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NYSE · USD

SPGI

S&P Global Inc.

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Tapewire entity
2879
SEC CIK
0000064040
Parsed reports
1,240

Last 12 months

Inside the activity.

6 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202510
Jan 202600
Feb 202620
Mar 202600
Apr 202620
May 202610
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
December 31, 2022 Filed Jan 4, 2023 22:30 UTC
CHEUNG MARTINAPresident, S&P Global Ratings
Exercise / conversionCommon Stock 682 $334.94 $228,429.08
Disclosure

SEC source: 0000064040-23-000006 · wf-form4_167287141606713.xml · nonDerivative · entry 3

CHEUNG MARTINA · CIK 0001657890 · President, S&P Global Ratings

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,928

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 31, 2022 Filed Jan 4, 2023 22:30 UTC
CHEUNG MARTINAPresident, S&P Global Ratings
Tax withholdingCommon Stock 299 $334.94 $100,147.06
Disclosure

SEC source: 0000064040-23-000006 · wf-form4_167287141606713.xml · nonDerivative · entry 2

CHEUNG MARTINA · CIK 0001657890 · President, S&P Global Ratings

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,246

Read SEC document
December 31, 2022 Filed Jan 4, 2023 22:30 UTC
CHEUNG MARTINAPresident, S&P Global Ratings
Exercise / conversionCommon Stock 762 $334.94 $255,224.28
Disclosure

SEC source: 0000064040-23-000006 · wf-form4_167287141606713.xml · nonDerivative · entry 1

CHEUNG MARTINA · CIK 0001657890 · President, S&P Global Ratings

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,545

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 31, 2022 Filed Jan 4, 2023 22:34 UTC
Steenbergen Ewout LEVP & Chief Financial Officer
Exercise / conversionRestricted Stock Units · Derivative 887 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000064040-23-000008 · wf-form4_167287162830306.xml · derivative · entry 9

Steenbergen Ewout L · CIK 0001574918 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,801

Underlying: Common Stock · 887 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Each restricted stock unit represents a contingent right to receive one share of SPGI common stock.

F4 · derivative.exercise_date: As previously reported, the reporting person was granted 2,688 restricted stock units on 03/01/2022, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2022 and will vest 33% on 12/31/2023 and 34% on 12/31/2024. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.

F4 · derivative.expiration_date: As previously reported, the reporting person was granted 2,688 restricted stock units on 03/01/2022, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2022 and will vest 33% on 12/31/2023 and 34% on 12/31/2024. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.

Read SEC document
December 31, 2022 Filed Jan 4, 2023 22:34 UTC
Steenbergen Ewout LEVP & Chief Financial Officer
Exercise / conversionRestricted Stock Units · Derivative 819 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000064040-23-000008 · wf-form4_167287162830306.xml · derivative · entry 8

Steenbergen Ewout L · CIK 0001574918 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 844

Underlying: Common Stock · 819 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Each restricted stock unit represents a contingent right to receive one share of SPGI common stock.

F3 · derivative.exercise_date: As previously reported, the reporting person was granted 2,482 restricted stock units on 04/01/2021, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2021 and 33% on 12/31/2022 and the remaining 34% will vest on 12/31/2023. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.

F3 · derivative.expiration_date: As previously reported, the reporting person was granted 2,482 restricted stock units on 04/01/2021, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2021 and 33% on 12/31/2022 and the remaining 34% will vest on 12/31/2023. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.

Read SEC document
December 31, 2022 Filed Jan 4, 2023 22:34 UTC
Steenbergen Ewout LEVP & Chief Financial Officer
Exercise / conversionRestricted Stock Units · Derivative 1,199 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000064040-23-000008 · wf-form4_167287162830306.xml · derivative · entry 7

Steenbergen Ewout L · CIK 0001574918 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,199 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Each restricted stock unit represents a contingent right to receive one share of SPGI common stock.

F2 · derivative.exercise_date: As previously reported, the reporting person was granted 3,521 restricted stock units on 04/01/2020, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2020 and 33% on 12/31/2021 and the remaining 34% vested on 12/31/2022. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.

