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Nasdaq · USD

SONO

Sonos Inc

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Tapewire entity
1773
SEC CIK
0001314727
Parsed reports
419

Last 12 months

Inside the activity.

17 purchase rows · 6 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202510
Dec 202501
Jan 202600
Feb 202690
Mar 202660
Apr 202600
May 202610
Jun 202600
Jul 202602
Aug 202600
Sep 202603
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 15, 2023 Filed Feb 17, 2023 23:03 UTC
Mason Christopher ScottPrincipal Accounting Officer
Exercise / conversionCommon Stock 7,281 Not disclosed Not disclosed
Disclosure

SEC source: 0001562180-23-001531 · primarydocument.xml · nonDerivative · entry 1

Mason Christopher Scott · CIK 0001747554 · Principal Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,933

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Vesting of restricted stock units ("RSUs") previously granted to the Reporting Person.

F2 · price: Each RSU represents a contingent right to receive 1 share of the Issuer's Common Stock upon vesting and settlement for no consideration.

Read SEC document
February 15, 2023 Filed Feb 17, 2023 22:55 UTC
Siegel Matthew O.Chief Commercial Officer
Exercise / conversionRestricted Stock Units · Derivative 2,997 $0.00 $0.00
Disclosure

SEC source: 0001562180-23-001530 · primarydocument.xml · derivative · entry 5

Siegel Matthew O. · CIK 0001744461 · Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 128,066

Underlying: Common Stock · 2,997 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive 1 share of the Issuer's Common Stock upon vesting and settlement for no consideration.

F1 · kind: Vesting of restricted stock units ("RSUs") previously granted to the Reporting Person.

F6 · derivative.exercise_date: These RSUs will vest on the following schedule: 6.25% of the shares subject to the RSU will vest quarterly in year 1 following the vesting commencement date of November 15, 2021; 12.5% of the shares subject to the RSU will vest quarterly in year 2; and 6.25% of the shares subject to the RSU will vest quarterly in year 3, in each case subject to the continuing employment of the Reporting Person on each vesting date. The RSUs are subject to double-trigger acceleration.

F6 · derivative.expiration_date: These RSUs will vest on the following schedule: 6.25% of the shares subject to the RSU will vest quarterly in year 1 following the vesting commencement date of November 15, 2021; 12.5% of the shares subject to the RSU will vest quarterly in year 2; and 6.25% of the shares subject to the RSU will vest quarterly in year 3, in each case subject to the continuing employment of the Reporting Person on each vesting date. The RSUs are subject to double-trigger acceleration.

Read SEC document
February 15, 2023 Filed Feb 17, 2023 22:55 UTC
Siegel Matthew O.Chief Commercial Officer
Exercise / conversionRestricted Stock Units · Derivative 4,293 $0.00 $0.00
Disclosure

SEC source: 0001562180-23-001530 · primarydocument.xml · derivative · entry 4

Siegel Matthew O. · CIK 0001744461 · Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 131,063

Underlying: Common Stock · 4,293 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive 1 share of the Issuer's Common Stock upon vesting and settlement for no consideration.

F1 · kind: Vesting of restricted stock units ("RSUs") previously granted to the Reporting Person.

F5 · derivative.exercise_date: 1/12 of the shares subject to the RSUs vest in equal installments on each quarterly anniversary date following the vesting commencement date of November 15, 2022, until such time as the RSUs are 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. The RSUs are subject to double-trigger acceleration.

F5 · derivative.expiration_date: 1/12 of the shares subject to the RSUs vest in equal installments on each quarterly anniversary date following the vesting commencement date of November 15, 2022, until such time as the RSUs are 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. The RSUs are subject to double-trigger acceleration.

Read SEC document
February 15, 2023 Filed Feb 17, 2023 22:55 UTC
Siegel Matthew O.Chief Commercial Officer
Exercise / conversionRestricted Stock Units · Derivative 28,879 $0.00 $0.00
Disclosure

SEC source: 0001562180-23-001530 · primarydocument.xml · derivative · entry 3

Siegel Matthew O. · CIK 0001744461 · Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 135,356

Underlying: Common Stock · 28,879 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive 1 share of the Issuer's Common Stock upon vesting and settlement for no consideration.

F1 · kind: Vesting of restricted stock units ("RSUs") previously granted to the Reporting Person.

F4 · derivative.exercise_date: 1/16 of the shares subject to the RSUs vest in equal installments on each quarterly anniversary date following the applicable vesting commencement date, until such time as the RSUs are 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. The RSUs are subject to double-trigger acceleration.

F4 · derivative.expiration_date: 1/16 of the shares subject to the RSUs vest in equal installments on each quarterly anniversary date following the applicable vesting commencement date, until such time as the RSUs are 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. The RSUs are subject to double-trigger acceleration.

Read SEC document
February 15, 2023 Filed Feb 17, 2023 22:55 UTC
Siegel Matthew O.Chief Commercial Officer
Tax withholdingCommon Stock 10,548 $21.45 $226,254.60
Disclosure

SEC source: 0001562180-23-001530 · primarydocument.xml · nonDerivative · entry 2

Siegel Matthew O. · CIK 0001744461 · Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 128,223

F3 · kind: Exempt transaction pursuant to Section 16b-3(e) - payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. All of the shares reported as disposed of in this Form 4 were withheld by the Issuer in accordance with the agreement governing the RSUs to satisfy federal and state tax withholding obligations of the Reporting Person resulting from the vesting and settlement of RSUs.

Read SEC document
February 15, 2023 Filed Feb 17, 2023 22:55 UTC
Siegel Matthew O.Chief Commercial Officer
Exercise / conversionCommon Stock 36,169 Not disclosed Not disclosed
Disclosure

SEC source: 0001562180-23-001530 · primarydocument.xml · nonDerivative · entry 1

Siegel Matthew O. · CIK 0001744461 · Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 138,771

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Vesting of restricted stock units ("RSUs") previously granted to the Reporting Person.

