holdings Inc. is wholly-owned by Assured Guaranty US Holdings Inc., which is wholly-owned by Assured Guaranty Ltd. Each of the reporting persons, other than AG Asset Strategies LLC, is an indirect beneficial owner of the reported securities. Read SEC document |
| October 13, 2025 Filed Oct 14, 2025 23:20 UTC |
ASSURED GUARANTY LTD10% owner
AG Asset Strategies LLC10% owner
Assured Guaranty Inc.10% owner
Assured Guaranty US Holdings Inc.10% owner
|
SaleCommon Stock | 3,195 | $17.51 | $55,944.45 |
DisclosureSEC source: 0000899140-25-001172 · form4.xml · nonDerivative · entry 2 ASSURED GUARANTY LTD · CIK 0001273813 · 10% owner AG Asset Strategies LLC · CIK 0002027026 · 10% owner Assured Guaranty Municipal Holdings Inc. · CIK 0000913357 · 10% owner Assured Guaranty Inc. · CIK 0002027018 · 10% owner Assured Guaranty US Holdings Inc. · CIK 0001289244 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 5,290,479 F1 · ownership.nature: The reported securities are owned directly by AG Asset Strategies LLC, which is owned by its member, Assured Guaranty Inc. Assured Guaranty Inc. is wholly-owned by Assured Guaranty Municipal Holdings Inc. Assured Guaranty Municipal Holdings Inc. is wholly-owned by Assured Guaranty US Holdings Inc., which is wholly-owned by Assured Guaranty Ltd. Each of the reporting persons, other than AG Asset Strategies LLC, is an indirect beneficial owner of the reported securities. Read SEC document |
| October 09, 2025 Filed Oct 14, 2025 23:20 UTC |
ASSURED GUARANTY LTD10% owner
AG Asset Strategies LLC10% owner
Assured Guaranty Inc.10% owner
Assured Guaranty US Holdings Inc.10% owner
|
SaleCommon Stock | 3,409 | $17.78 | $60,612.02 |
DisclosureSEC source: 0000899140-25-001172 · form4.xml · nonDerivative · entry 1 ASSURED GUARANTY LTD · CIK 0001273813 · 10% owner AG Asset Strategies LLC · CIK 0002027026 · 10% owner Assured Guaranty Municipal Holdings Inc. · CIK 0000913357 · 10% owner Assured Guaranty Inc. · CIK 0002027018 · 10% owner Assured Guaranty US Holdings Inc. · CIK 0001289244 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 5,293,674 F1 · ownership.nature: The reported securities are owned directly by AG Asset Strategies LLC, which is owned by its member, Assured Guaranty Inc. Assured Guaranty Inc. is wholly-owned by Assured Guaranty Municipal Holdings Inc. Assured Guaranty Municipal Holdings Inc. is wholly-owned by Assured Guaranty US Holdings Inc., which is wholly-owned by Assured Guaranty Ltd. Each of the reporting persons, other than AG Asset Strategies LLC, is an indirect beneficial owner of the reported securities. Read SEC document |
| April 11, 2025 Filed Apr 11, 2025 16:29 UTC |
Ketchum StephenDirector · Chairman
|
PurchaseCommon Stock, par value $0.001 per share | 2,000 | $18.49 | $36,980.00 |
DisclosureSEC source: 0001829126-25-002590 · ownership.xml · nonDerivative · entry 3 Ketchum Stephen · CIK 0001710789 · Director · Chairman 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 29,326 F3 · price: The price reported in Column 4 is a weighted average price. The shares were bought in multiple transactions at prices ranging from $18.49 to $18.50. The Reporting Person hereby undertakes to provide, upon request, to the staff of the SEC, the Issuer, or any security holder of the Issuer, full information regarding the number of shares bought at each separate price within the range set forth in this footnote (3) to this Form 4. Read SEC document |
| April 10, 2025 Filed Apr 11, 2025 16:29 UTC |
Ketchum StephenDirector · Chairman
|
PurchaseCommon Stock, par value $0.001 per share | 2,000 | $18.15 | $36,300.00 |
DisclosureSEC source: 0001829126-25-002590 · ownership.xml · nonDerivative · entry 2 Ketchum Stephen · CIK 0001710789 · Director · Chairman 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 27,326 F2 · price: The price reported in Column 4 is a weighted average price. The shares were bought in multiple transactions at prices ranging from $18.00 to $18.30. The Reporting Person hereby undertakes to provide, upon request, to the staff of the SEC, the Issuer, or any security holder of the Issuer, full information regarding the number of shares bought at each separate price within the range set forth in this footnote (2) to this Form 4. Read SEC document |
| April 09, 2025 Filed Apr 11, 2025 16:29 UTC |
Ketchum StephenDirector · Chairman
|
