Last 12 months
Inside the activity.
0 purchase rows · 4 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 1 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 3 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 21, 2020 Filed Feb 25, 2020 18:49 UTC |
GOLDSTEIN PHILLIPDirector · Chairman and Secretary
|
Purchase3.50% Convertible Preferred Stock Series B · Derivative | 2,613 | $25.75 Strike: $0.00 | $67,284.75 |
DisclosureSEC source: 0001104659-20-024662 · tm2010906d1_4.xml · derivative · entry 3 GOLDSTEIN PHILLIP · CIK 0001067621 · Director · Chairman and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,777 Underlying: Common Stock · 4,573 shares Expires not disclosed F2 · derivative.exercise_date: The shares of Preferred Stock are convertible into common stock immediately upon issuance at the current conversion rate equivalent to a conversion price of $14.29 per share of common stock (which is a ratio of 1.7499 shares of common stock for each share of Preferred Stock held), subject to adjustment. F3 · derivative.expiration_date: If not converted prior, the shares of Preferred Stock will be redeemed by the Issuer on August 19, 2021. Read SEC document |
| February 14, 2020 Filed Feb 18, 2020 16:50 UTC |
GOLDSTEIN PHILLIPDirector · Chairman and Secretary
|
Purchase3.50% Convertible Preferred Stock Series B · Derivative | 100 | $25.75 Strike: $0.00 | $2,575.00 |
DisclosureSEC source: 0001104659-20-022326 · tm209289-1_4.xml · derivative · entry 4 GOLDSTEIN PHILLIP · CIK 0001067621 · Director · Chairman and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,164 Underlying: Common Stock · 174 shares Expires not disclosed F2 · derivative.exercise_date: The shares of Preferred Stock are convertible into common stock immediately upon issuance at the current conversion rate equivalent to a conversion price of $14.38 per share of common stock (which is a ratio of 1.7385 shares of common stock for each share of Preferred Stock held), subject to adjustment. F3 · derivative.expiration_date: If not converted prior, the shares of Preferred Stock will be redeemed by the Issuer on August 19, 2021. Read SEC document |
| February 13, 2020 Filed Feb 18, 2020 16:50 UTC |
GOLDSTEIN PHILLIPDirector · Chairman and Secretary
|
Purchase3.50% Convertible Preferred Stock Series B · Derivative | 900 | $25.75 Strike: $0.00 | $23,175.00 |
DisclosureSEC source: 0001104659-20-022326 · tm209289-1_4.xml · derivative · entry 3 GOLDSTEIN PHILLIP · CIK 0001067621 · Director · Chairman and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,064 Underlying: Common Stock · 1,565 shares Expires not disclosed F2 · derivative.exercise_date: The shares of Preferred Stock are convertible into common stock immediately upon issuance at the current conversion rate equivalent to a conversion price of $14.38 per share of common stock (which is a ratio of 1.7385 shares of common stock for each share of Preferred Stock held), subject to adjustment. F3 · derivative.expiration_date: If not converted prior, the shares of Preferred Stock will be redeemed by the Issuer on August 19, 2021. Read SEC document |
| December 10, 2019 Filed Feb 14, 2020 18:09 UTC |
GOLDSTEIN PHILLIPDirector · Chairman and Secretary
|
GiftCommon Stock | 6,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-20-021293 · tv538250_form5.xml · nonDerivative · entry 1 GOLDSTEIN PHILLIP · CIK 0001067621 · Director · Chairman and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 102,316 F1 · kind: Bona fide gift of 6,000 shares to Reporting Person's grandchildren. F1 · shares: Bona fide gift of 6,000 shares to Reporting Person's grandchildren. F2 · price: Price is not applicable to acquisitions or dispositions resulting from bona fide gifts. F3 · balance_after: Reflects 1,025 shares previously transferred from an account in which Reporting Person has an Indirect interest to an account in which Reporting Person has a Direct interest. Read SEC document |
| July 25, 2019 Filed Jul 29, 2019 21:01 UTC |