F2 · price: Each RSU represents a contingent right to receive 1 share of the Issuer's Common Stock upon vesting and settlement for no consideration.

Read SEC document
February 15, 2023 Filed Feb 17, 2023 22:45 UTC
Braman ShamayneChief People Officer
Exercise / conversionRestricted Stock Units · Derivative 1,217 $0.00 $0.00
Disclosure

SEC source: 0001562180-23-001523 · primarydocument.xml · derivative · entry 4

Braman Shamayne · CIK 0001963743 · Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,844

Underlying: Common Stock · 1,217 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive 1 share of the Issuer's Common Stock upon vesting and settlement for no consideration.

F1 · kind: Vesting of restricted stock units ("RSUs") previously granted to the Reporting Person.

F5 · derivative.exercise_date: 1/16 of the shares subject to the RSUs vest in equal installments on each quarterly anniversary date following the applicable vesting commencement date, until such time as the RSUs are 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. The RSUs are subject to double-trigger acceleration.

F5 · derivative.expiration_date: 1/16 of the shares subject to the RSUs vest in equal installments on each quarterly anniversary date following the applicable vesting commencement date, until such time as the RSUs are 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. The RSUs are subject to double-trigger acceleration.

Read SEC document
February 15, 2023 Filed Feb 17, 2023 22:45 UTC
Braman ShamayneChief People Officer
Exercise / conversionRestricted Stock Units · Derivative 2,683 $0.00 $0.00
Disclosure

SEC source: 0001562180-23-001523 · primarydocument.xml · derivative · entry 3

Braman Shamayne · CIK 0001963743 · Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,061

Underlying: Common Stock · 2,683 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive 1 share of the Issuer's Common Stock upon vesting and settlement for no consideration.

F1 · kind: Vesting of restricted stock units ("RSUs") previously granted to the Reporting Person.

F4 · derivative.exercise_date: 1/12 of the shares subject to the RSUs vest in equal installments on each quarterly anniversary date following the vesting commencement date of November 15, 2022, until such time as the RSUs are 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. The RSUs are subject to double-trigger acceleration.

F4 · derivative.expiration_date: 1/12 of the shares subject to the RSUs vest in equal installments on each quarterly anniversary date following the vesting commencement date of November 15, 2022, until such time as the RSUs are 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. The RSUs are subject to double-trigger acceleration.

Read SEC document
February 15, 2023 Filed Feb 17, 2023 22:45 UTC
Braman ShamayneChief People Officer
Tax withholdingCommon Stock 1,401 $21.45 $30,051.45
Disclosure

SEC source: 0001562180-23-001523 · primarydocument.xml · nonDerivative · entry 2

Braman Shamayne · CIK 0001963743 · Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,879

F3 · kind: Exempt transaction pursuant to Section 16b-3(e) - payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. All of the shares reported as disposed of in this Form 4 were withheld by the Issuer in accordance with the agreement governing the RSUs to satisfy federal and state tax withholding obligations of the Reporting Person resulting from the vesting and settlement of RSUs.

Read SEC document
February 15, 2023 Filed Feb 17, 2023 22:45 UTC
Braman ShamayneChief People Officer
Exercise / conversionCommon Stock 3,900 Not disclosed Not disclosed
Disclosure

SEC source: 0001562180-23-001523 · primarydocument.xml · nonDerivative · entry 1

Braman Shamayne · CIK 0001963743 · Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,280

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Vesting of restricted stock units ("RSUs") previously granted to the Reporting Person.

F2 · price: Each RSU represents a contingent right to receive 1 share of the Issuer's Common Stock upon vesting and settlement for no consideration.

Read SEC document
February 15, 2023 Filed Feb 17, 2023 22:41 UTC
Spence PatrickDirector · Chief Executive Officer
Exercise / conversionRestricted Stock Units · Derivative 21,500 $0.00 $0.00
Disclosure

SEC source: 0001562180-23-001522 · primarydocument.xml · derivative · entry 5

Spence Patrick · CIK 0001743317 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 312,000

Underlying: Common Stock · 21,500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive 1 share of the Issuer's Common Stock upon vesting and settlement for no consideration.

F1 · kind: Vesting of restricted stock units ("RSUs") previously granted to the Reporting Person.

F6 · derivative.exercise_date: 1/16 of the shares subject to the RSUs vest in equal installments on each quarterly anniversary date following the applicable vesting commencement date, until such time as the RSUs are 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. The RSUs are subject to double-trigger acceleration.

F6 · derivative.expiration_date: 1/16 of the shares subject to the RSUs vest in equal installments on each quarterly anniversary date following the applicable vesting commencement date, until such time as the RSUs are 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. The RSUs are subject to double-trigger acceleration.

Read SEC document
February 15, 2023 Filed Feb 17, 2023 22:41 UTC
Spence PatrickDirector · Chief Executive Officer
Exercise / conversionRestricted Stock Units · Derivative 9,367 $0.00 $0.00
Disclosure

SEC source: 0001562180-23-001522 · primarydocument.xml · derivative · entry 4

Spence Patrick · CIK 0001743317 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 333,500

Underlying: Common Stock · 9,367 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive 1 share of the Issuer's Common Stock upon vesting and settlement for no consideration.

F1 · kind: Vesting of restricted stock units ("RSUs") previously granted to the Reporting Person.

F5 · derivative.exercise_date: These RSUs will vest on the following schedule: 6.25% of the shares subject to the RSU will vest quarterly in year 1 following the vesting commencement date of November 15, 2021; 12.5% of the shares subject to the RSU will vest quarterly in year 2; and 6.25% of the shares subject to the RSU will vest quarterly in year 3, in each case subject to the continuing employment of the Reporting Person on each vesting date. The RSUs are subject to double-trigger acceleration.