F2 · derivative.expiration_date: As previously reported, the reporting person was granted 3,521 restricted stock units on 04/01/2020, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2020 and 33% on 12/31/2021 and the remaining 34% vested on 12/31/2022. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.

Read SEC document
December 31, 2022 Filed Jan 4, 2023 22:34 UTC
Steenbergen Ewout LEVP & Chief Financial Officer
Tax withholdingCommon Stock 358 $334.94 $119,908.52
Disclosure

SEC source: 0000064040-23-000008 · wf-form4_167287162830306.xml · nonDerivative · entry 6

Steenbergen Ewout L · CIK 0001574918 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,405

Read SEC document
December 31, 2022 Filed Jan 4, 2023 22:34 UTC
Steenbergen Ewout LEVP & Chief Financial Officer
Exercise / conversionCommon Stock 887 $334.94 $297,091.78
Disclosure

SEC source: 0000064040-23-000008 · wf-form4_167287162830306.xml · nonDerivative · entry 5

Steenbergen Ewout L · CIK 0001574918 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,763

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 31, 2022 Filed Jan 4, 2023 22:34 UTC
Steenbergen Ewout LEVP & Chief Financial Officer
Tax withholdingCommon Stock 331 $334.94 $110,865.14
Disclosure

SEC source: 0000064040-23-000008 · wf-form4_167287162830306.xml · nonDerivative · entry 4

Steenbergen Ewout L · CIK 0001574918 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,876

Read SEC document
December 31, 2022 Filed Jan 4, 2023 22:34 UTC
Steenbergen Ewout LEVP & Chief Financial Officer
Exercise / conversionCommon Stock 819 $334.94 $274,315.86
Disclosure

SEC source: 0000064040-23-000008 · wf-form4_167287162830306.xml · nonDerivative · entry 3

Steenbergen Ewout L · CIK 0001574918 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,207

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 31, 2022 Filed Jan 4, 2023 22:34 UTC
Steenbergen Ewout LEVP & Chief Financial Officer
Tax withholdingCommon Stock 508 $334.94 $170,149.52
Disclosure

SEC source: 0000064040-23-000008 · wf-form4_167287162830306.xml · nonDerivative · entry 2

Steenbergen Ewout L · CIK 0001574918 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,388

Read SEC document
December 31, 2022 Filed Jan 4, 2023 22:34 UTC
Steenbergen Ewout LEVP & Chief Financial Officer
Exercise / conversionCommon Stock 1,199 $334.94 $401,593.06
Disclosure

SEC source: 0000064040-23-000008 · wf-form4_167287162830306.xml · nonDerivative · entry 1

Steenbergen Ewout L · CIK 0001574918 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,896

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 31, 2022 Filed Jan 4, 2023 22:39 UTC
Kansler Adam JasonPresident, Market Intelligence
Exercise / conversionRestricted Stock Units · Derivative 823 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000064040-23-000010 · wf-form4_167287195914642.xml · derivative · entry 4

Kansler Adam Jason · CIK 0001678887 · President, Market Intelligence

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,673

Underlying: Common Stock · 823 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Each restricted stock unit represents a contingent right to receive one share of SPGI Common Stock.

F2 · derivative.exercise_date: As previously reported, the reporting person was granted 2,496 restricted stock units on 03/01/2022, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2022 and will vest 33% on 12/31/2023 and 34% on 12/31/2024. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.

F2 · derivative.expiration_date: As previously reported, the reporting person was granted 2,496 restricted stock units on 03/01/2022, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2022 and will vest 33% on 12/31/2023 and 34% on 12/31/2024. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.

Read SEC document
December 31, 2022 Filed Jan 4, 2023 22:39 UTC
Kansler Adam JasonPresident, Market Intelligence
Tax withholdingCommon Stock 321 $334.94 $107,515.74
Disclosure

SEC source: 0000064040-23-000010 · wf-form4_167287195914642.xml · nonDerivative · entry 2

Kansler Adam Jason · CIK 0001678887 · President, Market Intelligence

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,149

Read SEC document
December 31, 2022 Filed Jan 4, 2023 22:39 UTC
Kansler Adam JasonPresident, Market Intelligence
Exercise / conversionCommon Stock 823 $334.94 $275,655.62
Disclosure