HELLERMAN GERALDDirector · CCO
|
PurchaseCommon Stock | 2,700 | $13.98 | $37,746.00 |
DisclosureSEC source: 0001144204-19-036486 · tv526031_4.xml · nonDerivative · entry 1 HELLERMAN GERALD · CIK 0001222911 · Director · CCO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,483 Read SEC document |
| May 23, 2019 Filed May 24, 2019 21:05 UTC |
HELLERMAN GERALDDirector · CCO
|
PurchaseCommon Stock | 1,500 | $13.31 | $19,965.00 |
DisclosureSEC source: 0001144204-19-028201 · tv522410_4.xml · nonDerivative · entry 1 HELLERMAN GERALD · CIK 0001222911 · Director · CCO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,992 Read SEC document |
| March 19, 2019 Filed Mar 20, 2019 19:16 UTC |
GOLDSTEIN PHILLIPDirector · Chairman and Secretary
|
PurchaseCommon Stock | 4,000 | $13.36 | $53,440.00 |
DisclosureSEC source: 0001398344-19-005271 · fp0040507_4.xml · nonDerivative · entry 1 GOLDSTEIN PHILLIP · CIK 0001067621 · Director · Chairman and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 107,291 Read SEC document |
| February 08, 2019 Filed Feb 12, 2019 22:30 UTC |
GOLDSTEIN PHILLIPDirector · Chairman and Secretary
|
Purchase3.50% Convertible Preferred Stock Series B · Derivative | 165 | $24.88 Strike: $0.00 | $4,105.20 |
DisclosureSEC source: 0001144204-19-006709 · tv513261_4.xml · derivative · entry 3 GOLDSTEIN PHILLIP · CIK 0001067621 · Director · Chairman and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,164 Underlying: Common Stock · 218 shares Expires not disclosed F2 · derivative.exercise_date: The shares of Preferred Stock are convertible into common stock immediately upon issuance at a conversion rate equivalent to a conversion price of $19.00 per share of common stock (which is a ratio of 1.3158 shares of common stock for each share of Preferred Stock held), subject to adjustment. F3 · derivative.expiration_date: The shares of Preferred Stock will be redeemed by the Issuer if not converted prior to August 26, 2021. Read SEC document |
| January 28, 2019 Filed Jan 29, 2019 22:58 UTC |
GOLDSTEIN PHILLIPDirector · Chairman and Secretary
|
PurchaseCommon Stock | 100 | $12.63 | $1,263.00 |
DisclosureSEC source: 0001144204-19-003587 · tv511954_form4.xml · nonDerivative · entry 2 GOLDSTEIN PHILLIP · CIK 0001067621 · Director · Chairman and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 103,291 Read SEC document |
| January 28, 2019 Filed Jan 29, 2019 22:58 UTC |
GOLDSTEIN PHILLIPDirector · Chairman and Secretary
|
PurchaseCommon Stock | 3,000 | $12.68 | $38,040.00 |
DisclosureSEC source: 0001144204-19-003587 · tv511954_form4.xml · nonDerivative · entry 1 GOLDSTEIN PHILLIP · CIK 0001067621 · Director · Chairman and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 103,191 Read SEC document |
| January 15, 2019 Filed Jan 16, 2019 22:30 UTC |
GOLDSTEIN PHILLIPDirector · Chairman and Secretary
|
PurchaseCommon Stock | 100 | $12.48 | $1,248.00 |
DisclosureSEC source: 0001144204-19-001877 · tv511133_form4.xml · nonDerivative · entry 2 GOLDSTEIN PHILLIP · CIK 0001067621 · Director · Chairman and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,191 Read SEC document |
| January 15, 2019 Filed Jan 16, 2019 22:30 UTC |
GOLDSTEIN PHILLIPDirector · Chairman and Secretary
|
PurchaseCommon Stock | 3,000 | $12.49 | $37,470.00 |
DisclosureSEC source: 0001144204-19-001877 · tv511133_form4.xml · nonDerivative · entry 1 GOLDSTEIN PHILLIP · CIK 0001067621 · Director · Chairman and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,091 Read SEC document |
| January 08, 2019 Filed Jan 10, 2019 22:30 UTC |
GOLDSTEIN PHILLIPDirector · Chairman and Secretary
|
Purchase3.50% Convertible Preferred Stock Series B · Derivative | 3,000 | $24.90 Strike: $0.00 | $74,700.00 |