F5 · derivative.expiration_date: These RSUs will vest on the following schedule: 6.25% of the shares subject to the RSU will vest quarterly in year 1 following the vesting commencement date of November 15, 2021; 12.5% of the shares subject to the RSU will vest quarterly in year 2; and 6.25% of the shares subject to the RSU will vest quarterly in year 3, in each case subject to the continuing employment of the Reporting Person on each vesting date. The RSUs are subject to double-trigger acceleration.

Read SEC document
February 15, 2023 Filed Feb 17, 2023 22:41 UTC
Spence PatrickDirector · Chief Executive Officer
Exercise / conversionRestricted Stock Units · Derivative 13,415 $0.00 $0.00
Disclosure

SEC source: 0001562180-23-001522 · primarydocument.xml · derivative · entry 3

Spence Patrick · CIK 0001743317 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 342,867

Underlying: Common Stock · 13,415 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive 1 share of the Issuer's Common Stock upon vesting and settlement for no consideration.

F1 · kind: Vesting of restricted stock units ("RSUs") previously granted to the Reporting Person.

F4 · derivative.exercise_date: 1/12 of the shares subject to the RSUs vest in equal installments on each quarterly anniversary date following the vesting commencement date of November 15, 2022, until such time as the RSUs are 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. The RSUs are subject to double-trigger acceleration.

F4 · derivative.expiration_date: 1/12 of the shares subject to the RSUs vest in equal installments on each quarterly anniversary date following the vesting commencement date of November 15, 2022, until such time as the RSUs are 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. The RSUs are subject to double-trigger acceleration.

Read SEC document
February 15, 2023 Filed Feb 17, 2023 22:41 UTC
Spence PatrickDirector · Chief Executive Officer
Tax withholdingCommon Stock 22,158 $21.45 $475,289.10
Disclosure

SEC source: 0001562180-23-001522 · primarydocument.xml · nonDerivative · entry 2

Spence Patrick · CIK 0001743317 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 926,221

F3 · kind: Exempt transaction pursuant to Section 16b-3(e) - payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. All of the shares reported as disposed of in this Form 4 were withheld by the Issuer in accordance with the agreement governing the RSUs to satisfy federal and state tax withholding obligations of the Reporting Person resulting from the vesting and settlement of RSUs.

Read SEC document
February 15, 2023 Filed Feb 17, 2023 22:41 UTC
Spence PatrickDirector · Chief Executive Officer
Exercise / conversionCommon Stock 44,282 Not disclosed Not disclosed
Disclosure

SEC source: 0001562180-23-001522 · primarydocument.xml · nonDerivative · entry 1

Spence Patrick · CIK 0001743317 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 948,379

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Vesting of restricted stock units ("RSUs") previously granted to the Reporting Person.

F2 · price: Each RSU represents a contingent right to receive 1 share of the Issuer's Common Stock upon vesting and settlement for no consideration.

Read SEC document
February 15, 2023 Filed Feb 17, 2023 22:36 UTC
Millington NicholasChief Innovation Officer
Exercise / conversionRestricted Stock Units · Derivative 4,980 $0.00 $0.00
Disclosure

SEC source: 0001562180-23-001521 · primarydocument.xml · derivative · entry 5

Millington Nicholas · CIK 0001743324 · Chief Innovation Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 110,125

Underlying: Common Stock · 4,980 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive 1 share of the Issuer's Common Stock upon vesting and settlement for no consideration.

F1 · kind: Vesting of restricted stock units ("RSUs") previously granted to the Reporting Person.

F6 · derivative.exercise_date: 1/4 of the shares subject to the RSUs vest in equal installments on each quarterly anniversary date following the vesting commencement date of February 15, 2022, until such time as the RSUs are 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. The RSUs are subject to double-trigger acceleration.

F6 · derivative.expiration_date: 1/4 of the shares subject to the RSUs vest in equal installments on each quarterly anniversary date following the vesting commencement date of February 15, 2022, until such time as the RSUs are 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. The RSUs are subject to double-trigger acceleration.

Read SEC document
February 15, 2023 Filed Feb 17, 2023 22:36 UTC
Millington NicholasChief Innovation Officer
Exercise / conversionRestricted Stock Units · Derivative 4,025 $0.00 $0.00
Disclosure

SEC source: 0001562180-23-001521 · primarydocument.xml · derivative · entry 4

Millington Nicholas · CIK 0001743324 · Chief Innovation Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 115,105

Underlying: Common Stock · 4,025 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive 1 share of the Issuer's Common Stock upon vesting and settlement for no consideration.

F1 · kind: Vesting of restricted stock units ("RSUs") previously granted to the Reporting Person.

F5 · derivative.exercise_date: 1/12 of the shares subject to the RSUs vest in equal installments on each quarterly anniversary date following the vesting commencement date of November 15, 2022, until such time as the RSUs are 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. The RSUs are subject to double-trigger acceleration.

F5 · derivative.expiration_date: 1/12 of the shares subject to the RSUs vest in equal installments on each quarterly anniversary date following the vesting commencement date of November 15, 2022, until such time as the RSUs are 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. The RSUs are subject to double-trigger acceleration.

Read SEC document
February 15, 2023 Filed Feb 17, 2023 22:36 UTC
Millington NicholasChief Innovation Officer
Exercise / conversionRestricted Stock Units · Derivative 29,422 $0.00 $0.00
Disclosure

SEC source: 0001562180-23-001521 · primarydocument.xml · derivative · entry 3

Millington Nicholas · CIK 0001743324 · Chief Innovation Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 119,130

Underlying: Common Stock · 29,422 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive 1 share of the Issuer's Common Stock upon vesting and settlement for no consideration.