PurchaseCommon Stock, par value $0.001 per share | 2,000 | $18.48 | $36,960.00 |
DisclosureSEC source: 0001829126-25-002590 · ownership.xml · nonDerivative · entry 1 Ketchum Stephen · CIK 0001710789 · Director · Chairman 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 25,326 F1 · price: The price reported in Column 4 is a weighted average price. The shares were bought in multiple transactions at prices ranging from $18.33 to $18.63. The Reporting Person hereby undertakes to provide, upon request, to the staff of the Securities and Exchange Commission ("SEC"), Sound Point Meridian Capital, Inc. (the "Issuer"), or any security holder of the Issuer, full information regarding the number of shares bought at each separate price within the range set forth in this footnote (1) to this Form 4. Read SEC document |
| November 21, 2024 Filed Nov 21, 2024 16:50 UTC |
Ketchum StephenDirector · Chairman
|
PurchaseCommon Stock, par value $0.001 per share | 4,000 | $20.32 | $81,298.00 |
DisclosureSEC source: 0000945621-24-000963 · form4.xml · nonDerivative · entry 3 Ketchum Stephen · CIK 0001710789 · Director · Chairman 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 23,326 F2 · balance_after: The price reported in Column 4 is a weighted average price. The shares were bought in multiple transactions at prices ranging from $20.25 to $20.3839. The Reporting Person hereby undertakes to provide, upon request, to the staff of the Securities and Exchange Commission, the Issuer, or any security holder of the Issuer, full information regarding the number of shares bought at each separate price within the range set forth in this footnote (2) to this Form 4. Read SEC document |
| November 21, 2024 Filed Nov 25, 2024 13:50 UTC |
Forstenhausler Matthew E.Director
|
PurchaseCommon Stock, par value $0.001 per share | 1,000 | $20.25 | $20,253.30 |
DisclosureSEC source: 0000945621-24-000971 · form4.xml · nonDerivative · entry 1 Forstenhausler Matthew E. · CIK 0001806603 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,000 Read SEC document |
| November 20, 2024 Filed Nov 21, 2024 16:50 UTC |
Ketchum StephenDirector · Chairman
|
PurchaseCommon Stock, par value $0.001 per share | 2,000 | $20.38 | $40,752.40 |
DisclosureSEC source: 0000945621-24-000963 · form4.xml · nonDerivative · entry 2 Ketchum Stephen · CIK 0001710789 · Director · Chairman 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 19,326 F1 · balance_after: The price reported in Column 4 is a weighted average price. The shares were bought in multiple transactions at prices ranging from $20.28 to $20.4723. The Reporting Person hereby undertakes to provide, upon request, to the staff of the Securities and Exchange Commission, Sound Point Meridian Capital, Inc. (the "Issuer"), or any security holder of the Issuer, full information regarding the number of shares bought at each separate price within the range set forth in this footnote (1) to this Form 4. Read SEC document |
| November 20, 2024 Filed Nov 22, 2024 14:14 UTC |
Lewin LanaDirector
|
PurchaseCommon Stock, par value $0.001 per share | 492 | $20.45 | $10,059.38 |
DisclosureSEC source: 0000945621-24-000968 · form4.xml · nonDerivative · entry 1 Lewin Lana · CIK 0002024469 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 492 F1 · price: The price reported in Column 4 is a weighted average price. The shares were bought in multiple transactions at prices ranging from $20.44 to $20.45. The Reporting Person hereby undertakes to provide, upon request, to the staff of the Securities and Exchange Commission, SoundPoint Meridian Capital, Inc. (the "Issuer"), or any security holder of the Issuer, full information regarding the number of shares bought at each separate price within the range set forth in this footnote (1) to this Form 4. Read SEC document |
| November 20, 2024 Filed Nov 22, 2024 14:12 UTC |
Healy Douglas TaylorDirector
|
PurchaseCommon Stock, par value $0.001 per share | 500 | $20.26 | $10,132.00 |
DisclosureSEC source: 0000945621-24-000966 · form4.xml · nonDerivative · entry 1 Healy Douglas Taylor · CIK 0001823130 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 500 F1 · price: The price reported in Column 4 is a weighted average price. The shares were bought in multiple transactions at prices ranging from $20.25 to $20.29. The Reporting Person hereby undertakes to provide, upon request, to the staff of the Securities and Exchange Commission, SoundPoint Meridian Capital, Inc. (the "Issuer"), or any security holder of the Issuer, full information regarding the number of shares bought at each separate price within the range set forth in this footnote (1) to this Form 4. Read SEC document |