DisclosureSEC source: 0001144204-19-001375 · tv510870_form4.xml · derivative · entry 3 GOLDSTEIN PHILLIP · CIK 0001067621 · Director · Chairman and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,999 Underlying: Common Stock · 3,947 shares Expires not disclosed F2 · derivative.exercise_date: The shares of Preferred Stock are convertible into common stock immediately upon issuance at a conversion rate equivalent to a conversion price of $19.00 per share of common stock (which is a ratio of 1.3158 shares of common stock for each share of Preferred Stock held), subject to adjustment. F3 · derivative.expiration_date: The shares of Preferred Stock will be redeemed by the Issuer if not converted prior to August 26, 2021. Read SEC document |
| January 04, 2019 Filed Jan 8, 2019 22:34 UTC |
GOLDSTEIN PHILLIPDirector · Chairman and Secretary
|
Purchase3.50% Convertible Preferred Stock Series B · Derivative | 2,500 | $24.90 Strike: $0.00 | $62,250.00 |
DisclosureSEC source: 0001144204-19-001123 · tv510625_form4.xml · derivative · entry 3 GOLDSTEIN PHILLIP · CIK 0001067621 · Director · Chairman and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,999 Underlying: Common Stock · 3,290 shares Expires not disclosed F2 · derivative.exercise_date: The shares of Preferred Stock are convertible into common stock immediately upon issuance at a conversion rate equivalent to a conversion price of $19.00 per share of common stock (which is a ratio of 1.3158 shares of common stock for each share of Preferred Stock held), subject to adjustment. F3 · derivative.expiration_date: The shares of Preferred Stock will be redeemed by the Issuer if not converted prior to August 26, 2021. Read SEC document |
| January 03, 2019 Filed Jan 4, 2019 22:30 UTC |
GOLDSTEIN PHILLIPDirector · Chairman and Secretary
|
Other3.50% Convertible Preferred Stock Series B · Derivative | 3,000 | $24.90 Strike: $0.00 | $74,700.00 |
DisclosureSEC source: 0001144204-19-000710 · tv510449_form4.xml · derivative · entry 4 GOLDSTEIN PHILLIP · CIK 0001067621 · Director · Chairman and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,499 Underlying: Common Stock · 3,947 shares Expires not disclosed F2 · derivative.exercise_date: The shares of Preferred Stock are convertible into common stock immediately upon issuance at a conversion rate equivalent to a conversion price of $19.00 per share of common stock (which is a ratio of 1.3158 shares of common stock for each share of Preferred Stock held), subject to adjustment. F3 · derivative.expiration_date: The shares of Preferred Stock will be redeemed by the Issuer if not converted prior to August 26, 2021. Read SEC document |
| January 03, 2019 Filed Jan 8, 2019 22:33 UTC Amendment |
GOLDSTEIN PHILLIPDirector · Chairman and Secretary
|
Purchase3.50% Convertible Preferred Stock Series B · Derivative | 3,000 | $24.90 Strike: $0.00 | $74,700.00 |
DisclosureSEC source: 0001144204-19-001122 · tv510624_form4a.xml · derivative · entry 1 GOLDSTEIN PHILLIP · CIK 0001067621 · Director · Chairman and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,499 Underlying: Common Stock · 3,947 shares Expires not disclosed F3 · kind: This amended Form 4 is being filed to correct the Transaction Code. F1 · derivative.exercise_date: The shares of Preferred Stock are convertible into common stock immediately upon issuance at a conversion rate equivalent to a conversion price of $19.00 per share of common stock (which is a ratio of 1.3158 shares of common stock for each share of Preferred Stock held), subject to adjustment. F2 · derivative.expiration_date: The shares of Preferred Stock will be redeemed by the Issuer if not converted prior to August 26, 2021. Read SEC document |
| January 02, 2019 Filed Jan 4, 2019 22:30 UTC |
GOLDSTEIN PHILLIPDirector · Chairman and Secretary
|
PurchaseCommon Stock | 3 | $11.75 | $35.25 |
DisclosureSEC source: 0001144204-19-000710 · tv510449_form4.xml · nonDerivative · entry 2 GOLDSTEIN PHILLIP · CIK 0001067621 · Director · Chairman and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 97,091 Read SEC document |
| December 27, 2018 Filed Dec 31, 2018 22:31 UTC |
GOLDSTEIN PHILLIPDirector · Chairman and Secretary
|
PurchaseCommon Stock | 3,000 | $11.34 | $34,020.00 |