F1 · kind: Vesting of restricted stock units ("RSUs") previously granted to the Reporting Person.

F4 · derivative.exercise_date: 1/16 of the shares subject to the RSUs vest in equal installments on each quarterly anniversary date following the applicable vesting commencement date, until such time as the RSUs are 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. The RSUs are subject to double-trigger acceleration.

F4 · derivative.expiration_date: 1/16 of the shares subject to the RSUs vest in equal installments on each quarterly anniversary date following the applicable vesting commencement date, until such time as the RSUs are 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. The RSUs are subject to double-trigger acceleration.

Read SEC document
February 15, 2023 Filed Feb 17, 2023 22:36 UTC
Millington NicholasChief Innovation Officer
Tax withholdingCommon Stock 13,536 $21.45 $290,347.20
Disclosure

SEC source: 0001562180-23-001521 · primarydocument.xml · nonDerivative · entry 2

Millington Nicholas · CIK 0001743324 · Chief Innovation Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 319,474

F3 · kind: Exempt transaction pursuant to Section 16b-3(e) - payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. All of the shares reported as disposed of in this Form 4 were withheld by the Issuer in accordance with the agreement governing the RSUs to satisfy federal and state tax withholding obligations of the Reporting Person resulting from the vesting and settlement of RSUs.

Read SEC document
February 15, 2023 Filed Feb 17, 2023 22:36 UTC
Millington NicholasChief Innovation Officer
Exercise / conversionCommon Stock 38,427 Not disclosed Not disclosed
Disclosure

SEC source: 0001562180-23-001521 · primarydocument.xml · nonDerivative · entry 1

Millington Nicholas · CIK 0001743324 · Chief Innovation Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 333,010

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Vesting of restricted stock units ("RSUs") previously granted to the Reporting Person.

F2 · price: Each RSU represents a contingent right to receive 1 share of the Issuer's Common Stock upon vesting and settlement for no consideration.

Read SEC document
February 09, 2023 Filed Feb 10, 2023 22:04 UTC
Millington NicholasChief Innovation Officer
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 41,898 $0.00 Strike: $5.00 $0.00
Disclosure

SEC source: 0001562180-23-001259 · primarydocument.xml · derivative · entry 3

Millington Nicholas · CIK 0001743324 · Chief Innovation Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 41,898 shares

Expires 2023-06-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The reported transactions were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F3 · derivative.exercise_date: The stock option is fully vested.

Read SEC document
February 09, 2023 Filed Feb 10, 2023 22:04 UTC
Millington NicholasChief Innovation Officer
SaleCommon Stock 41,898 $20.13 $843,285.24
Disclosure

SEC source: 0001562180-23-001259 · primarydocument.xml · nonDerivative · entry 2

Millington Nicholas · CIK 0001743324 · Chief Innovation Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 294,583

F1 · kind: The reported transactions were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F2 · price: Represents the weighted average sales price per share. The shares sold at prices ranging from $20.00 to $20.68 per share. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer.

Read SEC document
February 09, 2023 Filed Feb 10, 2023 22:04 UTC
Millington NicholasChief Innovation Officer
Exercise / conversionCommon Stock 41,898 $5.00 $209,490.00
Disclosure

SEC source: 0001562180-23-001259 · primarydocument.xml · nonDerivative · entry 1

Millington Nicholas · CIK 0001743324 · Chief Innovation Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 336,481

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The reported transactions were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

Read SEC document
February 09, 2023 Filed Feb 10, 2023 21:56 UTC
Coles JoannaDirector
SaleCommon Stock 5,430 $20.55 $111,586.50
Disclosure

SEC source: 0001562180-23-001258 · primarydocument.xml · nonDerivative · entry 1

Coles Joanna · CIK 0001699323 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,667

F1 · kind: The reported transactions were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

Read SEC document
November 15, 2022 Filed Nov 17, 2022 21:28 UTC Exercise / conversionRestricted Stock Units · Derivative 1,752 $0.00 $0.00
Disclosure

SEC source: 0001562180-22-007741 · primarydocument.xml · derivative · entry 4

Lazarus Edward P · CIK 0001610766 · CFO & CLO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 309,627

Underlying: Common Stock · 1,752 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive 1 share of the Issuer's Common Stock upon vesting and settlement for no consideration.

F1 · kind: Vesting of restricted stock units ("RSUs") previously granted to the Reporting Person.

F5 · derivative.exercise_date: These RSUs will vest on the following schedule: 6.25% of the shares subject to the RSU will vest quarterly in year 1 following the vesting commencement date of November 15, 2021; 12.5% of the shares subject to the RSU will vest quarterly in year 2; and 6.25% of the shares subject to the RSU will vest quarterly in year 3, in each case subject to the continuing employment of the Reporting Person on each vesting date. The RSUs are subject to double-trigger acceleration.

F5 · derivative.expiration_date: These RSUs will vest on the following schedule: 6.25% of the shares subject to the RSU will vest quarterly in year 1 following the vesting commencement date of November 15, 2021; 12.5% of the shares subject to the RSU will vest quarterly in year 2; and 6.25% of the shares subject to the RSU will vest quarterly in year 3, in each case subject to the continuing employment of the Reporting Person on each vesting date. The RSUs are subject to double-trigger acceleration.

Read SEC document
November 15, 2022 Filed Nov 17, 2022 21:28 UTC Exercise / conversionRestricted Stock Units · Derivative 17,064 $0.00 $0.00
Disclosure

SEC source: 0001562180-22-007741 · primarydocument.xml · derivative · entry 3

Lazarus Edward P · CIK 0001610766 · CFO & CLO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 311,379

Underlying: Common Stock · 17,064 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive 1 share of the Issuer's Common Stock upon vesting and settlement for no consideration.

