Last 12 months
Inside the activity.
6 purchase rows · 0 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 1 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 2 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 2 | 0 |
| May 2026 | 1 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 31, 2019 Filed Jan 3, 2020 22:29 UTC |
Geduldig CourtneyEVP, Public Affairs
|
Exercise / conversionRestricted Stock Units · Derivative | 186 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000064040-20-000012 · wf-form4_157809053007262.xml · derivative · entry 17 Geduldig Courtney · CIK 0001639790 · EVP, Public Affairs 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 191 Underlying: Common Stock · 186 shares Expires 2020-12-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: Each restricted stock unit represents a contingent right to receive one share of SPGI common stock. F7 · derivative.exercise_date: As previously reported, the reporting person's spouse was granted 563 restricted stock units on 04/02/2018, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2018 and 33% on 12/31/2019 and the remaining 34% will vest on 12/31/2020. Vested shares will be delivered to the reporting person's spouse no later than January 31 following the respective vesting date. F7 · derivative.expiration_date: As previously reported, the reporting person's spouse was granted 563 restricted stock units on 04/02/2018, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2018 and 33% on 12/31/2019 and the remaining 34% will vest on 12/31/2020. Vested shares will be delivered to the reporting person's spouse no later than January 31 following the respective vesting date. Read SEC document |
| December 31, 2019 Filed Jan 3, 2020 22:29 UTC |
Geduldig CourtneyEVP, Public Affairs
|
Exercise / conversionRestricted Stock Units · Derivative | 276 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000064040-20-000012 · wf-form4_157809053007262.xml · derivative · entry 16 Geduldig Courtney · CIK 0001639790 · EVP, Public Affairs 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 0 Underlying: Common Stock · 276 shares Expires 2019-12-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: Each restricted stock unit represents a contingent right to receive one share of SPGI common stock. F6 · derivative.exercise_date: As previously reported, the reporting person's spouse was granted 812 restricted stock units on 04/03/2017, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2017 and 33% on 12/31/2018 and the remaining 34% vested on 12/31/2019. Vested shares will be delivered to the reporting person's spouse no later than January 31 following the respective vesting date. F6 · derivative.expiration_date: As previously reported, the reporting person's spouse was granted 812 restricted stock units on 04/03/2017, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2017 and 33% on 12/31/2018 and the remaining 34% vested on 12/31/2019. Vested shares will be delivered to the reporting person's spouse no later than January 31 following the respective vesting date. Read SEC document |
| December 31, 2019 Filed Jan 3, 2020 22:29 UTC |
Geduldig CourtneyEVP, Public Affairs
|
Exercise / conversionRestricted Stock Units · Derivative | 233 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000064040-20-000012 · wf-form4_157809053007262.xml · derivative · entry 15 Geduldig Courtney · CIK 0001639790 · EVP, Public Affairs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 472 Underlying: Common Stock · 233 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: Each restricted stock unit represents a contingent right to receive one share of SPGI common stock. F5 · derivative.exercise_date: As previously reported, the reporting person was granted 705 restricted stock units on 04/01/2019, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2019 and will vest 33% on 12/31/2020 and 34% on 12/31/2021. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date. F5 · derivative.expiration_date: As previously reported, the reporting person was granted 705 restricted stock units on 04/01/2019, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2019 and will vest 33% on 12/31/2020 and 34% on 12/31/2021. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date. Read SEC document |
| December 31, 2019 Filed Jan 3, 2020 22:29 UTC |
Geduldig CourtneyEVP, Public Affairs
|
