Tapewire

Nasdaq · USD

SOTK

SONO TEK CORP

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Tapewire entity
6933
SEC CIK
0000806172
Parsed reports
295

Last 12 months

Inside the activity.

1 purchase rows · 4 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202610
Apr 202600
May 202600
Jun 202600
Jul 202604
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
April 01, 2020 Filed Apr 3, 2020 22:29 UTC
HARSHBARGER R STEPHENDirector · President
Exercise / conversionSonotek Corp Options · Derivative 34,000 $0.91 Strike: $0.91 $30,940.00
Disclosure

SEC source: 0001262184-20-000001 · primary_doc.xml · derivative · entry 5

HARSHBARGER R STEPHEN · CIK 0001262184 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: SonoTek Corp Common Stock · 34,000 shares

Expires 2026-07-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Reporting person exercised 34000 vested options.

Read SEC document
April 01, 2020 Filed Apr 3, 2020 22:29 UTC
HARSHBARGER R STEPHENDirector · President
Exercise / conversionSono-Tek Corp Common Stock 36,667 $1.06 $38,867.02
Disclosure

SEC source: 0001262184-20-000001 · primary_doc.xml · nonDerivative · entry 3

HARSHBARGER R STEPHEN · CIK 0001262184 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 286,303

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: Reporting person exercised 36667 vested options.

Read SEC document
April 01, 2020 Filed Apr 3, 2020 22:29 UTC
HARSHBARGER R STEPHENDirector · President
Tax withholdingSono-Tek Corp Common Stock 11,720 $2.64 $30,940.80
Disclosure

SEC source: 0001262184-20-000001 · primary_doc.xml · nonDerivative · entry 2

HARSHBARGER R STEPHEN · CIK 0001262184 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 249,636

F2 · shares: Reporting person surrendered 11720 shares of Sono Tek Corp stock as payment for the exercise of options.

Read SEC document
April 01, 2020 Filed Apr 3, 2020 22:29 UTC
HARSHBARGER R STEPHENDirector · President
Exercise / conversionSono-Tek Corp Common Stock 34,000 $0.91 $30,940.00
Disclosure

SEC source: 0001262184-20-000001 · primary_doc.xml · nonDerivative · entry 1

HARSHBARGER R STEPHEN · CIK 0001262184 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 261,356

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Reporting person exercised 34000 vested options.

Read SEC document
March 09, 2020 Filed Mar 10, 2020 13:17 UTC GiftSono-Tek Corp Common Stock 8,800 $0.00 $0.00
Disclosure

SEC source: 0001302020-20-000001 · primary_doc.xml · nonDerivative · entry 1

Strasburg Philip A · CIK 0001302020 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,412

F1 · kind: Reporting person gifted 8,800 shares of Sono-Tek Corp common stock.

Read SEC document
January 01, 2020 Filed Apr 3, 2020 22:29 UTC
HARSHBARGER R STEPHENDirector · President
Tax withholdingSono Tek Corp Common Stock 14,722 $2.64 $38,866.08
Disclosure

SEC source: 0001262184-20-000001 · primary_doc.xml · nonDerivative · entry 4

HARSHBARGER R STEPHEN · CIK 0001262184 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 271,581

F4 · shares: Reporting person surrendered 14722 shares of SonoTek common stock as payment for the exercise of options.

Read SEC document
November 25, 2019 Filed Nov 27, 2019 17:46 UTC GiftSono-Tek Corp Common Stock 8,800 $0.00 $0.00
Disclosure

SEC source: 0001302020-19-000003 · primary_doc.xml · nonDerivative · entry 1

Strasburg Philip A · CIK 0001302020 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,212

F1 · kind: Reporting person gifted 8,800 shares of Sono-Tek Corp Common stock.