F1 · kind: Vesting of restricted stock units ("RSUs") previously granted to the Reporting Person.

F4 · derivative.exercise_date: 1/16 of the shares subject to the RSUs vest in equal installments on each quarterly anniversary date following the applicable vesting commencement date, until such time as the RSUs are 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. The RSUs are subject to double-trigger acceleration.

F4 · derivative.expiration_date: 1/16 of the shares subject to the RSUs vest in equal installments on each quarterly anniversary date following the applicable vesting commencement date, until such time as the RSUs are 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. The RSUs are subject to double-trigger acceleration.

Read SEC document
November 15, 2022 Filed Nov 17, 2022 21:28 UTC Tax withholdingCommon Stock 9,332 $17.80 $166,109.60
Disclosure

SEC source: 0001562180-22-007741 · primarydocument.xml · nonDerivative · entry 2

Lazarus Edward P · CIK 0001610766 · CFO & CLO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 176,290

F3 · kind: Exempt transaction pursuant to Section 16b-3(e) - payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. All of the shares reported as disposed of in this Form 4 were withheld by the Issuer in accordance with the agreement governing the RSUs to satisfy federal and state tax withholding obligations of the Reporting Person resulting from the vesting and settlement of RSUs.

Read SEC document
November 15, 2022 Filed Nov 17, 2022 21:28 UTC Exercise / conversionCommon Stock 18,816 Not disclosed Not disclosed
Disclosure

SEC source: 0001562180-22-007741 · primarydocument.xml · nonDerivative · entry 1

Lazarus Edward P · CIK 0001610766 · CFO & CLO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 185,622

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Vesting of restricted stock units ("RSUs") previously granted to the Reporting Person.

F2 · price: Each RSU represents a contingent right to receive 1 share of the Issuer's Common Stock upon vesting and settlement for no consideration.

Read SEC document
November 15, 2022 Filed Nov 17, 2022 21:29 UTC
Spence PatrickDirector · Chief Executive Officer
Exercise / conversionRestricted Stock Units · Derivative 4,684 $0.00 $0.00
Disclosure

SEC source: 0001562180-22-007743 · primarydocument.xml · derivative · entry 6

Spence Patrick · CIK 0001743317 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 356,282

Underlying: Common Stock · 4,684 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive 1 share of the Issuer's Common Stock upon vesting and settlement for no consideration.

F1 · kind: Vesting of restricted stock units ("RSUs") previously granted to the Reporting Person.

F7 · derivative.exercise_date: These RSUs will vest on the following schedule: 6.25% of the shares subject to the RSU will vest quarterly in year 1 following the vesting commencement date of November 15, 2021; 12.5% of the shares subject to the RSU will vest quarterly in year 2; and 6.25% of the shares subject to the RSU will vest quarterly in year 3, in each case subject to the continuing employment of the Reporting Person on each vesting date. The RSUs are subject to double-trigger acceleration.

F7 · derivative.expiration_date: These RSUs will vest on the following schedule: 6.25% of the shares subject to the RSU will vest quarterly in year 1 following the vesting commencement date of November 15, 2021; 12.5% of the shares subject to the RSU will vest quarterly in year 2; and 6.25% of the shares subject to the RSU will vest quarterly in year 3, in each case subject to the continuing employment of the Reporting Person on each vesting date. The RSUs are subject to double-trigger acceleration.

Read SEC document
November 15, 2022 Filed Nov 17, 2022 21:29 UTC
Spence PatrickDirector · Chief Executive Officer
Exercise / conversionRestricted Stock Units · Derivative 45,127 $0.00 $0.00
Disclosure

SEC source: 0001562180-22-007743 · primarydocument.xml · derivative · entry 5

Spence Patrick · CIK 0001743317 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 360,966

Underlying: Common Stock · 45,127 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive 1 share of the Issuer's Common Stock upon vesting and settlement for no consideration.

F1 · kind: Vesting of restricted stock units ("RSUs") previously granted to the Reporting Person.

F6 · derivative.exercise_date: 1/16 of the shares subject to the RSUs vest in equal installments on each quarterly anniversary date following the applicable vesting commencement date, until such time as the RSUs are 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. The RSUs are subject to double-trigger acceleration.

F6 · derivative.expiration_date: 1/16 of the shares subject to the RSUs vest in equal installments on each quarterly anniversary date following the applicable vesting commencement date, until such time as the RSUs are 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. The RSUs are subject to double-trigger acceleration.

Read SEC document
November 15, 2022 Filed Nov 17, 2022 21:29 UTC
Spence PatrickDirector · Chief Executive Officer
GrantRestricted Stock Units · Derivative 160,979 $0.00 $0.00
Disclosure

SEC source: 0001562180-22-007743 · primarydocument.xml · derivative · entry 4

Spence Patrick · CIK 0001743317 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 406,093

Underlying: Common Stock · 160,979 shares

Expires not disclosed

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive 1 share of the Issuer's Common Stock upon vesting and settlement for no consideration.

F5 · derivative.exercise_date: 1/12 of the shares subject to the RSUs vest in equal installments on each quarterly anniversary date following the vesting commencement date of November 15, 2022, until such time as the RSUs are 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. The RSUs are subject to double-trigger acceleration.

F5 · derivative.expiration_date: 1/12 of the shares subject to the RSUs vest in equal installments on each quarterly anniversary date following the vesting commencement date of November 15, 2022, until such time as the RSUs are 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. The RSUs are subject to double-trigger acceleration.