Exercise / conversionRestricted Stock Units · Derivative | 252 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000064040-20-000012 · wf-form4_157809053007262.xml · derivative · entry 14 Geduldig Courtney · CIK 0001639790 · EVP, Public Affairs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 260 Underlying: Common Stock · 252 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: Each restricted stock unit represents a contingent right to receive one share of SPGI common stock. F4 · derivative.exercise_date: As previously reported, the reporting person was granted 764 restricted stock units on 04/02/2018, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2018 and 33% on 12/31/2019 and the remaining 34% will vest on 12/31/2020. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date. F4 · derivative.expiration_date: As previously reported, the reporting person was granted 764 restricted stock units on 04/02/2018, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2018 and 33% on 12/31/2019 and the remaining 34% will vest on 12/31/2020. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date. Read SEC document |
| December 31, 2019 Filed Jan 3, 2020 22:29 UTC |
Geduldig CourtneyEVP, Public Affairs
|
Exercise / conversionRestricted Stock Units · Derivative | 336 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000064040-20-000012 · wf-form4_157809053007262.xml · derivative · entry 13 Geduldig Courtney · CIK 0001639790 · EVP, Public Affairs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 336 shares Expires 2019-12-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: Each restricted stock unit represents a contingent right to receive one share of SPGI common stock. F3 · derivative.exercise_date: As previously reported, the reporting person was granted 986 restricted stock units on 04/03/2017, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2017 and 33% on 12/31/2018 and the remaining 34% vested on 12/31/2019. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date. F3 · derivative.expiration_date: As previously reported, the reporting person was granted 986 restricted stock units on 04/03/2017, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2017 and 33% on 12/31/2018 and the remaining 34% vested on 12/31/2019. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date. Read SEC document |
| December 31, 2019 Filed Jan 3, 2020 22:29 UTC |
Geduldig CourtneyEVP, Public Affairs
|
Tax withholdingCommon Stock | 51 | $273.05 | $13,925.55 |
DisclosureSEC source: 0000064040-20-000012 · wf-form4_157809053007262.xml · nonDerivative · entry 12 Geduldig Courtney · CIK 0001639790 · EVP, Public Affairs 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 2,128 F1 · balance_after: The reporting person acquired beneficial ownership of these shares as a result of her marriage to the owner of the shares on 07/14/2018. Read SEC document |
| December 31, 2019 Filed Jan 3, 2020 22:29 UTC |
Geduldig CourtneyEVP, Public Affairs
|
Exercise / conversionCommon Stock | 163 | $273.05 | $44,507.15 |
DisclosureSEC source: 0000064040-20-000012 · wf-form4_157809053007262.xml · nonDerivative · entry 11 Geduldig Courtney · CIK 0001639790 · EVP, Public Affairs 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 2,179 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: The reporting person acquired beneficial ownership of these shares as a result of her marriage to the owner of the shares on 07/14/2018. Read SEC document |
| December 31, 2019 Filed Jan 3, 2020 22:29 UTC |
Geduldig CourtneyEVP, Public Affairs
|
Tax withholdingCommon Stock | 66 | $273.05 | $18,021.30 |
DisclosureSEC source: 0000064040-20-000012 · wf-form4_157809053007262.xml · nonDerivative · entry 10 Geduldig Courtney · CIK 0001639790 · EVP, Public Affairs 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 2,016 F1 · balance_after: The reporting person acquired beneficial ownership of these shares as a result of her marriage to the owner of the shares on 07/14/2018. Read SEC document |
| December 31, 2019 Filed Jan 3, 2020 22:29 UTC |
Geduldig CourtneyEVP, Public Affairs
|
Exercise / conversionCommon Stock | 186 | $273.05 | $50,787.30 |
DisclosureSEC source: 0000064040-20-000012 · wf-form4_157809053007262.xml · nonDerivative · entry 9 Geduldig Courtney · CIK 0001639790 · EVP, Public Affairs 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 2,082 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: The reporting person acquired beneficial ownership of these shares as a result of her marriage to the owner of the shares on 07/14/2018. Read SEC document |
| December 31, 2019 Filed Jan 3, 2020 22:29 UTC |
Geduldig CourtneyEVP, Public Affairs
|
Tax withholdingCommon Stock | 98 | $273.05 | $26,758.90 |
DisclosureSEC source: 0000064040-20-000012 · wf-form4_157809053007262.xml · nonDerivative · entry 8 Geduldig Courtney · CIK 0001639790 · EVP, Public Affairs 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 1,896 F1 · balance_after: The reporting person acquired beneficial ownership of these shares as a result of her marriage to the owner of the shares on 07/14/2018. Read SEC document |
| December 31, 2019 Filed Jan 3, 2020 22:29 UTC |
Geduldig CourtneyEVP, Public Affairs
|
Exercise / conversionCommon Stock | 276 | $273.05 | $75,361.80 |