DisclosureSEC source: 0001144204-18-066787 · tv510124_form4.xml · nonDerivative · entry 2 GOLDSTEIN PHILLIP · CIK 0001067621 · Director · Chairman and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 92,088 Read SEC document |
| December 27, 2018 Filed Dec 31, 2018 22:31 UTC |
GOLDSTEIN PHILLIPDirector · Chairman and Secretary
|
PurchaseCommon Stock | 3,000 | $11.29 | $33,870.00 |
DisclosureSEC source: 0001144204-18-066787 · tv510124_form4.xml · nonDerivative · entry 1 GOLDSTEIN PHILLIP · CIK 0001067621 · Director · Chairman and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 89,088 Read SEC document |
| December 19, 2018 Filed Jan 4, 2019 22:30 UTC |
GOLDSTEIN PHILLIPDirector · Chairman and Secretary
|
PurchaseCommon Stock | 5,000 | $11.61 | $58,050.00 |
DisclosureSEC source: 0001144204-19-000710 · tv510449_form4.xml · nonDerivative · entry 1 GOLDSTEIN PHILLIP · CIK 0001067621 · Director · Chairman and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 97,088 Read SEC document |
| October 11, 2018 Filed Oct 11, 2018 22:00 UTC |
HELLERMAN GERALDDirector · CCO
|
PurchaseCommon Stock | 1,000 | $14.47 | $14,470.00 |
DisclosureSEC source: 0001144204-18-053523 · tv504689_form4.xml · nonDerivative · entry 1 HELLERMAN GERALD · CIK 0001222911 · Director · CCO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,793 Read SEC document |
| July 02, 2018 Filed Jul 3, 2018 17:22 UTC |
GOLDSTEIN PHILLIPDirector · Chairman and Secretary
|
PurchaseCommon Stock | 2,407 | $14.95 | $35,984.65 |
DisclosureSEC source: 0001144204-18-037145 · tv497967_form4.xml · nonDerivative · entry 1 GOLDSTEIN PHILLIP · CIK 0001067621 · Director · Chairman and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 86,088 Read SEC document |
| June 28, 2018 Filed Jul 2, 2018 11:46 UTC |
GOLDSTEIN PHILLIPDirector · Chairman and Secretary
|
PurchaseCommon Stock | 93 | $14.95 | $1,390.35 |
DisclosureSEC source: 0001144204-18-036803 · tv497829_4.xml · nonDerivative · entry 1 GOLDSTEIN PHILLIP · CIK 0001067621 · Director · Chairman and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 83,681 Read SEC document |
| May 24, 2018 Filed May 25, 2018 15:45 UTC |
GOLDSTEIN PHILLIPDirector · Chairman and Secretary
|
PurchaseCommon Stock | 3,000 | $15.00 | $45,000.00 |
DisclosureSEC source: 0001144204-18-030983 · tv495130_4.xml · nonDerivative · entry 1 GOLDSTEIN PHILLIP · CIK 0001067621 · Director · Chairman and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 83,588 Read SEC document |
| May 11, 2018 Filed May 15, 2018 14:03 UTC |
GOLDSTEIN PHILLIPDirector · Chairman and Secretary
|
PurchaseCommon Stock | 186 | $15.03 | $2,795.58 |
DisclosureSEC source: 0001144204-18-028485 · tv494209_4.xml · nonDerivative · entry 1 GOLDSTEIN PHILLIP · CIK 0001067621 · Director · Chairman and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 80,588 Read SEC document |
| April 13, 2018 Filed Apr 17, 2018 14:51 UTC |
GOLDSTEIN PHILLIPDirector · Chairman and Secretary
|
PurchaseCommon Stock | 3,000 | $14.89 | $44,670.00 |
DisclosureSEC source: 0001144204-18-020846 · tv491146_form4.xml · nonDerivative · entry 1 GOLDSTEIN PHILLIP · CIK 0001067621 · Director · Chairman and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 80,402 Read SEC document |
| March 27, 2018 Filed Mar 29, 2018 15:23 UTC |
GOLDSTEIN PHILLIPDirector · Chairman and Secretary
|
PurchaseCommon Stock | 2,500 | $14.70 | $36,750.00 |
DisclosureSEC source: 0001144204-18-017782 · tv489883_form4.xml · nonDerivative · entry 1 GOLDSTEIN PHILLIP · CIK 0001067621 · Director · Chairman and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 77,402 Read SEC document |
| March 23, 2018 Filed Mar 26, 2018 15:49 UTC |
GOLDSTEIN PHILLIPDirector · Chairman and Secretary
|
PurchaseCommon Stock | 3,000 | $14.55 | $43,650.00 |
DisclosureSEC source: 0001144204-18-016816 · tv489528_4.xml · nonDerivative · entry 2 GOLDSTEIN PHILLIP · CIK 0001067621 · Director · Chairman and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 74,902 Read SEC document |
