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SPGI

S&P Global Inc.

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2879
SEC CIK
0000064040
Parsed reports
1,240

Last 12 months

Inside the activity.

6 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
Nov 202500
Dec 202510
Jan 202600
Feb 202620
Mar 202600
Apr 202620
May 202610
Jun 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
December 31, 2021 Filed Jan 5, 2022 02:11 UTC
Steenbergen Ewout LEVP & Chief Financial Officer
Exercise / conversionRestricted Stock Units · Derivative 1,161 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000064040-22-000018 · wf-form4_164134865285449.xml · derivative · entry 8

Steenbergen Ewout L · CIK 0001574918 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,199

Underlying: Common Stock · 1,161 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Each restricted stock unit represents a contingent right to receive one share of SPGI common stock.

F3 · derivative.exercise_date: As previously reported, the reporting person was granted 3,521 restricted stock units on 04/01/2020, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2020 and 33% on 12/31/2021 and the remaining 34% will vest on 12/31/2022. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.

F3 · derivative.expiration_date: As previously reported, the reporting person was granted 3,521 restricted stock units on 04/01/2020, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2020 and 33% on 12/31/2021 and the remaining 34% will vest on 12/31/2022. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.

Read SEC document
December 31, 2021 Filed Jan 5, 2022 02:11 UTC
Steenbergen Ewout LEVP & Chief Financial Officer
Exercise / conversionRestricted Stock Units · Derivative 1,197 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000064040-22-000018 · wf-form4_164134865285449.xml · derivative · entry 7

Steenbergen Ewout L · CIK 0001574918 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,197 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Each restricted stock unit represents a contingent right to receive one share of SPGI common stock.

F2 · derivative.exercise_date: As previously reported, the reporting person was granted 3,523 restricted stock units on 04/01/2019, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2019 and 33% on 12/31/2020 and the remaining 34% vested on 12/31/2021. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.

F2 · derivative.expiration_date: As previously reported, the reporting person was granted 3,523 restricted stock units on 04/01/2019, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2019 and 33% on 12/31/2020 and the remaining 34% vested on 12/31/2021. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.

Read SEC document
December 31, 2021 Filed Jan 5, 2022 02:11 UTC
Steenbergen Ewout LEVP & Chief Financial Officer
Tax withholdingCommon Stock 470 $471.93 $221,807.10
Disclosure

SEC source: 0000064040-22-000018 · wf-form4_164134865285449.xml · nonDerivative · entry 6

Steenbergen Ewout L · CIK 0001574918 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,423

Read SEC document
December 31, 2021 Filed Jan 5, 2022 02:11 UTC
Steenbergen Ewout LEVP & Chief Financial Officer
Exercise / conversionCommon Stock 819 $471.93 $386,510.67
Disclosure

SEC source: 0000064040-22-000018 · wf-form4_164134865285449.xml · nonDerivative · entry 5

Steenbergen Ewout L · CIK 0001574918 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,893

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 31, 2021 Filed Jan 5, 2022 02:11 UTC
Steenbergen Ewout LEVP & Chief Financial Officer
Tax withholdingCommon Stock 528 $471.93 $249,179.04
Disclosure

SEC source: 0000064040-22-000018 · wf-form4_164134865285449.xml · nonDerivative · entry 4

Steenbergen Ewout L · CIK 0001574918 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,074

Read SEC document
December 31, 2021 Filed Jan 5, 2022 02:11 UTC
Steenbergen Ewout LEVP & Chief Financial Officer
Exercise / conversionCommon Stock 1,161 $471.93 $547,910.73
Disclosure

SEC source: 0000064040-22-000018 · wf-form4_164134865285449.xml · nonDerivative · entry 3

Steenbergen Ewout L · CIK 0001574918 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,602

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 31, 2021 Filed Jan 5, 2022 02:11 UTC
Steenbergen Ewout LEVP & Chief Financial Officer
Tax withholdingCommon Stock 523 $471.93 $246,819.39
Disclosure

SEC source: 0000064040-22-000018 · wf-form4_164134865285449.xml · nonDerivative · entry 2