DisclosureSEC source: 0000064040-20-000012 · wf-form4_157809053007262.xml · nonDerivative · entry 7 Geduldig Courtney · CIK 0001639790 · EVP, Public Affairs 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 1,994 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: The reporting person acquired beneficial ownership of these shares as a result of her marriage to the owner of the shares on 07/14/2018. Read SEC document |
| December 31, 2019 Filed Jan 3, 2020 22:29 UTC |
Geduldig CourtneyEVP, Public Affairs
|
Tax withholdingCommon Stock | 70 | $273.05 | $19,113.50 |
DisclosureSEC source: 0000064040-20-000012 · wf-form4_157809053007262.xml · nonDerivative · entry 6 Geduldig Courtney · CIK 0001639790 · EVP, Public Affairs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,546 Read SEC document |
| December 31, 2019 Filed Jan 3, 2020 22:29 UTC |
Geduldig CourtneyEVP, Public Affairs
|
Exercise / conversionCommon Stock | 233 | $273.05 | $63,620.65 |
DisclosureSEC source: 0000064040-20-000012 · wf-form4_157809053007262.xml · nonDerivative · entry 5 Geduldig Courtney · CIK 0001639790 · EVP, Public Affairs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,616 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 31, 2019 Filed Jan 3, 2020 22:29 UTC |
Geduldig CourtneyEVP, Public Affairs
|
Tax withholdingCommon Stock | 85 | $273.05 | $23,209.25 |
DisclosureSEC source: 0000064040-20-000012 · wf-form4_157809053007262.xml · nonDerivative · entry 4 Geduldig Courtney · CIK 0001639790 · EVP, Public Affairs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,383 Read SEC document |
| December 31, 2019 Filed Jan 3, 2020 22:29 UTC |
Geduldig CourtneyEVP, Public Affairs
|
Exercise / conversionCommon Stock | 252 | $273.05 | $68,808.60 |
DisclosureSEC source: 0000064040-20-000012 · wf-form4_157809053007262.xml · nonDerivative · entry 3 Geduldig Courtney · CIK 0001639790 · EVP, Public Affairs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,468 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 31, 2019 Filed Jan 3, 2020 22:29 UTC |
Geduldig CourtneyEVP, Public Affairs
|
Tax withholdingCommon Stock | 120 | $273.05 | $32,766.00 |
DisclosureSEC source: 0000064040-20-000012 · wf-form4_157809053007262.xml · nonDerivative · entry 2 Geduldig Courtney · CIK 0001639790 · EVP, Public Affairs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,216 Read SEC document |
| December 31, 2019 Filed Jan 3, 2020 22:29 UTC |
Geduldig CourtneyEVP, Public Affairs
|
Exercise / conversionCommon Stock | 336 | $273.05 | $91,744.80 |
DisclosureSEC source: 0000064040-20-000012 · wf-form4_157809053007262.xml · nonDerivative · entry 1 Geduldig Courtney · CIK 0001639790 · EVP, Public Affairs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,336 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 31, 2019 Filed Jan 3, 2020 22:30 UTC |
Kemps Steven JEVP, General Counsel
|
Exercise / conversionRestricted Stock Units · Derivative | 512 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000064040-20-000014 · wf-form4_157809063704655.xml · derivative · entry 9 Kemps Steven J · CIK 0001438987 · EVP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,038 Underlying: Common Stock · 512 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Each restricted stock unit represents a contingent right to receive one share of SPGI common stock. F4 · derivative.exercise_date: As previously reported, the reporting person was granted 1,550 restricted stock units on 04/01/2019, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2019 and will vest 33% on 12/31/2020 and 34% on 12/31/2021. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date. F4 · derivative.expiration_date: As previously reported, the reporting person was granted 1,550 restricted stock units on 04/01/2019, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2019 and will vest 33% on 12/31/2020 and 34% on 12/31/2021. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date. Read SEC document |
| December 31, 2019 Filed Jan 3, 2020 22:30 UTC |
Kemps Steven JEVP, General Counsel
|
Exercise / conversionRestricted Stock Units · Derivative | 557 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000064040-20-000014 · wf-form4_157809063704655.xml · derivative · entry 8 Kemps Steven J · CIK 0001438987 · EVP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 574 Underlying: Common Stock · 557 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Each restricted stock unit represents a contingent right to receive one share of SPGI common stock. F3 · derivative.exercise_date: As previously reported, the reporting person was granted 1,688 restricted stock units on 04/02/2018, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2018 and 33% on 12/31/2019 and the remaining 34% will vest on 12/31/2020. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date. F3 · derivative.expiration_date: As previously reported, the reporting person was granted 1,688 restricted stock units on 04/02/2018, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2018 and 33% on 12/31/2019 and the remaining 34% will vest on 12/31/2020. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date. Read SEC document |
