Tapewire

Nasdaq · USD

SOTK

SONO TEK CORP

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Tapewire entity
6933
SEC CIK
0000806172
Parsed reports
295

Last 12 months

Inside the activity.

1 purchase rows · 4 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202610
Apr 202600
May 202600
Jun 202600
Jul 202604
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 18, 2021 Filed Mar 19, 2021 20:41 UTC SaleSono Tek Corp Common Stock 1,109 $4.68 $5,190.12
Disclosure

SEC source: 0001215582-21-000001 · primary_doc.xml · nonDerivative · entry 2

RIEMER JOSEPH · CIK 0001215582 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,745

F1 · price: Weighted Average.

Read SEC document
March 17, 2021 Filed Mar 18, 2021 19:00 UTC
HARSHBARGER R STEPHENDirector · President
GiftSono Tek Corp Common Stock 6,000 $0.00 $0.00
Disclosure

SEC source: 0001262184-21-000001 · primary_doc.xml · nonDerivative · entry 4

HARSHBARGER R STEPHEN · CIK 0001262184 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 287,978

F3 · shares: Reporting person gifted stock.

Read SEC document
March 17, 2021 Filed Mar 19, 2021 20:41 UTC SaleSono Tek Corp Common Stock 3,800 $4.69 $17,822.00
Disclosure

SEC source: 0001215582-21-000001 · primary_doc.xml · nonDerivative · entry 1

RIEMER JOSEPH · CIK 0001215582 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,854

F1 · price: Weighted Average.

Read SEC document
March 16, 2021 Filed Mar 18, 2021 19:00 UTC
HARSHBARGER R STEPHENDirector · President
Exercise / conversionSono Tek Corp Options · Derivative 36,666 $1.06 Strike: $1.06 $38,865.96
Disclosure

SEC source: 0001262184-21-000001 · primary_doc.xml · derivative · entry 6

HARSHBARGER R STEPHEN · CIK 0001262184 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Sono Tek Corp Common Stock · 36,666 shares

Expires 2027-05-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Reporting person exercised 36666 vested options.

Read SEC document
March 16, 2021 Filed Mar 18, 2021 19:00 UTC
HARSHBARGER R STEPHENDirector · President
GiftSono Tek Corp Common stock 6,000 $0.00 $0.00
Disclosure

SEC source: 0001262184-21-000001 · primary_doc.xml · nonDerivative · entry 3

HARSHBARGER R STEPHEN · CIK 0001262184 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 293,978

F3 · shares: Reporting person gifted stock.

Read SEC document
March 16, 2021 Filed Mar 18, 2021 19:00 UTC
HARSHBARGER R STEPHENDirector · President
Tax withholdingSono Tek Corp Common Stock 8,269 $4.70 $38,864.30
Disclosure

SEC source: 0001262184-21-000001 · primary_doc.xml · nonDerivative · entry 2

HARSHBARGER R STEPHEN · CIK 0001262184 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 299,978

F2 · shares: Reporting person surrendered 8269 shares of Sono Tek Corp Common stock as payment for the exercise of options.

Read SEC document
March 16, 2021 Filed Mar 18, 2021 19:00 UTC
HARSHBARGER R STEPHENDirector · President
Exercise / conversionSono Tek Corp Common Stock 36,666 $1.06 $38,865.96
Disclosure

SEC source: 0001262184-21-000001 · primary_doc.xml · nonDerivative · entry 1

HARSHBARGER R STEPHEN · CIK 0001262184 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 308,247

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Reporting person exercised 36666 vested options.

Read SEC document
March 16, 2021 Filed Mar 18, 2021 18:07 UTC Exercise / conversionSono Tek Corp Options · Derivative 13,334 $0.91 Strike: $0.91 $12,133.94
Disclosure

SEC source: 0001330694-21-000002 · primary_doc.xml · derivative · entry 3

Bagley Stephen James · CIK 0001330694 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,000

Underlying: Sono Tek Corp Common Stock · 13,334 shares

Expires 2026-07-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Reporting person exercised 13,334 vested options.

Read SEC document
March 16, 2021 Filed Mar 18, 2021 18:07 UTC Tax withholdingSono Tek Corp Common Stock 2,582 $4.70 $12,135.40
Disclosure

SEC source: 0001330694-21-000002 · primary_doc.xml · nonDerivative · entry 2

Bagley Stephen James · CIK 0001330694 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,043

F2 · shares: Reporting person surrendered 2582 shares of Sono Tek Corp common stock as payment for the exercise of options.