Read SEC document
November 14, 2019 Filed Nov 14, 2019 23:23 UTC
HARSHBARGER R STEPHENDirector · President
GiftSono-Tek Corp Common Stock 10,000 $0.00 $0.00
Disclosure

SEC source: 0001262184-19-000004 · primary_doc.xml · nonDerivative · entry 3

HARSHBARGER R STEPHEN · CIK 0001262184 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 227,356

Read SEC document
November 12, 2019 Filed Nov 14, 2019 23:23 UTC
HARSHBARGER R STEPHENDirector · President
Exercise / conversionSono-Tek Corp Options · Derivative 36,667 $1.06 Strike: $1.06 $38,867.02
Disclosure

SEC source: 0001262184-19-000004 · primary_doc.xml · derivative · entry 4

HARSHBARGER R STEPHEN · CIK 0001262184 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 107,333

Underlying: Sono-Tek Corp Common Stock · 36,667 shares

Expires 2027-05-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Reporting person exercised 36667 vested options

Read SEC document
November 12, 2019 Filed Nov 14, 2019 23:23 UTC
HARSHBARGER R STEPHENDirector · President
Tax withholdingSono-Tek Corp Common Stock 14,449 $2.69 $38,867.81
Disclosure

SEC source: 0001262184-19-000004 · primary_doc.xml · nonDerivative · entry 2

HARSHBARGER R STEPHEN · CIK 0001262184 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 237,356

F2 · shares: Reporting person surrendered 14449 shares of SonoTek Corp common stock as payment for the exercise of options.

Read SEC document
November 12, 2019 Filed Nov 14, 2019 23:23 UTC
HARSHBARGER R STEPHENDirector · President
Exercise / conversionSono-Tek Corp Comon Stock 36,667 $1.06 $38,867.02
Disclosure

SEC source: 0001262184-19-000004 · primary_doc.xml · nonDerivative · entry 1

HARSHBARGER R STEPHEN · CIK 0001262184 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 251,805

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Reporting person exercised 36667 vested options

Read SEC document
November 01, 2019 Filed Nov 5, 2019 00:17 UTC
COCCIO CHRISTOPHER LDirector · CEO
GiftCommon Stock 3,000 $0.00 $0.00
Disclosure

SEC source: 0001420506-19-001006 · doc4_776.xml · nonDerivative · entry 2

COCCIO CHRISTOPHER L · CIK 0001262182 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 348,241

Read SEC document
November 01, 2019 Filed Nov 5, 2019 00:17 UTC
COCCIO CHRISTOPHER LDirector · CEO
GiftCommon Stock 3,000 $0.00 $0.00
Disclosure

SEC source: 0001420506-19-001006 · doc4_776.xml · nonDerivative · entry 1

COCCIO CHRISTOPHER L · CIK 0001262182 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 351,241

Read SEC document
September 03, 2019 Filed Sep 3, 2019 21:08 UTC
COCCIO CHRISTOPHER LDirector · CEO
GrantSono-Tek Corp Options · Derivative 100,000 $2.65 Strike: $2.65 $265,000.00
Disclosure

SEC source: 0001262182-19-000011 · primary_doc.xml · derivative · entry 2

COCCIO CHRISTOPHER L · CIK 0001262182 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 200,000

Underlying: Sono-Tek Corp Common Stock · 100,000 shares

Expires 2029-09-03

Read SEC document
August 30, 2019 Filed Sep 3, 2019 21:08 UTC
COCCIO CHRISTOPHER LDirector · CEO
SaleSono-Tek Corp Common Stock 14,830 $2.43 $36,036.90
Disclosure

SEC source: 0001262182-19-000011 · primary_doc.xml · nonDerivative · entry 1

COCCIO CHRISTOPHER L · CIK 0001262182 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 354,241

Read SEC document
August 30, 2019 Filed Sep 3, 2019 20:41 UTC SaleSono-Tek Corp Common Stock 5,000 $2.31 $11,550.00
Disclosure

SEC source: 0000939709-19-000007 · primary_doc.xml · nonDerivative · entry 2

SCHWARTZ SAMUEL · CIK 0000939709 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,316,547

Read SEC document
August 29, 2019 Filed Sep 3, 2019 20:41 UTC SaleSono-Tek Corp Common Stock 200 $2.50 $500.00
Disclosure

SEC source: 0000939709-19-000007 · primary_doc.xml · nonDerivative · entry 1

SCHWARTZ SAMUEL · CIK 0000939709 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,321,547

Read SEC document
August 28, 2019 Filed Aug 29, 2019 20:18 UTC SaleSono-Tek Corp Common Stock 800 $2.50 $2,000.00
Disclosure

SEC source: 0000939709-19-000006 · primary_doc.xml · nonDerivative · entry 1

SCHWARTZ SAMUEL · CIK 0000939709 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,321,747