| December 31, 2019 Filed Jan 3, 2020 22:30 UTC |
Kemps Steven JEVP, General Counsel
|
Exercise / conversionRestricted Stock Units · Derivative | 749 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000064040-20-000014 · wf-form4_157809063704655.xml · derivative · entry 7 Kemps Steven J · CIK 0001438987 · EVP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 749 shares Expires 2019-12-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Each restricted stock unit represents a contingent right to receive one share of SPGI common stock. F2 · derivative.exercise_date: As previously reported, the reporting person was granted 2,203 restricted stock units on 04/03/2017, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2017 and 33% on 12/31/2018 and the remaining 34% vested on 12/31/2019. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date. F2 · derivative.expiration_date: As previously reported, the reporting person was granted 2,203 restricted stock units on 04/03/2017, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2017 and 33% on 12/31/2018 and the remaining 34% vested on 12/31/2019. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date. Read SEC document |
| December 31, 2019 Filed Jan 3, 2020 22:30 UTC |
Kemps Steven JEVP, General Counsel
|
Tax withholdingCommon Stock | 174 | $273.05 | $47,510.70 |
DisclosureSEC source: 0000064040-20-000014 · wf-form4_157809063704655.xml · nonDerivative · entry 6 Kemps Steven J · CIK 0001438987 · EVP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,224 Read SEC document |
| December 31, 2019 Filed Jan 3, 2020 22:30 UTC |
Kemps Steven JEVP, General Counsel
|
Exercise / conversionCommon Stock | 512 | $273.05 | $139,801.60 |
DisclosureSEC source: 0000064040-20-000014 · wf-form4_157809063704655.xml · nonDerivative · entry 5 Kemps Steven J · CIK 0001438987 · EVP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,398 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 31, 2019 Filed Jan 3, 2020 22:30 UTC |
Kemps Steven JEVP, General Counsel
|
Tax withholdingCommon Stock | 190 | $273.05 | $51,879.50 |
DisclosureSEC source: 0000064040-20-000014 · wf-form4_157809063704655.xml · nonDerivative · entry 4 Kemps Steven J · CIK 0001438987 · EVP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,886 Read SEC document |
| December 31, 2019 Filed Jan 3, 2020 22:30 UTC |
Kemps Steven JEVP, General Counsel
|
Exercise / conversionCommon Stock | 557 | $273.05 | $152,088.85 |
DisclosureSEC source: 0000064040-20-000014 · wf-form4_157809063704655.xml · nonDerivative · entry 3 Kemps Steven J · CIK 0001438987 · EVP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,076 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 31, 2019 Filed Jan 3, 2020 22:30 UTC |
Kemps Steven JEVP, General Counsel
|
Tax withholdingCommon Stock | 280 | $273.05 | $76,454.00 |
DisclosureSEC source: 0000064040-20-000014 · wf-form4_157809063704655.xml · nonDerivative · entry 2 Kemps Steven J · CIK 0001438987 · EVP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,519 Read SEC document |
| December 31, 2019 Filed Jan 3, 2020 22:30 UTC |
Kemps Steven JEVP, General Counsel
|
Exercise / conversionCommon Stock | 749 | $273.05 | $204,514.45 |
DisclosureSEC source: 0000064040-20-000014 · wf-form4_157809063704655.xml · nonDerivative · entry 1 Kemps Steven J · CIK 0001438987 · EVP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,799 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 31, 2019 Filed Jan 3, 2020 22:32 UTC |
Kocherlakota Sitarama SwamyChief Information Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 302 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000064040-20-000016 · wf-form4_157809072516409.xml · derivative · entry 9 Kocherlakota Sitarama Swamy · CIK 0001727720 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 614 Underlying: Common Stock · 302 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Each restricted stock unit represents a contingent right to receive one share of SPGI common stock. F4 · derivative.exercise_date: As previously reported, the reporting person was granted 916 restricted stock units on 04/01/2019, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2019 and will vest 33% on 12/31/2020 and 34% on 12/31/2021. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date. F4 · derivative.expiration_date: As previously reported, the reporting person was granted 916 restricted stock units on 04/01/2019, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2019 and will vest 33% on 12/31/2020 and 34% on 12/31/2021. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date. Read SEC document |
| December 31, 2019 Filed Jan 3, 2020 22:32 UTC |