Steenbergen Ewout L · CIK 0001574918 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,441

Read SEC document
December 31, 2021 Filed Jan 5, 2022 02:11 UTC
Steenbergen Ewout LEVP & Chief Financial Officer
Exercise / conversionCommon Stock 1,197 $471.93 $564,900.21
Disclosure

SEC source: 0000064040-22-000018 · wf-form4_164134865285449.xml · nonDerivative · entry 1

Steenbergen Ewout L · CIK 0001574918 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,964

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 31, 2021 Filed Jan 5, 2022 02:13 UTC
Manis DimitraChief People Officer
Exercise / conversionRestricted Stock Units · Derivative 382 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000064040-22-000019 · wf-form4_164134880175109.xml · derivative · entry 9

Manis Dimitra · CIK 0001740534 · Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 776

Underlying: Common Stock · 382 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Each restricted stock unit represents a contingent right to receive one share of SPGI common stock.

F4 · derivative.exercise_date: As previously reported, the reporting person was granted 1,158 restricted stock units on 04/01/2021, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2021 and will vest 33% on 12/31/2022 and 34% on 12/31/2023. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.

F4 · derivative.expiration_date: As previously reported, the reporting person was granted 1,158 restricted stock units on 04/01/2021, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2021 and will vest 33% on 12/31/2022 and 34% on 12/31/2023. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.

Read SEC document
December 31, 2021 Filed Jan 5, 2022 02:13 UTC
Manis DimitraChief People Officer
Exercise / conversionRestricted Stock Units · Derivative 528 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000064040-22-000019 · wf-form4_164134880175109.xml · derivative · entry 8

Manis Dimitra · CIK 0001740534 · Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 544

Underlying: Common Stock · 528 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Each restricted stock unit represents a contingent right to receive one share of SPGI common stock.

F3 · derivative.exercise_date: As previously reported, the reporting person was granted 1,600 restricted stock units on 04/01/2020, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2020 and 33% on 12/31/2021 and the remaining 34% will vest on 12/31/2022. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.

F3 · derivative.expiration_date: As previously reported, the reporting person was granted 1,600 restricted stock units on 04/01/2020, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2020 and 33% on 12/31/2021 and the remaining 34% will vest on 12/31/2022. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.

Read SEC document
December 31, 2021 Filed Jan 5, 2022 02:13 UTC
Manis DimitraChief People Officer
Exercise / conversionRestricted Stock Units · Derivative 479 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000064040-22-000019 · wf-form4_164134880175109.xml · derivative · entry 7

Manis Dimitra · CIK 0001740534 · Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 479 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Each restricted stock unit represents a contingent right to receive one share of SPGI common stock.

F2 · derivative.exercise_date: As previously reported, the reporting person was granted 1,409 restricted stock units on 04/01/2019, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2019 and 33% on 12/31/2020 and the remaining 34% vested on 12/31/2021. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.

F2 · derivative.expiration_date: As previously reported, the reporting person was granted 1,409 restricted stock units on 04/01/2019, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2019 and 33% on 12/31/2020 and the remaining 34% vested on 12/31/2021. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.

Read SEC document
December 31, 2021 Filed Jan 5, 2022 02:13 UTC
Manis DimitraChief People Officer
Tax withholdingCommon Stock 162 $471.93 $76,452.66
Disclosure

SEC source: 0000064040-22-000019 · wf-form4_164134880175109.xml · nonDerivative · entry 6

Manis Dimitra · CIK 0001740534 · Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,436

Read SEC document
December 31, 2021 Filed Jan 5, 2022 02:13 UTC
Manis DimitraChief People Officer
Exercise / conversionCommon Stock 382 $471.93 $180,277.26
Disclosure

SEC source: 0000064040-22-000019 · wf-form4_164134880175109.xml · nonDerivative · entry 5

Manis Dimitra · CIK 0001740534 · Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,598

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 31, 2021 Filed Jan 5, 2022 02:13 UTC
Manis DimitraChief People Officer
Tax withholdingCommon Stock 224 $471.93 $105,712.32
Disclosure