Read SEC document
November 15, 2022 Filed Nov 17, 2022 21:29 UTC
Spence PatrickDirector · Chief Executive Officer
Tax withholdingCommon Stock 124,081 $17.80 $2,208,641.80
Disclosure

SEC source: 0001562180-22-007743 · primarydocument.xml · nonDerivative · entry 3

Spence Patrick · CIK 0001743317 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 904,097

F4 · kind: Reflects shares withheld to cover tax liability with respect to the vesting of Performance Share Units ("PSUs") reported on a Form 4 filed November 9, 2022. Exempt transaction pursuant to Section 16b-3(e) - payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. All of the shares reported as disposed of in this Form 4 were withheld by the Issuer in accordance with the agreement governing the PSUs to satisfy federal and state tax withholding obligations of the Reporting Person resulting from the vesting and subsequent settlement of PSUs.

Read SEC document
November 15, 2022 Filed Nov 17, 2022 21:29 UTC
Spence PatrickDirector · Chief Executive Officer
Tax withholdingCommon Stock 24,698 $17.80 $439,624.40
Disclosure

SEC source: 0001562180-22-007743 · primarydocument.xml · nonDerivative · entry 2

Spence Patrick · CIK 0001743317 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,028,178

F3 · kind: Exempt transaction pursuant to Section 16b-3(e) - payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. All of the shares reported as disposed of in this Form 4 were withheld by the Issuer in accordance with the agreement governing the RSUs to satisfy federal and state tax withholding obligations of the Reporting Person resulting from the vesting and settlement of RSUs.

Read SEC document
November 15, 2022 Filed Nov 17, 2022 21:29 UTC
Spence PatrickDirector · Chief Executive Officer
Exercise / conversionCommon Stock 49,811 Not disclosed Not disclosed
Disclosure

SEC source: 0001562180-22-007743 · primarydocument.xml · nonDerivative · entry 1

Spence Patrick · CIK 0001743317 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,052,876

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Vesting of restricted stock units ("RSUs") previously granted to the Reporting Person.

F2 · price: Each RSU represents a contingent right to receive 1 share of the Issuer's Common Stock upon vesting and settlement for no consideration.

Read SEC document
November 15, 2022 Filed Nov 17, 2022 21:28 UTC
Mason Christopher ScottPrincipal Accounting Officer
Exercise / conversionRestricted Stock Units · Derivative 170 $0.00 $0.00
Disclosure

SEC source: 0001562180-22-007742 · primarydocument.xml · derivative · entry 4

Mason Christopher Scott · CIK 0001747554 · Principal Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 215,917

Underlying: Common Stock · 170 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive 1 share of the Issuer's Common Stock upon vesting and settlement for no consideration.

F1 · kind: Vesting of restricted stock units ("RSUs") previously granted to the Reporting Person.

F5 · derivative.exercise_date: These RSUs will vest on the following schedule: 6.25% of the shares subject to the RSU will vest quarterly in year 1 following the vesting commencement date of November 15, 2021; 12.5% of the shares subject to the RSU will vest quarterly in year 2; and 6.25% of the shares subject to the RSU will vest quarterly in year 3, in each case subject to the continuing employment of the Reporting Person on each vesting date. The RSUs are subject to double-trigger acceleration.

F5 · derivative.expiration_date: These RSUs will vest on the following schedule: 6.25% of the shares subject to the RSU will vest quarterly in year 1 following the vesting commencement date of November 15, 2021; 12.5% of the shares subject to the RSU will vest quarterly in year 2; and 6.25% of the shares subject to the RSU will vest quarterly in year 3, in each case subject to the continuing employment of the Reporting Person on each vesting date. The RSUs are subject to double-trigger acceleration.

Read SEC document
November 15, 2022 Filed Nov 17, 2022 21:28 UTC
Mason Christopher ScottPrincipal Accounting Officer
Exercise / conversionRestricted Stock Units · Derivative 7,112 $0.00 $0.00
Disclosure

SEC source: 0001562180-22-007742 · primarydocument.xml · derivative · entry 3

Mason Christopher Scott · CIK 0001747554 · Principal Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 216,087

Underlying: Common Stock · 7,112 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive 1 share of the Issuer's Common Stock upon vesting and settlement for no consideration.

F1 · kind: Vesting of restricted stock units ("RSUs") previously granted to the Reporting Person.

F4 · derivative.exercise_date: 1/16 of the shares subject to the RSUs vest in equal installments on each quarterly anniversary date following the applicable vesting commencement date, until such time as the RSUs are 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. The RSUs are subject to double-trigger acceleration.

F4 · derivative.expiration_date: 1/16 of the shares subject to the RSUs vest in equal installments on each quarterly anniversary date following the applicable vesting commencement date, until such time as the RSUs are 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. The RSUs are subject to double-trigger acceleration.

Read SEC document
November 15, 2022 Filed Nov 17, 2022 21:28 UTC
Mason Christopher ScottPrincipal Accounting Officer
Tax withholdingCommon Stock 1,777 $17.80 $31,630.60
Disclosure

SEC source: 0001562180-22-007742 · primarydocument.xml · nonDerivative · entry 2

Mason Christopher Scott · CIK 0001747554 · Principal Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,652

F3 · kind: Exempt transaction pursuant to Section 16b-3(e) - payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. All of the shares reported as disposed of in this Form 4 were withheld by the Issuer in accordance with the agreement governing the RSUs to satisfy federal and state tax withholding obligations of the Reporting Person resulting from the vesting and settlement of RSUs.

Read SEC document
November 15, 2022 Filed Nov 17, 2022 21:28 UTC
Mason Christopher ScottPrincipal Accounting Officer
Exercise / conversionCommon Stock 7,282 Not disclosed Not disclosed
Disclosure

SEC source: 0001562180-22-007742 · primarydocument.xml · nonDerivative · entry 1

Mason Christopher Scott · CIK 0001747554 · Principal Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,429

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Vesting of restricted stock units ("RSUs") previously granted to the Reporting Person.

F2 · price: Each RSU represents a contingent right to receive 1 share of the Issuer's Common Stock upon vesting and settlement for no consideration.