| March 22, 2018 Filed Mar 22, 2018 21:16 UTC |
HELLERMAN GERALDDirector · CCO
|
PurchaseCommon Stock | 1,000 | $14.82 | $14,820.00 |
DisclosureSEC source: 0001144204-18-016465 · tv489320_4.xml · nonDerivative · entry 1 HELLERMAN GERALD · CIK 0001222911 · Director · CCO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,793 Read SEC document |
| March 22, 2018 Filed Mar 26, 2018 15:49 UTC |
GOLDSTEIN PHILLIPDirector · Chairman and Secretary
|
PurchaseCommon Stock | 630 | $14.74 | $9,286.20 |
DisclosureSEC source: 0001144204-18-016816 · tv489528_4.xml · nonDerivative · entry 1 GOLDSTEIN PHILLIP · CIK 0001067621 · Director · Chairman and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 71,902 Read SEC document |
| February 27, 2018 Filed Mar 1, 2018 19:50 UTC |
GOLDSTEIN PHILLIPDirector · Chairman and Secretary
|
PurchaseCommon Stock | 1,000 | $14.92 | $14,920.00 |
DisclosureSEC source: 0001144204-18-012182 · tv487526_4.xml · nonDerivative · entry 1 GOLDSTEIN PHILLIP · CIK 0001067621 · Director · Chairman and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 71,272 Read SEC document |
| February 05, 2018 Filed Feb 7, 2018 17:31 UTC |
HELLERMAN GERALDDirector · CCO
|
PurchaseCommon Stock | 5,200 | $14.98 | $77,896.00 |
DisclosureSEC source: 0001144204-18-006172 · tv485014_4.xml · nonDerivative · entry 1 HELLERMAN GERALD · CIK 0001222911 · Director · CCO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,793 F1 · price: This transaction was executed in multiple trades at prices ranging from $14.83 to $15.13. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| February 02, 2018 Filed Feb 6, 2018 17:08 UTC |
GOLDSTEIN PHILLIPDirector · Chairman and Secretary
|
PurchaseCommon Stock | 1,000 | $15.14 | $15,140.00 |
DisclosureSEC source: 0001144204-18-005920 · tv484997_4.xml · nonDerivative · entry 1 GOLDSTEIN PHILLIP · CIK 0001067621 · Director · Chairman and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,272 Read SEC document |
| January 04, 2018 Filed Jan 8, 2018 14:56 UTC |
HELLERMAN GERALDDirector · CCO
|
PurchaseCommon Stock | 2,000 | $15.10 | $30,200.00 |
DisclosureSEC source: 0001144204-18-001221 · v482781_4.xml · nonDerivative · entry 1 HELLERMAN GERALD · CIK 0001222911 · Director · CCO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,899 Read SEC document |
| August 03, 2017 Filed Aug 4, 2017 19:22 UTC |
GOLDSTEIN PHILLIPDirector · Chairman and Secretary
|
PurchaseCommon Stock | 1,596 | $15.52 | $24,769.92 |
DisclosureSEC source: 0001144204-17-040550 · v472463_form4.xml · nonDerivative · entry 1 GOLDSTEIN PHILLIP · CIK 0001067621 · Director · Chairman and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 69,272 Read SEC document |
| August 03, 2017 Filed Aug 7, 2017 18:36 UTC Amendment |
GOLDSTEIN PHILLIPDirector · Chairman and Secretary
|
PurchaseCommon Stock | 1,596 | $15.42 | $24,610.32 |
DisclosureSEC source: 0001144204-17-040790 · v472577_4a.xml · nonDerivative · entry 1 GOLDSTEIN PHILLIP · CIK 0001067621 · Director · Chairman and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 69,272 F1 · price: This transaction is being amended to correct the price of the securities acquired. Read SEC document |
| August 01, 2017 Filed Aug 3, 2017 19:19 UTC |
GOLDSTEIN PHILLIPDirector · Chairman and Secretary
|
Disposition to issuerCommon Stock | 6 | $15.41 | $92.46 |
DisclosureSEC source: 0001144204-17-040273 · v472367_form4.xml · nonDerivative · entry 1 GOLDSTEIN PHILLIP · CIK 0001067621 · Director · Chairman and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,676 Read SEC document |
| November 01, 2016 Filed Nov 2, 2016 18:22 UTC |
HELLERMAN GERALDDirector · CCO and CFO
|
PurchaseCommon Stock | 3,000 | $14.16 | $42,480.00 |
DisclosureSEC source: 0001144204-16-131064 · v452032_4.xml · nonDerivative · entry 1 HELLERMAN GERALD · CIK 0001222911 · Director · CCO and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,899 F1 · price: The price reported in Column 4 is a weighted average price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer. Read SEC document |