SEC source: 0000064040-22-000019 · wf-form4_164134880175109.xml · nonDerivative · entry 4

Manis Dimitra · CIK 0001740534 · Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,216

Read SEC document
December 31, 2021 Filed Jan 5, 2022 02:13 UTC
Manis DimitraChief People Officer
Exercise / conversionCommon Stock 528 $471.93 $249,179.04
Disclosure

SEC source: 0000064040-22-000019 · wf-form4_164134880175109.xml · nonDerivative · entry 3

Manis Dimitra · CIK 0001740534 · Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,440

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 31, 2021 Filed Jan 5, 2022 02:13 UTC
Manis DimitraChief People Officer
Tax withholdingCommon Stock 219 $471.93 $103,352.67
Disclosure

SEC source: 0000064040-22-000019 · wf-form4_164134880175109.xml · nonDerivative · entry 2

Manis Dimitra · CIK 0001740534 · Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,912

Read SEC document
December 31, 2021 Filed Jan 5, 2022 02:13 UTC
Manis DimitraChief People Officer
Exercise / conversionCommon Stock 479 $471.93 $226,054.47
Disclosure

SEC source: 0000064040-22-000019 · wf-form4_164134880175109.xml · nonDerivative · entry 1

Manis Dimitra · CIK 0001740534 · Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,131

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 31, 2021 Filed Jan 5, 2022 02:16 UTC
Saha SaugataPresident, S&P Global Platts
Exercise / conversionRestricted Stock Units · Derivative 354 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000064040-22-000020 · wf-form4_164134895062473.xml · derivative · entry 9

Saha Saugata · CIK 0001839729 · President, S&P Global Platts

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 721

Underlying: Common Stock · 354 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Each restricted stock unit represents a contingent right to receive one share of SPGI common stock.

F4 · derivative.exercise_date: As previously reported, the reporting person was granted 1,075 restricted stock units on 04/01/2021, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2021 and will vest 33% on 12/31/2022 and 34% on 12/31/2023. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.

F4 · derivative.expiration_date: As previously reported, the reporting person was granted 1,075 restricted stock units on 04/01/2021, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2021 and will vest 33% on 12/31/2022 and 34% on 12/31/2023. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.

Read SEC document
December 31, 2021 Filed Jan 5, 2022 02:16 UTC
Saha SaugataPresident, S&P Global Platts
Exercise / conversionRestricted Stock Units · Derivative 190 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000064040-22-000020 · wf-form4_164134895062473.xml · derivative · entry 8

Saha Saugata · CIK 0001839729 · President, S&P Global Platts

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 196

Underlying: Common Stock · 190 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Each restricted stock unit represents a contingent right to receive one share of SPGI common stock.

F3 · derivative.exercise_date: As previously reported, the reporting person was granted 576 restricted stock units on 04/01/2020, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2020 and 33% on 12/31/2021 and the remaining 34% will vest on 12/31/2022. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.

F3 · derivative.expiration_date: As previously reported, the reporting person was granted 576 restricted stock units on 04/01/2020, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2020 and 33% on 12/31/2021 and the remaining 34% will vest on 12/31/2022. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.

Read SEC document
December 31, 2021 Filed Jan 5, 2022 02:16 UTC
Saha SaugataPresident, S&P Global Platts
Exercise / conversionRestricted Stock Units · Derivative 160 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000064040-22-000020 · wf-form4_164134895062473.xml · derivative · entry 7

Saha Saugata · CIK 0001839729 · President, S&P Global Platts

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 160 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Each restricted stock unit represents a contingent right to receive one share of SPGI common stock.

F2 · derivative.exercise_date: As previously reported, the reporting person was granted 472 restricted stock units on 04/01/2019, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2019 and 33% on 12/31/2020 and the remaining 34% vested on 12/31/2021. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.

F2 · derivative.expiration_date: As previously reported, the reporting person was granted 472 restricted stock units on 04/01/2019, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2019 and 33% on 12/31/2020 and the remaining 34% vested on 12/31/2021. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.