Read SEC document
March 16, 2021 Filed Mar 18, 2021 18:07 UTC Exercise / conversionSono Tek Corp Common Stock 13,334 $0.91 $12,133.94
Disclosure

SEC source: 0001330694-21-000002 · primary_doc.xml · nonDerivative · entry 1

Bagley Stephen James · CIK 0001330694 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,625

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Reporting person exercised 13,334 vested options.

Read SEC document
March 16, 2021 Filed Mar 18, 2021 15:30 UTC Exercise / conversionSono Tek Corp Options · Derivative 13,334 $0.91 Strike: $0.91 $12,133.94
Disclosure

SEC source: 0001568279-21-000002 · primary_doc.xml · derivative · entry 3

Engle Robb William · CIK 0001568279 · VP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,000

Underlying: Sono Tek Corp Common Stock · 13,334 shares

Expires 2026-07-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Reporting person exercised 13,334 vested options.

Read SEC document
March 16, 2021 Filed Mar 18, 2021 15:30 UTC Tax withholdingSono Tek Corp Common Stock 2,582 $4.70 $12,135.40
Disclosure

SEC source: 0001568279-21-000002 · primary_doc.xml · nonDerivative · entry 2

Engle Robb William · CIK 0001568279 · VP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,529

F2 · shares: Reporting person surrendered 2,582 shares of Sono Tek Corp common stock as payment for the exercise of options.

Read SEC document
March 16, 2021 Filed Mar 18, 2021 15:30 UTC Exercise / conversionSono Tek Corp Common Stock 13,334 $0.91 $12,133.94
Disclosure

SEC source: 0001568279-21-000002 · primary_doc.xml · nonDerivative · entry 1

Engle Robb William · CIK 0001568279 · VP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 88,111

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Reporting person exercised 13,334 vested options.

Read SEC document
January 15, 2021 Filed Jan 21, 2021 00:04 UTC GrantSono-Tek Corp Options · Derivative 5,000 $4.45 Strike: $4.45 $22,250.00
Disclosure

SEC source: 0001330694-21-000001 · primary_doc.xml · derivative · entry 1

Bagley Stephen James · CIK 0001330694 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,334

Underlying: Sono-Tek Corp Common Stock · 5,000 shares

Expires 2031-01-15

F1 · derivative.exercise_date: Subject to standard vesting schedule.

Read SEC document
January 15, 2021 Filed Jan 20, 2021 23:56 UTC GrantSono-Tek Corp Options · Derivative 5,000 $4.45 Strike: $4.45 $22,250.00
Disclosure

SEC source: 0001734258-21-000001 · primary_doc.xml · derivative · entry 1

BRUNTIL BENNETT · CIK 0001734258 · VP Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,000

Underlying: Sono-Tek Corp Common Stock · 5,000 shares

Expires 2031-01-15

F1 · derivative.exercise_date: Subject to standard vesting schedule.

Read SEC document
January 15, 2021 Filed Jan 20, 2021 23:39 UTC
Engle Robb WilliamVP Engineering
GrantSono-Tek Corp Options · Derivative 5,000 $4.45 Strike: $4.45 $22,250.00
Disclosure

SEC source: 0001568279-21-000001 · primary_doc.xml · derivative · entry 1

Engle Robb William · CIK 0001568279 · VP Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,334

Underlying: Sono-Tek Corp Common Stock · 5,000 shares

Expires 2031-01-15

F1 · derivative.exercise_date: Subject to standard vesting schedule.

Read SEC document
January 15, 2021 Filed Jan 20, 2021 23:31 UTC
Cichetti ChristopherVP Engineering
GrantSono-Tek Corp Options · Derivative 5,000 $4.45 Strike: $4.45 $22,250.00
Disclosure

SEC source: 0001778317-21-000001 · primary_doc.xml · derivative · entry 1

Cichetti Christopher · CIK 0001778317 · VP Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,000

Underlying: Sono-Tek Corp Common Stock · 5,000 shares

Expires 2031-01-15

F1 · derivative.exercise_date: Subject to standard vesting schedule.