| October 26, 2016 Filed Oct 31, 2016 19:19 UTC |
WALDEN CHARLES CDirector
|
Disposition to issuerCommon Stock | 4,494 | $15.61 | $70,151.34 |
DisclosureSEC source: 0001144204-16-130529 · v451774_form4.xml · nonDerivative · entry 1 WALDEN CHARLES C · CIK 0001475052 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,506 F1 · balance_after: The reported securities were tendered by the Reporting Person pursuant to the terms of the Tender Offer Statement filed by the issuer on September 21, 2016. Read SEC document |
| October 26, 2016 Filed Oct 31, 2016 19:18 UTC |
HELLERMAN GERALDDirector · CCO and CFO
|
Disposition to issuerCommon Stock | 2,321 | $15.61 | $36,230.81 |
DisclosureSEC source: 0001144204-16-130528 · v451772_form4.xml · nonDerivative · entry 1 HELLERMAN GERALD · CIK 0001222911 · Director · CCO and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,899 F1 · balance_after: The reported securities were tendered by the Reporting Person pursuant to the terms of the Tender Offer Statement filed by the Issuer on September 21, 2016. Read SEC document |
| October 26, 2016 Filed Oct 31, 2016 19:17 UTC |
GOLDSTEIN PHILLIPDirector · Chairman and Secretary
|
Disposition to issuerCommon Stock | 14,830 | $15.61 | $231,496.30 |
DisclosureSEC source: 0001144204-16-130527 · v451771_form4.xml · nonDerivative · entry 1 GOLDSTEIN PHILLIP · CIK 0001067621 · Director · Chairman and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,670 F1 · balance_after: The reported securities were tendered by the Reporting Person pursuant to the terms of the Tender Offer Statement filed by the Issuer on September 21, 2016. Read SEC document |
| October 26, 2016 Filed Oct 31, 2016 19:17 UTC |
Dakos AndrewDirector · President
|
Disposition to issuerCommon Stock | 139 | $15.61 | $2,169.79 |
DisclosureSEC source: 0001144204-16-130526 · v451770_form4.xml · nonDerivative · entry 3 Dakos Andrew · CIK 0001341021 · Director · President 10b5-1 filing: Not disclosed Ownership: Indirect · By Minor Children Disclosed balance after: 633 F1 · balance_after: The reported securities were tendered by the Reporting Person pursuant to the terms of the Tender Offer Statement filed by the Issuer on September 21, 2016. F3 · ownership.direct: The Reporting Person disclaims beneficial ownership of the securities owned by his minor children and this report should not be deemed an admission that the Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purposes. Read SEC document |
| October 26, 2016 Filed Oct 31, 2016 19:17 UTC |
Dakos AndrewDirector · President
|
Disposition to issuerCommon Stock | 951 | $15.61 | $14,845.11 |
DisclosureSEC source: 0001144204-16-130526 · v451770_form4.xml · nonDerivative · entry 2 Dakos Andrew · CIK 0001341021 · Director · President 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 4,336 F1 · balance_after: The reported securities were tendered by the Reporting Person pursuant to the terms of the Tender Offer Statement filed by the Issuer on September 21, 2016. F2 · ownership.direct: The Reporting Person disclaims beneficial ownership of the securities owned by his spouse and this report should not be deemed an admission that the Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purposes. Read SEC document |
| October 26, 2016 Filed Oct 31, 2016 19:17 UTC |
Dakos AndrewDirector · President
|
Disposition to issuerCommon Stock | 1,079 | $15.61 | $16,843.19 |
DisclosureSEC source: 0001144204-16-130526 · v451770_form4.xml · nonDerivative · entry 1 Dakos Andrew · CIK 0001341021 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,921 F1 · balance_after: The reported securities were tendered by the Reporting Person pursuant to the terms of the Tender Offer Statement filed by the Issuer on September 21, 2016. Read SEC document |
| October 26, 2016 Filed Feb 14, 2017 15:30 UTC |
GOLDSTEIN PHILLIPDirector · Chairman and Secretary
|
Disposition to issuerCommon Stock | 757 | $15.61 | $11,816.77 |