Read SEC document
December 31, 2021 Filed Jan 5, 2022 02:16 UTC
Saha SaugataPresident, S&P Global Platts
Tax withholdingCommon Stock 135 $471.93 $63,710.55
Disclosure

SEC source: 0000064040-22-000020 · wf-form4_164134895062473.xml · nonDerivative · entry 6

Saha Saugata · CIK 0001839729 · President, S&P Global Platts

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,955

Read SEC document
December 31, 2021 Filed Jan 5, 2022 02:16 UTC
Saha SaugataPresident, S&P Global Platts
Exercise / conversionCommon Stock 354 $471.93 $167,063.22
Disclosure

SEC source: 0000064040-22-000020 · wf-form4_164134895062473.xml · nonDerivative · entry 5

Saha Saugata · CIK 0001839729 · President, S&P Global Platts

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,090

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 31, 2021 Filed Jan 5, 2022 02:16 UTC
Saha SaugataPresident, S&P Global Platts
Tax withholdingCommon Stock 81 $471.93 $38,226.33
Disclosure

SEC source: 0000064040-22-000020 · wf-form4_164134895062473.xml · nonDerivative · entry 4

Saha Saugata · CIK 0001839729 · President, S&P Global Platts

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,736

Read SEC document
December 31, 2021 Filed Jan 5, 2022 02:16 UTC
Saha SaugataPresident, S&P Global Platts
Exercise / conversionCommon Stock 190 $471.93 $89,666.70
Disclosure

SEC source: 0000064040-22-000020 · wf-form4_164134895062473.xml · nonDerivative · entry 3

Saha Saugata · CIK 0001839729 · President, S&P Global Platts

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,817

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 31, 2021 Filed Jan 5, 2022 02:16 UTC
Saha SaugataPresident, S&P Global Platts
Tax withholdingCommon Stock 70 $471.93 $33,035.10
Disclosure

SEC source: 0000064040-22-000020 · wf-form4_164134895062473.xml · nonDerivative · entry 2

Saha Saugata · CIK 0001839729 · President, S&P Global Platts

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,627

Read SEC document
December 31, 2021 Filed Jan 5, 2022 02:16 UTC
Saha SaugataPresident, S&P Global Platts
Exercise / conversionCommon Stock 160 $471.93 $75,508.80
Disclosure

SEC source: 0000064040-22-000020 · wf-form4_164134895062473.xml · nonDerivative · entry 1

Saha Saugata · CIK 0001839729 · President, S&P Global Platts

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,697

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 01, 2021 Filed Nov 3, 2021 14:26 UTC
Saha SaugataPresident, S&P Global Platts
Exercise / conversionRestricted Stock Units · Derivative 318 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000064040-21-000158 · wf-form4_163594956055195.xml · derivative · entry 3

Saha Saugata · CIK 0001839729 · President, S&P Global Platts

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 330

Underlying: Common Stock · 318 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Each restricted stock unit represents a contingent right to receive one share of SPGI common stock.

F2 · derivative.exercise_date: As previously reported, the reporting person was granted 966 restricted stock units on 11/01/2019, subject to 3-year vesting. The restricted stock units vested 33% on 11/01/2020 and 33% on 11/01/2021 and the remaining 34% will vest on 11/01/2022.

F2 · derivative.expiration_date: As previously reported, the reporting person was granted 966 restricted stock units on 11/01/2019, subject to 3-year vesting. The restricted stock units vested 33% on 11/01/2020 and 33% on 11/01/2021 and the remaining 34% will vest on 11/01/2022.

Read SEC document
November 01, 2021 Filed Nov 3, 2021 14:26 UTC
Saha SaugataPresident, S&P Global Platts
Tax withholdingCommon Stock 169 $463.18 $78,277.42
Disclosure

SEC source: 0000064040-21-000158 · wf-form4_163594956055195.xml · nonDerivative · entry 2

Saha Saugata · CIK 0001839729 · President, S&P Global Platts

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,537

Read SEC document
November 01, 2021 Filed Nov 3, 2021 14:26 UTC
Saha SaugataPresident, S&P Global Platts
Exercise / conversionCommon Stock 318 $463.18 $147,291.24
Disclosure