Read SEC document
December 02, 2020 Filed Dec 3, 2020 21:28 UTC SaleSono-Tek Corp Common Stock 1,300 $4.05 $5,265.00
Disclosure

SEC source: 0001215582-20-000006 · primary_doc.xml · nonDerivative · entry 2

RIEMER JOSEPH · CIK 0001215582 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,654

Read SEC document
December 01, 2020 Filed Dec 3, 2020 21:28 UTC SaleSono-Tek Corp Common Stock 3,050 $4.06 $12,383.00
Disclosure

SEC source: 0001215582-20-000006 · primary_doc.xml · nonDerivative · entry 1

RIEMER JOSEPH · CIK 0001215582 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,954

Read SEC document
November 30, 2020 Filed Dec 2, 2020 22:47 UTC SaleSono-Tek Corp Common Stock 2,000 $4.07 $8,140.00
Disclosure

SEC source: 0001215582-20-000005 · primary_doc.xml · nonDerivative · entry 1

RIEMER JOSEPH · CIK 0001215582 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,004

Read SEC document
November 25, 2020 Filed Nov 25, 2020 23:42 UTC
COCCIO CHRISTOPHER LDirector · CEO
SaleSono-Tek Corp Common Stock 72 $4.20 $302.40
Disclosure

SEC source: 0001262182-20-000003 · primary_doc.xml · nonDerivative · entry 3

COCCIO CHRISTOPHER L · CIK 0001262182 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 340,419

Read SEC document
November 25, 2020 Filed Dec 1, 2020 19:37 UTC Amendment
COCCIO CHRISTOPHER LDirector · CEO
SaleSono-Tek Corp Common Stock 71 $4.20 $298.20
Disclosure

SEC source: 0001262182-20-000004 · primary_doc.xml · nonDerivative · entry 1

COCCIO CHRISTOPHER L · CIK 0001262182 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 340,420

Read SEC document
November 24, 2020 Filed Nov 25, 2020 23:42 UTC
COCCIO CHRISTOPHER LDirector · CEO
SaleSono-Tek Corp Common Stock 2,850 $4.22 $12,027.00
Disclosure

SEC source: 0001262182-20-000003 · primary_doc.xml · nonDerivative · entry 2

COCCIO CHRISTOPHER L · CIK 0001262182 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 340,491

Read SEC document
November 23, 2020 Filed Nov 25, 2020 23:42 UTC
COCCIO CHRISTOPHER LDirector · CEO
SaleSono-Tek Corp Common Stock 2,400 $4.45 $10,680.00
Disclosure

SEC source: 0001262182-20-000003 · primary_doc.xml · nonDerivative · entry 1

COCCIO CHRISTOPHER L · CIK 0001262182 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 343,341

Read SEC document
August 20, 2020 Filed Nov 25, 2020 00:30 UTC GrantSono-Tek Corp Options · Derivative 10,000 $3.70 Strike: $3.70 $37,000.00
Disclosure

SEC source: 0001263114-20-000001 · primary_doc.xml · derivative · entry 1

MOWBRAY DONALD F · CIK 0001263114 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Sono-Tek Corp Common Stock · 10,000 shares

Expires 2030-08-20

F1 · derivative.exercise_date: Subject to vesting schedule.

Read SEC document
August 20, 2020 Filed Nov 24, 2020 22:56 UTC
HASKELL ERICDirector
GrantSono-Tek Corp Options · Derivative 10,000 $3.70 Strike: $3.70 $37,000.00
Disclosure

SEC source: 0001254815-20-000001 · primary_doc.xml · derivative · entry 1

HASKELL ERIC · CIK 0001254815 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,000

Underlying: Sono-Tek Corp Common Stock · 10,000 shares

Expires 2030-08-20

F1 · derivative.exercise_date: Subject to vesting schedule.

Read SEC document
May 22, 2020 Filed May 27, 2020 22:03 UTC SaleSono-Tek Corp Common Stock 17 $2.30 $39.10
Disclosure

SEC source: 0000939709-20-000006 · primary_doc.xml · nonDerivative · entry 1

SCHWARTZ SAMUEL · CIK 0000939709 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,309,930

Read SEC document
May 20, 2020 Filed May 22, 2020 00:37 UTC SaleSono-Tek Corp Common Stock 300 $2.30 $690.00
Disclosure

SEC source: 0000939709-20-000005 · primary_doc.xml · nonDerivative · entry 2

SCHWARTZ SAMUEL · CIK 0000939709 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,309,947

Read SEC document
May 19, 2020 Filed May 22, 2020 00:37 UTC SaleSono-Tek Corp Common Stock 300 $2.30 $690.00
Disclosure