Read SEC document
November 15, 2022 Filed Nov 17, 2022 21:28 UTC
Siegel Matthew O.Chief Commercial Officer
Exercise / conversionRestricted Stock Units · Derivative 1,499 $0.00 $0.00
Disclosure

SEC source: 0001562180-22-007740 · primarydocument.xml · derivative · entry 5

Siegel Matthew O. · CIK 0001744461 · Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 164,235

Underlying: Common Stock · 1,499 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive 1 share of the Issuer's Common Stock upon vesting and settlement for no consideration.

F1 · kind: Vesting of restricted stock units ("RSUs") previously granted to the Reporting Person.

F6 · derivative.exercise_date: These RSUs will vest on the following schedule: 6.25% of the shares subject to the RSU will vest quarterly in year 1 following the vesting commencement date of November 15, 2021; 12.5% of the shares subject to the RSU will vest quarterly in year 2; and 6.25% of the shares subject to the RSU will vest quarterly in year 3, in each case subject to the continuing employment of the Reporting Person on each vesting date. The RSUs are subject to double-trigger acceleration.

F6 · derivative.expiration_date: These RSUs will vest on the following schedule: 6.25% of the shares subject to the RSU will vest quarterly in year 1 following the vesting commencement date of November 15, 2021; 12.5% of the shares subject to the RSU will vest quarterly in year 2; and 6.25% of the shares subject to the RSU will vest quarterly in year 3, in each case subject to the continuing employment of the Reporting Person on each vesting date. The RSUs are subject to double-trigger acceleration.

Read SEC document
November 15, 2022 Filed Nov 17, 2022 21:28 UTC
Siegel Matthew O.Chief Commercial Officer
Exercise / conversionRestricted Stock Units · Derivative 28,878 $0.00 $0.00
Disclosure

SEC source: 0001562180-22-007740 · primarydocument.xml · derivative · entry 4

Siegel Matthew O. · CIK 0001744461 · Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 165,734

Underlying: Common Stock · 28,878 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive 1 share of the Issuer's Common Stock upon vesting and settlement for no consideration.

F1 · kind: Vesting of restricted stock units ("RSUs") previously granted to the Reporting Person.

F5 · derivative.exercise_date: 1/16 of the shares subject to the RSUs vest in equal installments on each quarterly anniversary date following the applicable vesting commencement date, until such time as the RSUs are 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. The RSUs are subject to double-trigger acceleration.

F5 · derivative.expiration_date: 1/16 of the shares subject to the RSUs vest in equal installments on each quarterly anniversary date following the applicable vesting commencement date, until such time as the RSUs are 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. The RSUs are subject to double-trigger acceleration.

Read SEC document
November 15, 2022 Filed Nov 17, 2022 21:28 UTC
Siegel Matthew O.Chief Commercial Officer
GrantRestricted Stock Units · Derivative 51,514 $0.00 $0.00
Disclosure

SEC source: 0001562180-22-007740 · primarydocument.xml · derivative · entry 3

Siegel Matthew O. · CIK 0001744461 · Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 194,612

Underlying: Common Stock · 51,514 shares

Expires not disclosed

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive 1 share of the Issuer's Common Stock upon vesting and settlement for no consideration.

F4 · derivative.exercise_date: 1/12 of the shares subject to the RSUs vest in equal installments on each quarterly anniversary date following the vesting commencement date of November 15, 2022, until such time as the RSUs are 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. The RSUs are subject to double-trigger acceleration.

F4 · derivative.expiration_date: 1/12 of the shares subject to the RSUs vest in equal installments on each quarterly anniversary date following the vesting commencement date of November 15, 2022, until such time as the RSUs are 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. The RSUs are subject to double-trigger acceleration.

Read SEC document
November 15, 2022 Filed Nov 17, 2022 21:28 UTC
Siegel Matthew O.Chief Commercial Officer
Tax withholdingCommon Stock 13,246 $17.80 $235,778.80
Disclosure

SEC source: 0001562180-22-007740 · primarydocument.xml · nonDerivative · entry 2

Siegel Matthew O. · CIK 0001744461 · Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 102,602

F3 · kind: Exempt transaction pursuant to Section 16b-3(e) - payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. All of the shares reported as disposed of in this Form 4 were withheld by the Issuer in accordance with the agreement governing the RSUs to satisfy federal and state tax withholding obligations of the Reporting Person resulting from the vesting and settlement of RSUs.

Read SEC document
November 15, 2022 Filed Nov 17, 2022 21:28 UTC
Siegel Matthew O.Chief Commercial Officer
Exercise / conversionCommon Stock 30,377 Not disclosed Not disclosed
Disclosure

SEC source: 0001562180-22-007740 · primarydocument.xml · nonDerivative · entry 1

Siegel Matthew O. · CIK 0001744461 · Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 115,848

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Vesting of restricted stock units ("RSUs") previously granted to the Reporting Person.

F2 · price: Each RSU represents a contingent right to receive 1 share of the Issuer's Common Stock upon vesting and settlement for no consideration.

Read SEC document
November 15, 2022 Filed Nov 17, 2022 21:27 UTC
Millington NicholasChief Innovation Officer
Exercise / conversionRestricted Stock Units · Derivative 4,980 $0.00 $0.00
Disclosure

SEC source: 0001562180-22-007739 · primarydocument.xml · derivative · entry 5

Millington Nicholas · CIK 0001743324 · Chief Innovation Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 148,552

Underlying: Common Stock · 4,980 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive 1 share of the Issuer's Common Stock upon vesting and settlement for no consideration.

F1 · kind: Vesting of restricted stock units ("RSUs") previously granted to the Reporting Person.

F6 · derivative.exercise_date: 1/4 of the shares subject to the RSUs vest in equal installments on each quarterly anniversary date following the vesting commencement date of February 15, 2022 until such time as the RSUs are 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. The RSUs are subject to double-trigger acceleration.