SEC source: 0000064040-23-000010 · wf-form4_167287195914642.xml · nonDerivative · entry 1

Kansler Adam Jason · CIK 0001678887 · President, Market Intelligence

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,470

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 31, 2022 Filed Jan 4, 2023 22:48 UTC
Draper Daniel ECEO, S&P Dow Jones Indices
Exercise / conversionRestricted Stock Units · Derivative 202 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000064040-23-000012 · wf-form4_167287248616105.xml · derivative · entry 9

Draper Daniel E · CIK 0001816107 · CEO, S&P Dow Jones Indices

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 412

Underlying: Common Stock · 202 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Each restricted stock unit represents a contingent right to receive one share of SPGI common stock.

F4 · derivative.exercise_date: As previously reported, the reporting person was granted 614 restricted stock units on 03/01/2022, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2022 and will vest 33% on 12/31/2023 and 34% on 12/31/2024. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.

F4 · derivative.expiration_date: As previously reported, the reporting person was granted 614 restricted stock units on 03/01/2022, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2022 and will vest 33% on 12/31/2023 and 34% on 12/31/2024. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.

Read SEC document
December 31, 2022 Filed Jan 4, 2023 22:48 UTC
Draper Daniel ECEO, S&P Dow Jones Indices
Exercise / conversionRestricted Stock Units · Derivative 191 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000064040-23-000012 · wf-form4_167287248616105.xml · derivative · entry 8

Draper Daniel E · CIK 0001816107 · CEO, S&P Dow Jones Indices

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 197

Underlying: Common Stock · 191 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Each restricted stock unit represents a contingent right to receive one share of SPGI common stock.

F3 · derivative.exercise_date: As previously reported, the reporting person was granted 579 restricted stock units on 04/01/2021, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2021 and 33% on 12/31/2022 and the remaining 34% will vest on 12/31/2023. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.

F3 · derivative.expiration_date: As previously reported, the reporting person was granted 579 restricted stock units on 04/01/2021, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2021 and 33% on 12/31/2022 and the remaining 34% will vest on 12/31/2023. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.

Read SEC document
December 31, 2022 Filed Jan 4, 2023 22:48 UTC
Draper Daniel ECEO, S&P Dow Jones Indices
Exercise / conversionRestricted Stock Units · Derivative 214 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000064040-23-000012 · wf-form4_167287248616105.xml · derivative · entry 7

Draper Daniel E · CIK 0001816107 · CEO, S&P Dow Jones Indices

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 214 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Each restricted stock unit represents a contingent right to receive one share of SPGI common stock.

F2 · derivative.exercise_date: As previously reported, the reporting person was granted 628 restricted stock units on 07/01/2020, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2020 and 33% on 12/31/2021 and the remaining 34% vested on 12/31/2022. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.

F2 · derivative.expiration_date: As previously reported, the reporting person was granted 628 restricted stock units on 07/01/2020, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2020 and 33% on 12/31/2021 and the remaining 34% vested on 12/31/2022. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.

Read SEC document
December 31, 2022 Filed Jan 4, 2023 22:48 UTC
Draper Daniel ECEO, S&P Dow Jones Indices
Tax withholdingCommon Stock 76 $334.94 $25,455.44
Disclosure

SEC source: 0000064040-23-000012 · wf-form4_167287248616105.xml · nonDerivative · entry 6

Draper Daniel E · CIK 0001816107 · CEO, S&P Dow Jones Indices

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,974

Read SEC document
December 31, 2022 Filed Jan 4, 2023 22:48 UTC
Draper Daniel ECEO, S&P Dow Jones Indices
Exercise / conversionCommon Stock 202 $334.94 $67,657.88
Disclosure

SEC source: 0000064040-23-000012 · wf-form4_167287248616105.xml · nonDerivative · entry 5

Draper Daniel E · CIK 0001816107 · CEO, S&P Dow Jones Indices

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,050

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 31, 2022 Filed Jan 4, 2023 22:48 UTC
Draper Daniel ECEO, S&P Dow Jones Indices
Tax withholdingCommon Stock 79 $334.94 $26,460.26
Disclosure

SEC source: 0000064040-23-000012 · wf-form4_167287248616105.xml · nonDerivative · entry 4