SEC source: 0000939709-20-000005 · primary_doc.xml · nonDerivative · entry 1

SCHWARTZ SAMUEL · CIK 0000939709 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,310,247

Read SEC document
May 13, 2020 Filed May 13, 2020 21:19 UTC SaleSonoTek Corp Common Stock 600 $2.30 $1,380.00
Disclosure

SEC source: 0000939709-20-000004 · primary_doc.xml · nonDerivative · entry 3

SCHWARTZ SAMUEL · CIK 0000939709 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,310,547

Read SEC document
May 12, 2020 Filed May 13, 2020 21:19 UTC SaleSonoTek Corp Common Stock 1,000 $2.30 $2,300.00
Disclosure

SEC source: 0000939709-20-000004 · primary_doc.xml · nonDerivative · entry 2

SCHWARTZ SAMUEL · CIK 0000939709 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,311,147

Read SEC document
May 11, 2020 Filed May 13, 2020 21:19 UTC SaleSonoTek Corp Common Stock 1,000 $2.30 $2,300.00
Disclosure

SEC source: 0000939709-20-000004 · primary_doc.xml · nonDerivative · entry 1

SCHWARTZ SAMUEL · CIK 0000939709 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,312,147

Read SEC document
May 01, 2020 Filed May 5, 2020 21:39 UTC
COCCIO CHRISTOPHER LDirector · CEO
SaleSono-Tek Corp Common Stock 500 $2.30 $1,150.00
Disclosure

SEC source: 0001262182-20-000002 · primary_doc.xml · nonDerivative · entry 1

COCCIO CHRISTOPHER L · CIK 0001262182 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 345,741

Read SEC document
April 24, 2020 Filed Apr 27, 2020 20:54 UTC SaleSono-Tek Corp Common Stock 4,800 $2.37 $11,376.00
Disclosure

SEC source: 0001215582-20-000003 · primary_doc.xml · nonDerivative · entry 1

RIEMER JOSEPH · CIK 0001215582 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,004

F1 · price: Average price.

Read SEC document
April 24, 2020 Filed Apr 28, 2020 20:26 UTC SaleSono-Tek Corp Common Stock 500 $2.35 $1,175.00
Disclosure

SEC source: 0000939709-20-000003 · primary_doc.xml · nonDerivative · entry 1

SCHWARTZ SAMUEL · CIK 0000939709 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,313,147

Read SEC document
April 22, 2020 Filed Apr 23, 2020 22:07 UTC SaleSono-Tek Corp Common Stock 1,700 $2.41 $4,097.00
Disclosure

SEC source: 0000939709-20-000002 · primary_doc.xml · nonDerivative · entry 2

SCHWARTZ SAMUEL · CIK 0000939709 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,313,647

Read SEC document
April 21, 2020 Filed Apr 23, 2020 22:07 UTC SaleSono-Tek Corp Common Stock 200 $2.35 $470.00
Disclosure

SEC source: 0000939709-20-000002 · primary_doc.xml · nonDerivative · entry 1

SCHWARTZ SAMUEL · CIK 0000939709 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,315,347

Read SEC document
April 17, 2020 Filed Apr 20, 2020 21:00 UTC SaleSono-Tek Corp Common Stock 500 $2.35 $1,175.00
Disclosure

SEC source: 0000939709-20-000001 · primary_doc.xml · nonDerivative · entry 2

SCHWARTZ SAMUEL · CIK 0000939709 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,315,547

Read SEC document
April 17, 2020 Filed Apr 20, 2020 20:39 UTC SaleSono-Tek Corp Common Stock 3,541 $2.33 $8,250.53
Disclosure

SEC source: 0001215582-20-000002 · primary_doc.xml · nonDerivative · entry 1

RIEMER JOSEPH · CIK 0001215582 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,804

F1 · price: Average price.