SEC source: 0000064040-21-000158 · wf-form4_163594956055195.xml · nonDerivative · entry 1

Saha Saugata · CIK 0001839729 · President, S&P Global Platts

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,706

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 01, 2021 Filed Jul 6, 2021 15:44 UTC
Draper Daniel ECEO, S&P Dow Jones Indices
Exercise / conversionRestricted Stock Units · Derivative 1,257 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000064040-21-000147 · wf-form4_162558626409266.xml · derivative · entry 3

Draper Daniel E · CIK 0001816107 · CEO, S&P Dow Jones Indices

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,554

Underlying: Common Stock · 1,257 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Each restricted stock unit represents a contingent right to receive one share of SPGI common stock.

F2 · derivative.exercise_date: As previously reported, the reporting person was granted 3,811 restricted stock units on 07/01/2020, subject to 3-year vesting. The restricted stock units vested 33% on 07/01/2021 and will vest 33% on 07/01/2022 and 34% on 07/01/2023.

F2 · derivative.expiration_date: As previously reported, the reporting person was granted 3,811 restricted stock units on 07/01/2020, subject to 3-year vesting. The restricted stock units vested 33% on 07/01/2021 and will vest 33% on 07/01/2022 and 34% on 07/01/2023.

Read SEC document
July 01, 2021 Filed Jul 6, 2021 15:44 UTC
Draper Daniel ECEO, S&P Dow Jones Indices
Tax withholdingCommon Stock 616 $412.20 $253,915.20
Disclosure

SEC source: 0000064040-21-000147 · wf-form4_162558626409266.xml · nonDerivative · entry 2

Draper Daniel E · CIK 0001816107 · CEO, S&P Dow Jones Indices

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 766

Read SEC document
July 01, 2021 Filed Jul 6, 2021 15:44 UTC
Draper Daniel ECEO, S&P Dow Jones Indices
Exercise / conversionCommon Stock 1,257 $412.20 $518,135.40
Disclosure

SEC source: 0000064040-21-000147 · wf-form4_162558626409266.xml · nonDerivative · entry 1

Draper Daniel E · CIK 0001816107 · CEO, S&P Dow Jones Indices

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,382

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 01, 2021 Filed Jun 3, 2021 20:54 UTC
Manis DimitraChief People Officer
Exercise / conversionRestricted Stock Units · Derivative 1,188 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000064040-21-000134 · wf-form4_162275362451336.xml · derivative · entry 3

Manis Dimitra · CIK 0001740534 · Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,188 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Each restricted stock unit represents a contingent right to receive one share of SPGI common stock.

F2 · derivative.exercise_date: As previously reported, the reporting person was granted 3,494 restricted stock units on 06/01/2018, subject to 3-year vesting. The restricted stock units vested 33% on 06/01/2019 and 33% on 06/01/2020 and the remaining 34% vested on 06/01/2021.

F2 · derivative.expiration_date: As previously reported, the reporting person was granted 3,494 restricted stock units on 06/01/2018, subject to 3-year vesting. The restricted stock units vested 33% on 06/01/2019 and 33% on 06/01/2020 and the remaining 34% vested on 06/01/2021.

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June 01, 2021 Filed Jun 3, 2021 20:54 UTC
Manis DimitraChief People Officer
Tax withholdingCommon Stock 633 $373.46 $236,400.18
Disclosure

SEC source: 0000064040-21-000134 · wf-form4_162275362451336.xml · nonDerivative · entry 2

Manis Dimitra · CIK 0001740534 · Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,652

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June 01, 2021 Filed Jun 3, 2021 20:54 UTC
Manis DimitraChief People Officer
Exercise / conversionCommon Stock 1,188 $373.46 $443,670.48
Disclosure

SEC source: 0000064040-21-000134 · wf-form4_162275362451336.xml · nonDerivative · entry 1

Manis Dimitra · CIK 0001740534 · Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,285

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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May 14, 2021 Filed May 18, 2021 17:34 UTC
Peterson Douglas L.Director · CEO & President
SaleCommon Stock 2,700 $380.00 $1,026,000.00
Disclosure

SEC source: 0000064040-21-000132 · wf-form4_162135927932292.xml · nonDerivative · entry 3

Peterson Douglas L. · CIK 0001581262 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 154,423

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 08/25/2020.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $379.66 to $380.14, inclusive. The reporting person undertakes to provide to S&P Global Inc., any security holder of S&P Global Inc., or the staff of the Security and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (4) to this Form 4.