Kocherlakota Sitarama SwamyChief Information Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 265 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000064040-20-000016 · wf-form4_157809072516409.xml · derivative · entry 8 Kocherlakota Sitarama Swamy · CIK 0001727720 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 274 Underlying: Common Stock · 265 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Each restricted stock unit represents a contingent right to receive one share of SPGI common stock. F3 · derivative.exercise_date: As previously reported, the reporting person was granted 804 restricted stock units on 04/02/2018, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2018 and 33% on 12/31/2019 and the remaining 34% will vest on 12/31/2020. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date. F3 · derivative.expiration_date: As previously reported, the reporting person was granted 804 restricted stock units on 04/02/2018, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2018 and 33% on 12/31/2019 and the remaining 34% will vest on 12/31/2020. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date. Read SEC document |
| December 31, 2019 Filed Jan 3, 2020 22:32 UTC |
Kocherlakota Sitarama SwamyChief Information Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 297 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000064040-20-000016 · wf-form4_157809072516409.xml · derivative · entry 7 Kocherlakota Sitarama Swamy · CIK 0001727720 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 297 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Each restricted stock unit represents a contingent right to receive one share of SPGI common stock. F2 · derivative.exercise_date: As previously reported, the reporting person was granted 873 restricted stock units on 08/01/2017, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2017 and 33% on 12/31/2018 and the remaining 34% vested on 12/31/2019. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date. F2 · derivative.expiration_date: As previously reported, the reporting person was granted 873 restricted stock units on 08/01/2017, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2017 and 33% on 12/31/2018 and the remaining 34% vested on 12/31/2019. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date. Read SEC document |
| December 31, 2019 Filed Jan 3, 2020 22:32 UTC |
Kocherlakota Sitarama SwamyChief Information Officer
|
Tax withholdingCommon Stock | 102 | $273.05 | $27,851.10 |
DisclosureSEC source: 0000064040-20-000016 · wf-form4_157809072516409.xml · nonDerivative · entry 6 Kocherlakota Sitarama Swamy · CIK 0001727720 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,317 Read SEC document |
| December 31, 2019 Filed Jan 3, 2020 22:32 UTC |
Kocherlakota Sitarama SwamyChief Information Officer
|
Exercise / conversionCommon Stock | 302 | $273.05 | $82,461.10 |
DisclosureSEC source: 0000064040-20-000016 · wf-form4_157809072516409.xml · nonDerivative · entry 5 Kocherlakota Sitarama Swamy · CIK 0001727720 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,419 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 31, 2019 Filed Jan 3, 2020 22:32 UTC |
Kocherlakota Sitarama SwamyChief Information Officer
|
Tax withholdingCommon Stock | 102 | $273.05 | $27,851.10 |
DisclosureSEC source: 0000064040-20-000016 · wf-form4_157809072516409.xml · nonDerivative · entry 4 Kocherlakota Sitarama Swamy · CIK 0001727720 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,117 Read SEC document |
| December 31, 2019 Filed Jan 3, 2020 22:32 UTC |
Kocherlakota Sitarama SwamyChief Information Officer
|
Exercise / conversionCommon Stock | 265 | $273.05 | $72,358.25 |
DisclosureSEC source: 0000064040-20-000016 · wf-form4_157809072516409.xml · nonDerivative · entry 3 Kocherlakota Sitarama Swamy · CIK 0001727720 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,219 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 31, 2019 Filed Jan 3, 2020 22:32 UTC |
Kocherlakota Sitarama SwamyChief Information Officer
|
Tax withholdingCommon Stock | 118 | $273.05 | $32,219.90 |
DisclosureSEC source: 0000064040-20-000016 · wf-form4_157809072516409.xml · nonDerivative · entry 2 Kocherlakota Sitarama Swamy · CIK 0001727720 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,954 Read SEC document |
| December 31, 2019 Filed Jan 3, 2020 22:32 UTC |
Kocherlakota Sitarama SwamyChief Information Officer
|
Exercise / conversionCommon Stock | 297 | $273.05 | $81,095.85 |
DisclosureSEC source: 0000064040-20-000016 · wf-form4_157809072516409.xml · nonDerivative · entry 1 Kocherlakota Sitarama Swamy · CIK 0001727720 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,072 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 31, 2019 Filed Jan 3, 2020 22:34 UTC |
Luquette NancySVP, Chief Risk & Audit Exec
|