Read SEC document
August 27, 2019 Filed Aug 29, 2019 20:34 UTC SaleSono-Tek Corp Common Stock 3,000 $2.55 $7,650.00
Disclosure

SEC source: 0001330694-19-000003 · primary_doc.xml · nonDerivative · entry 1

Bagley Stephen James · CIK 0001330694 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,001

Read SEC document
August 27, 2019 Filed Aug 29, 2019 20:24 UTC
COCCIO CHRISTOPHER LDirector · CEO
SaleSono-Tek Corp Common Stock 1,000 $2.55 $2,550.00
Disclosure

SEC source: 0001262182-19-000010 · primary_doc.xml · nonDerivative · entry 1

COCCIO CHRISTOPHER L · CIK 0001262182 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 369,071

Read SEC document
August 22, 2019 Filed Aug 26, 2019 21:28 UTC GrantSono-Tek Corp Options · Derivative 10,000 $2.65 Strike: $2.65 $26,500.00
Disclosure

SEC source: 0001215582-19-000002 · primary_doc.xml · derivative · entry 1

RIEMER JOSEPH · CIK 0001215582 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Sono-Tek Corp Common Stock · 10,000 shares

Expires 2029-08-22

F1 · derivative.exercise_date: Subject to vesting schedule.

Read SEC document
August 22, 2019 Filed Aug 26, 2019 21:40 UTC GrantSono-Tek Corp Options · Derivative 10,000 $2.65 Strike: $2.65 $26,500.00
Disclosure

SEC source: 0001302020-19-000001 · primary_doc.xml · derivative · entry 1

Strasburg Philip A · CIK 0001302020 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Sono-Tek Corp Common Stock · 10,000 shares

Expires 2029-08-22

F1 · derivative.exercise_date: Subject to vesting schedule.

Read SEC document
August 22, 2019 Filed Aug 26, 2019 20:40 UTC
COCCIO CHRISTOPHER LDirector · CEO
SaleSono-Tek Corp Common Stock 2,500 $2.63 $6,575.00
Disclosure

SEC source: 0001262182-19-000009 · primary_doc.xml · nonDerivative · entry 1

COCCIO CHRISTOPHER L · CIK 0001262182 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 370,071

Read SEC document
August 21, 2019 Filed Aug 22, 2019 20:16 UTC
COCCIO CHRISTOPHER LDirector · CEO
SaleSono-Tek Corp Common Stock 700 $2.61 $1,827.00
Disclosure

SEC source: 0001262182-19-000008 · primary_doc.xml · nonDerivative · entry 1

COCCIO CHRISTOPHER L · CIK 0001262182 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 372,571

Read SEC document
August 06, 2019 Filed Aug 8, 2019 20:35 UTC SaleSono-Tek Corp Common Stock 2,280 $2.40 $5,472.00
Disclosure

SEC source: 0001330694-19-000002 · primary_doc.xml · nonDerivative · entry 1

Bagley Stephen James · CIK 0001330694 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,001

Read SEC document
August 06, 2019 Filed Aug 8, 2019 20:29 UTC SaleSono-Tek Corp Common Stock 1,000 $2.46 $2,460.00
Disclosure

SEC source: 0001215582-19-000001 · primary_doc.xml · nonDerivative · entry 7

RIEMER JOSEPH · CIK 0001215582 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 96,545

Read SEC document
August 06, 2019 Filed Aug 8, 2019 20:29 UTC SaleSono-Tek Corp Common Stock 500 $2.45 $1,225.00
Disclosure

SEC source: 0001215582-19-000001 · primary_doc.xml · nonDerivative · entry 6

RIEMER JOSEPH · CIK 0001215582 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 97,545

Read SEC document
August 06, 2019 Filed Aug 8, 2019 20:29 UTC SaleSono-Tek Corp Common Stock 1,100 $2.40 $2,640.00
Disclosure

SEC source: 0001215582-19-000001 · primary_doc.xml · nonDerivative · entry 5

RIEMER JOSEPH · CIK 0001215582 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 98,045

Read SEC document
August 06, 2019 Filed Aug 8, 2019 20:29 UTC SaleSono-Tek Corp Common Stock 3,000 $2.38 $7,140.00
Disclosure

SEC source: 0001215582-19-000001 · primary_doc.xml · nonDerivative · entry 4

RIEMER JOSEPH · CIK 0001215582 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 99,145