Draper Daniel E · CIK 0001816107 · CEO, S&P Dow Jones Indices

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,848

Read SEC document
December 31, 2022 Filed Jan 4, 2023 22:48 UTC
Draper Daniel ECEO, S&P Dow Jones Indices
Exercise / conversionCommon Stock 191 $334.94 $63,973.54
Disclosure

SEC source: 0000064040-23-000012 · wf-form4_167287248616105.xml · nonDerivative · entry 3

Draper Daniel E · CIK 0001816107 · CEO, S&P Dow Jones Indices

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,927

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 31, 2022 Filed Jan 4, 2023 22:48 UTC
Draper Daniel ECEO, S&P Dow Jones Indices
Tax withholdingCommon Stock 89 $334.94 $29,809.66
Disclosure

SEC source: 0000064040-23-000012 · wf-form4_167287248616105.xml · nonDerivative · entry 2

Draper Daniel E · CIK 0001816107 · CEO, S&P Dow Jones Indices

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,736

Read SEC document
December 31, 2022 Filed Jan 4, 2023 22:48 UTC
Draper Daniel ECEO, S&P Dow Jones Indices
Exercise / conversionCommon Stock 214 $334.94 $71,677.16
Disclosure

SEC source: 0000064040-23-000012 · wf-form4_167287248616105.xml · nonDerivative · entry 1

Draper Daniel E · CIK 0001816107 · CEO, S&P Dow Jones Indices

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,825

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 31, 2022 Filed Jan 4, 2023 22:50 UTC
Kemps Steven JEVP, Chief Legal Officer
Exercise / conversionRestricted Stock Units · Derivative 506 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000064040-23-000014 · wf-form4_167287260610805.xml · derivative · entry 9

Kemps Steven J · CIK 0001438987 · EVP, Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,030

Underlying: Common Stock · 506 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Each restricted stock unit represents a contingent right to receive one share of SPGI common stock.

F4 · derivative.exercise_date: As previously reported, the reporting person was granted 1,536 restricted stock units on 03/01/2022, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2022 and will vest 33% on 12/31/2023 and 34% on 12/31/2024. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.

F4 · derivative.expiration_date: As previously reported, the reporting person was granted 1,536 restricted stock units on 03/01/2022, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2022 and will vest 33% on 12/31/2023 and 34% on 12/31/2024. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.

Read SEC document
December 31, 2022 Filed Jan 4, 2023 22:50 UTC
Kemps Steven JEVP, Chief Legal Officer
Exercise / conversionRestricted Stock Units · Derivative 341 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000064040-23-000014 · wf-form4_167287260610805.xml · derivative · entry 8

Kemps Steven J · CIK 0001438987 · EVP, Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 352

Underlying: Common Stock · 341 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Each restricted stock unit represents a contingent right to receive one share of SPGI common stock.

F3 · derivative.exercise_date: As previously reported, the reporting person was granted 1,034 restricted stock units on 04/01/2021, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2021 and 33% on 12/31/2022 and the remaining 34% will vest on 12/31/2023. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.

F3 · derivative.expiration_date: As previously reported, the reporting person was granted 1,034 restricted stock units on 04/01/2021, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2021 and 33% on 12/31/2022 and the remaining 34% will vest on 12/31/2023. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.

Read SEC document
December 31, 2022 Filed Jan 4, 2023 22:50 UTC
Kemps Steven JEVP, Chief Legal Officer
Exercise / conversionRestricted Stock Units · Derivative 544 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000064040-23-000014 · wf-form4_167287260610805.xml · derivative · entry 7

Kemps Steven J · CIK 0001438987 · EVP, Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 544 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Each restricted stock unit represents a contingent right to receive one share of SPGI common stock.

F2 · derivative.exercise_date: As previously reported, the reporting person was granted 1,600 restricted stock units on 04/01/2020, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2020 and 33% on 12/31/2021 and the remaining 34% vested on 12/31/2022. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.

F2 · derivative.expiration_date: As previously reported, the reporting person was granted 1,600 restricted stock units on 04/01/2020, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2020 and 33% on 12/31/2021 and the remaining 34% vested on 12/31/2022. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.