Exercise / conversionRestricted Stock Units · Derivative | 209 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000064040-20-000018 · wf-form4_157809085985120.xml · derivative · entry 9 Luquette Nancy · CIK 0001684373 · SVP, Chief Risk & Audit Exec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 425 Underlying: Common Stock · 209 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Each restricted stock unit represents a contingent right to receive one share of SPGI common stock. F4 · derivative.exercise_date: As previously reported, the reporting person was granted 634 restricted stock units on 04/01/2019, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2019 and will vest 33% on 12/31/2020 and 34% on 12/31/2021. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date. F4 · derivative.expiration_date: As previously reported, the reporting person was granted 634 restricted stock units on 04/01/2019, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2019 and will vest 33% on 12/31/2020 and 34% on 12/31/2021. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date. Read SEC document |
| December 31, 2019 Filed Jan 3, 2020 22:34 UTC |
Luquette NancySVP, Chief Risk & Audit Exec
|
Exercise / conversionRestricted Stock Units · Derivative | 159 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000064040-20-000018 · wf-form4_157809085985120.xml · derivative · entry 8 Luquette Nancy · CIK 0001684373 · SVP, Chief Risk & Audit Exec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 164 Underlying: Common Stock · 159 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Each restricted stock unit represents a contingent right to receive one share of SPGI common stock. F3 · derivative.exercise_date: As previously reported, the reporting person was granted 482 restricted stock units on 04/02/2018, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2018 and 33% on 12/31/2019 and the remaining 34% will vest on 12/31/2020. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date. F3 · derivative.expiration_date: As previously reported, the reporting person was granted 482 restricted stock units on 04/02/2018, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2018 and 33% on 12/31/2019 and the remaining 34% will vest on 12/31/2020. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date. Read SEC document |
| December 31, 2019 Filed Jan 3, 2020 22:34 UTC |
Luquette NancySVP, Chief Risk & Audit Exec
|
Exercise / conversionRestricted Stock Units · Derivative | 198 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000064040-20-000018 · wf-form4_157809085985120.xml · derivative · entry 7 Luquette Nancy · CIK 0001684373 · SVP, Chief Risk & Audit Exec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 198 shares Expires 2019-12-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Each restricted stock unit represents a contingent right to receive one share of SPGI common stock. F2 · derivative.exercise_date: As previously reported, the reporting person was granted 580 restricted stock units on 04/03/2017, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2017 and 33% on 12/31/2018 and the remaining 34% vested on 12/31/2019. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date. F2 · derivative.expiration_date: As previously reported, the reporting person was granted 580 restricted stock units on 04/03/2017, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2017 and 33% on 12/31/2018 and the remaining 34% vested on 12/31/2019. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date. Read SEC document |
| December 31, 2019 Filed Jan 3, 2020 22:34 UTC |
Luquette NancySVP, Chief Risk & Audit Exec
|
Tax withholdingCommon Stock | 79 | $273.05 | $21,570.95 |
DisclosureSEC source: 0000064040-20-000018 · wf-form4_157809085985120.xml · nonDerivative · entry 6 Luquette Nancy · CIK 0001684373 · SVP, Chief Risk & Audit Exec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 686 Read SEC document |
| December 31, 2019 Filed Jan 3, 2020 22:34 UTC |
Luquette NancySVP, Chief Risk & Audit Exec
|
Exercise / conversionCommon Stock | 209 | $273.05 | $57,067.45 |
DisclosureSEC source: 0000064040-20-000018 · wf-form4_157809085985120.xml · nonDerivative · entry 5 Luquette Nancy · CIK 0001684373 · SVP, Chief Risk & Audit Exec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 765 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 31, 2019 Filed Jan 3, 2020 22:34 UTC |
Luquette NancySVP, Chief Risk & Audit Exec
|
Tax withholdingCommon Stock | 63 | $273.05 | $17,202.15 |
DisclosureSEC source: 0000064040-20-000018 · wf-form4_157809085985120.xml · nonDerivative · entry 4 Luquette Nancy · CIK 0001684373 · SVP, Chief Risk & Audit Exec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 556 Read SEC document |
| December 31, 2019 Filed Jan 3, 2020 22:34 UTC |
Luquette NancySVP, Chief Risk & Audit Exec
|
Exercise / conversionCommon Stock | 159 | $273.05 | $43,414.95 |