Read SEC document
August 06, 2019 Filed Aug 8, 2019 20:29 UTC SaleSono-Tek Corp Common Stock 4,900 $2.37 $11,613.00
Disclosure

SEC source: 0001215582-19-000001 · primary_doc.xml · nonDerivative · entry 3

RIEMER JOSEPH · CIK 0001215582 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 102,145

Read SEC document
August 06, 2019 Filed Aug 8, 2019 20:29 UTC SaleSono-Tek Corp Common Stock 1,000 $2.36 $2,360.00
Disclosure

SEC source: 0001215582-19-000001 · primary_doc.xml · nonDerivative · entry 2

RIEMER JOSEPH · CIK 0001215582 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 107,045

Read SEC document
August 06, 2019 Filed Aug 8, 2019 20:29 UTC SaleSono-Tek Corp Common Stock 12,000 $2.32 $27,840.00
Disclosure

SEC source: 0001215582-19-000001 · primary_doc.xml · nonDerivative · entry 1

RIEMER JOSEPH · CIK 0001215582 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 108,045

Read SEC document
July 31, 2019 Filed Aug 1, 2019 13:35 UTC
COCCIO CHRISTOPHER LDirector · CEO
SaleSono-Tek Corp Common Stock 800 $2.78 $2,224.00
Disclosure

SEC source: 0001262182-19-000007 · primary_doc.xml · nonDerivative · entry 4

COCCIO CHRISTOPHER L · CIK 0001262182 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 373,271

Read SEC document
July 31, 2019 Filed Aug 1, 2019 13:35 UTC
COCCIO CHRISTOPHER LDirector · CEO
SaleSono-Tek Corp Common Stock 4,800 $2.73 $13,104.00
Disclosure

SEC source: 0001262182-19-000007 · primary_doc.xml · nonDerivative · entry 3

COCCIO CHRISTOPHER L · CIK 0001262182 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 374,071

Read SEC document
July 31, 2019 Filed Aug 1, 2019 13:35 UTC
COCCIO CHRISTOPHER LDirector · CEO
SaleSono-Tek Corp Common Stock 3,370 $2.72 $9,166.40
Disclosure

SEC source: 0001262182-19-000007 · primary_doc.xml · nonDerivative · entry 2

COCCIO CHRISTOPHER L · CIK 0001262182 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 378,871

Read SEC document
July 30, 2019 Filed Aug 1, 2019 13:35 UTC
COCCIO CHRISTOPHER LDirector · CEO
SaleSono-Tek Corp Common Stock 1,500 $2.65 $3,975.00
Disclosure

SEC source: 0001262182-19-000007 · primary_doc.xml · nonDerivative · entry 1

COCCIO CHRISTOPHER L · CIK 0001262182 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 382,241

Read SEC document
July 19, 2019 Filed Jul 19, 2019 13:21 UTC
COCCIO CHRISTOPHER LDirector · CEO
GiftSono-Tek Corp Common Stock 4,000 $0.00 $0.00
Disclosure

SEC source: 0001262182-19-000006 · primary_doc.xml · nonDerivative · entry 2

COCCIO CHRISTOPHER L · CIK 0001262182 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 383,741

F1 · shares: Reporting person gifted 4000 shares to his son.

Read SEC document
July 17, 2019 Filed Jul 19, 2019 13:21 UTC
COCCIO CHRISTOPHER LDirector · CEO
SaleSono-Tek Corp Common Stock 500 $2.65 $1,325.00
Disclosure

SEC source: 0001262182-19-000006 · primary_doc.xml · nonDerivative · entry 1

COCCIO CHRISTOPHER L · CIK 0001262182 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 387,741

Read SEC document
June 06, 2019 Filed Jun 10, 2019 13:27 UTC
COCCIO CHRISTOPHER LDirector · CEO
GrantSono-Tek Corp Options · Derivative 100,000 $2.45 Strike: $2.45 $245,000.00
Disclosure

SEC source: 0001262182-19-000005 · primary_doc.xml · derivative · entry 1

COCCIO CHRISTOPHER L · CIK 0001262182 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,000

Underlying: Sono-Tek Corp Common Stock · 100,000 shares

Expires 2029-06-06

Read SEC document
May 15, 2019 Filed May 16, 2019 13:14 UTC SaleSono-Tek Corp Common Stock 1,062 $2.42 $2,570.04
Disclosure