Read SEC document
December 31, 2022 Filed Jan 4, 2023 22:50 UTC
Kemps Steven JEVP, Chief Legal Officer
Tax withholdingCommon Stock 124 $334.94 $41,532.56
Disclosure

SEC source: 0000064040-23-000014 · wf-form4_167287260610805.xml · nonDerivative · entry 6

Kemps Steven J · CIK 0001438987 · EVP, Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,735

Read SEC document
December 31, 2022 Filed Jan 4, 2023 22:50 UTC
Kemps Steven JEVP, Chief Legal Officer
Exercise / conversionCommon Stock 506 $334.94 $169,479.64
Disclosure

SEC source: 0000064040-23-000014 · wf-form4_167287260610805.xml · nonDerivative · entry 5

Kemps Steven J · CIK 0001438987 · EVP, Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,859

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 31, 2022 Filed Jan 4, 2023 22:50 UTC
Kemps Steven JEVP, Chief Legal Officer
Tax withholdingCommon Stock 83 $334.94 $27,800.02
Disclosure

SEC source: 0000064040-23-000014 · wf-form4_167287260610805.xml · nonDerivative · entry 4

Kemps Steven J · CIK 0001438987 · EVP, Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,353

Read SEC document
December 31, 2022 Filed Jan 4, 2023 22:50 UTC
Kemps Steven JEVP, Chief Legal Officer
Exercise / conversionCommon Stock 341 $334.94 $114,214.54
Disclosure

SEC source: 0000064040-23-000014 · wf-form4_167287260610805.xml · nonDerivative · entry 3

Kemps Steven J · CIK 0001438987 · EVP, Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,436

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 31, 2022 Filed Jan 4, 2023 22:50 UTC
Kemps Steven JEVP, Chief Legal Officer
Tax withholdingCommon Stock 162 $334.94 $54,260.28
Disclosure

SEC source: 0000064040-23-000014 · wf-form4_167287260610805.xml · nonDerivative · entry 2

Kemps Steven J · CIK 0001438987 · EVP, Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,095

Read SEC document
December 31, 2022 Filed Jan 4, 2023 22:50 UTC
Kemps Steven JEVP, Chief Legal Officer
Exercise / conversionCommon Stock 544 $334.94 $182,207.36
Disclosure

SEC source: 0000064040-23-000014 · wf-form4_167287260610805.xml · nonDerivative · entry 1

Kemps Steven J · CIK 0001438987 · EVP, Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,257

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 31, 2022 Filed Jan 4, 2023 22:54 UTC
Moore SallyEVP, Global Head of Strategy
Exercise / conversionRestricted Stock Units · Derivative 253 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000064040-23-000016 · wf-form4_167287282119710.xml · derivative · entry 3

Moore Sally · CIK 0001914721 · EVP, Global Head of Strategy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 515

Underlying: Common Stock · 253 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Each restricted stock unit represents a contingent right to receive one share of SPGI common stock.

F2 · derivative.exercise_date: As previously reported, the reporting person was granted 768 restricted stock units on 03/01/2022, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2022 and will vest 33% on 12/31/2023 and 34% on 12/31/2024. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.

F2 · derivative.expiration_date: As previously reported, the reporting person was granted 768 restricted stock units on 03/01/2022, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2022 and will vest 33% on 12/31/2023 and 34% on 12/31/2024. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.

Read SEC document
December 31, 2022 Filed Jan 4, 2023 22:54 UTC
Moore SallyEVP, Global Head of Strategy
Tax withholdingCommon Stock 119 $334.94 $39,857.86
Disclosure

SEC source: 0000064040-23-000016 · wf-form4_167287282119710.xml · nonDerivative · entry 2

Moore Sally · CIK 0001914721 · EVP, Global Head of Strategy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,765

Read SEC document
December 31, 2022 Filed Jan 4, 2023 22:54 UTC
Moore SallyEVP, Global Head of Strategy
Exercise / conversionCommon Stock 253 $334.94 $84,739.82
Disclosure

SEC source: 0000064040-23-000016 · wf-form4_167287282119710.xml · nonDerivative · entry 1

Moore Sally · CIK 0001914721 · EVP, Global Head of Strategy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,884

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 31, 2022 Filed Jan 4, 2023 22:56 UTC
Craig ChristopherSVP and Controller
Exercise / conversionRestricted Stock Units · Derivative 734 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000064040-23-000018 · wf-form4_167287299028121.xml · derivative · entry 9

Craig Christopher · CIK 0001753369 · SVP and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,493

Underlying: Common Stock · 734 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Each restricted stock unit represents a contingent right to receive one share of SPGI common stock.