F6 · derivative.expiration_date: 1/4 of the shares subject to the RSUs vest in equal installments on each quarterly anniversary date following the vesting commencement date of February 15, 2022 until such time as the RSUs are 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. The RSUs are subject to double-trigger acceleration.

Read SEC document
November 15, 2022 Filed Nov 17, 2022 21:27 UTC
Millington NicholasChief Innovation Officer
Exercise / conversionRestricted Stock Units · Derivative 29,421 $0.00 $0.00
Disclosure

SEC source: 0001562180-22-007739 · primarydocument.xml · derivative · entry 4

Millington Nicholas · CIK 0001743324 · Chief Innovation Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 153,532

Underlying: Common Stock · 29,421 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive 1 share of the Issuer's Common Stock upon vesting and settlement for no consideration.

F1 · kind: Vesting of restricted stock units ("RSUs") previously granted to the Reporting Person.

F5 · derivative.exercise_date: 1/16 of the shares subject to the RSUs vest in equal installments on each quarterly anniversary date following the applicable vesting commencement date, until such time as the RSUs are 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. The RSUs are subject to double-trigger acceleration.

F5 · derivative.expiration_date: 1/16 of the shares subject to the RSUs vest in equal installments on each quarterly anniversary date following the applicable vesting commencement date, until such time as the RSUs are 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. The RSUs are subject to double-trigger acceleration.

Read SEC document
November 15, 2022 Filed Nov 17, 2022 21:27 UTC
Millington NicholasChief Innovation Officer
GrantRestricted Stock Units · Derivative 48,294 $0.00 $0.00
Disclosure

SEC source: 0001562180-22-007739 · primarydocument.xml · derivative · entry 3

Millington Nicholas · CIK 0001743324 · Chief Innovation Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 182,953

Underlying: Common Stock · 48,294 shares

Expires not disclosed

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive 1 share of the Issuer's Common Stock upon vesting and settlement for no consideration.

F4 · derivative.exercise_date: 1/12 of the shares subject to the RSUs vest in equal installments on each quarterly anniversary date following the vesting commencement date of November 15, 2022, until such time as the RSUs are 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. The RSUs are subject to double-trigger acceleration.

F4 · derivative.expiration_date: 1/12 of the shares subject to the RSUs vest in equal installments on each quarterly anniversary date following the vesting commencement date of November 15, 2022, until such time as the RSUs are 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. The RSUs are subject to double-trigger acceleration.

Read SEC document
November 15, 2022 Filed Nov 17, 2022 21:27 UTC
Millington NicholasChief Innovation Officer
Tax withholdingCommon Stock 17,058 $17.80 $303,632.40
Disclosure

SEC source: 0001562180-22-007739 · primarydocument.xml · nonDerivative · entry 2

Millington Nicholas · CIK 0001743324 · Chief Innovation Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 294,583

F3 · kind: Exempt transaction pursuant to Section 16b-3(e) - payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. All of the shares reported as disposed of in this Form 4 were withheld by the Issuer in accordance with the agreement governing the RSUs to satisfy federal and state tax withholding obligations of the Reporting Person resulting from the vesting and settlement of RSUs.

Read SEC document
November 15, 2022 Filed Nov 17, 2022 21:27 UTC
Millington NicholasChief Innovation Officer
Exercise / conversionCommon Stock 34,401 Not disclosed Not disclosed
Disclosure

SEC source: 0001562180-22-007739 · primarydocument.xml · nonDerivative · entry 1

Millington Nicholas · CIK 0001743324 · Chief Innovation Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 311,641

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Vesting of restricted stock units ("RSUs") previously granted to the Reporting Person.

F2 · price: Each RSU represents a contingent right to receive 1 share of the Issuer's Common Stock upon vesting and settlement for no consideration.

Read SEC document
November 07, 2022 Filed Nov 9, 2022 23:26 UTC
Spence PatrickDirector · Chief Executive Officer
Exercise / conversionPerformance Share Units · Derivative 250,263 $0.00 $0.00
Disclosure

SEC source: 0001562180-22-007598 · primarydocument.xml · derivative · entry 2

Spence Patrick · CIK 0001743317 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 250,263 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each PSU represents a contingent right to receive 1 share of the Issuer's Common Stock upon vesting and settlement for no consideration.

F1 · kind: Vesting of performance stock units ("PSUs") previously granted to the Reporting Person and earned in November 2021.

F3 · derivative.exercise_date: Each PSU represents the right to receive, following vesting, between 0% and 200% of the target award based upon achievement of pre-established one year performance goals, as determined by the Compensation, People, and Diversity & Inclusion Committee (the "Committee"). The Committee determined achievement of such goals for fiscal 2021 at a level of 190.2%. Such PSUs vested on November 7, 2022.

F3 · derivative.expiration_date: Each PSU represents the right to receive, following vesting, between 0% and 200% of the target award based upon achievement of pre-established one year performance goals, as determined by the Compensation, People, and Diversity & Inclusion Committee (the "Committee"). The Committee determined achievement of such goals for fiscal 2021 at a level of 190.2%. Such PSUs vested on November 7, 2022.

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November 07, 2022 Filed Nov 9, 2022 23:26 UTC
Spence PatrickDirector · Chief Executive Officer
Exercise / conversionCommon Stock 250,263 Not disclosed Not disclosed
Disclosure

SEC source: 0001562180-22-007598 · primarydocument.xml · nonDerivative · entry 1

Spence Patrick · CIK 0001743317 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,003,065

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Vesting of performance stock units ("PSUs") previously granted to the Reporting Person and earned in November 2021.

F2 · price: Each PSU represents a contingent right to receive 1 share of the Issuer's Common Stock upon vesting and settlement for no consideration.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.