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May 14, 2021 Filed May 18, 2021 17:34 UTC
Peterson Douglas L.Director · CEO & President
SaleCommon Stock 2,400 $378.81 $909,144.00
Disclosure

SEC source: 0000064040-21-000132 · wf-form4_162135927932292.xml · nonDerivative · entry 2

Peterson Douglas L. · CIK 0001581262 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 157,123

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 08/25/2020.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $378.57 to $379.46, inclusive. The reporting person undertakes to provide to S&P Global Inc., any security holder of S&P Global Inc., or the staff of the Security and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (3) to this Form 4.

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May 14, 2021 Filed May 18, 2021 17:34 UTC
Peterson Douglas L.Director · CEO & President
SaleCommon Stock 1,900 $378.02 $718,238.00
Disclosure

SEC source: 0000064040-21-000132 · wf-form4_162135927932292.xml · nonDerivative · entry 1

Peterson Douglas L. · CIK 0001581262 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 159,523

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 08/25/2020.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $377.58 to $378.48, inclusive. The reporting person undertakes to provide to S&P Global Inc., any security holder of S&P Global Inc., or the staff of the Security and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (2) to this Form 4.

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May 06, 2021 Filed May 10, 2021 18:59 UTC GrantPhantom Stock Units · Derivative 335.39 $389.57 Strike: $0.00 $130,657.88
Disclosure

SEC source: 0000064040-21-000124 · wf-form4_162067314218176.xml · derivative · entry 2

HALDEMAN CHARLES E · CIK 0001202325 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,543.11

Underlying: Common Stock · 335.39 shares

Expires not disclosed

F1 · derivative.exercise_price: The phantom stock units were accrued under the S&P Global Director Deferred Stock Ownership Plan based on the closing price of SPGI common stock on 05/06/2021, the first business day following the day Mr. Haldeman ceased to be a director of the S&P Global board.

F2 · derivative.exercise_date: The phantom stock units were accrued under the S&P Global Director Deferred Stock Ownership Plan and are to be settled 100% in SPGI common stock at such time as the reporting person ceases to be a director. Mr. Haldeman's service as a director of the S&P Global board ceased on 05/05/2021.

F2 · derivative.expiration_date: The phantom stock units were accrued under the S&P Global Director Deferred Stock Ownership Plan and are to be settled 100% in SPGI common stock at such time as the reporting person ceases to be a director. Mr. Haldeman's service as a director of the S&P Global board ceased on 05/05/2021.

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April 02, 2021 Filed Apr 6, 2021 01:13 UTC
Peterson Douglas L.Director · CEO & President
Exercise / conversionRestricted Stock Units · Derivative 10,716 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000064040-21-000094 · wf-form4_161767155171275.xml · derivative · entry 4

Peterson Douglas L. · CIK 0001581262 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,716 shares

Expires 2021-04-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Each restricted stock unit represents a contingent right to receive one share of SPGI common stock.

Read SEC document
April 02, 2021 Filed Apr 6, 2021 01:13 UTC
Peterson Douglas L.Director · CEO & President
Tax withholdingCommon Stock 5,704 $362.65 $2,068,555.60
Disclosure

SEC source: 0000064040-21-000094 · wf-form4_161767155171275.xml · nonDerivative · entry 2

Peterson Douglas L. · CIK 0001581262 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 161,423

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April 02, 2021 Filed Apr 6, 2021 01:13 UTC
Peterson Douglas L.Director · CEO & President
Exercise / conversionCommon Stock 10,716 $362.65 $3,886,157.40
Disclosure

SEC source: 0000064040-21-000094 · wf-form4_161767155171275.xml · nonDerivative · entry 1

Peterson Douglas L. · CIK 0001581262 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 167,127

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 01, 2021 Filed Apr 6, 2021 01:13 UTC
Peterson Douglas L.Director · CEO & President
GrantRestricted Stock Units · Derivative 8,066 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000064040-21-000094 · wf-form4_161767155171275.xml · derivative · entry 3

Peterson Douglas L. · CIK 0001581262 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,066

Underlying: Common Stock · 8,066 shares

Expires not disclosed

F1 · security: Each restricted stock unit represents a contingent right to receive one share of SPGI common stock.