DisclosureSEC source: 0001144204-17-008364 · v459408_5.xml · nonDerivative · entry 1 GOLDSTEIN PHILLIP · CIK 0001067621 · Director · Chairman and Secretary 10b5-1 filing: Not disclosed Ownership: Indirect · Spouse Disclosed balance after: 3,456 F1 · balance_after: The reported securities were tendered by the Reporting Person's spouse pursuant to the terms of the Tender Offer Statement filed by the Issuer on September 21, 2016. F2 · ownership.direct: The Reporting Person disclaims beneficial ownership of the securities owned by his spouse and this report should not be deemed an admission that the Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purposes. Read SEC document |
| September 08, 2016 Filed Sep 12, 2016 19:45 UTC |
HARRIS BEN HDirector
|
Other3.50% Convertible preferred Stock, Series B · Derivative | 400 | $25.00 Strike: $0.00 | $10,000.00 |
DisclosureSEC source: 0001144204-16-123581 · v448689_form4.xml · derivative · entry 4 HARRIS BEN H · CIK 0001472352 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 580 Underlying: Common Stock · 526 shares Expires not disclosed F2 · date: The rights offering expired August 26, 2016 and shares of Preferred Stock were received September 8, 2016 F4 · derivative.exercise_date: The shares of Preferred Stock are convertible into common stock immediately upon issuance at a conversion rate equivalent to a conversion price of $19.00 per share of common stock (which is a ratio of 1.3158 shares of common stock for each share of Preferred Stock held), subject to adjustment. F5 · derivative.expiration_date: The shares of Preferred Stock will be redeemed by the Issuer if not converted prior to August 26, 2021. F4 · balance_after: The shares of Preferred Stock are convertible into common stock immediately upon issuance at a conversion rate equivalent to a conversion price of $19.00 per share of common stock (which is a ratio of 1.3158 shares of common stock for each share of Preferred Stock held), subject to adjustment. F3 · ownership.nature: Hormel Harris Investments, LLC Read SEC document |
| September 08, 2016 Filed Sep 12, 2016 19:45 UTC |
HARRIS BEN HDirector
|
Other3.50% Convertible preferred Stock, Series B · Derivative | 180 | $25.00 Strike: $0.00 | $4,500.00 |
DisclosureSEC source: 0001144204-16-123581 · v448689_form4.xml · derivative · entry 2 HARRIS BEN H · CIK 0001472352 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 580 Underlying: Common Stock · 236 shares Expires not disclosed F2 · date: The rights offering expired August 26, 2016 and shares of Preferred Stock were received September 8, 2016 F4 · derivative.exercise_date: The shares of Preferred Stock are convertible into common stock immediately upon issuance at a conversion rate equivalent to a conversion price of $19.00 per share of common stock (which is a ratio of 1.3158 shares of common stock for each share of Preferred Stock held), subject to adjustment. F5 · derivative.expiration_date: The shares of Preferred Stock will be redeemed by the Issuer if not converted prior to August 26, 2021. F4 · balance_after: The shares of Preferred Stock are convertible into common stock immediately upon issuance at a conversion rate equivalent to a conversion price of $19.00 per share of common stock (which is a ratio of 1.3158 shares of common stock for each share of Preferred Stock held), subject to adjustment. Read SEC document |
| September 08, 2016 Filed Sep 13, 2016 21:12 UTC |
Dakos AndrewDirector · President
|
Other3.50% Convertible Preferred Stock, Series B · Derivative | 156 | $25.00 Strike: $0.00 | $3,900.00 |