| November 19, 2024 Filed Nov 21, 2024 16:50 UTC |
Ketchum StephenDirector · Chairman
|
PurchaseCommon Stock, par value $0.001 per share | 1,000 | $20.32 | $20,323.30 |
DisclosureSEC source: 0000945621-24-000963 · form4.xml · nonDerivative · entry 1 Ketchum Stephen · CIK 0001710789 · Director · Chairman 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 17,326 Read SEC document |
| November 15, 2024 Filed Nov 18, 2024 17:02 UTC |
Ketchum StephenDirector · Chairman
|
PurchaseCommon Stock, par value $0.001 per share | 8,000 | $19.85 | $158,796.00 |
DisclosureSEC source: 0000945621-24-000955 · form4.xml · nonDerivative · entry 2 Ketchum Stephen · CIK 0001710789 · Director · Chairman 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 16,326 F1 · price: The price reported in Column 4 is a weighted average price. The shares were bought in multiple transactions at prices ranging from $19.6804 to $19.9499. The Reporting Person hereby undertakes to provide, upon request, to the staff of the Securities and Exchange Commission, Sound Point Meridian Capital, Inc. (the "Issuer"), or any security holder of the Issuer, full information regarding the number of shares bought at each separate price within the range set forth in this footnote (1) to this Form 4. Read SEC document |
| November 14, 2024 Filed Nov 18, 2024 17:02 UTC |
Ketchum StephenDirector · Chairman
|
PurchaseCommon Stock, par value $0.001 per share | 1,000 | $20.42 | $20,415.30 |
DisclosureSEC source: 0000945621-24-000955 · form4.xml · nonDerivative · entry 1 Ketchum Stephen · CIK 0001710789 · Director · Chairman 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 8,326 Read SEC document |
| August 28, 2024 Filed Aug 30, 2024 14:51 UTC |
Ketchum StephenDirector · Chairman
|
PurchaseCommon Stock, par value $0.001 per share | 7,326 | $19.90 | $145,787.40 |
DisclosureSEC source: 0000945621-24-000752 · form4.xml · nonDerivative · entry 1 Ketchum Stephen · CIK 0001710789 · Director · Chairman 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 7,326 Read SEC document |
| July 26, 2024 Filed Jul 26, 2024 12:10 UTC |
Kovacic IvanaFund chief compliance officer
|
PurchaseSound Point Meridian Capital Inc | 0 | $0.00 | $0.00 |
DisclosureSEC source: 0001893956-24-000003 · primary_doc.xml · nonDerivative · entry 1 Kovacic Ivana · CIK 0001893956 · Fund chief compliance officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Read SEC document |
| June 17, 2024 Filed Jun 18, 2024 17:18 UTC |
Ketchum StephenDirector · Chairman
|
PurchaseCommon Stock, par value $0.001 per share | 50,001 | $20.00 | $1,000,020.00 |
DisclosureSEC source: 0000945621-24-000543 · form4.xml · nonDerivative · entry 1 Ketchum Stephen · CIK 0001710789 · Director · Chairman 10b5-1 filing: No plan indicated Ownership: Indirect · By SPC Consolidator LLC Disclosed balance after: 50,001 F1 · ownership.nature: Represents 50,001 shares held by SPC Consolidator LLC ("SPC), of which the reporting person is the Managing Member. Accordingly the reporting person may be deemed to have or share beneficial ownership of the shares held by SPC. The reporting person disclaims beneficial ownership of all of the securities that are or may be beneficially owned by SPC or any of its affiliates except to the extent of his pecuniary interest therein. Read SEC document |
| June 17, 2024 Filed Jun 18, 2024 21:19 UTC |
Gerlitz KevinChief Financial Officer
|
PurchaseCommon stock, par value $0.001 per share | 5,000 | $20.00 | $100,000.00 |
DisclosureSEC source: 0000945621-24-000547 · form4.xml · nonDerivative · entry 1 Gerlitz Kevin · CIK 0002024494 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,000 Read SEC document |
| June 17, 2024 Filed Jun 18, 2024 21:19 UTC |
Desai UjjavalDirector · Chief Executive Officer
|
PurchaseCommon stock, par value $0.001 per share | 50,001 | $20.00 | $1,000,020.00 |
DisclosureSEC source: 0000945621-24-000545 · form4.xml · nonDerivative · entry 1 Desai Ujjaval · CIK 0002024496 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 50,001 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.