DisclosureSEC source: 0000064040-20-000018 · wf-form4_157809085985120.xml · nonDerivative · entry 3 Luquette Nancy · CIK 0001684373 · SVP, Chief Risk & Audit Exec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 619 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 31, 2019 Filed Jan 3, 2020 22:34 UTC |
Luquette NancySVP, Chief Risk & Audit Exec
|
Tax withholdingCommon Stock | 78 | $273.05 | $21,297.90 |
DisclosureSEC source: 0000064040-20-000018 · wf-form4_157809085985120.xml · nonDerivative · entry 2 Luquette Nancy · CIK 0001684373 · SVP, Chief Risk & Audit Exec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 460 Read SEC document |
| December 31, 2019 Filed Jan 3, 2020 22:34 UTC |
Luquette NancySVP, Chief Risk & Audit Exec
|
Exercise / conversionCommon Stock | 198 | $273.05 | $54,063.90 |
DisclosureSEC source: 0000064040-20-000018 · wf-form4_157809085985120.xml · nonDerivative · entry 1 Luquette Nancy · CIK 0001684373 · SVP, Chief Risk & Audit Exec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 538 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 31, 2019 Filed Jan 3, 2020 22:36 UTC |
Manis DimitraChief People Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 465 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000064040-20-000020 · wf-form4_157809097691551.xml · derivative · entry 6 Manis Dimitra · CIK 0001740534 · Chief People Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 944 Underlying: Common Stock · 465 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Each restricted stock unit represents a contingent right to receive one share of SPGI common stock. F3 · derivative.exercise_date: As previously reported, the reporting person was granted 1,409 restricted stock units on 04/01/2019, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2019 and will vest 33% on 12/31/2020 and 34% on 12/31/2021. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date. F3 · derivative.expiration_date: As previously reported, the reporting person was granted 1,409 restricted stock units on 04/01/2019, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2019 and will vest 33% on 12/31/2020 and 34% on 12/31/2021. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date. Read SEC document |
| December 31, 2019 Filed Jan 3, 2020 22:36 UTC |
Manis DimitraChief People Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 420 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000064040-20-000020 · wf-form4_157809097691551.xml · derivative · entry 5 Manis Dimitra · CIK 0001740534 · Chief People Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 433 Underlying: Common Stock · 420 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Each restricted stock unit represents a contingent right to receive one share of SPGI common stock. F2 · derivative.exercise_date: As previously reported, the reporting person was granted 1,273 restricted stock units on 06/01/2018, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2018 and 33% on 12/31/2019 and the remaining 34% will vest on 12/31/2020. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date. F2 · derivative.expiration_date: As previously reported, the reporting person was granted 1,273 restricted stock units on 06/01/2018, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2018 and 33% on 12/31/2019 and the remaining 34% will vest on 12/31/2020. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date. Read SEC document |
| December 31, 2019 Filed Jan 3, 2020 22:36 UTC |
Manis DimitraChief People Officer
|
Tax withholdingCommon Stock | 181 | $273.05 | $49,422.05 |
DisclosureSEC source: 0000064040-20-000020 · wf-form4_157809097691551.xml · nonDerivative · entry 4 Manis Dimitra · CIK 0001740534 · Chief People Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,470 Read SEC document |
| December 31, 2019 Filed Jan 3, 2020 22:36 UTC |
Manis DimitraChief People Officer
|
Exercise / conversionCommon Stock | 465 | $273.05 | $126,968.25 |
DisclosureSEC source: 0000064040-20-000020 · wf-form4_157809097691551.xml · nonDerivative · entry 3 Manis Dimitra · CIK 0001740534 · Chief People Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,651 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 31, 2019 Filed Jan 3, 2020 22:36 UTC |
Manis DimitraChief People Officer
|
Tax withholdingCommon Stock | 183 | $273.05 | $49,968.15 |
DisclosureSEC source: 0000064040-20-000020 · wf-form4_157809097691551.xml · nonDerivative · entry 2 Manis Dimitra · CIK 0001740534 · Chief People Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,186 Read SEC document |
| December 31, 2019 Filed Jan 3, 2020 22:36 UTC |
Manis DimitraChief People Officer
|
Exercise / conversionCommon Stock | 420 | $273.05 | $114,681.00 |
DisclosureSEC source: 0000064040-20-000020 · wf-form4_157809097691551.xml · nonDerivative · entry 1 Manis Dimitra · CIK 0001740534 · Chief People Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,369 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.