F2 · derivative.exercise_date: The reporting person was granted 8,066 restricted stock units on 04/01/2021, subject to 3-year vesting. The restricted stock units will vest 33% on 12/31/2021, 33% on 12/31/2022 and 34% on 12/31/2023. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.

F2 · derivative.expiration_date: The reporting person was granted 8,066 restricted stock units on 04/01/2021, subject to 3-year vesting. The restricted stock units will vest 33% on 12/31/2021, 33% on 12/31/2022 and 34% on 12/31/2023. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.

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April 01, 2021 Filed Apr 6, 2021 01:14 UTC
Steenbergen Ewout LEVP & Chief Financial Officer
GrantRestricted Stock Units · Derivative 2,482 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000064040-21-000095 · wf-form4_161767157799436.xml · derivative · entry 2

Steenbergen Ewout L · CIK 0001574918 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,482

Underlying: Common Stock · 2,482 shares

Expires not disclosed

F1 · security: Each restricted stock unit represents a contingent right to receive one share of SPGI common stock.

F2 · derivative.exercise_date: The reporting person was granted 2,482 restricted stock units on 04/01/2021, subject to 3-year vesting. The restricted stock units will vest 33% on 12/31/2021, 33% on 12/31/2022 and 34% on 12/31/2023. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.

F2 · derivative.expiration_date: The reporting person was granted 2,482 restricted stock units on 04/01/2021, subject to 3-year vesting. The restricted stock units will vest 33% on 12/31/2021, 33% on 12/31/2022 and 34% on 12/31/2023. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.

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April 01, 2021 Filed Apr 6, 2021 01:14 UTC
BERISFORD JOHN LPresident, S&P Ratings
GrantRestricted Stock Units · Derivative 1,654 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000064040-21-000096 · wf-form4_161767160279799.xml · derivative · entry 2

BERISFORD JOHN L · CIK 0001449719 · President, S&P Ratings

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,654

Underlying: Common Stock · 1,654 shares

Expires not disclosed

F1 · security: Each restricted stock unit represents a contingent right to receive one share of SPGI common stock.

F2 · derivative.exercise_date: The reporting person was granted 1,654 restricted stock units on 04/01/2021, subject to 3-year vesting. The restricted stock units will vest 33% on 12/31/2021, 33% on 12/31/2022 and 34% on 12/31/2023. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.

F2 · derivative.expiration_date: The reporting person was granted 1,654 restricted stock units on 04/01/2021, subject to 3-year vesting. The restricted stock units will vest 33% on 12/31/2021, 33% on 12/31/2022 and 34% on 12/31/2023. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.

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April 01, 2021 Filed Apr 6, 2021 01:15 UTC
CHEUNG MARTINAPresident, Market Intelligence
GrantRestricted Stock Units · Derivative 2,068 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000064040-21-000098 · wf-form4_161767166102103.xml · derivative · entry 2

CHEUNG MARTINA · CIK 0001657890 · President, Market Intelligence

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,068

Underlying: Common Stock · 2,068 shares

Expires not disclosed

F1 · security: Each restricted stock unit represents a contingent right to receive one share of SPGI common stock.

F2 · derivative.exercise_date: The reporting person was granted 2,068 restricted stock units on 04/01/2021, subject to 3-year vesting. The restricted stock units will vest 33% on 12/31/2021, 33% on 12/31/2022 and 34% on 12/31/2023. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.

F2 · derivative.expiration_date: The reporting person was granted 2,068 restricted stock units on 04/01/2021, subject to 3-year vesting. The restricted stock units will vest 33% on 12/31/2021, 33% on 12/31/2022 and 34% on 12/31/2023. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.