DisclosureSEC source: 0001144204-16-123755 · v448769_4.xml · derivative · entry 6 Dakos Andrew · CIK 0001341021 · Director · President 10b5-1 filing: Not disclosed Ownership: Indirect · By Minor children Disclosed balance after: 156 Underlying: Common Stock · 205 shares Expires not disclosed F2 · date: The rights offering expired August 26, 2016 and shares of Preferred Stock were received September 8, 2016. F3 · shares: Includes shares of Preferred Stock acquired pursuant to the exercise of the Over-Subscription Privilege and Over-Allotment Privilege. F4 · derivative.exercise_date: The shares of Preferred Stock are convertible into common stock immediately upon issuance at a conversion rate equivalent to a conversion price of $19.00 per share of common stock (which is a ratio of 1.3158 shares of common stock for each share of Preferred Stock held), subject to adjustment. F5 · derivative.expiration_date: The shares of Preferred Stock will be redeemed by the Issuer if not converted prior to August 26, 2021. F3 · balance_after: Includes shares of Preferred Stock acquired pursuant to the exercise of the Over-Subscription Privilege and Over-Allotment Privilege. F7 · ownership.direct: The Reporting Person disclaims beneficial ownership of the securities owned by his minor children and this report should not be deemed an admission that the Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purposes. Read SEC document |
| September 08, 2016 Filed Sep 13, 2016 21:12 UTC |
Dakos AndrewDirector · President
|
Other3.50% Convertible Preferred Stock, Series B · Derivative | 966 | $25.00 Strike: $0.00 | $24,150.00 |
DisclosureSEC source: 0001144204-16-123755 · v448769_4.xml · derivative · entry 4 Dakos Andrew · CIK 0001341021 · Director · President 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 966 Underlying: Common Stock · 1,271 shares Expires not disclosed F2 · date: The rights offering expired August 26, 2016 and shares of Preferred Stock were received September 8, 2016. F3 · shares: Includes shares of Preferred Stock acquired pursuant to the exercise of the Over-Subscription Privilege and Over-Allotment Privilege. F4 · derivative.exercise_date: The shares of Preferred Stock are convertible into common stock immediately upon issuance at a conversion rate equivalent to a conversion price of $19.00 per share of common stock (which is a ratio of 1.3158 shares of common stock for each share of Preferred Stock held), subject to adjustment. F5 · derivative.expiration_date: The shares of Preferred Stock will be redeemed by the Issuer if not converted prior to August 26, 2021. F3 · balance_after: Includes shares of Preferred Stock acquired pursuant to the exercise of the Over-Subscription Privilege and Over-Allotment Privilege. F6 · ownership.direct: The Reporting Person disclaims beneficial ownership of the securities owned by his spouse and this report should not be deemed an admission that the Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purposes. Read SEC document |
| September 08, 2016 Filed Sep 13, 2016 21:12 UTC |
Dakos AndrewDirector · President
|
Other3.50% Convertible Preferred Stock, Series B · Derivative | 1,200 | $25.00 Strike: $0.00 | $30,000.00 |
DisclosureSEC source: 0001144204-16-123755 · v448769_4.xml · derivative · entry 2 Dakos Andrew · CIK 0001341021 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,200 Underlying: Common Stock · 1,579 shares Expires not disclosed F2 · date: The rights offering expired August 26, 2016 and shares of Preferred Stock were received September 8, 2016. F3 · shares: Includes shares of Preferred Stock acquired pursuant to the exercise of the Over-Subscription Privilege and Over-Allotment Privilege. F4 · derivative.exercise_date: The shares of Preferred Stock are convertible into common stock immediately upon issuance at a conversion rate equivalent to a conversion price of $19.00 per share of common stock (which is a ratio of 1.3158 shares of common stock for each share of Preferred Stock held), subject to adjustment. F5 · derivative.expiration_date: The shares of Preferred Stock will be redeemed by the Issuer if not converted prior to August 26, 2021. F3 · balance_after: Includes shares of Preferred Stock acquired pursuant to the exercise of the Over-Subscription Privilege and Over-Allotment Privilege. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.