SEC source: 0000939709-19-000005 · primary_doc.xml · nonDerivative · entry 2

SCHWARTZ SAMUEL · CIK 0000939709 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,322,547

Read SEC document
May 14, 2019 Filed May 16, 2019 13:14 UTC SaleSono-Tek Corp Common Stock 1,000 $2.42 $2,420.00
Disclosure

SEC source: 0000939709-19-000005 · primary_doc.xml · nonDerivative · entry 1

SCHWARTZ SAMUEL · CIK 0000939709 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,323,609

Read SEC document
April 26, 2019 Filed Apr 30, 2019 13:17 UTC SaleSonoTek Corp Common Stock 38 $2.40 $91.20
Disclosure

SEC source: 0000939709-19-000004 · primary_doc.xml · nonDerivative · entry 1

SCHWARTZ SAMUEL · CIK 0000939709 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,324,609

Read SEC document
April 12, 2019 Filed Apr 16, 2019 13:57 UTC Exercise / conversionSono-Tek Corp Options · Derivative 20,000 $0.61 Strike: $0.61 $12,200.00
Disclosure

SEC source: 0001263114-19-000001 · primary_doc.xml · derivative · entry 3

MOWBRAY DONALD F · CIK 0001263114 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Sono-Tek Corp Common Stock · 20,000 shares

Expires 2022-11-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Reporting person exercised 20,000 vested options.

Read SEC document
April 12, 2019 Filed Apr 16, 2019 13:57 UTC Tax withholdingSono-Tek Corp Common Stock 5,810 $2.10 $12,201.00
Disclosure

SEC source: 0001263114-19-000001 · primary_doc.xml · nonDerivative · entry 2

MOWBRAY DONALD F · CIK 0001263114 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,190

F2 · shares: Reporting person surrendered 5810 shares of Sono-Tek Corp common stock as payment for the exercise of options.

Read SEC document
April 12, 2019 Filed Apr 16, 2019 13:57 UTC Exercise / conversionSono-Tek Corp Common Stock 20,000 $0.61 $12,200.00
Disclosure

SEC source: 0001263114-19-000001 · primary_doc.xml · nonDerivative · entry 1

MOWBRAY DONALD F · CIK 0001263114 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Reporting person exercised 20,000 vested options.

Read SEC document
April 05, 2019 Filed Apr 9, 2019 12:55 UTC SaleSono-Tek Corp Common Stock 200 $2.42 $484.00
Disclosure

SEC source: 0000939709-19-000003 · primary_doc.xml · nonDerivative · entry 1

SCHWARTZ SAMUEL · CIK 0000939709 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,324,647

Read SEC document
April 03, 2019 Filed Apr 5, 2019 13:01 UTC SaleSono-Tek Corp Common Stock 200 $2.42 $484.00
Disclosure

SEC source: 0000939709-19-000002 · primary_doc.xml · nonDerivative · entry 1

SCHWARTZ SAMUEL · CIK 0000939709 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,324,847

Read SEC document
March 29, 2019 Filed Apr 2, 2019 20:13 UTC SaleSono-Tek Corp Common Stock 2,500 $2.40 $6,000.00
Disclosure

SEC source: 0000939709-19-000001 · primary_doc.xml · nonDerivative · entry 1

SCHWARTZ SAMUEL · CIK 0000939709 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,325,047

Read SEC document
March 28, 2019 Filed Mar 29, 2019 18:09 UTC Exercise / conversionSonoTek Corp Options · Derivative 33,333 $0.91 Strike: $0.91 $30,333.03
Disclosure

SEC source: 0001330694-19-000001 · primary_doc.xml · derivative · entry 3

Bagley Stephen James · CIK 0001330694 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,667

Underlying: SonoTek Corp Common Stock · 33,333 shares

Expires 2026-07-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Reporting person exercised 33333 vested options.

Read SEC document
March 28, 2019 Filed Mar 29, 2019 18:09 UTC Tax withholdingSonoTek Corp Common Stock 12,133 $2.50 $30,332.50
Disclosure

SEC source: 0001330694-19-000001 · primary_doc.xml · nonDerivative · entry 2

Bagley Stephen James · CIK 0001330694 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,281

F2 · shares: Reporting person surrendered 12,133 shares of SonoTek Corp common stock as payment for the exercise of options.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.