F4 · derivative.exercise_date: As previously reported, the reporting person was granted 2,227 restricted stock units on 03/01/2022, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2022 and will vest 33% on 12/31/2023 and 34% on 12/31/2024. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.

F4 · derivative.expiration_date: As previously reported, the reporting person was granted 2,227 restricted stock units on 03/01/2022, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2022 and will vest 33% on 12/31/2023 and 34% on 12/31/2024. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.

Read SEC document
December 31, 2022 Filed Jan 4, 2023 22:56 UTC
Craig ChristopherSVP and Controller
Exercise / conversionRestricted Stock Units · Derivative 109 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000064040-23-000018 · wf-form4_167287299028121.xml · derivative · entry 8

Craig Christopher · CIK 0001753369 · SVP and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 113

Underlying: Common Stock · 109 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Each restricted stock unit represents a contingent right to receive one share of SPGI common stock.

F3 · derivative.exercise_date: As previously reported, the reporting person was granted 331 restricted stock units on 04/01/2021, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2021 and 33% on 12/31/2022 and the remaining 34% will vest on 12/31/2023. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.

F3 · derivative.expiration_date: As previously reported, the reporting person was granted 331 restricted stock units on 04/01/2021, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2021 and 33% on 12/31/2022 and the remaining 34% will vest on 12/31/2023. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.

Read SEC document
December 31, 2022 Filed Jan 4, 2023 22:56 UTC
Craig ChristopherSVP and Controller
Exercise / conversionRestricted Stock Units · Derivative 176 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000064040-23-000018 · wf-form4_167287299028121.xml · derivative · entry 7

Craig Christopher · CIK 0001753369 · SVP and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 176 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Each restricted stock unit represents a contingent right to receive one share of SPGI common stock.

F2 · derivative.exercise_date: As previously reported, the reporting person was granted 512 restricted stock units on 04/01/2020, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2020 and 33% on 12/31/2021 and the remaining 34% vested on 12/31/2022. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.

F2 · derivative.expiration_date: As previously reported, the reporting person was granted 512 restricted stock units on 04/01/2020, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2020 and 33% on 12/31/2021 and the remaining 34% vested on 12/31/2022. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.

Read SEC document
December 31, 2022 Filed Jan 4, 2023 22:56 UTC
Craig ChristopherSVP and Controller
Tax withholdingCommon Stock 275 $334.94 $92,108.50
Disclosure

SEC source: 0000064040-23-000018 · wf-form4_167287299028121.xml · nonDerivative · entry 6

Craig Christopher · CIK 0001753369 · SVP and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,913

Read SEC document
December 31, 2022 Filed Jan 4, 2023 22:56 UTC
Craig ChristopherSVP and Controller
Exercise / conversionCommon Stock 734 $334.94 $245,845.96
Disclosure

SEC source: 0000064040-23-000018 · wf-form4_167287299028121.xml · nonDerivative · entry 5

Craig Christopher · CIK 0001753369 · SVP and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,188

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 31, 2022 Filed Jan 4, 2023 22:56 UTC
Craig ChristopherSVP and Controller
Tax withholdingCommon Stock 46 $334.94 $15,407.24
Disclosure

SEC source: 0000064040-23-000018 · wf-form4_167287299028121.xml · nonDerivative · entry 4

Craig Christopher · CIK 0001753369 · SVP and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,454

Read SEC document
December 31, 2022 Filed Jan 4, 2023 22:56 UTC
Craig ChristopherSVP and Controller
Exercise / conversionCommon Stock 109 $334.94 $36,508.46
Disclosure

SEC source: 0000064040-23-000018 · wf-form4_167287299028121.xml · nonDerivative · entry 3

Craig Christopher · CIK 0001753369 · SVP and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,500