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April 01, 2021 Filed Apr 6, 2021 01:17 UTC
Draper Daniel ECEO, S&P Dow Jones Indices
GrantRestricted Stock Units · Derivative 579 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000064040-21-000100 · wf-form4_161767174799335.xml · derivative · entry 2

Draper Daniel E · CIK 0001816107 · CEO, S&P Dow Jones Indices

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 579

Underlying: Common Stock · 579 shares

Expires not disclosed

F1 · security: Each restricted stock unit represents a contingent right to receive one share of SPGI common stock.

F2 · derivative.exercise_date: The reporting person was granted 579 restricted stock units on 04/01/2021, subject to 3-year vesting. The restricted stock units will vest 33% on 12/31/2021, 33% on 12/31/2022 and 34% on 12/31/2023. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.

F2 · derivative.expiration_date: The reporting person was granted 579 restricted stock units on 04/01/2021, subject to 3-year vesting. The restricted stock units will vest 33% on 12/31/2021, 33% on 12/31/2022 and 34% on 12/31/2023. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.

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April 01, 2021 Filed Apr 6, 2021 01:19 UTC
Luquette NancyEVP, Chief Risk Officer
GrantRestricted Stock Units · Derivative 496 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000064040-21-000103 · wf-form4_161767187027326.xml · derivative · entry 2

Luquette Nancy · CIK 0001684373 · EVP, Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 496

Underlying: Common Stock · 496 shares

Expires not disclosed

F1 · security: Each restricted stock unit represents a contingent right to receive one share of SPGI common stock.

F2 · derivative.exercise_date: The reporting person was granted 496 restricted stock units on 04/01/2021, subject to 3-year vesting. The restricted stock units will vest 33% on 12/31/2021, 33% on 12/31/2022 and 34% on 12/31/2023. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.

F2 · derivative.expiration_date: The reporting person was granted 496 restricted stock units on 04/01/2021, subject to 3-year vesting. The restricted stock units will vest 33% on 12/31/2021, 33% on 12/31/2022 and 34% on 12/31/2023. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.

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April 01, 2021 Filed Apr 6, 2021 01:20 UTC
Manis DimitraChief People Officer
GrantRestricted Stock Units · Derivative 1,158 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000064040-21-000105 · wf-form4_161767196265258.xml · derivative · entry 2

Manis Dimitra · CIK 0001740534 · Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,158

Underlying: Common Stock · 1,158 shares

Expires not disclosed

F1 · security: Each restricted stock unit represents a contingent right to receive one share of SPGI common stock.

F2 · derivative.exercise_date: The reporting person was granted 1,158 restricted stock units on 04/01/2021, subject to 3-year vesting. The restricted stock units will vest 33% on 12/31/2021, 33% on 12/31/2022 and 34% on 12/31/2023. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.

F2 · derivative.expiration_date: The reporting person was granted 1,158 restricted stock units on 04/01/2021, subject to 3-year vesting. The restricted stock units will vest 33% on 12/31/2021, 33% on 12/31/2022 and 34% on 12/31/2023. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.

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April 01, 2021 Filed Apr 6, 2021 01:21 UTC
Craig ChristopherSVP and Controller
GrantRestricted Stock Units · Derivative 331 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000064040-21-000106 · wf-form4_161767197856775.xml · derivative · entry 2

Craig Christopher · CIK 0001753369 · SVP and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 331

Underlying: Common Stock · 331 shares

Expires not disclosed

F1 · security: Each restricted stock unit represents a contingent right to receive one share of SPGI common stock.

F2 · derivative.exercise_date: The reporting person was granted 331 restricted stock units on 04/01/2021, subject to 3-year vesting. The restricted stock units will vest 33% on 12/31/2021, 33% on 12/31/2022 and 34% on 12/31/2023. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.

F2 · derivative.expiration_date: The reporting person was granted 331 restricted stock units on 04/01/2021, subject to 3-year vesting. The restricted stock units will vest 33% on 12/31/2021, 33% on 12/31/2022 and 34% on 12/31/2023. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.