Read SEC document
April 16, 2020 Filed Apr 20, 2020 21:00 UTC SaleSono-Tek Corp Common Stock 500 $2.50 $1,250.00
Disclosure

SEC source: 0000939709-20-000001 · primary_doc.xml · nonDerivative · entry 1

SCHWARTZ SAMUEL · CIK 0000939709 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,316,047

Read SEC document
April 09, 2020 Filed Apr 9, 2020 22:58 UTC
COCCIO CHRISTOPHER LDirector · CEO
SaleSono-Tek Corp Common Stock 1,800 $2.52 $4,536.00
Disclosure

SEC source: 0001262182-20-000001 · primary_doc.xml · nonDerivative · entry 2

COCCIO CHRISTOPHER L · CIK 0001262182 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 346,241

Read SEC document
April 07, 2020 Filed Apr 9, 2020 22:58 UTC
COCCIO CHRISTOPHER LDirector · CEO
SaleSono-Tek Corp Common Stock 200 $2.98 $596.00
Disclosure

SEC source: 0001262182-20-000001 · primary_doc.xml · nonDerivative · entry 1

COCCIO CHRISTOPHER L · CIK 0001262182 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 348,041

Read SEC document
April 06, 2020 Filed Apr 8, 2020 22:24 UTC SaleSono-Tek Corp Common Stock 5,200 $2.89 $15,028.00
Disclosure

SEC source: 0001215582-20-000001 · primary_doc.xml · nonDerivative · entry 1

RIEMER JOSEPH · CIK 0001215582 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 91,345

F1 · price: Average price.

Read SEC document
April 01, 2020 Filed Apr 3, 2020 23:33 UTC Exercise / conversionSono Tek Corp options · Derivative 23,333 $0.91 Strike: $0.91 $21,233.03
Disclosure

SEC source: 0001568279-20-000001 · primary_doc.xml · derivative · entry 3

Engle Robb William · CIK 0001568279 · VP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,334

Underlying: SonoTek Corp Common Stock · 23,333 shares

Expires 2026-07-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Reporting person exercised 23333 vested options.

Read SEC document
April 01, 2020 Filed Apr 3, 2020 23:33 UTC Tax withholdingSonoTek Corp Common Stock 8,043 $2.64 $21,233.52
Disclosure

SEC source: 0001568279-20-000001 · primary_doc.xml · nonDerivative · entry 2

Engle Robb William · CIK 0001568279 · VP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,777

F2 · shares: Reporting person surrendered 8043 shares of SonoTek Corp common stock as payment for the exercise of options.

Read SEC document
April 01, 2020 Filed Apr 3, 2020 23:33 UTC Exercise / conversionSono Tek Corp Common Stock 23,333 $0.91 $21,233.03
Disclosure

SEC source: 0001568279-20-000001 · primary_doc.xml · nonDerivative · entry 1

Engle Robb William · CIK 0001568279 · VP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,820

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Reporting person exercised 23333 vested options.

Read SEC document
April 01, 2020 Filed Apr 3, 2020 22:42 UTC Exercise / conversionSonoTek Corp Options · Derivative 23,333 $0.91 Strike: $0.91 $21,233.03
Disclosure

SEC source: 0001330694-20-000001 · primary_doc.xml · derivative · entry 3

Bagley Stephen James · CIK 0001330694 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,334

Underlying: SonoTek Corp Common Stock · 23,333 shares

Expires 2026-07-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Reporting person exercised 23333 vested options.

Read SEC document
April 01, 2020 Filed Apr 3, 2020 22:42 UTC Tax withholdingSonoTek Corp Common Stock 8,043 $2.64 $21,233.52
Disclosure

SEC source: 0001330694-20-000001 · primary_doc.xml · nonDerivative · entry 2

Bagley Stephen James · CIK 0001330694 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,291

F2 · shares: Reporting person surrendered 8043 shares of SonoTek Corp common stock as payment for the exercise of options.

Read SEC document
April 01, 2020 Filed Apr 3, 2020 22:42 UTC Exercise / conversionSonoTek Corp Common Stock 23,333 $0.91 $21,233.03
Disclosure

SEC source: 0001330694-20-000001 · primary_doc.xml · nonDerivative · entry 1

Bagley Stephen James · CIK 0001330694 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,334

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Reporting person exercised 23333 vested options.

Read SEC document
April 01, 2020 Filed Apr 3, 2020 22:29 UTC
HARSHBARGER R STEPHENDirector · President
Exercise / conversionSonoTek Corp Options · Derivative 36,667 $1.06 Strike: $1.06 $38,867.02
Disclosure

SEC source: 0001262184-20-000001 · primary_doc.xml · derivative · entry 6

HARSHBARGER R STEPHEN · CIK 0001262184 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,666

Underlying: SonoTek Corp Common Stock · 36,667 shares

Expires 2027-05-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: Reporting person exercised 36667 vested options.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.