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 31, 2022 Filed Jan 4, 2023 22:56 UTC
Craig ChristopherSVP and Controller
Tax withholdingCommon Stock 73 $334.94 $24,450.62
Disclosure

SEC source: 0000064040-23-000018 · wf-form4_167287299028121.xml · nonDerivative · entry 2

Craig Christopher · CIK 0001753369 · SVP and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,391

Read SEC document
December 31, 2022 Filed Jan 4, 2023 22:56 UTC
Craig ChristopherSVP and Controller
Exercise / conversionCommon Stock 176 $334.94 $58,949.44
Disclosure

SEC source: 0000064040-23-000018 · wf-form4_167287299028121.xml · nonDerivative · entry 1

Craig Christopher · CIK 0001753369 · SVP and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,464

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 31, 2022 Filed Jan 4, 2023 22:59 UTC
Luquette NancyEVP, Chief Risk Officer
Exercise / conversionRestricted Stock Units · Derivative 190 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000064040-23-000020 · wf-form4_167287317027363.xml · derivative · entry 9

Luquette Nancy · CIK 0001684373 · EVP, Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 386

Underlying: Common Stock · 190 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Each restricted stock unit represents a contingent right to receive one share of SPGI common stock.

F4 · derivative.exercise_date: As previously reported, the reporting person was granted 576 restricted stock units on 03/01/2022, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2022 and will vest 33% on 12/31/2023 and 34% on 12/31/2024. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.

F4 · derivative.expiration_date: As previously reported, the reporting person was granted 576 restricted stock units on 03/01/2022, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2022 and will vest 33% on 12/31/2023 and 34% on 12/31/2024. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.

Read SEC document
December 31, 2022 Filed Jan 4, 2023 22:59 UTC
Luquette NancyEVP, Chief Risk Officer
Exercise / conversionRestricted Stock Units · Derivative 163 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000064040-23-000020 · wf-form4_167287317027363.xml · derivative · entry 8

Luquette Nancy · CIK 0001684373 · EVP, Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 170

Underlying: Common Stock · 163 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Each restricted stock unit represents a contingent right to receive one share of SPGI common stock.

F3 · derivative.exercise_date: As previously reported, the reporting person was granted 496 restricted stock units on 04/01/2021, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2021 and 33% on 12/31/2022 and the remaining 34% will vest on 12/31/2023. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.

F3 · derivative.expiration_date: As previously reported, the reporting person was granted 496 restricted stock units on 04/01/2021, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2021 and 33% on 12/31/2022 and the remaining 34% will vest on 12/31/2023. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.

Read SEC document
December 31, 2022 Filed Jan 4, 2023 22:59 UTC
Luquette NancyEVP, Chief Risk Officer
Exercise / conversionRestricted Stock Units · Derivative 262 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000064040-23-000020 · wf-form4_167287317027363.xml · derivative · entry 7

Luquette Nancy · CIK 0001684373 · EVP, Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 262 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Each restricted stock unit represents a contingent right to receive one share of SPGI common stock.

F2 · derivative.exercise_date: As previously reported, the reporting person was granted 768 restricted stock units on 04/01/2020, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2020 and 33% on 12/31/2021 and the remaining 34% vested on 12/31/2022. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.

F2 · derivative.expiration_date: As previously reported, the reporting person was granted 768 restricted stock units on 04/01/2020, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2020 and 33% on 12/31/2021 and the remaining 34% vested on 12/31/2022. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.

Read SEC document
December 31, 2022 Filed Jan 4, 2023 22:59 UTC
Luquette NancyEVP, Chief Risk Officer
Tax withholdingCommon Stock 70 $334.94 $23,445.80
Disclosure

SEC source: 0000064040-23-000020 · wf-form4_167287317027363.xml · nonDerivative · entry 6

Luquette Nancy · CIK 0001684373 · EVP, Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,837

Read SEC document
December 31, 2022 Filed Jan 4, 2023 22:59 UTC
Luquette NancyEVP, Chief Risk Officer
Exercise / conversionCommon Stock 190 $334.94 $63,638.60
Disclosure

SEC source: 0000064040-23-000020 · wf-form4_167287317027363.xml · nonDerivative · entry 5

Luquette Nancy · CIK 0001684373 · EVP, Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,907

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.